The First Notre Dame Workshop On Mathematical Methods

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rli HEWLETT 1I PACKA DThe First Notre Dame Workshop onMathematical Methods in NonlinearOpticsMark S. Alber l , Gregory G. LutherBasic Research Institute in theMathematical SciencesHP Laboratories BristolHPL-B S-96-19August, 1996optical solitons; patterns;solitons;integrable systems;communications;optical switchThe first Notre Dame workshop on Mathematical methods in nonlinearoptics was held April 18-21 1996, at the University of Notre Dame. Itwas sponsored by the University of Notre Dame, BRIMS, HewlettPackard Research Lab and Center for Nonlinear Studies, Los AlamosNational Lab and National Science Foundation (NSF). The workshopmet in conjunction with the University of Notre Dame Symposium onCurrent and Future Directions in Applied Mathematics along with avariety of other workshops on various topics in Applied Mathematics.The workshop assembled forty one leading mathematical scientists innonlinear optics and related areas to discuss relevant advancedmathematical techniques and theory for these areas. During theworkshop Bill Kath and Yuji Kodama provided tutorial reviews ofMathematical models and techniques used in the area of nonlinear fibercommunications. These talks were extremely well received for theiremphasis on the origins of models and issues in this area. Excellentcontributions were made by experimental groups working with bothAT&T and German Telekom on the development of communicationsystems. These talks provided direct links to questions important inapplications for the mathematical participants and engendered livelydiscussions.New ideas in dynamical systems were stronglyrepresented. Also, several other important new areas in nonlinear opticssuch as pattern formation and the analysis of systems that combinecontinuous and discrete properties were discussed by leaders in thesefields. Many of the participants have made new contacts which allowthem to learn and contribute to new areas of applied mathematics. Webelieve the meeting made a positive impact on the research directions ofmany of the participants.Internal Accession Date OnlyIUniversity of Notre Dame, Department ofMaths

The First Notre Dame Workshop onMathematical Methods in Nonlinear OpticsM.S. Alber* and G.G. Luther tAugust 19, 1996The first Notre Dame workshop on mathematical methods in nonlinear optics was heldApril 18-21, 1996, at the University of Notre Dame. It was sponsored by University of NotreDame, BRIMS, Hewlett Packard Research Lab and Center for Nonlinear Studies, Los AlamosNational Lab. and National Science Foundation (NSF). The workshop met in conjunctionwith The University of Notre Dame Symposium on Current and Future Directions in AppliedMathematics along with a variety of other workshops on varius topics in applied mathematics.The workshop assembled forty one leading mathematical scientists in nonlinear opticsand related areas to discuss relevant advanced mathematical techniques and theory for theseareas. During the workshop Bill Kath and Yuji Kodama provided tutorial reviews of mathematical models and techniques used in the area of nonlinear fiber communications. Thesetalks were extremely well received for their emphasis on the origins of models and issuesin this area. Excellent contributions were made by experimental groups working with bothAT&T and German Telekom on the development of communications systems. These talksprovided direct links to questions important in applications for the mathematical participants and engendered lively discussions. New ideas in dynamical systems were stronglyrepresented. Also, sev ral other important new areas in nonlinear optics such as patternformation and the analysis of systems that combine continuous and discrete properties werediscussed by leaders in these fields. Many of the participants have made new contacts whichwill allow them to learn and contribute to new areas of applied mathematics. We believethe meeting made a positive impact on the research directions of many of the participants.1Review TalksBill Kath of Northwestern University started off the workshop on Thursday with a thoroughreview of the origin of the nonlinear Schrodinger equation and its use in modeling the propagation of light in optical fibers. During his talk he described inverse scattering and thebound state solutions of importance in the soliton-soliton interaction process. He described·Department of Mathematics, University of Notre Dame, Notre Dame, Indiana 46556-5683, Telephone:(219) 631-7083, Fax: (219) 631-6579, Email: Mark.S.Alber.l@nd.edutBRIMS, Hewlett-Packard Laboratories, Filton Road, Stoke Gifford, Bristol BS12 6QZ, United Kingdom, Telephone: 44 (0) 117 922 8216, Fax: 44 (0) 117 922 9190, Email: ggl@hplb.hpl.hp.com,and Department of Mathematics, University of Notre Dame, Notre Dame, Indiana 46556-5683 Email:Gregory.G .Luther.3@nd.edu1

several forms of perturbations and the soliton perturbation theories available to deal withthem. He also described the coupled NLS and its use. In the final segment of his talk hereviewed concepts of guiding center solitons and Gordon-Haus jitter. The sliding filter wasdescribed as a control for the jitter, and he showed how long-haul communications devicesare closely connected to ring devices.On Friday Yuji Kodama of Ohio State University and author of Solitons in OpticalCommunications gave a review of the modeling and analysis of communications devices. Hebegan by reviewing the origins of NLS as a model of the propagation of light in opticalfibers. He then reviewed the inverse scattering method and contrasted the solutions of theself-focusing NLS and the defocusing NLS. He continued by describing issues connected withthe use of solitons as information carriers including the guiding center concept and the use ofLie transform methods, the effects of noise and the use of dispersion management and filtersto control errors. The non-return to zero (NRZ) systems were then treated by using a formof WKB or semi-classical analysis of nonlinear integrable equations. Kodama explained thatthese techniques provide the key to understanding the dynamics of dispersion managed NRZsystems with net positive average dispersion.2Focus GroupsSessions were held in four focus areas which were chosen and organized by several of theparticipants. This was very effective in promoting discussion and interactions both formallyand informally. The time was split among four focus groups as described below.The title of the first session was Long Haul Optical Communications and was organizedby Bi1.l Kath and Nathan Kutz. It began with a talk by Stephan Evangelides of AT&Twho described current NRZ systems. He pointed out that there is a real need for analysisof these systems, especially for bit error rate estimation and system optimization. He alsodiscussed wavelength division multiplexing of these systems. Issues such as polarizationmode dispersion, dispersion maps, spectral spreading, pulse distortion, and noise in thesesystems were all discussed as areas requiring further analytical treatment.Nathan Kutz described a perturbation analysis of dispersion managed systems with zeroaverage dispersion. His reduced average equations were able to capture short distance propagation accurately. He also discussed the plane-wave stability of the reduced equations.Yuji Kodama also participated in this focus group by describing control techniques and aWhitham type theory for NRZ systems with positive (defocusing) average dispersion. Heextended his theory to WDM systems and the coupled NLS. The session ended with a talkby Katya Golovchenko. She described experimental results for a return to zero dispersionmanaged system with net averaged dispersion in the focusing regime.It was clear from this session that many new systems in this area of nonlinear opticscall for some of the most advanced analysis of near-integrable nonlinear evolution equations.There is much work to be done on the theory of dispersion managed systems. Semi-classicaltheory and modulation theory for n-phase waves of NLS previously developed in appliedmathematics are just beginning to be applied to problems in theoretical nonlinear optics.Also advanced tools for control and the analysis of multiplicative noise in pde's seem to beemerging as areas of basic importance in theoretical nonlinear optics. The speakers seemed to2

agree that continued work on the coupled NLS equations should lead to better understandingof emerging systems and that control of wave trains without the use of sliding filters appearsto be a key element in applications to communications.The workshop continued with a focus group organized by Alejandro Aceves and DarrylHolm called Applications of Hamiltonian and Soliton Theory in Single and Coupled OpticalFiber Systems. Aceves and Michael Weinstein discussed the theory of dispersive waveguideswith linear nearest-neighbor coupling. Ideas of localization and steering of light on an arrayof fibers were reviewed. Mathematical proofs were also given which formalize the stabilityand localization ideas. This was followed by a discussion by Ben Luce of the persistenceof an NLS wave train under perturbations. Franko Kiippers described efforts at GermanTelekom to optimize the use of existing (already installed) fiber systems. He pointed outthat the use of sliding filters presented several technical problems which preclude their usein presently installed systems. He showed an experimental system using new semiconductoramplifiers that transmits at 40Gb/sec and requires only one filter at the end to remove jitterand noise. He also described polarization control experiments in which trapping seems tohave occurred to some benefit. Sergey Burtsev described the control of solitons using slidingguiding frequency filters. His work is based on singular perturbation methods with numericaldiagnostics of the nonlinear spectral content.Ildar Gabitov gave us an update on the European deployment of soliton communicationssystems. He introduced an averaged equation which appears to give reasonable results fordispersion managed systems with net negative (focusing) averaged dispersion. Taras Lakobadescribed the existence of several families of solutions of a pair of coupled waveguides whichincluded polarization effects.The main theme of the third focus group was similarity solutions and near-integrabletheory of pde's and it was called Analytic and Numerical Techniques for Nonlinear Waves.Annalisa Calini discussed homoclinic chaos in the discrete NLS using diagnostic informationfrom spectral codes. George Haller discussed the homoclinic jumping in nonlinear evolutionequations using recently developed ideas about Melnikov type methods for pde's.Friday afternoon Joceline Lega and Nick Ercolani lead a discussion on patterns calledPatterns in Optical, Biological and Chemical Systems. Lega gave a review of experimental observations of patterns in various physical systems and discussed the basic analysis ofpattern forming systems. Mary Silber described the use of ideas of symmetry and hetereoclinic cycles in pattern forming systems. The session ended with a review of state of the artexperiments and theories of patterns in optical systems.3ReflectionsThe workshop promoted discussions and inquiry on advanced mathematical techniques andtheory which are suggested by or may be useful in the analysis of problems in nonlinearoptics. Theoretical nonlinear optics has only begun to take advantage of work on integrableand near-integrable evolution equations. As this is achieved we expect many advances to bemade. Conversely, nonlinear optics continues to be a important source of rich mathematicalproblems. Certainly the workshop did not cover all the important areas in theoretical nonlinear optics where applied mathematics is needed. For example, one important area that3

was left out from the discussions was the analysis and control of chaotic behavior in opticalSCIence.GGL was sponsored by NSF through a University-Industry Cooperative Research Fellowship (DMS9508711) with generous support from the Basic Research Institute in the Mathematical Sciences, Hewlett-Packard Laboratories and MSA was sponsored by NSF GrantsDMS 9403861 and DMS 9508711.WORKSHOP PARTICIPANTS:Alejandro Aceves, University of New MexicoMark Alber, University of Notre DameSergey Burtsev, CNLS Los Alamos National LabAnnalisa Calini, Case Western Reserve UniversityRoberto Camassa, CNLS Los Alamos National LabChia Chang, University of Notre DameEvgeny Demekhin, University of Notre DameNicholas Ercolani, University of ArizonaStephen Evangelides, AT&T LabGreg Forest, Ohio State UniversityIldar Gabitov, German Telekom, DarmstadtChris Geodde, DePaul UniversityKatya Golovchenko, University of MarylandGeorge Haller, Brown UniversityDarryl Holm, CNLS, Los Alamos National LabYi Jiang, University of Notre DameTasso Kaper, Boston UniversityWilliam Kath, Northwestern UniversityThomas Kappeler, Ohio State UniversityJason Keith, University of Notre DameYuji Kodama, Ohio State UniversityDima Kopelevich, University of Notre DameFranko Kueppers, German Telekom, DarmstadtNathan Kutz, Princeton UniversityTaras Lakoba, Clarkson UniversityBrenton LeMesurier, Case Western Reserve UniversityBen Luce, CNLS Los Alamos National LabGregory Luther, BRIMS, Hewlett-Packard Research LabJerrold Marsden, CaltechDavid McLaughlin, Courant Institute, New York UniversityGerard Misiolek, University of Notre DameEd Overman, Ohio State UniversityAlan Osborne, University of Torino, ItalyJoceline Lega, Institute Non Lineaire de Nice, FranceHermann Riecke, Northwestern University4

Jonathan Robbins, BRIMS, Hewlett-Packard Research LabMary Silber, Northwestern UniversityMichael Weinstein, University of MichiganPavel Winternitz, University of Montreal, CanadaYi Ye, University of Notre DameBarton Yeary, University of Michigan5

Mathematical Methods in Nonlinear Optics M.S. Alber* and G.G. Luthert August 19, 1996 The first Notre Dame workshop on mathematical methods in nonlinear optics was held April 18-21,1996, at the University of Notre Dame. Itwas sponsored by University of Notre Dame, BRIMS, Hewlett Packard Research Lab and

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