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Study Guide for Source Inspectionand Quality Surveillance ofRotating EquipmentREVISION T 22OCTOBER 2018

ForewordThis guide has been developed to provide information for source inspectors for the purpose of providing a consistentmethod of Vendor quality surveillance for the oil, petrochemical and gas industries. It is intended as a resource forindividuals studying to take the API Source Inspector Certification examination. Other references contained hereinand in the published Body of Knowledge (BOK) will also be necessary for individuals to become familiar with in orderto pass the examination and to perform satisfactorily in the source inspection job. This study guide is also intended asa draft from which an API Recommended Practice for Source Inspection could eventually be formulated andpublished utilizing the ANSI standardization process.iii

ContentsPage1Scope . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 12References . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 133.1Definitions, Abbreviations, and Acronyms. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 3Websites Useful to the Source Inspector . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 1344.1Training and Certification. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 13General . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 1355.15.25.3Source Inspection Management Program . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .Employers or Inspection Agencies . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .Source Inspection Management Programs . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .What These Management Programs May Reference . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .1313141466.16.26.3Project-specific Source Inspection Planning Activities . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .General . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .Coordination of Inspection Events . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .Report Review . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .1515151577.17.27.37.47.5Source Inspection Performance . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .Inspector Conduct and Safety . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .Review of Project Documents . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .Performing the Source Inspection. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .Source Inspection Work Process Scheduled Planning Events . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .Nonconformance/Deviations . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . nation Methods, Tools, and Equipment . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .General . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .Review and Confirmation of Materials of Construction . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .Dimensional Inspections and Measurement Devices . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .Visual Inspections. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .Nondestructive Testing (NDT) Techniques. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .Destructive Testing . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .Pressure/Leak Testing . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .Performance/Functional Testing/Mechanical Run Test. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .Equipment Disassembly Inspection Examples . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .Surface Preparation/Coatings Inspections. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .232324252626272728293099.19.29.3Final Acceptance. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .Prior to Final Acceptance of Rotating Equipment . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .Shipping Preparations . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .Reviewing Final Vendor Data . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . turing and Fabrication Processes. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .General . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .Welding Processes and Welding Defects . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .Casting . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .Forging . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .Machining . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .Rotating Equipment Assembly . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .Metallurgy Issues Associated with Manufacturing and Fabrication Processes . . . . . . . . . . . . . . . . . .Assembly Inspection of the Equipment Train on the Baseplate . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .313132323233333435v

ContentsPage1111.111.211.311.411.5Centrifugal Pumps . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .General . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .Design and Construction Standards . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .Materials of Construction/Pump Components . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .Testing . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .Final Inspection . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .3636383846491212.112.212.3Drivers . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .Electrical Motors . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .Tests and Inspections . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .Final Inspection and Shipping Preparations . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .505050511313.113.213.313.413.513.6Gears . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .General . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .Design and Manufacturing Standards. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .Gear Unit Materials . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .Internal Component Inspections . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .Testing of Gears . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .Final Inspection and Shipment . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .515152525353541414.114.214.314.414.514.614.7Steam Turbines . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .General . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .Design and Construction Standards . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .Materials of Construction . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .Turbine Casing . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .Component Inspections . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .Testing of Steam Turbines . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .Final Inspection . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .55555656565858591515.115.215.315.415.5Lube Oil Systems . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .General . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .Design and Construction Standards . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .Materials of Construction . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .Inspection and Testing of Lube Oil System . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .Final Inspection and Shipment . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .5959606062631616.116.216.316.416.5Reciprocating Compressors . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .General . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .Design and Construction Standards . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .Materials of Construction . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .Internal Component Inspections . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .Final Inspection and Preparation for Shipment . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .6464646566671717.117.217.317.417.5Rotary- (Screw) Type Compressors . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .General . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .Design and Construction Standards . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .Materials of Construction . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .Testing of Rotary Screw Compressors and Auxiliaries . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .Final Inspection and Preparation for Shipment . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .68686970717218 Axial/Centrifugal Compressors . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 7218.1 General . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 72vi

ContentsPage18.218.318.418.5Design and Construction Standards . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .Materials of Construction . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .Testing of Axial/Centrifugal Compressors . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .Final Inspection and Preparation for Shipment . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .73747577Annex A—Photos of Various Types of Tools for Use by the Source Inspector . . . . . . . . . . . . . . . . . . . . . . 79vii

Guide for Source Inspection andQuality Surveillance of Rotating Equipment1ScopeThis study guide covers the process of providing quality inspection of equipment used in the oil,petrochemical, and gas industry, including upstream, midstream, and downstream segments. This guide maybe used as the basis for providing a systematic approach to source inspection to ensure that mechanicalrotating equipment purchased meets the requirements specified in project documents and contracts. Theactivities outlined in this study guide are not intended to replace the manufacturer’s own quality system.This study guide focuses primarily on mechanical rotating equipment, including but not limited to pumps,gears, compressors, turbines, etc., and associated appurtenances. This document assumes that vendorshave been prequalified by a systematic quality review process of their facilities and quality process todetermine if the facility has the ability to meet the requirements of the contractual agreements. That processgenerally leads to a list of preapproved vendors deemed acceptable to the supply chain management of thepurchaser and capable of meeting the requirements of the contract prior to it being placed. Vendors on sucha list will normally have an acceptable quality process already in place that meets the requirements of thecontract. The purpose of source inspection in such a case is simply to verify that the vendor quality processis working as it should and to verify that certain vital steps in the inspection and test plan (ITP) have beensatisfactorily accomplished prior to manufacturing completion and/or shipping.The primary purpose of this study guide is to assist candidates intending to take the API source inspectorexamination to become certified source inspectors for mechanical rotating equipment. The study guideoutlines the fundamentals of source inspection and may be useful to all personnel conducting such activitiesto perform their jobs in a competent and ethical manner. For more information on how to apply for the APISource Inspector Rotating Equipment Certification, please visit the API website at www.api.org/icpprogramsand select “API SIRE – Source Inspector Rotating Equipment” to find out more.The Source Inspector (SI) exam contains 100 multiple-choice questions targeting the core knowledgenecessary to perform source inspection of mechanical rotating equipment. The focus of the exam is onsource inspection issues and activities rather than design or engineering knowledge contained in thereference standards. The exam is closed book and administered via computer-based testing (CBT). Thequestions address mechanical rotating equipment inspection/surveillance issues that could be encounteredby persons who have experience working as source inspectors or persons intending to work as sourceinspectors and who have studied the material in this study guide and the associated reference materials.2ReferencesThe following standards or other recommended practices are referenced in this study guide and are thedocuments from which the Source Inspector (SI) exam has been developed.API—American Petroleum InstituteNumberTitleAPI RP 578Material Verification Program for New and Existing Alloy Piping SystemsAPI 610Centrifugal Pumps for Petroleum, Petrochemical and Natural Gas IndustriesAPI 611General-Purpose Steam Turbines for Petroleum, Chemical, and Gas IndustryServicesAPI 612Petroleum, Petrochemical and Natural Gas Industries–Steam Turbines–Specialpurpose ApplicationsAPI 613Special Purpose Gear Units for Petroleum, Chemical and Gas Industry Services

2GUIDE FOR SOURCE INSPECTION AND QUALITY SURVEILLANCE OF ROTATING EQUIPMENTNumberTitleAPI 614Lubrication, Shaft-Sealing and Oil-Control Systems and AuxiliariesAPI 616Gas TurbinesAPI 617Axial and Centrifugal Compressors and Expander-CompressorsAPI 618Reciprocating Compressors for Petroleum, Chemical, and Gas Industry ServicesAPI 619Rotary-Type Positive-Displacement CompressorsAPI 670Machinery Protection SystemsAPI 671Special Purpose CouplingsAPI 672Packaged, Integrally Geared Centrifugal Air CompressorsAPI 674Positive Displacement Pumps–ReciprocatingAPI 676Positive Displacement Pumps–RotaryAPI 677General-Purpose Gear Units for Petroleum, Chemical and Gas Industry ServicesAPI 681Liquid Ring Vacuum Pumps and CompressorsAPI 692Dry Gas Sealing Systems for Axial, Centrifugal, and Rotary Screw Compressorsand ExpandersANSI (American National Standards Institute)NumberTitleANSI HI 14.6Rotodynamic Pumps for Hydraulic Performance Acceptance TestsASME (ASME International; formerly known as American Society of Mechanical Engineers)NumberTitleASME PTC 6Steam TurbinesASME PTC 10Performance Test Code on Compressors and ExhaustersASME PTC 22Gas TurbinesASME Boiler and Pressure Vessel Code (BPVC)NumberTitleSection IIMaterials (Parts A, B, C, and D)Section VNondestructive ExaminationSection VIIIRules for Construction of Pressure VesselsSection IXWelding and Brazing QualificationsASNT—American Society of Nondestructive TestingNumber

Oct 02, 2018 · API 617 : Axial and Centrifugal Compressors and Expander-Compressors . API 618 : Reciprocating Compressors for Petroleum, Chemical, and Gas Industry Services . API 619 : Rotary-Type Positive-Displacement Compressors . API 670 : Machinery Protection Systems . API 671 : Special Purpose Couplings . API

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Division 1 & 2, ANSI B16.5, API RP 14E, API RP 14C and API RP 14J, API RP 520 Part 1 & 2, API 521, API 526, API 2000, API 1104 and NACE MR-01-75 Select the appropriate ANSI / API pressure/temperature ratings for pipe flanges, valves, and fittings Analyze piping systems so as to determine piping “spec breaks”

Inspection & Testing: API 598 Flange Dimensions: ANSI/ASME 16.5 (1/2” - 10”) Face-to-Face: ANSI/ASME B16.10 Fire Safe: API 607/BS 6755 3-Piece Trunnion Ball Valves - API 6A Basic Design: API 6A Inspection and Testing: API 6A Flange Dimensions: API 6A Face-to-Face: API 6A Fire Safe: API 607/BS 6755

API Workshop on RP2T – Tension Leg Platforms – September 2007 Section 4 Planning – Expanded Topics XSeafloor Surveys and the use of: zConventional 3D seismic data zMapping products including bathymetry, seafloor renderings, seafloor amplitude, near-seafloor isopach and structure maps zDeep tow survey equipment and Autonomously Underwater Vehicles (AUV’s) XPlatform design and layout to .