CHAPTER 3 Aerodynamics And Aeroelastics Of Wind Turbines

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CHAPTER 3Aerodynamics and aeroelastics of wind turbinesAlois P. SchaffarczykUniversity of Applied Sciences Kiel, Kiel, Germany.Aerodynamics and aeroelastics of wind turbines are presented. First, the basicresults of analytical, numerical and experimental work are reviewed, then theimpact on commercial systems is discussed. A short section on non-standard windturbines is finally included.1 IntroductionAerodynamics is a necessary tool for modeling the loads and power output of awind turbine. Unlike other related applications such as ship propellers [5] andhelicopters [6], there is no comprehensive and up-to-date presentation of thisimportant subject. The reader is given a short introduction to current knowledge.A readable review of, especially, the German efforts during the 1950s and 1960swas given by Hütter [33]. Hansen and Butterfield [26] and Hansen et al. [25] presentmore up-to-date reviews.It is assumed that the inflow velocity is more or less stationary, thereby omittingturbulence as rapid variations above 1 Hz and also neglecting diurnal variation.These distinctions are meant to be in the spirit of standard regulations, as for example given by the IEC (International Electrotechnical Commission) or GermanischerLloyd (GL). Therefore no presentation of wake aerodynamics is found in thischapter. The interested reader may find a review of these items in [64]. This rest ofthis chapter is divided into seven sections.Section 2 gives an account of analytical theories developed largely before theemergence of digital computers, beginning with the global momentum theories ofRankine [43] and Froude [23]. Several developments and extensions of these haveemerged only recently. Section 3 introduces the most important development ofthe late 20th century: computational fluid dynamics (CFD). Therefore the readershould be familiar with the basics of fluid dynamics [2,3] and viscous fluid flow[4], together with some of the basics of CFD. Section 4 is devoted to experimentalWIT Transactions on State of the Art in Science and Engineering, Vol 44, 2010 WIT Presswww.witpress.com, ISSN 1755-8336 (on-line)doi:10.2495/978-1-84564-205-1/03

90Wind Power Generation and Wind Turbine Designwork on wind turbines. Two distinct branches can be identified: so-called free-fieldexperiments, carried out in the open air and those performed under controlledinflow conditions within wind tunnels. Considerations are restricted to NASAAMES blind comparison experiment and the European MEXICO (Measurementsand Experiments in controlled conditions) project, performed in Europe’s largestwind tunnel in the Netherlands. After describing aeroelastics in Sections 5 and part 6in general, the impact of this elaborate scientific work on commercial wind turbines is presented. This is a somewhat difficult and delicate task, as most of thiswork and even the results are confidential. In practice, this means that only publicdomain work and non-standard turbines will be considered. Section 8 concludesthis discussion with a summary and an outlook for future developments after theaerodynamics of some unconventional turbines are presented in Section 7.2 Analytical theoriesThe first work which provided a simple complete model of the global flow arounda wind turbine is the so-called actuator disk (AD) theory. It was first developed byRankine and Froude to describe the flow around ship propellers. Figure 1 shows anoverview of all possible flow states which can occur. Recently [58] it was possible toreproduce all flow states observed by Glauert from a numerical full-field AD model.The main idea is the introduction of a slipstream (Fig. 2) behind the rotor. Energyis extracted by decelerating the inflow v1 to v2 at the rotor and v3 far downstream.Figure 1: Flow states of propellers and wind turbines [12].WIT Transactions on State of the Art in Science and Engineering, Vol 44, 2010 WIT Presswww.witpress.com, ISSN 1755-8336 (on-line)

Aerodynamics and Aeroelastics of Wind Turbines91Figure 2: 1D momentum theory of Froude, Lanchester and Betz.Applying the equations of conservation of mass, energy (Bernoulli’s equation) andmomentum:1(v1 v3 ),2(1)CP 4 a(1 a 2 ),(2)v2 (Froude’s law) andare obtained. CP is the non-dimensional powerCP : P,( r /2) Av13A p 2D .4(3)(4)A turbine of diameter D has a swept area of A (p / 4)D2. The most important parameter in eqn 2 is the so-called axial interference factor [12] often also called velocityinduction a v2 / v1. Differentiating eqn 2 with respect to a one can easily show thatmaximum energy is extracted when a 1/3 and CP CPBetz 16 27 0.59. Thislaw was found independently by Lanchester in 1915 and Betz in 1925. Using thesame arguments the main force on the turbine, the thrust in the wind direction:CT T.( r /2) Av12WIT Transactions on State of the Art in Science and Engineering, Vol 44, 2010 WIT Presswww.witpress.com, ISSN 1755-8336 (on-line)(5)

92Wind Power Generation and Wind Turbine Designis seen to be cT (a ) 4 a(1 a ) at Betz’value of aBetz 1 / 3 cT (a 1 / 3) 8 / 9 0.9. This shows that a wind turbine is heavily loaded at the optimum condition.The following limitations apply to the theory: it is implicitly assumed that there is no slipstream as there are no radial components calculation of the full details of the slipstream expansion cannot be performedas the theory does not consider the radial velocity component the axisymmetric disk is assumed to be infinitesimally thin.As already discussed by Betz [9] and further by Loth McCoy [70] in the contextof a double AD for vertical axis wind turbines there is a possibility to beat Betz tosome extent (roughly to 0.64 for a double AD). A recent discussion for beatingBetz with general devices was given by Jamieson [34].Wind turbines are rotating machines, and a very important dimensionless numberis the tip speed ratio (TSR) defined asl : ΩR,vwind(6)where Ω is the angular velocity of the turbine.Figure 3 gives a graph of various cP against l. Apart from its own data, datafrom the classical literature, for example [14,18], was also included. Two items areFigure 3: cP as function of TSR, various types of wind turbines.WIT Transactions on State of the Art in Science and Engineering, Vol 44, 2010 WIT Presswww.witpress.com, ISSN 1755-8336 (on-line)

Aerodynamics and Aeroelastics of Wind Turbines93of particular interest. Firstly, all turbines have a maximum cP and two kinds ofturbine can be distinguished, those with a maximum cP around 6–10 (so-called fastrunning machines) and those with maximum below 4 (so-called slow runningmachines). Secondly the curve must tend towards cP 0 when l 0. This wasdiscussed by Glauert [12] and stems from the fact that in addition to the axialinduction a, a second a′ has to be introduced, where a′ is defined bya′ w.2Ω(7)Here w is the local angular velocity of the flow. It comes from Newton’s third law asapplied to angular momentum. If dr is an increment of radius, the torque is nowdM 4r 3 v1 (1 a )a ′ dr(8)and the total power becomes31 r r cP 8l2 a ′(1 a ) d .0 R R (9)The two parameters a and a′ have to be optimized. A third equation, the so-calledorthogonality condition of Glauert [12] is the conditiona ′(1 a ′ ) x 2 a(1 a )(10)with x: wr/v1 being the local TSR. Figure 4 gives a sketch of the arrangement ofthe velocity vectors. Optimization results in the conditiona′ 1 3a1 4 aFigure 4: Velocity and force triangles.WIT Transactions on State of the Art in Science and Engineering, Vol 44, 2010 WIT Presswww.witpress.com, ISSN 1755-8336 (on-line)(11)

94Wind Power Generation and Wind Turbine Designwhich shows that 1/4 a 1/3 must hold. These losses as compared to Betz’ ideallimit are called swirl losses. Figure 5 shows the quantitative dependence. Twoother mechanisms have to be introduced, to model all effects shown in Fig. 3. Theyare the so-called tip-losses and profile-drag losses. An AD was defined as a compact disk, formally having infinitely many blades. To estimate the effect of a finitenumber of blades, the two models are used. One is based on conformal mappingof the flow around a stack of plates to that of a rotor with a finite number of blades(given by Prandtl [42]) and the second is based on the theory of propeller flow ofGoldstein [24]. A recent investigation has been made by Sørensen and Okulov[39,40]. Usually a reduction factor F is introduced to account for the decreasingforces on the blade towards the tip:F 2arccos exp{ f },p(12)B R r1 l2 .2 r(13)withf l as expressed by eqn 6.Comparison with measurements by Shen et al. [55] resulted in a new empiricaltip-loss model for use in AD and CFD simulations. Recently Sharpe [53] hasrevised the arguments of Glauert and extended them slightly. Mikkelsen et al. [38]applied his numerical AD method to investigate this effect. His findings were thatGlauert’s optimum igure 5: cP /cPBetz as a function of TSR.WIT Transactions on State of the Art in Science and Engineering, Vol 44, 2010 WIT Presswww.witpress.com, ISSN 1755-8336 (on-line)10

Aerodynamics and Aeroelastics of Wind Turbines95Blade performance B 30.60.55cP0.50.45E1E2Swirl-GlauertTip-WilsonL/D 200L/D 100L/D 400.40.350.355.566.577.58TSRFigure 6: Comparison of swirl drag and profile-drag losses against measuredvalues of actual turbines.despite the fact that the otherwise neglected pressure decrease in the near wakegives higher cP in the inboard section, Betz’ limit is valid globally.When considering drag losses, one has to imagine that a rotor blade can be regardedas an aerodynamic device experiencing two forces drag (in flow direction) and lift(orthogonal to that). The lift force and part of the drag force (per unit span) are due tothe pressure around the airfoil. Figure 7 illustrates this. The cP is defined asp( r 2)v 2(14)cD D,( r 2)v 2 c · 1(15)cL L( r 2)v 2 c · 1(16)cP where c is the chord of the airfoil.Here:andare defined. It can be shown that lift gives rise to no loss as it is perpendicular tothe flow, which is not the case for drag. A measure of efficiency for profiles isWIT Transactions on State of the Art in Science and Engineering, Vol 44, 2010 WIT Presswww.witpress.com, ISSN 1755-8336 (on-line)

96Wind Power Generation and Wind Turbine DesignFigure 7: Pressure coefficient around an airfoil.Figure 8: Lift and drag around an airfoil; v is a sample inflow velocity and is notto be confused with a relative velocity.defined as the lift-to-drag-ratio L / D. Usually this number is around 100. In totalFigs. 10 and 11 are obtained. Compared to Fig. 3 the quantitative influence of dragand finite bladenumber on cP are presented. In addition Fig. 6 shows the improvement of state-of-the art commercial wind turbines of one manufacturer over a spanof 20 years. Clearly one can see that high-performance airfoils have to be used toreach for a cpmax in the order of 0.52. It is clear that B 1 is very special, and onemight assume that no such turbines were manufactured. This in fact was not thecase. In the late 1980s the German company MBB manufactured the so-calledMonopteros (see Fig. 9), a single-blade turbine. To demonstrate the big differencesdata from Rohrbach et al. [46] is included.WIT Transactions on State of the Art in Science and Engineering, Vol 44, 2010 WIT Presswww.witpress.com, ISSN 1755-8336 (on-line)

Aerodynamics and Aeroelastics of Wind Turbines97Figure 9: Blade elements of a rotor.L/D-Variation, B 30.60.55cP0.50.450.4Glauert IdealL/D InfL/D 160L/D 80L/D 40L/D 200.350.305101520TSRFigure 10: cP via TSR: B 3, L / D varies.Sørensen and Okulov [39,40] recently formulated a vortex theory for thesetypes of rotors (see Fig. 11).To sum up: at the present time a limit of cP 0.52 seems to have been reachedby modern turbines, which is only possible if specially designed airfoils are used.A cP of 0.45 (typical for turbines in the early 1990s) is obtained using old profilesfrom the aerospace industry (see Figs 3 and 6).WIT Transactions on State of the Art in Science and Engineering, Vol 44, 2010 WIT Presswww.witpress.com, ISSN 1755-8336 (on-line)

98Wind Power Generation and Wind Turbine DesignB Variation; D/L 00.60.5Cp0.40.3Glauert IdealWilson B 4Wilson B 3Wilson B 2Wilson B 1RohrbachWorobel B 1Okulov B 10.20.1005101520TSRFigure 11: cP via TSR: D 0, bladenumber varies.Figure 12: Single bladed wind turbine Monopteros by MBB, Photo: Schaffarczyk.2.1 Blade element theoriesBlade element theory (see Fig. 9) divides the rotor into several finite length sections of Δr (or dr mentioned above). Then forces applied on these annuli are compared to those from airfoil theory. Implicitly it is assumed that there is no mutualinterference of the sections. With reference to Fig. 9 and denoting with dṁ themass flow through the disk and with vt the tangential velocity, a thrustWIT Transactions on State of the Art in Science and Engineering, Vol 44, 2010 WIT Presswww.witpress.com, ISSN 1755-8336 (on-line)

Aerodynamics and Aeroelastics of Wind TurbinesdT dm (v1 v3 ),dT 4 a(1 a )2pr dr99(17)r 2v12(18)and torquedQ dm vt r ,(19)dQ 2pr dr rv2 2wr 2 ,(20)dQ 4pr 3 rv1 Ω(1 a )a ′.(21)increment is obtained.Now comparison with the forces resulting from the airfoil sections is performed.From Fig. 8 the force coefficient in the inflow direction is(22)CN CL · cos(a ) CD · sin(a ).Here the flow angle ϕ can be computed from the velocity triangle.tan(j) (1 a )v1.(1 a ′ )wrThe angle of attack and the flow angle is related via the twist angle ϑ:a j J.(23)(24)The square of the velocity isw 2 ((1 a )v1 )2 (w(1 a ′ ))2 .(25)All relevant data is then calculated using an interaction scheme. It is to be noted thatin the inner part of a blade, values of greater than 0.5 and even 0.52 are observed.Then the simple momentum theoretical value cT(a) 4(1 – a) · a is no longer valid.An empirical extension for 0.5 a 1.0 must be used. The deviation starts at a 0.3 and gives cT(a 1) of approximately 2.Many engineering codes, such as the PROP Code of Walker and co-workers [18]follow this approach. These codes rely heavily on measured aerodynamic data forairfoils. In the early days of wind energy, airfoils from ordinary airplanes were used.Since then, special airfoils for wind turbines have been developed, mainly at Stuttgart (FX-Series), Delft (DU profiles) and Risø. Today, not only power optimizationbut also load reduction has to be included into profile and blade design. Anotherimportant issue is a phenomenon called stall delay within rotating boundary layers.Since its first observation by Himmelskamp [30] in 1945, it has become evident thatmuch behavior cannot be explained without the phenomenon, which is also important for swept flow. For 3D boundary layers the ECN model [45]: c f 3 r 2with f defined as CL,3D CL,2D f (2pα – CL,2D) is often used.WIT Transactions on State of the Art in Science and Engineering, Vol 44, 2010 WIT Presswww.witpress.com, ISSN 1755-8336 (on-line)(26)

100Wind Power Generation and Wind Turbine Design2.2 Optimum blade shapeNeglecting drag all relevant forces can be derived from lift via (compare toFig. 9)dTrw 2 BcCL · cos jdr2(27)dQrw 2 BcCL · sinj · r.dr2(28)and torqueAdding to eqn (10) the momentum balance for thrust, equation (17), and torqueequation (19) solution for a and a′ is possible. The following final equations areobtained:sCL · cos ja ,(1 a )24 sin2 (j)(29)sCLa′ 1 a ′ 4cos j(30)With s BC/2pr solution for c · CL which is proportional to the circulation:BcwCL4sin j(2cos j 1) lr sCL ,2pv11 2cos j(31)can be performed. Division by r/R lr / lR results in the desired ratio c / r againstr / R (Fig. 13). Together with Glauert’s theory the more extended approachof Wilson [18] and De Vries [17] , which includes also the lift to drag ratio andtip losses:(1 aF )aF sCL · cos j ,(1 a )24 sin2 (j)(32)sCLa ′F .1 a ′ 4cos j(33)with F from eqn 12 is obtained. It can be seen that for CL / CD 100 and B 3,there are only small differences from the Glauert theory. Recently [40] it wasfound that the widely used optimization approach by Betz may be overcomeby the older one of Joukowsky [36] thereby stating that a constantly loadedrotor with a finite number of blades may be superior to that with a Betz-typeload distribution.WIT Transactions on State of the Art in Science and Engineering, Vol 44, 2010 WIT Presswww.witpress.com, ISSN 1755-8336 (on-line)

Aerodynamics and Aeroelastics of Wind Turbines101Optimum Blade Shape C-L 1 B 30.2GlauertDe Vriesc/R0.150.10.05000.20.40.60.81r/RFigure 13: Optimum shape of a blade.3 Numerical CFD methods applied to wind turbine flowAs a complement to analytical theories and experiments, CFD provides a thirdapproach in developing applied methods. In its purest form, only the differentialequations of Navier and Stokes (NS): · v 0,rDv f p mΔ v 0Dt(34)(35)together with suitable boundary conditions and a description of the blade geometry is used. Unfortunately this ambitious goal cannot be reached at the present time. The main obstacle is the emergence of turbulence at higher Reynoldsnumber (RN):Re vLn(36)calculated from kinematic viscosity (v 1.5 – 10–5 m2/s–1 for air) and a typicallength L and a typical velocity v. Present wind turbines have a RN of several million based on blade chord. Only Direct Numerical Simulation (DNS) solves the(NS) without any further modeling. At the present time (2009), only airfoil calculations up to RN of a few thousands have been carried out at the price of monthsWIT Transactions on State of the Art in Science and Engineering, Vol 44, 2010 WIT Presswww.witpress.com, ISSN 1755-8336 (on-line)

102Wind Power Generation and Wind Turbine Designof CPU time and terrabytes of data. After Large Eddy Simulation (LES), the nextstage of simplification is Reynolds averaged Navier Stokes equations (RANS). Anensemble average, which is assumed to be a time average by an ergodic hypothesisis carried out for all flow quantities.Turbulence then emerges as a never ending hierarchy of higher correlationswhich has to be truncated by the so-called closure assumption. In wind-turbineapplications at the present time the k – w shear stress transport (SST) extension ofMenter isfrequently used. k is the turbulent kinetic energy (per unit mass) and w isa local frequency scale. Unfortunately all these empirical turbulence modelsdescribe only fully developed turbulent flow and are not able to resolve the transitional region from laminar to turbulent flow. There are good reasons to believe thatparts of the blade must be laminar because otherwise the large L2D ratio cannot beachieved for cP of the order of 0.5.At UAS Kiel from 2000–2003 a program [65] comparing 2D-CFD simulationwith measurements was carried out. A 30% thick airfoil from Delft University waschosen: DU-W-300-mod. For including transitional flow properties to eN- methodof Stock was included in DLR’s structured CFD-Code FLOWer. The main findingsof this project were as follows: Mesh generation with mostly orthogonal grids is very important. Therefore ahyperbolic type of generating equation, namelyxx xh yx yh 0,(37)xx yh yx yh ΔA.(38)was chosen. For details see [62]. The eN method has to be parameterized with an N (usually between 6 and 9)which is related to a surrounding turbulence intensity by Mack’s correlation.Comparison with wind tunnel measurements was difficult because the turbulence intensity was not known exactly. Prediction of cLmax , meaning computation of flow separation (stall) was alsodifficult, because the flow started to become unsteady. Transition points were predicted correctly as long as only laminar separation orTollmien Schlichting (TS) instabilities triggered transition. In addition, drag effects for example from Carborundun or Zig-Zag band weredifficult to predict [28]

Aerodynamics and aeroelastics of wind turbines are presented. First, the basic results of analytical, numerical and experimental work are reviewed, then the impact on commercial systems is discussed. A short section on non-standard wind turbines is fi nally included. 1 Introduction

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