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Systemic Functional Linguistics and Discourse Analysis as AlternativesWhen Dealing With TextsLa lingüística sistémica funcional y el análisis del discurso como alternativaspara trabajar con textosPaula Andrea García Montes*Ana María Sagre Barboza**Alba Isabel Lacharme Olascoaga***123Universidad de Córdoba, ColombiaThis article presents a case study research with aims to find out which activities, methodological andtextual aspects used in a reading strategies course were causing a group of students difficulties whenanalyzing critically written information. We conducted the study at Universidad de Córdoba (Colombia) with seventh semester students from the undergraduate English program. The data collectiontechniques used included observations, document analysis, interviews, and a Preliminary English Testfor students. The results were analyzed taking into account issues in discourse analysis and systemicfunctional linguistics. Results show reasons why students find it difficult to successfully complete theanalysis of written texts. These results can serve as useful alternatives for planning reading lessons.Key words: Critical discourse analysis, discourse analysis, reading, systemic functional linguistics.Este artículo presenta un estudio de caso que busca analizar qué actividades, aspectos metodológicosy textuales causan dificultades en los estudiantes para analizar de manera crítica información en uncurso de estrategias de lectura. Este estudio se realizó en la Universidad de Córdoba (Colombia) conestudiantes de séptimo semestre del programa de inglés. Las técnicas de recolección usadas fueronobservaciones, análisis de documentos, entrevistas y un examen de competencia en inglés. Losresultados fueron analizados teniendo en cuenta elementos relevantes del análisis del discurso y dela lingüística sistémica. Los resultados mostraron las posibles razones por las cuales los estudiantesmuestran dificultades para analizar textos escritos. Estos resultados pueden servir como alternativaspara la planeación de clases de lectura.Palabras clave: análisis del discurso, análisis crítico del discurso, lectura, lingüística sistémica funcional.*E-mail: paulandreag02@gmail.com** E-mail: asagrabe02@gmail.com*** E-mail: allacharme@hotmail.comHow to cite this article (APA, 6th ed.): García Montes, P. A., Sagre Barboza, A. M., & Lacharme Olascoaga, A. I. (2014). Systemic functionallinguistics and discourse analysis as alternatives when dealing with texts. PROFILE Issues in Teachers’ Professional Development, 16(2), 8113.This article was received on May 14, 2013, and accepted on January 24, 2014.PROFILE Vol. 16, No. 2, October 2014. ISSN 1657-0790 (printed) 2256-5760 (online). Bogotá, Colombia. Pages 101-116101

García Montes, Sagre Barboza, & Lacharme OlascoagaIntroductionIn the past, teaching English required teachers to concentrate on the development of grammarthrough drills and translations. By using these techniques students were supposed to learn English.Due to new educational requirements, some students are no longer passive learners; they are moreautonomous in learning, active thinkers, and analysts of everyday encounters. Thus, the ministryof education in Colombia has set out very useful standards to help learners construct their ownknowledge, develop discourse skills, improve students’ communicative and linguistics abilities, aswell as develop their sociolinguistic competencesin order to encourage them to be autonomous andcritical thinkers. All these aspects challenge teachers to look for effective methods and approachesto improve their teaching and avoid the traditionalteaching practices wherein students are not encouraged to debate, reflect, and suggest. Instead they areasked to just internalize sets of words and rules inisolation. These methods can be useful in somecases but when used repetitively in our classes, students will not be given the chance to explore morecritical and analytical methods to learn English asactive thinkers rather than passive ones.Nowadays, students should not only acquireaspects regarding vocabulary, grammar, and pronunciation, but they also need to know how to usethe language in real situations. Additionally, learners should learn how to identify the purpose ofnews or magazine article texts. Students need to begiven the necessary tools to identify the structure oftexts in terms of language, genre, functions, form,linguistic features, words, and intentions in order tolead them to complex analyses of discourses. Thesein-depth analyses will help students recognize thetype of text or articles they are dealing with, that is,whether it is a spoken or written discourse, whichwords, rules, and language characteristics the text102contains in order to accomplish a specific purpose.However, we realized that this opportunity was notwidely given to students in most reading classeswe observed since teachers and students tended toconcentrate more on the development of skimmingand scanning strategies and on answering literalquestions. Thus, students found reading classesa little bit monotonous since they noticed theywere not making progress in their reading lessons.The use of skimming and scanning as mentionedabove are very useful for students’ learning process in reading, but there should be transitions ora progression from these skills to more complex orchallenging ones such as inferring, implying, concluding, analyzing, and so on, in order to awakenstudents’ critical analysis of the information givenby the teacher.During the study, we also identified issuesregarding material and methodologies used to helpstudents read. Here we observed that students didnot have enough opportunities to read criticallysince they were not or had not been exposed tothe analysis of ideas in texts that required carefulstudy of words, phrases, structures, purposes, andso on. Likewise, sometimes materials used in classdid not correspond to students’ English level andteachers did not choose the materials based on students’ ages or interests. Additionally, students didnot seem to be competent enough to implementreading strategies such as inferring, implying, orapplying complex mental processes. Most of thestudents found it difficult to identify purposes,intentions, text types, structures, or functions.Another factor that helped us carry out thestudy had to do with students’ reading difficulties.We noticed that students have many problems reading or dealing with unknown words and structures.When analyzing texts, the majority of the studentsdid not know how to cope with the vocabulary presented in the article.Universidad Nacional de Colombia, Facultad de Ciencias Humanas, Departamento de Lenguas Extranjeras

Systemic Functional Linguistics and Discourse Analysis as Alternatives When Dealing With TextsBased on that situation we decided to implement the use of discourse analysis and, particularly,systemic functional linguistics (SFL), which is auseful tool in identifying which aspects of teachers’ methodology and texts were affecting seventhsemester students’ reading processes and understanding. We were interested in characteristics oftexts used in class that prevented students fromeffectively understanding messages conveyed ineveryday texts as well as in analyzing teachers’methodology when applying reading activities.During the study, we considered discourse analysis not only as a tool to identify anomalies in textsor characteristics of texts that might cause reading difficulties, but also as a very important sourceto help students become active readers. We alsofind it meaningful as a way to encourage studentsto become effective analysts of texts/conversations in order to identify ideologies, purposes, andaims of both written and oral discourses. Teaching students how to approach information in orderto analyze messages given in texts is a wonderfulprocess since learners are not reading in order toanswer simple questions. On the contrary, theyare analyzing a variety of aspects which are notevident or obvious in the texts. According to Wallace (2003), discourse analysis is fundamental inhelping students identify aspects such as the field,tenor, and mode of discourse (topic, characters,context of situation, channel of communication).By identifying these issues in texts, students areaware of the organization of paragraphs, language choices, participants involved in the texts,and textual meanings. Consequently, discourseanalysis—along with SFL—provide an excellentmeans to discover and analyze texts used in reading classes and to identify linguistic characteristicsof texts that were affecting students’ reading levels.To accomplish this task we created the followingobjectives as a guide to focus our intentions andpurposes for the study.QuestionsThe following are the questions we answered inour study: How do linguistic characteristics of texts andteachers’ methodology influence seventhsemester students’ reading comprehensionof academic information at Universidad deCórdoba? What linguistic characteristics of texts and methodological aspects influence seventh semesterstudents’ reading comprehension of academicinformation at Universidad de Córdoba? Specific Research QuestionsWhat are some of the linguistic characteristicsin the texts?What is the role of linguistic features in thetexts in the process of reading comprehension?How does the teacher deal with the texts in theprocess of teaching reading?What are students’ difficulties when readingthese texts?Theoretical FrameworkThe main purpose in this research project isto analyze the discourse characteristics of the textsstudents are asked to read and analyze in theirreading strategies course. By understanding thispurpose, it will be possible to establish a relationship between the features of the text and the level ofreading comprehension students have. As the studyis related to the analysis of discourse, different theoretical underpinnings related to this area will bedescribed. We will also define the concept of discourse analysis and its features: references, lexicaldensity, theme and rheme.PROFILE Vol. 16, No. 2, October 2014. ISSN 1657-0790 (printed) 2256-5760 (online). Bogotá, Colombia. Pages 101-116103

García Montes, Sagre Barboza, & Lacharme OlascoagaDiscourse AnalysisDiscourse analysis is the examination of language used by members of a speech community.It involves looking at both language form and language functions and includes the study of bothspoken interaction and written texts. It identifieslanguage features that characterize different genders (Demo, 2001).Discourse analysis in language teaching hasbecome a fundamental tool to interpret the use oflanguage in different contexts. It is very helpful inunderstanding how people organize language intexts, textual features, and language choices. Discourse analysis serves as a means to examine bothwritten and spoken data in order to explore language and its importance for communication.When students have the chance to engage indiscourse analysis issues, they are not only exposedto learning and memorizing words and grammarstructures. Instead, learners are also investigating the systematicity and functional aspects of thelanguage. Through the applicability of discourseanalysis, students experience different ways to readand new opportunities to develop high levels ofreading comprehension.According to Celce-Murcia and Olshtain(1995), “discourse analysis is minimally the studyof language in use that extends beyond sentencesboundaries . . . which entails a more cognitive andsocial perspective on language use” (p. 4).It is important to understand discourse analysis as a powerful tool or discipline that helps makesense of written or spoken languages; it studiesinformation in terms of grammatical aspects androles with which to achieve communicative purposes which, in turn, relate to linguistic issues.Additionally, it focuses on language use in sociocultural settings. Thus, discourse analysis is relatedto systemic functional linguistics because it seeslanguage used within contexts.104Discourse analysis also deals with textual unitsin terms of experiential, interpersonal, and textuallanguage functions. Taking into consideration Halliday and Hasan’s (1989) explanation, experientialmeaning has to do with the way words in sentencesare associated with issues and events in the world.Interpersonal interaction is very similar to socialinteraction among people. The main concern ofinterpersonal meaning is participants. Finally, textual meaning deals with language choices in thetext that leads us to determine the type of genrefound in texts.Linguistic Features of DiscourseCohesive Devices of Written Discourse:Referring ExpressionsAnaphoric, cataphoric, and exophoric references are important linguistic features in texts. Weuse anaphoric references when we want to refer tosome data we have already mentioned. Cataphoricreference is related to those expressions that refer todata we are going to mention; for example: the following are, such as, for example, and so on. Exophoricreferences lead the reader to think of informationoutside the text. It deals with our interpretation ofmessages by placing them in context. As Porter andReed (1999) point out: “Exophoric information islocated in the context of situation and thus also inthe context of culture. . . . It points to informationoutside of the text, and requires more interpretativeeffort on the part of modern reader” (p. 36).Theme and RhemeAnother feature of texts is related to the concepts regarding the theme and rheme of a sentenceor clause. To define theme and rheme, it is important to understand that a sentence is organized byusing a subject, verb, and the complement. Thesetypes of organization of language choices let usUniversidad Nacional de Colombia, Facultad de Ciencias Humanas, Departamento de Lenguas Extranjeras

Systemic Functional Linguistics and Discourse Analysis as Alternatives When Dealing With Textsanalyze many issues of both written and oral discourses. From sentences following these patterns orother complex ones we can draw out aspects suchas the topic of conversation and complements.be identified when the rheme of the first theme isdivided into two items; each item is taken as thetheme of the subsequent clauses.Lexical DensityI am Claudia Cassaignee.AnalysisLexical density is another feature to take intoaccount when analyzing texts. This concept is veryimportant for this study since it offered the researchgroup information as to the importance and influence technical words have on students’ readingcomprehension process.Lexical density is a very important aspect to consider when selecting texts or materials with which toteach reading. It refers to the amount of words givenin texts for students to process. According to Lewis(1996) “written language achieves lexical density,and the resultant density of information, by using arelatively high proportion of complex noun phrasesand subordinate clauses” (p. 100). Due to the varietyof language choices such as technical words, formal language, and so on, written language becomescomplex in terms of structures. Thus, when reading,we find clauses full of nouns, adjectives and verbsthat together require high levels of reading comprehension to understand in detail and find out theintention of those choices.While analyzing theme and rheme, it is important to study the different categories used whendescribing these patterns in order to identify thedifferent ways to organize speech. For example, thisorganization could have a simple linear progression,constant progression, derived, and split progression.Simple linear progression is evident when anitem of the rheme becomes the theme of the subsequent clause. Regarding constant progression, it isclearly seen when analyzing clauses where themebecomes the theme of another clause. Derivedhyperthematic progression appears when the themein a clause is different but both derive and referto the main theme. Finally, split progression canSystemic Functional LinguisticsSystemic functional linguistics has been a wellknown term since the 1950s due to the influencein the process of analyzing texts. SFL is primarily concerned with people using the language toconstruct or interpret meaning. People cannotachieve a communicative purpose if words are notaddressing specific cultural or contextual issues.Thus, language is seen as a social means to helphumans convey meaning, but this meaning cannot be achieved if words are conveyed in isolation.As a result, we need contexts or situations in whichmore sentences and words can be placed so thatI live on Rue Martel, Paris.I work in the centre of Paris.I like classical music.(From Cosmopolitan, September 1985, p. 5 [as cited inMcCarthy, 1991])In the example we can easily identify I as thetheme or topic of conversation and in Rue Martel,Paris known as the complement or rheme of thetopic. Therefore, I is the point of departure knownas theme.According to Halliday (as cited in McCarthy,1991):Alternatively, the theme can be seen as the point of departureof the message. For the moment, we shall take as the theme ofa clause the subject noun-phrase, or if this is not initial, then weshall include whatever comes before it. (p. 52)Types of Progressions for Theme and RhemePROFILE Vol. 16, No. 2, October 2014. ISSN 1657-0790 (printed) 2256-5760 (online). Bogotá, Colombia. Pages 101-116105

García Montes, Sagre Barboza, & Lacharme Olascoagareaders can understand the reasoning behind utterances and words. According to Malinowski (ascited in Martin, 1984), “you cannot understand themeaning of what someone says or writes unless youknow something about the context in which it isembedded” (p. 14). This assumption is very important since it highlights relevant issues regardingteachers’ roles in the learning process. It is necessary to involve students in the analysis of languagein contexts so that they learn how language achievescommunicative objectives by seeing it playing useful roles in situations where culture and context arekey issues. Additionally, it is fundamental to teachstudents that each situation requires variety anddifferent language choices according to the purposeof the conversation and the context provided.Therefore, SFL studies language in context interms of field, tenor, and mode. Field refers to thesubject matter of discussion at any situation. Itanswers questions such as “what is going on in thetext,” and “what are people doing”. According toMartin (1984), “examples of fields are activities suchas tennis, opera, linguistics, cooking, building constructions, farming, and so on” (p. 16). In contrast,tenor refers to relationships of main characters androles of people in social status. It is concerned withthe study of people positions in the world in termsof knowledge, studies, professions, and so forth.As Halliday and Hasan (1989) pointed out, tenor“refers to who is taking part, to the nature of theparticipants, their statuses and roles: what kinds ofrole relationship obtain among the participants” (p.13). In terms of mode, it concerns the idea of channel of communication. Mode of discourse can be byboth written and oral means. Nowadays, we have avariety of channels such as Facebook, blogs, Skype,email, telephone, cell-phone, videos, films, etc. Following Halliday and Hasan’s definition: “Mode ofdiscourse refers to what part language is playing,what it is that the participants are expecting the lan-106guage to do for them in the situation: the symbolicorganization of the text” (p. 13).Teaching ReadingTeaching reading requires teachers to beacquainted with several theories and methods inorder to be able to help learners acquire effectivereading practices. Among the approaches used toteach reading we can highlight the top-down andbottom-up approaches. The former is described as“The approach where readers begin with a generalsense of the meaning of a reading passage and usetheir general knowledge of the world and then predictability of grammar patterns to guess the meaningof unfamiliar words” (Horwitz, 2008, p. 118).The latter, on the other hand, is used as the mainbasis for reading practice since the reader starts his/her process by working with individual sounds andputting them together to make sense of the messagebeing conveyed. We can use bottom-up processing in whole language approaches to reading sinceit uses phonics-based approaches to help studentsrecognize sounds and symbols.Even though the use of approaches when teaching reading is significant, we should understandthe importance of helping students analyze datacritically. Most of our learners are surrounded byinformation of all kinds in the news, magazines,internet, headings, books, etc. Thus, it is necessaryto introduce SFL when analyzing texts to acquirebetter reading analysis skills. Besides, it is not useful to teach students to memorize information onlyby reporting what authors said in the text. Instead,we should encourage them to become competentreaders by introducing SFL along with discourseanalysis to increase their level of comprehensionwhile helping them to go beyond basic information to discover hidden messages and intentions ofthe information given. Being a competent readermeans using discourse tools to understand howUniversidad Nacional de Colombia, Facultad de Ciencias Humanas, Departamento de Lenguas Extranjeras

Systemic Functional Linguistics and Discourse Analysis as Alternatives When Dealing With Textslanguage works in a social context. Thus, we aretruly convinced that introducing discourse analysisfor the development and improvement of readingis a useful opportunity for students to learn how todeal with a variety of information.MethodThis study is a qualitative research project whichdescribes in detail the way texts are analyzed in areading course. The purpose of the study is to gainsome insights about the way reading comprehensionhas been taught in these classes. Thus, the resultsshow a description of a teaching methodology andhow this may interfere with the learner’s comprehension level. According to Seliger and Shohamy(1989), “qualitative and descriptive research are concerned with providing descriptions of phenomenathat occur naturally, without the interventions of anexperiment or artificial contrived treatment” (p. 116).Thus, our intention is not to measure students’abilities but to describe and give an account of theirperformance while putting into practice a variety ofmethods or strategies for the development of reading skills.For the understanding of the phenomenonin our context, we used case study as a qualitativeresearch method, which was helpful in closely analyzing a group of students in order to get relevantdata regarding reading and students’ developmentduring lessons. The purpose of the study ties to thedefinition of a case study, as Theodorson (as cited inDuff, 2008) says:Case study has been defined as a method of studying socialphenomenon through the analysis of an individual case. The casemay be a person, a group, an episode, a process, a community, asociety, or any other unit of social life. (p. 153)As can be seen, in case study we describe a person’s actions or behaviors in a setting. It can also betaken as a useful means to give accounts of teachers’performances when teaching and guiding studentsin the learning process. Thus, a case study is part ofqualitative research methods since it can give us theopportunity to explain or characterize occurringphenomena in a variety of settings. These descriptions or analyses are very important since they areall involved with students’ capabilities, understanding, and learning of a language.Data CollectionIn order to analyze the information gathered in the study, we used documental analysis torevise the texts students were asked to read in theirreading course: “The Black Death,” “Toll HouseInn,” and “English Only Laws.” These texts wereanalyzed taking into account discourse analysisfeatures as lexical density, referring expressions,theme and rheme. Also, a standardized test—Preliminary English Test (PET)—was taken bystudents in order for us to analyze their Englishlevel. Additionally, we used observations to checkthe way the teacher taught reading strategies andthe way students used them when analyzing reading texts. Also, the teacher’s methodology wasobserved in order to note the explanations he provided and the type of questions used to promotereading analysis. Furthermore, both teacher andstudents were interviewed in order to learn of students’ difficulties while reading and to understandthe methodology used by the teacher.The information gathered was triangulated inorder to verify if the information in one instrumentwas similar to the others, which is pretty significantas Cohen and Manion (1994) explain: “Triangulation techniques in the social sciences attempts tomap out, or explain the richness and complexity ofhuman behavior by studying it from more than onestand point” (p. 233).PROFILE Vol. 16, No. 2, October 2014. ISSN 1657-0790 (printed) 2256-5760 (online). Bogotá, Colombia. Pages 101-116107

García Montes, Sagre Barboza, & Lacharme OlascoagaData AnalysisAfter collecting the data, the information wasorganized into four categories: Linguistic Features From Texts, Teacher’s Methodology, Students’Reading Levels, and Students’ Reading Difficulties.In order to collect the information to analyze thelinguistic features from texts, we revised the textsstudents were asked to read; the teacher’s methodology was studied by observations and interviews ofboth students and the teacher. The students’ reading levels were checked by asking students to takethe PET. The difficulties students have when readingwere identified by observing classes and interviewing the students. The results found are described indetail as follows:Linguistic Features From TextsTo identify linguistic features from texts thatcaused difficulties for learners to comprehendmessages from texts, we used a technique calleddocuments analysis in which some theories basedon discourse analysis and SFL were helpful in analyzing texts. The texts were analyzed in terms ofanaphoric, cataphoric, and exophoric references,as well as theme and rheme progressions, topictypes, genre, and lexical density.The linguistic characteristics of texts thataffected students reading process have to do withanaphoric, cataphoric, and exophoric expressions.First we identified that the reading texts had manyreferring expressions, which may have caused difficulties in the comprehension of texts (see Table 1).Table 1 shows specific examples in the textwhere anaphoric, cataphoric, and exophoric expressions were identified. The column shows eachcategory and examples literally taken from two articles (“The Black Death” and “Toll House Inn”) usedby the teacher in the reading course; the other columns show more categories and examples. As couldbe noticed, the texts students are asked to readhave many anaphoric, cataphoric, and exophoricreferences. Moreover, there is a great amount ofTable 1. Textual Units That Caused Students Problems to Comprehend InformationTextual Anaphoric Expressions One such a trading route wasoverland once they appeared Nations came to exchange theirgoods several of these ships the people of the town In houses where they fell The disease case suddenly The plague continued to spread did everything they could topreserve We understand these things(interactive anaphoric expression).108Textual Cataphoric ExpressionsExophoric Expressions The symptoms included In such numbers is called “plague” Where it took on the name of “theblack death” Those peasants who were left alive The main culprit was a flea and atiny Another form of the plague wasspread a third form was spread by the Cataphoric expressions intended toevaluate: Doctors—real and fraudulent a disease spread in such a quickand contagious manner The impact of society was enormous.Gangs and thieves Questions as exophoricexpressions What caused all this deathand change?Exophoric expressionsintended to evaluate It must have seemed like theend of the world A new and mysteriousdiseaseExophoric expressions tocontextualize the reader: Adrawing of a map to showthe spread of the plaguethroughout fourteen centuryEurope.Universidad Nacional de Colombia, Facultad de Ciencias Humanas, Departamento de Lenguas Extranjeras

Systemic Functional Linguistics and Discourse Analysis as Alternatives When Dealing With Textsexophoric expressions, which may impede students’understanding of the text since these phrases arepart of cultural and contextual issues.Furthermore, we found that students foundit difficult to identify these references in the text.We confirmed this information by asking studentsto identify anaphoric, cataphoric, and exophoricexpressions in the text. When students were reading,they were asked to read the statement: “She thoughtthat it would mix.” Then they were asked the question: “What does the word it refer to in the text?”When answering the question, the students said: “Itrefers to two varieties of chocolate.” Here the difficulty was because in the text it refers to the phrasea mixture described in the whole paragraph ratherthan the mixture of chocolate mentioned by students.Further, when students supported the reason fortheir choice, we identify their misunderstanding ascould be noticed in the following interaction:Excerpt 1Teacher: Which words from the text helped you relate one ideawith the other previously mentioned in the text? For example:“She thought that it would mix together” the word it refers to?Student 1: Well, that it is making reference to two varieties ofchocolate she had, so she said let put them together in order tosee what we get from the mixture then we divided it into piecesand finally we got the so-called cookies.Student 2: Th

Systemic Functional Linguistics and Discourse Analysis as Alternatives When Dealing With Texts Based on that situation we decided to imple-ment the use of discourse analysis and, particularly, systemic functional linguistics (SFL), which is a useful tool in identifying which aspects o

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