CAIIB Syllabus - BYJU'S

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CAIIB SyllabusThe CAIIB syllabus is mentioned in detail in the official website of Indian Institute of Banking & Finance.Candidates in the exam are asked questions based on knowledge testing, logical and analyticalexposition, problem-solving, conceptual grasp, and case study.As per the syllabus given by IIBF, candidates have to study three papers for the Certified Associate ofIIBF exam.2 Compulsory Papers Advanced Bank Management Bank Financial Management1 Elective paper (any one from the list given below): Corporate Banking Human Resources Management Rural Banking Information Technology International Banking Risk Management Retail Banking Central Banking Co-operative Banking Treasury Management Financial AdvisingEach paper mentioned above comprises several modules. The detailed CAIIB syllabus of each paper isas mentioned below -CAIIB Syllabus - Advanced Bank ManagementTopics covered in CAIIB syllabus Paper I are CAIIB Syllabus - Advance Bank ManagementModule A EconomicAnalysisThe fundamentals of Economics: Scarcity and Efficiency - Microeconomics &Macroeconomics in brief - Types of economies - Market, Command and MixedEconomies - Macroeconomics: Business cycles - Money and banking Unemployment & inflation - Interest rate determination and various types of interestrates, Indian Economy (a) Overview of the Indian economy including recent reforms(b) Interaction between fiscal, monetary & exchange rate policies in India Financial Markets (i) Money Market (ii) Capital Market (iii) Foreign ExchangeMarket - globalization and its impact - Challenges ahead - Banking & Finance current issuesModule B BusinessManagementConcept of time Value of Money - Net Present Value - Discounted Cash Flow Sampling methods - presentation of data - analysis and interpretation of sampledata - hypothesis testing - Time series analysis - mean/ standard deviation correlation - Regression - covariance and volatility - Probability distribution Confidence interval analysis - estimating parameters of distribution - Bond valuation

- duration - modified duration.Linear programming - decision making-simulation - Statistical analysis usingspreadsheets.Features of Spreadsheet - Macros, pivot table, statistical and mathematicalformulaeHRM in BankFundamentals of HRM, development of HRM in India, Relationship between HRMand HRD, Structure and functions of HRD, Role of HR professional, Humanimplications of organizations; training and development, attitude and soft skillsdevelopment, role and impactof training, career path planning and counseling, employee behavior, theories ofmotivation and their practical implications, role concepts and analysis, selfdevelopment., Performance Management and appraisal systems; Reward/punishment and compensation systems., HRM and Information Technology,information and data management, knowledge managementModule D - Credit Principles of Credit Management Credit Appraisal Analyzing Financial PerformanceManagement- Relationship between items in Balance Sheet and Profit and Loss Account. TrendAnalysis, Comparative Statement - Common Size Statement, Preparation ofprojected Financial Statements. - Ratio analysis - Interpretation and analysis ofdifferent Ratios, Limitation of the use of ratios. Statement of Sources andApplications of Funds.Structuring a Credit Proposal - Working Capital Concept and ManagementAppraisal techniques for different constituents - trade cycle - credit rating Technical and economic feasibility studies - Credit Rating - Rating Methodology Objectives and benefits of rating - Term Lending - Debt Service Coverage Ratio Cash Flow Analysis - Cash Budget - Bill Finance - Deferred Payment Guarantee Credit Scoring - Credit Delivery System - Documentation - Post sanctionsupervision, Control and monitoring of credit - Consortium finance, Multiplebanking, Syndication of loans. Infrastructure financing.Dealing with credit defaults, Stressed assets, Corporate Debt restructuring,SARFAESI, NPAs, recovery options, write-off. Disclosure of the list of defaulters:objectives and procedure. Appraisal methodology for different types of clients/products.CAIIB Syllabus - Bank Financial ManagementTopics that candidates are required to cover under CAIIB Syllabus Paper II is as mentioned below CAIIB Syllabus - Bank Financial ManagementModule A InternationalBankingForex Business; factors determining exchange rates, Direct and indirectquotations, spot/ forward rates, premium and discount, cross rates.Basics of forex derivatives; forward exchange rate contracts, Options, Swaps.Correspondent banking, NRI accountsDocumentary letters of Credit - UCPDC 600, various facilities to exporters andimporters. Risks in foreign trade, role of ECGC, types of insurance and guarantee

covers or ECGC. Role of Exim Bank - Role of RBI and exchange control Regulations in India, Role and rules of FEDAI - Role of FEMA and its rulesModule B - RiskManagementRisk-Concept - Risk in Banks - Risk Management Framework - OrganizationalStructure - Risk Identification - Risk Measurement/ - Sensitivity - Basis Point Value(BPV) - Duration - Downside Potential - Value at Risk, Back Testing - StressTesting - Risk Monitoring andControl - Risk Reporting - Market Risk identification, Measurement andmanagement/ credit risk - rating methodology, risk weights, eligible collateral formitigation, guarantees; credit ratings, transition matrices, default probabilities,Credit risk spreads, risk migration and creditmetrics, Counterparty risk. Credit exposures, recovery rates, risk mitigationtechniques, -Operational and integrated Risk Management - Risk managementand capital Management – Basel Norms - Current guidelines on risk managementModule C TreasuryManagementConcepts and function; instruments in the treasury market, development of newfinancial products, control and supervision of treasury management, linkage ofdomestic operations with foreign operations.Interest rate risk, interest rate futures, Mix/ Pricing of Assets, Liabilities - OnBalance Sheet Investment and Funding Strategies - Stock options, debtinstruments, bond portfolio strategy, risk control and hedging instruments.Investments - Treasury bills, money market instruments such as CDs, CPs, IBPsSecuritisation and Forfaiting; refinance and rediscounting facilities.Derivatives - Credit Default Swaps/ Options.Module D Balance SheetManagementPrudential norms - Capital Adequacy. Implementation of ‘Basel Norms guidelines:RBI guidelines. Banks Balance Sheet - Components of assets/ Liabilities/ ALMImplementation - Gap Analysis - Mechanics, Assumptions, and Limitations Illustrations of Actual Gap Reports - The Relationship Between Gap and IncomeStatement - FundingLiquidity - Trading/ Managing Liquidity - Contingency Funding - BusinessStrategies : Profit and profitability analysis, Asset Classification - provisioning effect of NPA on profitability, Shareholder value maximization & EVA- profitplanning measures to improve profitability.Disclosure guidelinesCAIIB Syllabus - Elective PapersCandidates have to select any one subject out of the eleven given options for Elective paper by IIBF.The topic-wise CAIIB syllabus for all elective papers are given belowCAIIB Elective Paper I - Central BankingCAIIB Syllabus - Elective Paper IModule - A: Rationale and Functions of Central Bank1. Evolution and Functions of Central Banking: Evolutions of Theory and Practice ofCentral Banking, Development of Central Banks in Developed and Developingcountries.

2. Functions of a Central Bank: Banker to Government, Banker to Banks, Monetarypolicy Functions, Currency Issue and Management, Payment system function,Maintaining Internal and External values of currency, Regulation, Facilitation andsupervision of Financial System, Promotional Functions to support growth and otherNational objectives, Development of Financial Markets, Institutions and communicationpolicies.3. Contemporary Issues: Desirability, Autonomy and independence, Credibility,accountability and transparency of a Central Bank, conflict with fiscal policies.Module - B: Central banking in India1. Reserve Bank of India: Organizational evolution, Constitution and Governance, Majororganizational and Functional Developments over time, Recent Developments, RBIAct.2. India Specific Issues: Banking Regulation Act, FEMA, Banking Ombudsman Scheme,Financial Sector reforms, other financial regulators and division of functions.3. Institutions set up by RBI; NABARD, IDBI, DFHI, IRBI, UTI.4. Glossary of Central Banking TermsModule - C: Monetary Policy and Credit Policy1. Monetary Policy: Objectives, Reconciling dual objectives, The Taylor Rule, Indicatorsof Policy, instruments of policy (Bank Rate, OMO, CRR, SLR etc.), policyTransmission mechanism and channels, transparency of policies, Lags in policy.2. Credit Policy: Objectives, Theory and Practice, Instruments.3. An overview of Fiscal Policy: Importance of Budgets, Union Budget, State Budget,Finances of Union and State Governments, Finance Commission.4. Striking balance between inflation and growth through monetary and fiscal policies.Module - D: Supervision and Financial Stability1. Indian Financial System: Constituents of Indian Financial Markets and theirRegulation. Evolution of Bank Regulation and supervision.2. Financial Stability: Financial Development Vs Financial stability, Risks to Financialstability, Early warning signals and remedial action, Liquidity Management, Regulationand supervision of Banks, Risk Management in Banks, The Basel Norms, PrudentialNorms, Effect of liberalization and Globalization on Financial Stability, Linkage toInternational Financial Stability, International standards and codes. Role of Supervisorunder Basel Norms.

CAIIB Syllabus Elective Paper II - International Banking

CAIIB Syllabus Elective Paper III - Rural BankingCAIIB Exam Syllabus - Elective Paper III Rural BankingModule - A: Rural India1. Demographic features: Population, occupation, literacy, socio-economic developmentindicators, health, nutrition and education, - urban migration. Characteristics of Ruralsociety: Caste and power structure - rural social stratification,2. Economic Features: Economic life of rural people, share in National income -Trends inper capita income, rural money markets, rural indebtedness, rural poverty - maincauses and methods of measuring rural poverty.3. Rural infrastructure: Transport, Power, Markets and other services.4. Agriculture Economy: Structure and characteristics of Indian agriculture, Role ofagriculture in economic development, agriculture-industry linkages, Resources andtechnical changes in agriculture, constraints to agriculture development, Emergingissues in Indian Agriculture.

5. Rural Development Policy: Govt. policies and programmes for rural farm and non-farmsectors. Economic reforms and its impact on rural economy. Rural Issues:development issues, Management Issues, Marketing issues, Pricing issues.Module - B: Financing Rural Development1. Regulation of Rural Financial Services; Function and policies of RBI in Rural Banking,NABARD Main functions, role, refinance support. Lead bank approach, State level andDistrict Level Credit committees.2. Rural Credit Institutions; Co-operative Credit Societies and Banks, Land DevelopmentBanks, Regional Rural Banks, Commercial Banks. Role of Information andcommunication, technologies in rural Banking-Models, Financial inclusion & inclusivegrowth for rural development banking, rural insurance micro insurance scheme,concept of Business, Facilitators and Business Correspondents in rural financing.3. Financing agriculture/ allied activities; Crop Loans Assessment, Sanction,Disbursement, rephasement. Term loans for irrigation, Farm mechanization, Godowns/cold-storage facilities etc. Financing allied agriculture activities like Horticulture,Fisheries, Social forestry, etc.4. Finance against Warehouse/ cold storage receipts.5. Financing Rural Non-Farm Sector (RNFS); Importance of RNFS, Segments in RNFS,Role of Development and Promotional Institutions in RNFS SME Finance; Definition ofSME. Importance to Indian economy. Financing of SME and small enterpriseRefinance from SIDBI. Project funding techniques and requirement assessment.Cluster based approach and joint finance with SIDBI. MSMED Act 2006, CGTMSE,Working capital assessment of SMEs. Risk rating of SME proposals, role of ratingagencies and rating methodology. Revival of sick units; revival package andimplementation, Stressed assets under rehabilitation. Debt restructuring mechanismfor SMEs.Module - C: Priority Sector Financing and Government initiatives1. Components of priority sector. RBI guidelines. Government initiatives; Povertyalleviation programmes/ Employment programmes/ Production oriented programmesrationale and philosophy, progress and impact, problems and deficiencies. Ruralhousing and Urban housing schemes under priority sector, their refinance, EducationalloansModule - D: Problems and Prospects in Rural Banking1. Role of rural banking - Problems of Rural branches of Commercial banks - transactioncosts and risk costs. Technology based Financial Inclusion. Emerging trends in ruralbanking-financing poor as bankable opportunity, Micro Credit, Self Help Groups/NGOs, linkages with banking, latest guidelines of GOI and RBI.

CAIIB Syllabus - Elective Paper IV Financial Advising

CAIIB Syllabus Elective Paper V Corporate Banking

CAIIB Syllabus - Elective Paper VI Retail Banking

CAIIB Syllabus Elective Paper VII Co-operative BankingCAIIB Exam Syllabus - Elective Paper VIII Human Resource Management

CAIIB Syllabus - Elective Paper IX - Information Technology

CAIIB Syllabus Elective Paper X Treasury Management

CAIIB Syllabus Elective Paper XI Risk Management

Risk Management . Candidates have to select any one subject out of the eleven given options for Elective paper by IIBF. The topic-wise CAIIB syllabus for all elective papers are given below-CAIIB Elective Pa

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