UTI – NIfTy NexT 50 INdex FUNd - Nivesh Sansar

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KEY INFORMATION MEMORANDUMUTI – Nifty Next 50 Index Fund(An open-ended scheme replicating/tracking the Nifty Next 50 Index)The product is suitable for investors who are seeking*:v Capital growth in tune with the index returnsv Passive investment in equity instruments comprised in Nifty Next 50 Index.RISKOMETER* Investors should consult their financial advisers if in doubt about whether the product is suitable for them.New Fund Offer Opens onNew Fund Offer Closes onScheme Reopens on:::Friday, June 08, 2018Friday, June 22, 2018Wednesday, July 04, 2018Offer of Units of 10/- per unit for cash during the New Fund Offer PeriodNew Fund Offer will not be kept open for more than 15 daysThis Key Information Memorandum (KIM) sets forth the information, which a prospective investor ought to know beforeinvesting. For further details of the scheme/Mutual Fund, due diligence certificate by the AMC, Key Personnel,Investors’ rights & services, risk factors, penalties & pending litigations etc. investors should, before investment,refer to the Scheme Information Document (SID) and Statement of Additional Information (SAI) available free of costat any of the UTI Financial Centers or distributors or from the website www.utimf.com.The scheme particulars have been prepared in accordance with Securities and Exchange Board of India (MutualFunds) Regulations 1996, as amended till date, and filed with Securities and Exchange Board of India (SEBI). Theunits being offered for public subscription have not been approved or disapproved by SEBI, nor has SEBI certifiedthe accuracy or adequacy of this KIM.sponsorsTRUSTEEState Bank of India, Punjab National Bank, UTI Trustee Co. (P) Ltd.Bank of Baroda and Life Insurance Corporation (Incorporated under the Companies Act, 1956)of India (Liability of sponsors limited to 10,000/-)INVESTMENT MANAGERUTI Asset Management Co. Ltd.(Incorporated under the Companies Act, 1956)

APPLICATION FORMSr.No. 2018/UTI – Nifty Next 50 Index FundOffer of Units of 10/- per unit for cash during the New Fund Offer PeriodTIME STAMP(OCBs are not allowed to invest in units of any of the schemes of UTI MF)Registrar Sr. No.(Please read instructions carefully before filling the form and use BLOCK LETTERS only)  [Fields Marked with (*) must be Mandatorily filled in]BDA / CA CodeDISTRIBUTOR INFORMATION (only empanelled Distributors/Brokers will be permitted to distribute Units) (refer instruction ‘h’)ARN/RIA No. Name of Financial Advisor Sub ARN CodeSub Code/M O CodeBank Branch CodeEUI No.@48012UTI RM No.E053085 By mentioning RIA code, I/we authorised you to share with the Investment Advisor the details of my/our transactions.Upfront commission shall be paid directly by the investor to the AMFI / NISM certified UTI MF registered Distributors based on the investors’ assessment ofvarious factors including the service rendered by the distributor.@I/We confirm that the EUIN box is intentionally left blank by me/us as this is an “execution-only” transaction without any interaction or advice by thedistributor personnel concerned or notwithstanding the advice of in-appropriateness, if any, provided by such distributor personnel and the distributorhas not charged any advisory fees for this transaction. ( Please tick and sign below when EUIN box is left blank) (refer instruction ‘w’).ÊSignature of 1st Applicant / GuardianSignature of 2nd ApplicantSignature of 3rd ApplicantTRANSACTION CHARGES TO BE PAID TO THE DISTRIBUTOR (Please tick any one of the below) (Refer Instruction ‘i’)I AM A FIRST TIME INVESTOR IN MUTUAL FUNDSI AM AN EXISTING INVESTOR IN MUTUAL FUNDSOR 150 will be deducted as transaction charges per Subscription of 10,000 and above 100 will be deducted as transaction charges per Subscription of 10,000 and aboveExisting Unitholder information: If you have an existing folio no. with PAN & KYC validation, please mention your Folio Number  here:APPLICANT’S PERSONAL DETAILSMr.Ms.Mrs.Ms.* Denotes Mandatory FieldsName of First Applicant (as appearing in Aadhaar) (refer instruction ‘r’)FIRSTL a s tdDate of BirthdMmImDyDyLyEyMandatory for minorsFirst Applicant’s Address (Do not repeat the name) Name & Address of resident relative in India (for NRIs) (P.O. Box No. is not a/PostStateCity/Town*Pin**PAN / PEKRN of 1st Applicant/Father/Mother/Guardian (whose particulars are furnished in the form)EnclosedAAdhaAr No.PAN/PEKRN Card/ID Proof CopyKnow Your Customer (KYC)* Acknowledgement Copy Please ( )Overseas Address (Overseas address is mandatory for NRI / FPI applicants in addition to mailing address in India)City*Country*StateZip/Pin*Name in full of the Father (OR) Mother / Guardian (In case of minor) / Contact person for institutional applicantsMr.Ms.Mrs.FIRSTMIDDLELAST Proof of date of birth and proof of relationship with minor to be attached or else sign the declaration on the reverse (Refer instruction ‘f ’).DETAILS OF OTHER APPLICANTSName of 2nd ApplicantMr.FIRS T*PAN / PEKRN of 2nd ApplicantMs.Mrs.Date of Birth of 2nd ApplicantMIDLMs.Mrs.PAN/PEKRN Card/ID Proof CopyIDEnclosedDLdmddmEAAdhaAr No.PAN/PEKRN Card/ID Proof CopymyyyLASTyKnow Your Customer (KYC)* Acknowledgement Copy Please ( )Date of Birth of 3rd ApplicantMdEAAdhaAr No.EnclosedName of 3rd ApplicantMr.FIRS T*PAN / PEKRN of 3rd ApplicantDmyyyLASTyKnow Your Customer (KYC)* Acknowledgement Copy Please ( ) Required for Micro Investment upto 50,000/- in year (Refer instruction ‘q ’).payment details  (Please ensure that the cheque complies to the CTS 2010 standards)#Cheque/DD/ NEFT/ RTGS Ref. No./ Unique Serial No. (For Cash)CashAccount No.DateAmt. of investment (i)BankDD Charges if any (ii)BranchNet amount paid (i-ii)Amt. in words(Refer Instruction ‘y’)Account type(please )SavingsCurrentNRENRODD issued from abroadOne Time Mandate (OTM) if already registered(Applicable for existing investors)# Please mention the application No. on the reverse of thecheque / DD, NEFT / RTGS advice. Cheque / DD must bedrawn in favour of “UTI – Nifty Next 50 Index Fund” & crossed“A/c Payee Only” Investment amount shall be 2 lacs and above in caseof payments through RTGS.Ê

Bank Particulars of 1st applicant (Mandatory as per SEBI Guidelines)Bank NameBranchAddressMICR Code(this is a 9-digit number next to your cheque number)CityPin*IFS Code(this is a 11-digit number)Account type (please )SavingsCurrentNRONREAccount No.INVESTMENT DETAILS (Please 3)UTI – Nifty Next 50 Index FundScheme Name:Plan (please )Regular PlanDirect Plan (Refer instruction ‘j’)DEMAT ACCOUNT DETAILS - Please ensure that the sequence of names as mentioned in the application form matches with that of the account held with any oneof the Depository Participant. Demat Account details are compulsory.NationalDepository NameSecuritiesDP ID No.DepositoryBeneficiaryLimitedAccount No.Enclosures :Client Master List ction cum Holding StatementDepository NameTarget ID No.Delivery Instruction Slip (DIS)Details of Beneficial Ownership (Please tick applicable category). Ownership details to be provided if the Ownership percentage/interest in the trust of anyBeneficiary is as per the threshold limit provided below. Details to be provided for each such beneficiary.(Refer instruction q)CategoryOwnership per cent @@@Unlistedcompany 25%Partnership FirmUnincorporatedAssociation/Body ofIndividuals 15% 15%TrustForeignInvestor 15%@@@ Ownership percentage of shares/capital/profits/property of juridical person/interest in the Trust as on the date of the application shall be furnished by the investor. In the case of Foreign investors, the beneficial ownership will be determined as per SEBI guidelines. For details refer to SAI/relevant Addendum.In case of any change in the beneficial ownership, the investor will be responsible to intimate UTI AMC / its Registrar / KRA as may be applicable immediately about suchchange.Details of Beneficial Ownership (Please attach a separate sheet with this format if the space provided is insufficient)Sr.No.NameAddress123[Please attach self attested copy of PAN/Passport (proof of photo identity) along with application form]Details of Identitysuch as PAN /Passport% of ownership

Friend in nEed details (refer instruction - k) In case UTI MF is unable to communicate with me/us at my / our registered address, I / we authorizeUTI MF to correspond with the following person to ascertain my/our updated contact details.NameFIRSTMIDDLELASTAddress:Relationship with the applicant (optional)EmailMobileGENERAL INFORMATION - Please ( ) wherever applicableSTATUS:Resident IndividualMinor through guardianHUFSole ProprietorshipSociety/ClubBody CorporateFPINRIForeign NationalsUnlisted ‘Not for Profit’ Company##Other Unlisted CompanyPartnershipTrustAOPBOIListed CompanyLLPPIOOthers (Please specify)# # OCBs are not allowed to invest in units of any of the schemes of UTI MF. ‘Not for Profit’ Company as defined under Companies Act (Act of ProfessionalHousewifeRetiredPrivate Sector ServicePublic Sector ServiceGovernment ServiceForex DealerOthers (Please specify)mode of holding:SingleAnyone or survivorJointMarital Status:UnmarriedMarriedWedding AnniversaryOccupation:D DM MOther Details (MANDATORY)1st Applicant:For Individuals Only(A) Gross Annual Income Details Please tick ( )Below 1 Lac1-5 lacs[OR]5-10 Lacs10-25 Lacs(Net worth should not be older than 1 year)Net-worth in as on (date)2nd Applicant: 25 Lacs - 1 CroreD DM M 1 CroreY Y Y YRelated to a Politically Exposed Person (PEP)(B) Please tick if applicable:Politically Exposed Person (PEP)(For definition of PEP, please refer instruction ‘x’).(C) Any other information:(A) Gross Annual Income DetailsBelow 1 Lac1-5 lacs[OR]5-10 Lacs10-25 Lacs 25 Lacs - 1 Crore 1 Crore(Net worth should not be older than 1 year)Net-worth in as on (date) D DM MY Y Y Y(B) Please tick if applicable:Politically Exposed Person (PEP)Related to a Politically Exposed Person (PEP)(C) Any other information:3rd Applicant:(A) Gross Annual Income DetailsBelow 1 Lac1-5 lacs5-10 Lacs10-25 Lacs[OR](Net worth should not be older than 1 year)Net-worth in as on (date) 25 Lacs - 1 Crore 1 CroreD DM MY Y Y Y(B) Please tick if applicable:Politically Exposed Person (PEP)Related to a Politically Exposed Person (PEP)(C) Any other information:For non-Individuals Only(A) Gross Annual Income DetailsBelow 1 Lac1-5 lacs5-10 Lacs10-25 Lacs[OR](Net worth should not be older than 1 year)Net-worth in as on (date)(B) Is the entity involved in / providing any or the following services– foreign Exchange / Money Changer Services– Money Lending / PawningYESYESNONO 25 Lacs - 1 CroreD DM M 1 CroreY Y Y Y– Gaming / Gambling/Lottery Services (e.g. casinos, betting syndicates)YESNO(C) Any other information: ACKNOWLEDGEMENT(To be filled in by the Applicant)Sr. No. 2018/UTI – Nifty Next 50 Index FundReceived from Mr / Ms / M/salong with Cheque /DD /NEFT/RTGSRef. No./Unique Serial No. (For Cash)datedDrawn on (Bank)Stamp of UTI AMC Office/Authorised Collection Centrefor (in figures)Only Lumpsum/ Lumpsum SIP Cheques and drafts are subject to realisation.

details under fatca (Foreign Tax Compliance Act) and CRS (Common Reporting Standard)(Refer instruction ‘z ’).Information to be provided by all Applicants in the same sequence of Names as given in this Application formAre you a tax resident of any country other than India ?If No, please tick here :First ApplicantSecond ApplicantThird ApplicantPlease fill in the Particulars in the prescribed Form for FATCA/CRS and attach it with this Application Form.NOMINATION DETAILS (Please ) (please sign if you do not wish to nominate)I/We hereby nominate the undermentioned Nominee to receive the amounts to my / our credit in the event of my / our death. I/We also understandthat all payments and settlements made to such Nominee and signature of the Nominee acknowledging receipt thereof, shall be a valid discharge bythe AMC / Mutual Fund / Trustee.Name and Address of NomineeTo be furnished in case nominee is a minorNameDate of Birthd d m m yyyName of the guardianAddress of guardiany(in case of nominee is a minor)Signature of Nominee / guardian(for minor)Investors who wish to nominate two or three persons may fill in the separate form prescribed for the same and attach it with this application form.I/We do not wish to nominateAddress with pin codeSign.hereÊSignature of 1st Applicant / GuardianSignature of 2nd ApplicantSignature of 3rd Applicantdeclaration and signature of applicant/sI/We have read and understood the contents of the Scheme Information Document, statement of additional information and Key Information Memorandum,addenda issued till date and apply to the Trustee of UTI Mutual Fund as indicated above. I/We agree to abide by the terms and conditions, rules and regulations ofthe scheme as on the date of investment. I/We undertake to confirm that this investment has been duly authorised by appropriate authorities in terms of all relevantdocuments and procedural requirements. l I/We have not received nor been induced by any rebate or gifts, directly or indirectly in making investments. l TheARN holder has disclosed to me/us all the commissions (in the form of trail commission or any other mode), payable to him for the different competing Schemesof various Mutual Funds from amongst which the Scheme is being recommended to me/us. l I/We hereby authorize UTI MF/UTI AMC to share my data furnishedin the Form to my distributor and other service providers of the UTI MF for the purpose of servicing, issue of account statement/consolidated statement of accountetc and cross selling of products/schemes of the UTI MF. l I/We confirm that we are Non-Residents of Indian Nationality/Origin and that the funds are remittedfrom abroad through approved banking channels or from my / our NRE / NRO Account. I/We undertake to provide further details of source of funds and any suchother relevant documents, if called for by UTI Mutual Fund (Applicable to NRI’s). l I hereby solemnly declare that I am the father/mother/guardian of the minorchild in whose name the application is made. The date of birth stated by me is true and correct. I do not have any documents in support of the date of birth andrelationship with minor child. (Strike out if this declaration is not applicable).lOPTION FOR DESPATCH OF STATEMENT OF ACCOUNT (SoA)ÊThrough email SoA in Physical FormAt my Overseas address as mentioned above To be dispatched to my resident relative’s address in India as mentioned above Please send the Account Statement, Abridged Annual Report, Transaction confirmation, communication of change of address, change of bank details etc. through email only at the below email ID. Applicable to NRIsMobile No.Tel. (R) STD CODETel. (O) STD CODEFirstApplicantDetails*E-mail Alternate E-mailSign.hereÊSignature of 1st Applicant / GuardianName of 1st Authorised Signatory/POA DesignationSignature of 2nd ApplicantName of 2nd Authorised Signatory/POA DesignationSignature of 3rd ApplicantName of 3rd Authorised Signatory/POA Designation Power of Attorney (POA) Registration No. (if already registered) (Refer instruction ‘aa’) Notes :1. If the application is incomplete and any other requirement is not fulfilled, the application is liable to be rejected.2. In case the applicant does not receive the Statement of Account within 10 days from the date of acceptance of the application, he/she mayplease write to the Registrar quoting serial number, date of acknowledgement and the name of the accepting authority to the Registrar.3. Please ensure that all PAN details / copy of KYC Acknowledgement provided by service provider are given, failing which your application willbe rejected.4. All communication relating to issue of Statement of Account, Change in name, Address or Bank particulars, Nomination, Redemption, DeathClaims etc., may please be addressed to the Registrar :M/s. Karvy Computershare Private Limited, UTIMF, Karvy Selenium Tower B, Plot Nos. 31 & 32, Financial District, Nanakramguda,Serilingampally Mandal, Hyderabad – 500 032, Board No: 040 - 6716 2222, Fax no : 040- 6716 1888, Email:uti@karvy.com

ARN - 48012E053085

By mentioning RIA code, I/we authorised you to share with the Investment Advisor the details of my/our transactions. Upfront commission shall be paid directly by the investor to the AMFI / NISM certified UTI MF registered Distributors based on the investors’ assessment of various f

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