Legal Considerations For Web Services, Federated Systems .

Legal ConsiderationsforWeb Services,Federated SystemsandE-CommerceCopyright 2002 Mathet Consulting, Inc.

Current State of Affairs Business partners are increasingly seeking relieffrom failed expections in their businessrelationships Business partners are increasingly incorportingQuality of Service expections in theiragreements to do business Corportate security policies and procedures areincreasingly being owned by legal departments Clients are requesting functionality that addresslegal issuesCopyright 2002 Mathet Consulting, Inc.

The Proposition Architect and engineer (design, model) legallyoriented processes into federated systems. Themodels and software implemenations can be usedto help avoid litagation (and improve overallquality and security) Help reduce the time and costs of litagation byproviding evidenceCopyright 2002 Mathet Consulting, Inc.

Presentation Strategy Part I– Problem Presentation: High-level legal view ofneeds, requirements, and architecture for afederated bioinformatic system– Context for Analysis and Design Part II– Application of MDA and UML in architectingand engineering a solutionCopyright 2002 Mathet Consulting, Inc.

High-level Legal View of Needs,Requirements, and Architecturefor a Federated Bioinformatics SystemCopyright 2002 Mathet Consulting, Inc.

The Federated Bioinformatic System ProblemCommunity of PracticeKnowledge DomainBioinformatic Integration Support CenterCopyright 2002 Mathet Consulting, Inc.

High-level Properties and Characteristics ofFederated Bioinformatic System DistributedHeterogeneousApproximately 100 enterprisesEnterprises participate in multiple communities of practiceEnterprises belong to specific domains of knowledgeEnterprises belong to public and proprietary domainsEnterprises include government agencies, research labs, clinical labs,research consortiums, pharmaceuticals, hospitals Each enterprise has its own set of legal, quality, information, andsecurity standards, policies and procedures A mission (and “safety”) critical system to enhance the discovery andapplication of new medical therapiesCopyright 2002 Mathet Consulting, Inc.

High-level Requirements forFederated Bioinformatic System (Parital List) Requires shared data, information, knowledge and applications amongall parties Requires collaboration among all parties Requires stringent security/ privacy measures Open-source development must be embraced All standards, policies and procedures of each enterprise must berespected Data integrity must be maintained Data models must be flexible, extensible, adaptable, maintainable Both structured and unstructed data sources must be manipulated andshared Requires a bioinformatic technology support center Requires Peer-to-Peer and ASP modelsCopyright 2002 Mathet Consulting, Inc.

Questions Asked by the Legal View What is the nature of the relationship between enterprisesdoing business? Degree of coupling and coherency? What is the degree of trust? What are the boundaries between enterprises? Who owns what? What are the expections placed on each enterprise doingbusiness with each other? What kind of liability risks are there? At what points, in the process of doing business, is there aliability risk to each enterprise?Copyright 2002 Mathet Consulting, Inc.

Questions Asked by the Legal View Are there shared risks? Who’s accountable? What processes can be put in place to ensure quality ofservice expections are met? To what degree can a legal contract be modeled andembedded in a federated system?Copyright 2002 Mathet Consulting, Inc.

The Federated System , eKnowledge, rpriseData ExchangeEnterprise ACopyright 2002 Mathet Consulting, Inc.Enterprise-EnterpriseInteraction based onEnterprise-EnterpriseAgreementsEnterprise B

The Federated System ProblemSystems, Processes,Standards, SOPs, PoliciesSystems, Processes,Standards, SOPs, PoliciesShared systems, processes,standards, SOPs, erpriseData ExchangeEnterprise ACopyright 2002 Mathet Consulting, Inc.Enterprise-EnterpriseInteraction based onEnterprise-EnterpriseAgreementsEnterprise B

The Federated System ProblemPoints of Possible LiabilityPoints of liability riskPoints of liability riskShared liability riseData ExchangeEnterprise ACopyright 2002 Mathet Consulting, Inc.Enterprise-EnterpriseInteraction based onEnterprise-EnterpriseAgreementsEnterprise B

The Federated System ProblemPoints of Possible LiabilityPoints of liability riskDatabase Integrity - ACID transactionsSecurity (Non-repudiation, Identification, Authorization etc.),PrivacyData QualityNetwork PerformanceIntellectual Property, etc.WS,Shared liability risksWS,PortalPortalDBAPPEnterprise-EnterpriseData ExchangeEnterprise ACopyright 2002 Mathet Consulting, Inc.Enterprise-EnterpriseInteraction based onEnterprise-EnterpriseEnterprise BAgreements

The Federated System ProblemSemantic Variance (Semanitc Shift, Semantic Drift)Language DomainLanguage DomainIndustry DomainIndustry DomainKnowledge DomainContextsKnowledge DomainCommunity of PracticeCommunity of PracticeRoleDataRoleDataEnterprise-EnterpriseData ExchangeEnterprise ACopyright 2002 Mathet Consulting, Inc.Enterprise-EnterpriseInteractionEnterprise B

The Federated System ProblemJurisdictionEnterprise AGeography / JurisdictionEnterprise BContextEnterprise-EnterpriseData ExchangeEnterprise-EnterpriseInteraction based onEnterprise-EnterpriseAgreementsCopyright 2002 Mathet Consulting, Inc.Geography / Jurisdiction

Context for Analysis and DesignIntegrated and Collaborative EnterprisesSystems: Architecture an Engineering(ICESAETM, I- ’Say)Copyright 2002 Mathet Consulting, Inc.

Abstraction Layers for Integrated and CollaborativeEnterprises Systems: Architecture and Engineering(ICESAE )TMIntegrated and Collaborative Inter-Enterprise Systems(Architectures and Engineering for Federated Systems, E-Business)L3Integrated and Collaborative (Intra)Enterprise Systems(Architectures and Engineering for Integration and Collaborationof Foundation Systems)Foundation Sub-Systems(Architectures and Engineering for Integration and Collaborationof subsystems to create Foundation Systems)Copyright 2002. Mathet Consulting, Inc.L2L1

Integrated and Collaborative Intra-Enterprise Systems:Architectures and usinessStrategiesEmergentStrategiesTelecom, Manufacturing, Space, Finance,Healthcare Pharmaceutical, Insurance,Transportation, Chemical, Government,Education, Basic Research, etc.Business (Process,Workflow, Rules) SystemsStrategy Views Business Strategies Business IntelligenceStrategies Knowledge, Information,Data (KID) Strategies Application Strategies Technical Strategies Communications Strategies Security Strategies Quality Strategies Legal Strategies Management StrategiesBusiness DomainStrategiesKID SystemsL2Management SystemsBusinessIntelligence SystemsLegal SystemsIntegrated andCollaborativeEnterprise SystemsApplication SystemsTechnical SystemsBusiness Domain SystemsCRM, ERP, KM, Financials, Custom, etc.E-Commerce, Web Services, Enterprise Services, EAI,Marketplaces, Supply Network, Portals, Informatics, etc.Copyright 2002. Mathet Consulting, Inc.Enterprise Systems:Architecture and Engineering ViewsQuality SystemsSecurity SystemsCommunicationsSystemsEmergent SystemsModelsE-Commerce, Web Services, Enterprise Services, EAI,Marketplaces, Supply Network, Portals, Informatics, etc.

Integrated and Collaborative Intra-Enterprise Systems:Architectures and usinessStrategiesEmergentStrategiesTelecom, Manufacturing, Space, Finance,Healthcare Pharmaceutical, Insurance,Transportation, Chemical, Government,Education, Basic Research, etc.Strategy Views Business Strategies Business IntelligenceStrategies Knowledge, Information,Data (KID) Strategies Application Strategies Technical Strategies Communications Strategies Security Strategies Quality Strategies Legal Strategies Management StrategiesBusiness DomainStrategiesPIMs,PSMsEnterprise Systems:Architecture and Engineering ViewsBusiness (Process,Workflow, Rules) SystemsManagement SystemsBusinessIntelligence SystemsKID SystemsLegal SystemsIntegrated andCollaborativeEnterprise SystemsApplication SystemsTechnical SystemsBusiness Domain SystemsCRM, ERP, KM, Financials, Custom, etc.E-Commerce, Web Services, Enterprise Services, EAI,Marketplaces, Supply Network, Portals, Informatics, etc.L2Quality SystemsSecurity SystemsCommunicationsSystemsEmergent SystemsModels (PIMs, PSMs)E-Commerce, Web Services, Enterprise Services, EAI,Marketplaces, Supply Network, Portals, Informatics, etc.PIMS and PSMs can be considered to be enterprise components similar to hardware and software componentsCopyright 2002. Mathet Consulting, Inc.

Standards-based Integrated and Collaborative EnterpriseSystems: Architecture and EngineeringCWMCORBAXMISPEMData ParallelUnreliable MulticastLoad BalancingEnterprise Systems:Architecture and Engineering ViewsPIMs,PSMsBusiness (Process,Workflow, Rules)SystemsManagementSystemsBusiness ted andCollaborativeEnterprise SystemsQualityEDOCSystemsWorkflow ProcessDefinitionApplicationSecurityDocument RepositorySystemsSystemsIntegrationDistributed SimulationTechnicalCommunicationsRegistration and DiscoverySystemsSystemsGene ExpressionSurveillanceEmergent SystemBusiness Domain SystemsModels PIMs, PSMsGenomic MapsCRM, ERP, KM, Financials, Custom, etc.Organizational StructureE-Commerce, Web Services, Enterprise Services, EAI,PIDSSOAPXMLWSDLUDDIebXMLetcMarketplaces, Supply Network, Portals, Informatics, etc.PIMS and PSMs can be considered to be enterprise components similar to hardware and software componentsCopyright 2002. Mathet Consulting, Inc.

Systems and Systems Integration are Built on Ontologies /Semantics, and Measures and MetricsL2Integrated and Collaborative Enterprise Measures and MetricsIntegrated and Collaborative Enterprise Ontology / SemanticsCopyright 2002. Mathet Consulting, Inc.ManagementSystemsLegal SystemsQuality SystemsSecurity SystemsCommunicationSystemsTechnical SystemsApplication SystemsKID SystemsBusinessIntelligence SystemsIntegrated and Collaborative Enterprise Standards(e.g. PIMS and PSMs)Business SystemsIntegrated and Collaborative EnterpriseStandards (e.g. PIMs and PSMs)Integrated and Colloborative Enterprise Systems

Integrated and CollaborativeEnterprise SystemsIntegrated and CollaborativeInter-Enterprise Systems Federation of tionTechnicalApplicationKIDBusiness icalApplicationKIDIntegrated and Collaborative EnterpriseMeasures and MetricsIntegrated and Collaborative EnterpriseOntology / SemanticsEnterprise BIntegrated and Collaborative EnterpriseMeasures and MetricsIntegrated and Collaborative EnterpriseOntology / SemanticsEnterprise ACopyright 2002. Mathet Consulting, Inc.CommunicationIntegrated and Collaborative EnterpriseStandards (e.g. PIMs and PSMs)Integrated and Collaborative Enterprise Standards(e.g. PIMS and PSMs)Business Intell.L2BusinessIntegrated and CollaborativeEnterprise SystemsIntegrated and Collaborative Enterprise Standards(e.g. PIMS and PSMs)Integrated and Collaborative EnterpriseStandards (e.g. PIMs and PSMs)L3L2E-Commerce, Web Services, Enterprise Services, EAI,Marketplaces, Supply Network, Portals, Informatics, etc.

Integrated and CollaborativeInter-Enterprise Systems Federation of EnterprisesL3Management, Business, Intelligence, KID, Application,Technical, Communications, Security, Quality, Legal,Standards, Policies, SOPs,Measures and Metrics,Ontologies and SemanticsInter-enterprise Boundary /Integration and Collaboration PointL2Integrated and CollaborativeEnterprise SystemsEnterprise ACopyright 2002. Mathet Consulting, BusinessManagementL2Integrated and CollaborativeEnterprise SystemsEnterprise B