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GLOBALG.A.P.Control Points and Compliance CriteriaIntegrated Farm AssuranceCROPS BASEEnglish VersionFinal Version 4.0 Mar2011Valid from: 1 March 2011Obligatory from: 1 January 2012 Copyright: GLOBALG.A.P c/o FoodPLUS GmbH,Spichernstr. 55, 50672 Köln (Cologne) Germany Tel: 49-221-57993-25; Fax: 49-221-57993-89 http://www.globalgap.org

Control Points and Compliance CriteriaIntegrated Farm Assurance - Crops BaseENGLISH VERSIONCONTENTSSECTIONCBCROPS BASE MODULECB.1TRACEABILITYCB.2PROPAGATION MATERIALCB.3SITE HISTORY AND SITE MANAGEMENTCB.4SOIL MANAGEMENTCB.5FERTILIZER D PEST MANAGEMENTCB.8PLANT PROTECTION PRODUCTSCB.9EQUIPMENTANNEX CB.1 GLOBALG.A.P GUIDELINE – MICROBIOLOGICAL HAZARDSANNEX CB.2 GLOBALG.A.P GUIDELINE – RESPONSIBLE WATER USEANNEX CB.3 GLOBALG.A.P INTEGRATED PEST MANAGEMENT TOOLKITANNEX CB.4 GLOBALG.A.P GUIDELINE – PPP USE IN COUNTRIES THAT ALLOW EXTRAPOLATION110420 gg ifa cpcc cb eng final v4ANNEX CB.5 GLOBALG.A.P GUIDELINE – RESIDUE ANALYSISANNEX CB.6 GLOBALG.A.P GUIDELINE – MRL EXCEEDANCE RISK ASSESSMENTANNEX CB.7 GLOBALG.A.P GUIDELINE – VISUAL INSPECTION AND FUNCTIONAL TESTS OF APPLICATION EQUIPMENT Copyright: GLOBALG.A.P c/o FoodPLUS GmbH,Spichernstr. 55, 50672 Köln (Cologne) Germany Tel: 49-221-57993-25; Fax: 49-221-57993-89 http://www.globalgap.orgCode Ref: IFA 4.0 -CPCCVersion: CB V4.0Page: 2 of 61

Control Points and Compliance CriteriaIntegrated Farm Assurance - Crops BaseCode Ref: IFA 4.0 -CPCCVersion: CB V4.0Page: 3 of 61ENGLISH VERSIONNºControl PointCBCROPS BASECB.1TRACEABILITYCompliance CriteriaLevelTraceability facilitates the recall/withdrawal of foods and enables customers to be provided with targeted and accurate information concerning implicatedproducts.CB. 1.1Is GLOBALG.A.P registered product traceable back to and trackable from theregistered farm (and other relevant registered areas) where it has beenproduced and, if applicable, handled?CB. 2PROPAGATION MATERIALThere is a documented identification and traceability system that allows Major MustGLOBALG.A.P registered product to be traced back to the registeredfarm or, in a farmer group, to the registered farms of the group, andtracked forward to the immediate customer (One step up, one stepdown). Harvest information must link a batch to the production recordsor the farms of specific producers. (Refer to General Regulations PartIII for information on segregation in Option 2). Produce handling mustalso be covered if applicable. No N/A.110420 gg ifa cpcc cb eng final v4The choice of propagation material plays an important role in the production process and, by using the appropriate varieties, can help to reduce thenumber of fertilizer and plant protection product applications. The choice of propagation material is a precondition of good plant growth and productquality.CB. 2.1Quality and HealthCB. 2.1.1Is there a document that guarantees seed quality (free from injurious pests,diseases, virus, etc.)?A record/certificate of the seed quality is kept and available whichstates variety purity, variety name, batch number and seed vendor.CB. 2.1.2Are quality guarantees or certified production guarantees documented forpurchased propagation material?There are records to document that propagation material complies with Minor Mustsector organization guidelines and fit for purpose (e.g. qualitycertificate, terms of deliverance, signed letters, or supplied by a nurserythat has GLOBALG.A.P or GLOBALG.A.P recognized certification). Copyright: GLOBALG.A.P c/o FoodPLUS GmbH,Spichernstr. 55, 50672 Köln (Cologne) Germany Tel: 49-221-57993-25; Fax: 49-221-57993-89 http://www.globalgap.orgRecom.

Control Points and Compliance CriteriaIntegrated Farm Assurance - Crops BaseCode Ref: IFA 4.0 -CPCCVersion: CB V4.0Page: 4 of 61110420 gg ifa cpcc cb eng final v4ENGLISH VERSIONNºControl PointCompliance CriteriaLevelCB. 2.1.3Are plant health quality control systems operational for in-house nurserypropagation?A quality control system that contains a monitoring system for visibleMinor Mustsigns of pest and diseases is in place and current records of themonitoring system must be available. Nursery means anywherepropagation material is produced, (including in-house grafting materialselection). “Monitoring system” must include recording andidentification of the mother plant or field of origin crop as applicable.Recording must be at regular established intervals. If the cultivatedtrees or plants are intended for own use only (i.e. not sold), this willsuffice. When rootstocks are used, special attention must be paid to theorigin of the rootstocks through documentation.CB. 2.2Chemical Treatments and DressingsCB. 2.2.1Is the use of chemical treatments of all purchased propagation material (seed,rootstocks, seedlings, plantlets, cuttings) recorded?There are records with the name(s) of the product(s) used and itsMinor Musttarget pests and/or diseases (e.g. maintaining records/ seed packages,etc.). If seed has been treated for preservation purposes, evidence ofthe chemicals used must also be kept.CB. 2.2.2Are plant protection product treatments recorded for in-house nurserypropagation materials applied during the plant propagation period?Records of all plant protection product treatments applied during theplant propagation period for in-house plant nursery propagation areavailable and include location, date, trade name and active ingredient,operator, authorized by, justification, quantity and machinery used.CB. 2.3Genetically Modified Organisms (N/A if no Genetically Modified varieties are used)CB. 2.3.1Does the planting of or trials with GMO's comply with all applicable legislation inthe country of production?Minor MustThe registered farm or group of registered farms have a copy of theMajor Mustlegislation applicable in the country of production and complyaccordingly. Records must be kept of the specific modification and/orthe unique identifier. Specific husbandry and management advice mustbe obtained. Copyright: GLOBALG.A.P c/o FoodPLUS GmbH,Spichernstr. 55, 50672 Köln (Cologne) Germany Tel: 49-221-57993-25; Fax: 49-221-57993-89 http://www.globalgap.org

Control Points and Compliance CriteriaIntegrated Farm Assurance - Crops BaseCode Ref: IFA 4.0 -CPCCVersion: CB V4.0Page: 5 of 61110420 gg ifa cpcc cb eng final v4ENGLISH VERSIONNºControl PointCompliance CriteriaLevelCB. 2.3.2Is there documentation available when the producer is growing geneticallymodified organisms?If GMO cultivars and/or products derived from genetic modification areused, documented records of planting, use or production of GMOcultivars and/or products derived from genetic modification aremaintained.Minor MustCB. 2.3.3Have the direct clients of the producer been informed of the GMO status of theproduct?Documented evidence of communication must be provided.Major MustCB. 2.3.4Is there a plan for handling GM material (i.e. crops and trials) identifyingstrategies to minimize contamination risks (e.g. such as accidental mixing ofadjacent non-GM crops) and maintaining product integrity?A written plan that explains how GM materials (e.g. crops and trials)are handled and stored to minimize risk of contamination withconventional material and to maintain product integrity is available.Minor MustCB. 2.3.5Are GMO crops stored separately from other crops to avoid adventitious mixing? Visual assessment must be made of genetically modified (GMO) cropsstorage for integrity and identification.CB. 3SITE HISTORY AND SITE MANAGEMENTCB 3.1Does the producer keep records on seed/planting rate, sowing/planting date?Records of sowing/planting, rate, and date must be kept and beavailable.Minor MustCB. 3.2Is there, where feasible, crop rotation for annual crops?The rotations can be verified from planting date and/or plant protectionproduct application records.Minor MustCB. 4SOIL MANAGEMENTMajor MustSoil is the basis of all agricultural production; the conservation and improvement of this valuable resource is essential. Good soil husbandry ensures longterm fertility of soil, aids yield and contributes to profitability.CB. 4.1Have soil maps been prepared for the farm?The types of soil are identified for each site, based on a soil profile orsoil analysis or local (regional) cartographic soil-type map.Recom.CB. 4.2Have techniques been used to improve or maintain soil structure, and to avoidsoil compaction?Techniques applied are suitable for use on the land. There must be novisual evidence of soil compaction.Minor Must Copyright: GLOBALG.A.P c/o FoodPLUS GmbH,Spichernstr. 55, 50672 Köln (Cologne) Germany Tel: 49-221-57993-25; Fax: 49-221-57993-89 http://www.globalgap.org

Control Points and Compliance CriteriaIntegrated Farm Assurance - Crops BaseCode Ref: IFA 4.0 -CPCCVersion: CB V4.0Page: 6 of 61ENGLISH VERSIONNºControl PointCompliance CriteriaLevelCB. 4.3Are field cultivation techniques used to reduce the possibility of soil erosion?There is evidence of control practices and remedial measures (e.g.mulching, cross line techniques on slopes, drains, sowing grass orgreen fertilizers, trees and bushes on borders of sites, etc.) to minimizesoil erosion (e.g. water, wind).Minor MustCB. 5FERTILIZER APPLICATION110420 gg ifa cpcc cb eng final v4The decision making process involves crop demands; the supply must be in the soil and available nutrients from farm manure and crop residues. Correctapplication to optimize use and storage procedures to avoid loss and contamination must be followed.CB. 5.1Nutrient RequirementCB. 5.1.1Is the application of all fertilizers done according to the specific needs of thecrop and soil condition?Producer must demonstrate that consideration has been given tonutritional needs of the crop and soil fertility. Records of analysesand/or other crop-specific literature must be available as evidence. NoN/A.Minor MustCB. 5.2Advice on Quantity and Type of FertilizerCB. 5.2.1Are recommendations for application of fertilizers (organic or inorganic) given by Where the fertilizer records show that the technically responsiblecompetent, qualified persons?person making the choice of the fertilizer (organic or inorganic) is anexternal adviser, training and technical competence must bedemonstrated via official qualifications, specific training courses, etc.,unless employed for that purpose by a competent organization (e.g.official advisory services).Where the fertilizer records show that the technically responsibleperson determining quantity and type of fertilizer (organic or inorganic)is the producer, experience must be complemented by technicalknowledge (e.g. access to product technical literature, specific trainingcourse attendance, etc.) and/or the use of tools (software, on farmdetection methods, etc.).Minor Must Copyright: GLOBALG.A.P c/o FoodPLUS GmbH,Spichernstr. 55, 50672 Köln (Cologne) Germany Tel: 49-221-57993-25; Fax: 49-221-57993-89 http://www.globalgap.org

Control Points and Compliance CriteriaIntegrated Farm Assurance - Crops BaseCode Ref: IFA 4.0 -CPCCVersion: CB V4.0Page: 7 of 61ENGLISH VERSIONNºControl PointCB. 5.3Records of ApplicationCompliance CriteriaLevel110420 gg ifa cpcc cb eng final v45.3.1 to 5.3.6: Do records of all applications of soil and foliar fertilizers, both organic and inorganic, include the following criteria:CB. 5.3.1Field, orchard or greenhouse reference?Records are kept of all fertilizer applications, detailing the geographicalarea and the name or reference of the field, orchard or greenhousewhere the registered product crop is located. Records must also bekept for hydroponic situations and where fertigation is used.Minor MustCB. 5.3.2Application dates?Detailed in the records of all fertilizer applications are the exact dates(day/month/year) of the application.Minor MustCB. 5.3.3Applied fertilizer types?Detailed in the records of all fertilizer applications are the trade name,type of fertilizer (e.g. N, P, K), and concentrations (e.g. 17-17-17). NoN/A.Minor MustCB. 5.3.4Applied quantities?Detailed in the records of all fertilizer application is the amount ofproduct to be applied in weight or volume. The actual quantity appliedmust be recorded, as this is not necessarily the same as therecommendation. No N/A.Minor MustCB. 5.3.5Method of application?Detailed in the records of all fertilizer applications are the method (e.g.via irrigation or mechanical distribution) and machinery used, ifapplicable. No N/A.Minor MustCB. 5.3.6Operator details?Detailed in the records of all fertilizer applications is the name of theMinor Mustoperator who has applied the fertilizer. If a single individual makes all ofthe applications, it is acceptable to record the operator details onlyonce. No N/A. Copyright: GLOBALG.A.P c/o FoodPLUS GmbH,Spichernstr. 55, 50672 Köln (Cologne) Germany Tel: 49-221-57993-25; Fax: 49-221-57993-89 http://www.globalgap.org

Control Points and Compliance CriteriaIntegrated Farm Assurance - Crops BaseCode Ref: IFA 4.0 -CPCCVersion: CB V4.0Page: 8 of 61ENGLISH VERSIONNºControl PointCB. 5.4Fertiliser StorageCompliance CriteriaLevel110420 gg ifa cpcc cb eng final v45.4.1 to 5.4.7: Are all fertilizers stored:CB. 5.4.1Separately from plant protection products?The minimum requirement is to prevent physical cross contaminationMinor Mustbetween fertilizers (organic and inorganic) and plant protectionproducts by the use of a physical barrier (wall, sheeting, etc.). Iffertilizers that are applied together with plant protection products (i.e.micronutrients or foliar fertilizers) are packed in a closed container, theycan be stored with plant protection products.CB. 5.4.2In a covered area?The covered area is suitable to protect all inorganic fertilizers (e.g.powders, granules or liquids), from atmospheric influences (e.g.sunlight, frost and rain). Based on risk assessment (fertilizer type,weather conditions, temporary storage), plastic coverage could beacceptable. Storage cannot be directly on the soil/floor. It is allowableto store lime and gypsum in the field. As long as the storagerequirements on the material safety data sheet are complied with, bulkliquid fertilizers can be stored outside in containers.Minor MustCB. 5.4.3In a clean area?Inorganic fertilizers (e.g. powders, granules or liquids), are stored in anarea that is free from waste, does not constitute a breeding place forrodents, and where spillage and leakage may be cleared away.Minor MustCB. 5.4.4In a dry area?The storage area for all inorganic fertilizers (e.g. powders, granules orliquids), is well ventilated and free from rainwater or heavycondensation. Storage cannot be directly on the soil. As long as thestorage requirements on the material safety data sheet are compliedwith, bulk liquid fertilizers can be stored outside in containers.Minor Must Copyright: GLOBALG.A.P c/o FoodPLUS GmbH,Spichernstr. 55, 50672 Köln (Cologne) Germany Tel: 49-221-57993-25; Fax: 49-221-57993-89 http://www.globalgap.org

Control Points and Compliance CriteriaIntegrated Farm Assurance - Crops BaseCode Ref: IFA 4.0 -CPCCVersion: CB V4.0Page: 9 of 61110420 gg ifa cpcc cb eng final v4ENGLISH VERSIONNºControl PointCompliance CriteriaCB. 5.4.5In an appropriate manner, which reduces the risk of contamination ofwatercourses?All fertilizers are stored in a manner, which poses minimum risk ofMinor Mustcontamination to water sources. Liquid fertilizer stores must besurrounded by an impermeable barrier to contain a capacity to 110% ofthe volume of the largest container and consideration has been givento the proximity to water courses and flood risks, etc.CB. 5.4.6Not together with harvested products?Fertilizers cannot be stored with harvested products.Major MustCB. 5.4.7Is there an up-to-date fertilizer stock inventory or record of use available?A stock inventory that indicates the contents of the store (type andamount) is available and it is updated at least once every 3 months.Minor MustCB. 5.5Organic FertilizerCB. 5.5.1Has the use of human sewage sludge been banned on the farm?No human sewage sludge is used on the farm for the production ofGLOBALG.A.P registered crops. No N/A.Major MustCB. 5.5.2Has a risk assessment been carried out for organic fertilizer, which, prior toapplication, considers its source, characteristics and intended use?Documentary evidence is available to demonstrate that at least theMinor Mustfollowing potential risks have been considered: type of organic fertilizer,method of composting, weed/seed content, heavy metal content, timingof application, and placement of organic fertilizer (e.g. direct contact toedible part of crop, ground between crops, etc.). This also applies tosubstrates from biogas plants. See Annex CB.1 MicrobiologicalHazards.CB. 5.5.3Has account been taken of the nutrient contribution of organic fertilizerapplications?An analysis is carried out or recognized standard values are used,which takes into account the contents of N·P·K nutrients in organicfertilizer applied.Minor MustCB. 5.5.4Is organic fertilizer stored in an appropriate manner, which reduces the risk ofcontamination of the environment?Organic fertilizers must be stored in a designated area. Appropriatemeasures have been taken to prevent contamination of surface water(e.g. concrete foundation and walls, specially built leak proof container,etc.) or must be stored at least 25 m from surface water bodies.Minor Must Copyright: GLOBALG.A.P c/o FoodPLUS GmbH,Spichernstr. 55, 50672 Köln (Cologne) Germany Tel: 49-221-57993-25; Fax: 49-221-57993-89 http://www.globalgap.orgLevel

Control Points and Compliance CriteriaIntegrated Farm Assurance - Crops BaseCode Ref: IFA 4.0 -CPCCVersion: CB V4.0Page: 10 of 61ENGLISH VERSIONNºControl PointCompliance CriteriaLevelCB. 5.6Nutrient ContentCB. 5.6.1Are purchased fertilizers accompanied by documentary evidence of nutrientcontent (N,P,K)?Documentary evidence detailing N, P, K content (or recognizedstandard values) is available for all fertilizers used on crops grownunder GLOBALG.A.P within the last 12-month period.Minor MustCB. 5.6.2Are purchased inorganic fertilizers accompanied by documentary evidence ofchemical content, which includes heavy metals?Documentary evidence detailing chemical content, including heavymetals, is available for all inorganic fertilizers used on crops grownunder GLOBALG.A.P within the last 12-month period.Recom.CB. 6IRRIGATION/FERTIGATION110420 gg ifa cpcc cb eng final v4Water is a scarce natural resource and irrigation should be triggered by appropriate forecasting and/or by technical equipment allowing for efficient use ofirrigation water. For information about responsible water use see Annex CB 2.CB. 6.1Predicting Irrigation RequirementsCB. 6.1.1Have systematic methods of prediction been used to calculate the waterrequirement of the crop?CB. 6.2Irrigation/Fertigation MethodCB. 6.2.1Can the producer justify the methods of irrigation used in light of waterconservation?The idea is to avoid wasting water. The irrigation system used isefficient. The producer uses the most efficient irrigation system – as istechnically available and financially affordable, and complies with anylegislation about local restrictions on water usage.Major MustCB. 6.2.2Is there a water management plan to optimize water usage and reduce waste?There must be a written action plan, which aims to optimize waterusage on the farm. This can be either an individual plan or a regionalactivity if the farm is participating in and/or covered by such.Recom.Calculations are available and are supported by data records (e.g. rain Recom.gauges, drainage trays for substrate, evaporation meters, water tensionmeters (determining % of moisture in the soil and soil maps). The datacan be accumulated on a regional scale. Copyright: GLOBALG.A.P c/o FoodPLUS GmbH,Spichernstr. 55, 50672 Köln (Cologne) Germany Tel: 49-221-57993-25; Fax: 49-221-57993-89 http://www.globalgap.org

Control Points and Compliance CriteriaInt

GLOBALG.A.P registered product to be traced back to the registered farm or, in a farmer group, to the registered farms of the group, and tracked forward to the immediate customer (One step up, one step down). Harvest information must link a batch to the production recordsFile Size: 422KB

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