Introduction To Devolution - GOV.UK

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Introduction to DevolutionDevolution andDevolutionand YouYou

When to use this IntroductionWhat is devolution? What does it mean in practice? How do the four governments of theUK work together? What do I need to know? If these are questions you find yourselfasking, then this guide is for you!This Introduction aims to upskill civil servants, whether working in the UK Government orone of the devolved administrations, on the governance structures of the UnitedKingdom and how to navigate them. This knowledge is an integral component of everycivil servant’s brief. If you have already read our devolution factsheet and postcardoverview of devolved and reserved powers but require further information, thisIntroduction is an effective next step. It is particularly well suited to new starters.It forms part of the cross-government Devolution and You programme which offersdevolution learning and support across the civil service.What is in this IntroductionThis Introduction will give you an overview of the current devolution landscape in the UKand how to operate within it. This will include information about the distribution of powerand responsibility across the UK, as well as the formal structures in place to facilitatepositive intergovernmental working. Three devolution practitioner profiles will put much ofthis detail and advice into context. Finally, a glossary, acronym guide, further resourcesand points of contact pages make up a concluding reference section.How to use this IntroductionThis initial devolution guide will be a springboard to other resources and a reference tool,so that civil servants know who to go to when they identify particular challenges oropportunities in the devolution space. Do keep it on your desk or Desktop, refer to itregularly and make it available to colleagues.What is devolution?Devolution is about the transfer of power by a central government to local or regionaladministrations. Devolution is not new. There have been different forms of devolution inthe UK for decades and it is common in other parts of the world. Today, it means thatthere are distinct legislatures and governments in Scotland, Wales and Northern Ireland,which have powers over a range of policy areas which had previously been the preserveof the UK Government.LegislatureGovernmentUK ParliamentUK GovernmentScottish ParliamentScottish GovernmentNational Assembly for WalesWelsh GovernmentNorthern Ireland AssemblyNorthern Ireland ExecutiveEach devolved legislature has its own unique devolution settlement, which areestablished and expanded through Acts of UK Parliament and which set out thelegislative competence of devolved bodies; in other words the policy areas for which theyare responsible. The UK Government has also developed a different system ofdecentralisation within England, which does not involve distinct legislatures.11Devolution andDevolutionandDevolutionandYouYouYou

Northern IrelandAssembly, BelfastScottish Parliament,EdinburghNational Assembly for Wales, CardiffUK Parliament, LondonWhy do we have devolution?Devolution has been an evolving process that has responded to public demands andtransformed the United Kingdom’s political and constitutional landscape.It has brought about a democratic shift by bringing decision-making closer to peopleacross the UK. The people of Scotland, Wales and Northern Ireland, as well as thoserepresented by Metropolitan Mayors, can have an increasingly greater say in the policiesthat affect them.Devolution has also resulted in more effective and tailored policy-making. Policies can beproduced and delivered that better account for the needs and priorities of the individualparts of the UK. The Welsh Government can deliver agriculture policy that reflects theunique importance of livestock farming to the Welsh economy and the ScottishGovernment can run an education system that responds to the socio-economiclandscape of Scotland.Devolution has encouraged innovation in policy-making. Having four legislatures in theUnited Kingdom means that administrations can learn from policies launched elsewhereand then replicate them if they think they will be effective in their own jurisdiction. Anexample of this is the Scottish Government’s decision to ban smoking in enclosed publicspaces in 2006 which, having been deemed a success, was replicated in Wales,Northern Ireland and England.22Devolution andDevolutionandDevolutionandYouYouYou

Devolution across the UKEnglandRemitHistoryThe current phase of English devolutionstarted with the Greater ManchesterAgreement in 2014, which was the first‘devolution deal’ to give powers andfunding to Combined Authorities. Furtherdeals have followed on a case-by-casebespoke basis, as opposed to a one-sizefits-all approach across the whole country.Each combined authority has a remit differingin size and scope. To date, typical powers formayoral devolution deals include: additionalinvestment funding of between 15m and 36.5m per year for 30 years; devolved multiyear transport budgets; some include strategicplanning and housing powers; devolved adulteducation budget funding; and greater localinfluence on employment support.MayorsLondon AssemblyDirectly elected mayors, often one of thenewly elected Metropolitan Mayors,represent various regions of England:Cambridgeshire and Peterborough,Greater Manchester, the Sheffield CityRegion, the Liverpool City Region, theTees Valley, the West of England and theWest Midlands.HistoryThe London Assembly predates the currentphase of English Devolution. It was establishedin 2000 and sits in City Hall. It is made up of 25Assembly Members and has the ability toamend the Mayor’s budget and reject theirstrategies, as well as make proposals on anumber of issues such as transport andenvironment.Northern IrelandNorthern Ireland was self-governing,with its own Parliament, between 1921and 1972 when Direct Rule wasintroduced. The Belfast (Good Friday)Agreement of 1998 provided for aNorthern Ireland Assembly and a powersharing Executive. The Northern IrelandExecutive has its own Civil Servicewhich is separate to that of the othergovernments of the UK.Legislative CompetenceNorthern Ireland AssemblyNorthern Ireland ExecutiveThe Assembly sits in ParliamentBuildings, Stormont, and consists of 90Members of the Legislative Assembly(MLAs). Five MLAs are elected fromeach of 18 constituencies using thesingle transferable vote system.33The Northern Irish devolution settlement differsin some respects from those of the otherdevolved administrations. The Assembly can inprinciple also legislate in respect of ‘reserved’matters subject to various consents, but cannotlegislate on ‘excepted’ matters. The settlementincludes powers over justice, social securityand energy, although nuclear energy remains aUK Government matter.The Northern Ireland Executive is a mandatorycoalition of parties which is chaired jointly bythe First Minister and deputy First Minister.Currently, the First Minister, deputy FirstMinister and eight Executive Ministers arenominated by the political parties in theAssembly in accordance with procedures setout in the Northern Ireland Act. Thecomposition of the Executive will reflect therelative strength of each party in the Assembly.Devolution andDevolutionandDevolutionandYouYouYou

ScotlandHistoryScottish GovernmentThe 1707 Acts of Union, which dissolvedthe Parliaments of England and Scotlandand established a Parliament of GreatBritain, made provision for the protectionand retention of distinct legal and socialinstitutions in Scotland – namely ScotsLaw and the Church of Scotland.Administrative devolution has existed inScotland from the 1800s, leading tofurther distinctions in areas such aseducation, agriculture and health. In1997 74% of the electorate in Scotlandvoted to establish a Scottish Parliamentwith a range of devolved powers.The Scottish Government is led by a FirstMinister who may, with the approval of theScottish Parliament, appoint CabinetSecretaries (Senior Ministers), Ministers (JuniorMinisters) and Law Officers to lead on devolvedportfolios. The Scottish Government has itsheadquarters in Edinburgh, with a further 11500staff working in in other bodies across Scotlandand at key International Hubs around the world.Civil Servants working for the ScottishGovernment and its agencies are members ofthe UK Civil Service, who are headed by asingle Permanent Secretary and are bound toserve Scottish Ministers.Scottish ParliamentLegislative CompetenceThe Scottish Parliament sits in Holyrood,Edinburgh and is made up of a singlechamber with 129 Members of theScottish Parliament (MSPs). They areelected on four-yearly-terms throughmixed-member proportionalrepresentation.Since the Scotland Act 1998, the Scottishdevolution settlement has functioned using areserved powers model. The Scotland Act2016 devolved further significant powers tothe Scottish Government, including overelements of tax and welfare.WalesHistoryIn 1997 50.3% of Wales voted for thecreation of a devolved National Assemblyfor Wales, brought about by theGovernment of Wales Act 1998. Followingthe Government of Wales Act 2006, theassembly gained the ability to passprimary legislation. The Wales Act 2017changed the model of Welsh devolutionand devolved more powers to theAssembly and the Welsh Government.National Assembly for WalesThe National Assembly for Wales ismade up of a single chamber with 60Assembly Members (AMs). These areelected on five-year terms, throughmixed-member proportionalrepresentation. There has to be a twothirds majority within the Assembly forany changes to the electoral system.44Legislative CompetenceThe Wales Act 2017 devolved further legislativecompetence and new executive powers over anumber of policy areas. In addition, as a resultof the Wales Act 2014 and 2017, the WelshGovernment and the Assembly took on taxraising powers in April 2018 and the WelshGovernment will take on new powers overincome tax in 2019.Welsh GovernmentThe Government of Wales Acts provide forthe Welsh Government to consist of a FirstMinister, up to twelve other Ministers and aCounsel General. The Government isbased principally in Cardiff but has officesacross Wales and a civil service of around5,000, led by a Permanent Secretary.Devolution andDevolutionandDevolutionandYouYouYou

How devolution works:devolved and reserved powersThe central distinction within the devolution space is between devolved and reservedpowers. Devolved powers are those which have been passed from the UK Parliament toone of the devolved legislatures. Reserved powers are those that remain at a UKParliament level.Some policy areas are devolved to one devolved legislature but reserved elsewhere.For example, policing is devolved in Northern Ireland and Scotland but reserved inWales. Devolution in the UK is therefore characterised by asymmetry that continues toevolve, which means each of the three devolution settlements involve varying areas andlevels of power. This is due to the underlying history and respective political influencesof the four nations of the UK.In Northern Ireland the term transferred is used instead of devolved. The NorthernIreland Assembly can in principle also legislate in respect of reserved matters subject tovarious consents, but has not yet done so to any significant degree. Excepted mattersare those retained by the UK Parliament indefinitely and apply solely to NorthernIreland.Below is a high level summary of which powers are devolved in each part of the UK.Remember that the devolution settlements are unique and the distinction betweendevolved and reserved powers can sometimes be complex. This what makesengagement between officials across the administrations so important.DevolvedNorthern Ireland,Scotland andWalesHealth and socialservicesEducation, trainingand skillsLocal restry andfisheriesEnvironment andplanningTransportTourism, sport,culture andheritageFire and rescueservicesWater and flooddefenceAlso devolved inNorthern IrelandAlso devolved in ScotlandAlso devolved inWalesJustice andpolicingCharity lawJustice and policingWelsh languageCharity lawSome income tax (dueApril 2019)Stamp duty land taxLandfill taxEnergyEmployment lawSocial security,child support,pensionsNI Civil ServiceEqual opportunitiesTimeLong haul rates ofAir Passenger DutyStamp duty land taxLicensing of onshore oil and gasextractionSome income tax (incl. ability to setrates and thresholds)Equal Opportunities in relation topublic bodies in ScotlandTax on carriage of passengers byair (date TBC)AbortionEqual Opportunities inrelation to public bodiesin WalesLicensing of onshore oiland gas extractionAssembly and localgovernment electionsLandfill taxSome social security elementsConsumer advocacy and adviceScottish Parliament and localgovernment elections55Road signs and speedlimitsDevolution andDevolutionandDevolutionandYouYouYou

Below is a high level summary of which powers are reserved in each part of the UK.Remember that the devolution settlements are unique and can sometimes be complex.Northern Ireland,Scotland and WalesAlso reservedin NorthernIrelandAlso reserved inScotlandAlso reserved in WalesThe constitutionNuclear energyEmployment lawEmployment lawForeign affairsProhibitedweaponsCross-border railCross-border railEnergyEnergySocial security*Social securityGenetics, surrogacy,medicines, embryologyEqual opportunities*Abortion, genetics,surrogacy, medicines,embryologyEqual opportunities*The Civil ServiceThe Civil ServiceReservedDefence and nationalsecurityNationality, immigrationand asylumMacroeconomic andfiscal mattersFinancial services andpensions regulationInternational trade andfinancial marketsInternationaldevelopmentElections to UK andEuropean ParliamentsNational Minimum WageCompetitionIntellectual propertyPostal servicesJustice and policingCharity law*except elements devolvedby Scotland Act 2016*except elements devolvedby Wales Act 2017Understanding the detail of the devolution settlements and how they function in practiceis made all the more important since elements of one policy area can be reserved whileothers are devolved, or a policy area may be reserved, but aspects of how it is deliveredare devolved. Moreover, concurrent powers are those which see a shared responsibilitybetween the UK Government and a devolved administration, meaning they can bothpass secondary legislation in a certain policy area.Navigating the DevolutionLandscapeThe One Civil Service and Northern Ireland Civil ServiceOfficials working for the governments of the UK, Scotland and Wales are part of thesame One Civil Service organisation and share the same culture and values as set outin the Civil Service Codes. The Northern Ireland Civil Service is a separateorganisation but shares the same culture and values as the One Civil Service, as set outin their own Civil Service Code. These common values make it easier for civil servantsfrom across administrations to work together, and regular contact will improve yourunderstanding of devolution and how it affects your work area66Devolution andDevolutionandDevolutionandYouYouYou

Working with the devolved administrationsThe most immediate difference between the UK Government and the devolvedadministrations is size. Each devolved administration employs fewer civil servants thanthe UK Government. This often means that individual civil servants in the devolvedadministrations, especially in the policy-making space, will cover larger and more variedportfolios. It is important to bear this in mind when collaborating across administrations.Furthermore, the responsibilities of directorates in each administration will not necessarilycorrespond directly to similar directorates in the other administrations. Designatedintergovernmental relations teams in each administration are the first point of contactfor civil servants looking for points of contact or administration-specific information.The Sewel Convention and Legislative Consent Motions (LCMs)The Sewel Convention applies when the UK Parliament legislates on a matter within thedevolved competence of the Scottish Parliament, National Assembly for Wales orNorthern Ireland Assembly. Under the terms of the Convention, the UK Parliament will“not normally” do so without the relevant devolved institution having passed a legislativeconsent motion. The elected members of devolved legislatures indicate whether they arecollectively content for the UK Parliament to pass a law on devolved matters by votingeither for, or against, an associated legislative consent motion.Working with the UK GovernmentSince the UK Government functions through separate departments, internal processescan take a long time. This applies particularly to the collective agreement process whichstipulates that new legislation, policies and consultations must have approval from allmembers of Cabinet subcommittees, but also applies more generally to clearance,information sharing and agreement processes.Each UK Government department has a devolution coordinator, often supported bylarger devolution teams, who provide good advice on how devolution affects a UKGovernment department’s work, support intergovernmental collaboration and builddevolution understanding internally. They are extremely useful sources of informationand guidance both for UK Government and devolved administration civil servants.Finally, the Territorial Offices are UK Government departments which are invaluable inhelping the UK Government to understand the detail of the devolution settlements, andhow to take forward policies with another administration. They are the Office for theSecretary of State for Scotland, Office of the Secretary of State for Wales and theNorthern Ireland Office. They represent the UK Government in the devolved nationsand the devolved nations in the UK Government. The Office of the Advocate Generalfor Scotland provides legal advice to the UK Government in relation to Scotland andScots Law.“Within the UK Government, the Secretaries of State for Scotland, Walesand Northern Ireland are responsible for ensuring that the interests ofthose parts of the UK in non-devolved matters are properly representedand considered.” (Memorandum of Understanding – see page 12)77Devolution andDevolutionandDevolutionandYouYouYou

Structural differences between each administrationThe structure of each of the four administrations differs substantially and has implicationsfor how civil servants work together across administrations. Here are some of the keydifferences:UK GovernmentScottishGovernmentWelsh Government Northern IrelandExecutiveHead ofGovernmentPrime MinisterFirst MinisterFirst MinisterFirst Minister anddeputy First MinisterCabinetPM, 22 CabinetMinisters and 6other Ministers whoalso attendFM and 11 CabinetSecretariesFM, 6 CabinetSecretaries and 2other Ministers whoalso attendFM, dFM and 8 otherMinisters who alsoattendPermanentSecretaries30 PermanentSecretaries1 PermanentSecretary1 PermanentSecretary9 PermanentSecretaries6 Directors General,40 DirectoratesDivided into 4Groups9 Departmentsc. 17,000c. 5,000c. 23,500Departments 25 ministerialdepartments, 20non-ministerialdepartmentsNo. CivilServantsc. 400,000Serving multiple governmentsIt is important to remember that civil servants in each of the four governments of the UKwill be working to different ministerial priorities. These can be aligned or substantiallydifferent, depending on the issues involved and the governments of the day. This politicalcontext can therefore add an additional layer of complexity to the devolution landscapebut it also makes working with multiple administrations and understanding their prioritiesparticularly interesting.To achieve policy objectives and to work as effective governments providing high qualityservices to the people who need them, officials and politicians in each administrationoften need to work together. This intergovernmental working takes place on a range ofissues, in a range of formats and to achieve a range of outcomes. There are a number ofmutually agreed structures that are not legally binding but facilitate and guideintergovernmental communication, collaboration and coordination.“All four administrations are committed to the principle of goodcommunication with each other, and especially where one administration’swork may have some bearing upon the responsibilities of anotheradministration.” (Memorandum of Understanding)88Devolution andDevolutionandDevolutionandYouYouYou

Taking account of devolution in your day-to-day workYou need to be aware of how devolution affects the policies you work on or the publicservices you manage. First and foremost, it is vital to be aware of the territorial extentof your work, in other words in which parts of the UK it will apply. To understand this youwill need to take into account legal jurisdiction, as well as whether a subject is devolvedor reserved. For example, you may be working on a policy that has an effect in Englandonly, England and Wales, across Great Britain (England, Wales and Scotland) or UKwide. Other territorial extents are possible.Having clarified territorial extent, you will then need to understand implications for yourpolicy on parts of the UK where the policy does not directly apply and whethercommunication or coordination with other administrations will be necessary goingforward.“The administrations recognise the importance of co-operation across arange of areas.” (Memorandum of Understanding)Policy makingCommunication, collaboration and coordination are particularly important if you aredesigning new policy. If you are working on a policy-area that is devolved, you have agood opportunity to learn from different approaches taken in other parts of the UK andcan share learning about common problems. The Devolution and You policy toolkit isan indispensable aide for policy professionals who come into contact with devolution aspart of their work.Policy deliveryEven if the policy itself sits in a devolved or reserved area, its implementation may becarried out by the UK Government, devolved administrations or both. You may need towork with one or more of the other administrations of the UK to successfully implementyour policy or deliver your service. Even if policies diverge, it may make sense to engagewith the other governments of the UK for advice and support in their implementation.“The administrations will aim to provide each other with as full and openas possible access to scientific, technical and policy information includingstatistics and research .” (Memorandum of Understanding)99Devolution andDevolutionandDevolutionandYouYouYou

Working togetherMemorandum of Understanding (MoU)The MoU between the UK Government and the devolved administrations in Scotland,Wales and Northern Ireland was first agreed in 2001 and most recently updated inOctober 2013. It sets out the principles which support relations between theseadministrations. The MoU puts emphasis on the principles of good communication,consultation and cooperation.The MoU also has a number of Concordats between the UK Government and thedevolved administrations. These recognise the interests of the latter in international andEuropean Union relations (matters which remain the responsibility of UK Government),and set out working arrangements.The UK Government and devolved administrations are currently undertaking a review ofthe intergovernmental relations, including this MoU, in light of the UK’s exit from the EU.Joint Ministerial Committee (JMC)The MoU makes provision for the JMC, a committee structure for intergovernmentalrelations. Its purpose is to enable Ministers from the UK Government and the devolvedadministrations to engage effectively with each other. The terms of reference are: to consider non-devolved matters which impact on devolved responsibilities, anddevolved matters which impact on non-devolved responsibilities; where the UK Government and the devolved administrations agree, to considerdevolved matters if it is beneficial to discuss their respective treatment in differentparts of the UK; to keep intergovernmental arrangements under review; to consider disputes between the administrations.The JMC meet in different formats. It currently meets in the following formats: JMC(Plenary) – chaired by the Prime Minister with the First Ministers of the devolvedadministrations, including the deputy First Minister of Ireland. It should meet at leastannually. JMC(Europe) – chaired by the Minister of State at the Department for Exiting the EU.It meets quarterly ahead of the European Council to discuss ongoing EU business. JMC(EU Negotiations) – chaired by the Chancellor of the Duchy of Lancaster. Itmeets at regular intervals to facilitate political engagement and collaboration betweenthe UK Government and the devolved administrations on EU Exit. Ministerial Forum (EU Negotiations) – joint chaired by the Minister for theConstitution and Parliamentary Under-Secretary of State for Department for Exitingthe EU. This additional forum was established in 2018 to further discuss EUnegotiation positions. JMC(Officials) – sees officials from the four administrations shadow the JMC andprepare for its meetings.1010Devolution andDevolutionandDevolutionandYouYouYou

British-Irish Council (BIC)BIC was established as part of the multi-party agreement reached in Belfast on 10th April1998. Its membership comprises representatives from the Irish Government; UKGovernment; Scottish Government; Northern Ireland Executive; Welsh Government; Isleof Man Government; Government of Jersey; and Government of Guernsey. The Councilmeets biannually and focuses on policy cooperation and collaboration in eleven differentwork sectors, from digital inclusion to transport. You can find out more about the Councilat www.britishirishcouncil.orgWorking together overseasAs set out in the Memorandum of Understanding, international relations remain theresponsibility of the UK Government and the UK Parliament. However, the UKGovernment recognises that the devolved administrations will have an interest ininternational policy making in relation to devolved matters and particularly when thedevolved administrations may need to implement agreements.The Foreign and Commonwealth Office therefore makes sure to brief devolvedadministration Ministers and officials when necessary and reflect their priorities andconcerns overseas. The Department for International Development acts similarly andcollaborates particularly with the Scottish Government on their own internationaldevelopment programme.Trade represents a complex intersection of legislative competences since tradepromotion is a concurrent matter, whereas trade policy is a reserved matter, though tradeagreements cover areas which intersect with devolved policy-areas such as agriculture.There is an increasing amount of collaboration overseas as the devolved administrationsset up Trade and Investment Hubs, often in UK Government posts, and joint TradeMissions encourage inward investment to all parts of the UK. The Department forInternational Trade (DIT) engages with companies across the UK and, either directly orvia the appropriate devolved administration body, provides access to DIT led events andtrade mission and support schemes“The UK Government will involve the devolved administrations as fully aspossible in discussions about the formulation of the UK’s policy positionon all EU and international issues which touch on devolvedmatters.” (Memorandum of Understanding)1111Devolution andDevolutionandDevolutionandYouYouYou

Where to find out moreDevolution and YouThe Devolution and You programme began in 2015 and is designed to improvedevolution capability across the One Civil Service.LearningWe provide a wide range of training for civil servants. There is an online module,available through CS Learning called Devolution and Intergovernmental Working. It isan ideal place to start if you are new to the civil service or to devolution roles. We alsohave a high-level devolution factsheet and postcard overview of devolved andreserved powers, as well as an in-depth policy toolkit for policy professionals. There isinformation on devolution on gov.uk including Devolution Guidance Notes, technicalnotes on topics such as ministerial accountability and handling correspondence.InterchangeThere is also a cross-administration Interchange scheme which gives civil servants fromthe One Civil Service and Northern Ireland Civil Service the opportunity to shadowcolleagues in other administrations, meet counterparts and share best practice. Themain scheme takes place during three weeks each year: the UK Government, the WelshGovernment and the Scottish Government all host a week each. Additionally, informal orspecialist interchange schemes are being developed across the One Civil Service. If youare interested in applying to take part in one of these weeks please email one of theInterchange Managers:UK Government - ukginterchange@cabinetoffice.gov.ukScottish Government - john.petrie@gov.scotWelsh Government: sian.bryant@gov.walesNorthern Ireland Civil Service: paul.mcveigh@finance-ni.gov.ukLinksDevolution, GOV.UK lution: Guidance for all Civil -guidance-for-civil-servantsScotland Act 2016 - legislation setting out amendments to the Scotland fs/ukpga 20160011 en.pdfWales Act 2017 - legislation setting out amendments to the Government of Wales Act2006. pga 20170004 en.pdfNorthern Ireland Act 1998 – legislation which built on the Belfast (Good Friday)Agreement of 1998. ntsDevolution Memorandum of Understanding and Supplementary Agreement,September 2012https://www.gov.uk/government/public

civil servant’s brief. If you have already read our devolution factsheet and postcard overview of devolved and reserved powers but require further information, this Introduction is an effective next step. It is particularly well suited to new starters. It forms part of the c

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