Main Program - Schulte Roth & Zabel
Main ProgramWelcome RemarksPaul RothRegulatory Examinations and EnforcementBrian Daly, Harry Davis, Marc Elovitz, Steven Fredman, Howard Schiffman,Sung-Hee SuhTax Considerations for 2013Alan WaldenbergCapital Raising in 2013David Efron, Jason Kaplan, David NissenbaumUS Managers Marketing in Europe: AIFM and BeyondJosh Dambacher, Christopher HilditchOpportunities for Hedge Fund Managers in the Registered Funds SpaceKenneth Gerstein, Daniel Hunter, Shlomo TwerskiCurrent Developments in the Secondary Market for Fund InterestsPhilippe Benedict, Stephanie Breslow, John Pollack, Joseph SmithBuilding an Investment Management FirmBoaz Weinstein, Saba Capital and Daniel Stern, Reservoir Capital GroupModerated by Paul Roth
Philippe BenedictPhilippe focuses his practice on the tax aspects of investment funds,mergers and acquisitions, international transactions, real estate transactionsand financial instruments.PartnerNew York Office 1 eal Estate Capital Markets& REITsPhilippe has advised on many major transactions involving sales or spinoffsof investment fund managers, and advised Prisma Capital Partners in itsacquisition by global investment firm KKR & Co. Philippe’s other recentrepresentations include: advising Scopia Fund Management LLC in its saleof a passive minority interest to Neuberger Berman Group-managed privateequity fund Dyal Capital Partners; advising MKP Capital ManagementLLC on an investment by Dyal; generally advising Mount Kellett CapitalManagement LP on the tax structuring of its worldwide investments;representing Toronto-based Oxford Properties Group in connection withits joint venture with Related Companies for the development, leasing andfunding of Hudson Yards; and advising multiple alternative asset managerson the formation and structuring of many funds during the past year.A frequent speaker at prominent industry events, Philippe recently spokeon “Best Practices in Succession Management” at the Managed FundsAssociation’s Key Components of Building a Succession Plan for YourHedge Fund seminar, “FATCA and Dividend Equivalent WithholdingDevelopments” at an SRZ Investment Management Hot Topics programand “How Will New Tax Changes Affect Hedge Funds in 2012?” at Bankof America Merrill Lynch’s Deciphering the New Regulatory and TaxEnvironment seminar.Philippe attended New York University School of Law, where he wasawarded an LL.M. in taxation and a J.D. While attending NYU for his J.D.,he was the recipient of a Gruss Fellowship and served on the staff of theJournal of International Law and Politics. He obtained his B.S., summa cumlaude, from Adelphi University.22nd Annual Private Investment Funds Seminar 2013 Schulte Roth & Zabel LLP
Stephanie R. BreslowPartnerNew York Office 1 stment ManagementFinancial InstitutionsHedge FundsPrivate EquityStephanie is co-head of Schulte Roth & Zabel’s Investment ManagementGroup and a member of the firm’s Executive Committee. Her practiceincludes investment management, partnerships and securities, with afocus on the formation of liquid-securities funds (hedge funds, hybridfunds) and private equity funds (LBO, mezzanine, distressed, real estate,venture), as well as providing regulatory advice to investment managersand broker-dealers. She also represents fund sponsors and institutionalinvestors in connection with seed capital investments in fund managersand acquisitions of interests in investment management businesses, andrepresents funds of funds and other institutional investors in connectionwith their investment activities.Stephanie is a sought-after speaker on fund formation and operation andcompliance issues, and also regularly publishes books and articles onthe latest trends in these areas. She co-authored Private Equity Funds:Formation and Operation published by the Practising Law Institute,contributed a chapter on “Hedge Funds in Private Equity” for inclusion inPrivate Equity (PLC Cross-border Handbooks) and co-wrote New York andDelaware Business Entities: Choice, Formation, Operation, Financing andAcquisitions and New York Limited Liability Companies: A Guide to Law andPractice, both published by West Publishing Co.Recently named vice-chair of the Private Investment Funds Subcommitteeof the International Bar Association, Stephanie is a founding memberand former chair of the Private Investment Fund Forum, a member of theAdvisory Board of Third Way Capital Markets Initiative, a former member ofthe Steering Committee of the Wall Street Fund Forum, and a member ofthe Board of Directors of 100 Women in Hedge Funds.Stephanie was named one of The Hedge Fund Journal’s 50 LeadingWomen in Hedge Funds and the Euromoney Legal Media Group’s “Bestin Investment Funds” at the inaugural Americas Women in Business LawAwards. She is also listed in Chambers USA, Chambers Global, The Legal500 United States, Best Lawyers in America, America’s Leading Lawyers,Who’s Who Legal: The International Who’s Who of Business Lawyers(which ranked her one of the world’s “Top Ten Private Equity Lawyers”),Who’s Who Legal: The International Who’s Who of Private Funds Lawyers(which placed her on its “Most Highly Regarded Individuals” list), IFLR Bestof the Best USA (Investment Funds), IFLR Guide to the World’s LeadingInvestment Funds Lawyers, IFLR Guide to the World’s Leading Womenin Business Law (Investment Funds), IFLR Guide to the World’s LeadingPrivate Equity Lawyers and PLC Cross-border Private Equity Handbook,among other leading directories. Additionally, Stephanie was recognized bythe Girl Scouts of Greater New York as one of 2012’s Women of Distinction.Stephanie earned her J.D. from Columbia University School of Law, whereshe was a Harlan Fiske Stone Scholar, and her B.A., cum laude, fromHarvard University.22nd Annual Private Investment Funds Seminar 2013 Schulte Roth & Zabel LLP
Brian T. DalyBrian focuses on advising hedge and private equity fund managers onregulatory, compliance and operational matters, including registration anddisclosure obligations, trading issues, advertising and marketing and theestablishment of compliance programs.PartnerNew York Office 1 212.756.2758brian.daly@srz.comPracticesInvestment ManagementHedge FundsPrivate EquityRegulatory & ComplianceHaving spent nearly a decade serving in-house as general counsel and chiefcompliance officer at several prominent hedge fund firms, Brian is wellversed in a wide range of legal and business challenges facing investmentadvisers and other financial services entities and has represented clients inproceedings and interactions with regulators in the U.S., the U.K. and Asia.He also has extensive experience interfacing with internal and externalresources to design and improve processes and organizational systems.Brian is well-known for his thought leadership in the regulatory andcompliance area as it affects alternative investment funds, and he recentlyco-authored “FSA Conflicts of Interest Safeguards: Action To Be Taken byAll UK-Authorised Hedge Fund Managers” for The Hedge Fund Journal.Brian has also served as co-chair of the Managed Funds Association’sGeneral Counsel Forum and as a steering committee member of itsInvestment Advisory Committee. He is a visiting lecturer at Yale Law School,where he teaches a class on legal ethics, and frequently speaks on industrypanels and at educational outreach events.Brian received his J.D., with distinction, from Stanford Law School, his M.A.from the University of Hawaii and his B.A., magna cum laude, from CatholicUniversity of America.22nd Annual Private Investment Funds Seminar 2013 Schulte Roth & Zabel LLP
Josh DambacherPartnerLondon Office 44 (0) 20 7081 8044josh.dambacher@srz.comPracticesInvestment ManagementFinancial InstitutionsHedge FundsPrivate EquityRegulatory & ComplianceShareholder ActivismJosh focuses his practice on corporate, securities and regulatory matters.He primarily represents institutional and entrepreneurial investmentmanagers, financial services firms and private investment funds in allaspects of their business. Josh’s experience includes structuring investmentmanagement firms, hedge funds, private equity funds, hybrid funds, UCITSfunds and funds of funds, as well as structuring and negotiating seed andstrategic investments. He also regularly advises investment managementfirms and their principals on U.S. and U.K. regulatory compliance,acquisitions and reorganizations of investment management firms, andrestructuring proprietary trading desks into independent investmentmanagement firms.Josh is a frequent speaker and author on issues facing the investmentmanagement industry, including “What Hedge Fund Managers Need toKnow About the JOBS Act” for AIMA’s JOBS Act seminar and “Safety inNumbers: Change, Consolidation and M&A in the Hedge Fund Space” forthe HFMWeek Legal Summit. He previously led the U.S. Financial ReformsWorking Group for the Alternative Investment Management Associationand is listed as a leading investment management attorney by PLC WhichLawyer and Chambers UK, where he is recognized by Chambers UKinterviewees as “pragmatic and commercial in his outlook” and “alwaysreachable no matter what.”Josh holds a J.D. from the University of Michigan Law School and anM.B.A. in finance from Purdue University, where he was Phi Beta Kappa. Hereceived his B.B.A. from the University of Missouri, with distinction.22nd Annual Private Investment Funds Seminar 2013 Schulte Roth & Zabel LLP
Harry S. DavisPartnerNew York Office 1 Financial InstitutionsHedge FundsRegulatory & ComplianceSecurities Enforcement &White Collar DefenseHarry focuses on complex commercial litigation and regulatory mattersfor financial services industry clients, including hedge funds, funds offunds, private equity funds, prime and clearing brokers, auditors andadministrators. Harry has substantial experience in both securitiesregulatory matters and private litigation, including investigations by theSEC, U.S. Attorneys’ Offices, the DOJ, the CFTC, the FTC, state attorneysgeneral, state securities regulators and self-regulatory organizations.Harry has litigated numerous cases in federal and state courts throughoutthe U.S., including the successful representation of a prime broker in ahotly contested and high-profile fraudulent transfer trial brought by thebankruptcy trustee of a failed hedge fund. Over the course of his career,Harry has represented clients in investigations and litigations involvingallegations of insider trading, market manipulation, market timing andlate trading, alleged securities law violations concerning PIPEs, shortswing profits, securities and common law fraud, advertising, breach offiduciary duty and breach of contract, among other claims. To preventminor issues from growing into bigger problems, he provides litigation andcompliance counseling to many of the firm’s clients, and conducts internalinvestigations.A highly sought-after speaker and prolific author in his area of expertise,Harry serves as the editor of the Insider Trading Law and ComplianceAnswer Book, published by Practising Law Institute. He also authored threechapters in the book: “Overview of the Law of Insider Trading,” “Materiality”and “Breach of Duty: Misappropriation Theory.”Harry graduated with a J.D., magna cum laude, from Cornell Law School,where he was editor of the Cornell Law Review, a member of the MootCourt Board and Order of the Coif. Following law school, Harry clerked forHon. Joseph L. Tauro (U.S.D.C. D. Mass.). Harry was awarded his B.A., withdepartmental honors, from Johns Hopkins University.22nd Annual Private Investment Funds Seminar 2013 Schulte Roth & Zabel LLP
David J. EfronPartnerNew York Office 1 212.756.2269david.efron@srz.comPracticesInvestment ManagementHedge FundsRegulatory & ComplianceDavid practices in the areas of domestic and offshore hedge funds,including fund formations and restructurings. Additionally, he adviseshedge fund managers on structure, compensation and various othermatters relating to their management companies, and structures seedcapital and joint venture arrangements. David also represents hedgefund managers in connection with SEC regulatory issues andcompliance-related matters.David is listed in Who’s Who Legal: The International Who’s Who of PrivateFunds Lawyers and has been recognized by The Legal 500 United Statesas “an extraordinarily capable attorney. He has a mastery of the pertinentmatters, but he also brings a pragmatic approach.”A published author on subjects relating to investment management, Davidalso is a sought-after speaker for hedge fund industry conferences andseminars, and a frequent guest lecturer at New York-area law and businessschools. Some of his recent presentations include “Navigating InstitutionalInvestor Due Diligence and Best Practices for Hedge Funds” for the HedgeFund Cares Seminar and “Potential Impact of the JOBS Act on the HedgeFund Industry” for a Goldman Sachs webinar.David received his LL.M. in securities regulation, with distinction, fromGeorgetown University Law Center, his J.D. from Syracuse UniversityCollege of Law and his B.A. from Vassar College.22nd Annual Private Investment Funds Seminar 2013 Schulte Roth & Zabel LLP
Marc E. ElovitzPartnerNew York Office 1 y & ComplianceHedge FundsInvestment ManagementLitigationMarc chairs Schulte Roth & Zabel’s Investment Management Regulatory& Compliance Group and advises private fund managers on compliancewith the Investment Advisers Act of 1940 and other federal, state andself-regulatory organization requirements, including establishingcompliance programs, registering with the SEC and CFTC, and handlingSEC and NFA examinations. Marc provides guidance to clients on securitiestrading matters and represents them in regulatory investigations andenforcement actions, arbitrations and civil litigation. He also regularlyleads training sessions for portfolio managers, analysts and traders oncomplying with insider trading and market manipulation laws, and hasdeveloped and led compliance training sessions for marketing andinvestor relations professionals.Recently, Marc has been working closely with clients undergoing SECexaminations and responding to deficiency letters and enforcementreferrals. He has been developing new compliance testing programs inareas such as trade allocations and conflicts of interest. He also has beenleading macro-level compliance infrastructure reviews with fund managers,identifying the material risks specific to each particular firm and evaluatingthe compliance programs in place to address those risks.Marc is a frequent speaker at hedge fund industry conferences andseminars and recently discussed “Increasing Demands for Transparency:Form PF, OPERA, AIFMD” at Deutsche Bank’s Global Prime Finance HedgeFund Conference and “Preparing Your Organization for Form PF” at theGoldman Sachs Fifteenth Annual Hedge Fund Conference. He addressed“Securities Law Compliance — Insider Trading” at Columbia BusinessSchool’s Private Equity program, “The SEC Exam Process and ComplianceConcerns” for the Managed Funds Association’s SEC Compliance Prioritiesseminar and “The Challenges of Regulatory Implementation Faced byPrivate Investment Funds and Their Managers” at the New York City BarAssociation. He moderated discussions with staff of the SEC’s Division ofInvestment Management at an ABA Business Law Section meeting and onthe ABA webinar “SEC Registration of Investment Advisers.”Marc wrote the chapter on “The Legal Basis of Investment Managementin the U.S.” for the Oxford University Press book The Law of InvestmentManagement and co-authored the chapter on “Market Manipulation” in theMatthew Bender treatise The Securities Exchange Act of 1934. He also is theco-author of the “Protecting Your Firm Through Policies and Procedures,Training and Testing” chapter in the Insider Trading Law and ComplianceAnswer Book published by Practising Law Institute, and an article on “TheSEC’s New Presence Examinations” in the Investment Lawyer. Marc isfrequently quoted in the media on hedge fund regulation and he authors aquarterly column on hedge fund topics of interest for HFMWeek.Marc is a member of the Steering Committee of the Managed FundsAssociation’s Outside Counsel Forum, the Private Investment FundsCommittee of the New York City Bar Association and the American BarAssociation’s Hedge Funds Subcommittee.Marc received his J.D. from New York University School of Law and receivedhis B.A., with honors, from Wesleyan University.22nd Annual Private Investment Funds Seminar 2013 Schulte Roth & Zabel LLP
Steven J. FredmanSteve is co-head of the Investment Management Group at Schulte Roth& Zabel. He concentrates his practice in the areas of investment funds(domestic and offshore), investment advisers and broker-dealers, theacquisition and related financing of investment management firms, andsecurities regulation.PartnerNew York Office 1 ent ManagementHedge FundsPrivate EquityRegulatory & ComplianceSecurities &Capital MarketsSteve has structured and organized private investment partnerships andoffshore funds, including general equity, arbitrage, global investment,private equity, distressed company, small cap and funds of funds, and hascounseled on issues relating to partnership law, new product developmentand other matters. He has structured and organized investment advisersand broker-dealers, handled the registration of commodity pool operatorsand commodity trading advisers, and provided ongoing advice toinvestment advisers on securities laws, rules, regulations and information.He has also represented clients in connection with the acquisition and saleof investment management firms or their assets.Steve is a frequent speaker, having most recently presented a “RegulatoryUpdate” at the Morgan Stanley annual Chief Operating & Chief FinancialOfficer Forum and “Hedge Fund Challenges from the Hedge FundPerspective” at SIFMA’s 2012 Compliance and Legal Society Annual Seminar.He also co-authored “The Consent Conundrum: Changing Control of U.S.Alternative Investment Advisers” for Bloomberg Law. He is a past memberof the American Bar Association’s Committee on Partnership and the NewYork City Bar Association’s Committee on Art Law.Steve was awarded his J.D. from Georgetown University Law Center, wherehe was an editor of Law and Policy in International Business, and earned hisB.A. from Columbia University, where he was Phi Beta Kappa.22nd Annual Private Investment Funds Seminar 2013 Schulte Roth & Zabel LLP
Kenneth S. GersteinPartnerNew York Office 1 tment ManagementKen focuses his practice on representing investment advisers, brokerdealers and banks in connection with the organization and operationof investment funds, including mutual funds, hedge funds, closed-endinvestment companies, business development companies and bankcollective investment funds. He also represents these firms in connectionwith the development of other types of investment-related products andservices. Ken has worked with clients in developing numerous novel andhybrid fund products, including mutual funds that pursue alternativeinvestment strategies, registered hedge funds. registered hedge funds offunds and multi-manager mutual funds. He also advises clients on a broadrange of securities, regulatory and compliance matters, and representsmutual fund independent directors. Prior to entering private practice, Kenserved as special counsel in the SEC’s Division of Investment Managementin Washington, DC.Hedge FundsRegulatory & ComplianceKen is a frequent author and speaker on issues related to investment fundsand investment advisers, having appeared at conferences sponsored bythe Practising Law Institute, ALI-ABA, the Investment Company Instituteand other organizations. He is a member of the American Bar Association’sCommittee on the Federal Regulation of Securities and a member ofits Subcommittee on Investment Companies and Advisers. Ken also is amember of the New York City Bar Association’s Committee on InvestmentManagement Regulation.Ken obtained an LL.M. from Georgetown University Law Center, a J.D. fromthe James E. Beasley School of Law at Temple University, where he wasa member of the Temple Law Quarterly, and a B.S. in economics from theWharton School of the University of Pennsylvania.22nd Annual Private Investment Funds Seminar 2013 Schulte Roth & Zabel LLP
Christopher HilditchPartnerLondon Office 44 (0) 20 7081 t ManagementFinancial InstitutionsHedge FundsRegulatory & ComplianceChris is the head of Schulte Roth & Zabel’s London office. He advises awide range of institutional and entrepreneurial managers on structuring andestablishing investment funds, particularly hedge funds and funds of hedgefunds, and other innovative products. On an ongoing basis, he advisespromoters and managers on operational issues, including prime brokeragearrangements, investment transactions and relations with investors. He alsoadvises on regulatory issues affecting funds and their managers, as well ason corporate, securities and partnership law issues.Chris is a frequent speaker on hedge fund and related topics and a regularcontributor to a variety of industry publications. Articles include “FSAConflicts of Interest Safeguards: Action To Be Taken by All UK-AuthorisedHedge Fund Managers” and “New European Rules on Short Selling —Effective 1 November 2012” in The Hedge Fund Journal, “Hedge Funds— A European Perspective” in The Asset Growth Guide and “Hedge FundStructure — Some Key Legal Considerations” in A Guide to European HedgeFunds. He also contributed to Investment Management: Law and Practice,published by Oxford University Press. Chris’s recent speaking engagementsinclude “If I Only Knew Then What I Know Now the Current BusinessPriorities of Hedge Fund COOs” at HFMWeek’s Operational Leaders Summitand “Starting a Hedge Fund? All You Need to Know” for a Bloombergseminar.Chris is listed as a leading hedge fund lawyer in Chambers UK, The Legal500 UK, PLC Cross-border Investment Funds Handbook, IFLR Best of theBest, The International Who’s Who of Private Fund Lawyers and Who’sWho of Professionals, and is a member of the Legal Experts Group of theFinancial Services Authority, the Law Society, the City of London SolicitorsCompany, the International Bar Association and the Sound PracticesCommittee of the Alternative Investment Management Association (AIMA),and has participated in a number of ad hoc industry committees.Chris graduated with an M.A., with honors, from Oxford University andattended law school at the College of Law, Guildford.22nd Annual Private Investment Funds Seminar 2013 Schulte Roth & Zabel LLP
Daniel F. HunterPartnerNew York Office 1 nt ManagementHedge FundsPrivate EquityRegulatory & ComplianceDan concentrates his practice on the design, structure and regulation ofalternative investment products, including hedge funds, hybrid funds andprivate equity funds. He regularly advises funds that invest in distresseddebt, asset-backed securities and bank loans. Dan also provides day-to-dayregulatory, operational, merger and acquisition and restructuring adviceto his fund clients, and advises funds regarding the receipt or allocation ofseed capital. As part of his compliance practice, Dan advises clients on theTreasury Forms (TIC Forms), the CFTC rules and regulations, as well as therecently adopted Form PF.A sought-after speaker, Dan recently discussed “New Private PlacementRules Under the JOBS Act” at a Financial Executives Alliance event andpresented “Compliance and CFTC Issues for Brazilian Managers” at theGoldman Sachs Prime Brokerage Conference in São Paulo. Additionally, heco-authored “New European Rules on Short Selling — Effective 1 November2012,” which was published in The Hedge Fund Journal. Dan has beenrecognized in The Legal 500 USA in the Investment Fund Formation andManagement category.Dan received his J.D. from the University of Michigan Law School, wherehe was articles editor of the University of Michigan Journal of Law Reform,and his A.B., cum laude and with high honors in history, from the Universityof Michigan.22nd Annual Private Investment Funds Seminar 2013 Schulte Roth & Zabel LLP
Jason S. KaplanPartnerNew York Office 1 t ManagementHedge FundsPrivate EquityRegulatory & ComplianceJason concentrates on investment management and related regulatoryand compliance matters, advising on general corporate, securities andcompliance issues for investment advisers and investment funds. Jason’spractice focuses on advising managers of hedge, private equity andhybrid funds regarding the structure of their businesses and on day-to-dayoperational, securities, corporate and compliance issues; structuring andnegotiating seed and strategic investments and relationships; and advisinginvestment managers with respect to regulatory and compliance issues.Among recent speaking and writing engagements, Jason participated inthe “Form PF Masterclass” at Credit Suisse’s European Hedge Fund ThoughtLeadership Conference and presented at the “Prime Brokerage Form PFWorkshop” as part of a Goldman Sachs seminar. He also co-authored“Dodd-Frank Becomes Law: Key Issues for Private Fund Managers” forThe Hedge Fund Journal.Jason earned his J.D. from Fordham University School of Law, where hewas a member of the Fordham Law Review, and his B.S. from the Universityof Michigan.22nd Annual Private Investment Funds Seminar 2013 Schulte Roth & Zabel LLP
David NissenbaumPartnerNew York Office 1 tment ManagementFinancial InstitutionsHedge FundsPrivate EquityDavid is a member of Schulte Roth & Zabel’s Investment Managementand Financial Institutions practice groups and a member of the firm’sExecutive Committee. His practice focuses on corporate, bank regulationand securities matters and he primarily represents institutional andentrepreneurial investment managers, financial services firms and privateinvestment funds in all aspects of their business.David structures and advises investment management and financialservices firms as well as hedge, private equity and hybrid funds, fundsof funds and scalable platforms for fund sponsors. He also advises onsuccession planning, mergers and acquisitions of investment firms andon all aspects of U.S. banking laws that affect investment and financialservices firms and investment funds, including investments in bankingorganizations, bank-sponsored funds and investments in funds bybanking organizations.A member of the Advisory Board of The Financial Executives Allianceand past member of the Banking Law Committee of the New York CityBar Association, David is a sought-after writer and speaker in his areas ofexpertise. He recently co-authored “Hedge Fund Names: What a HedgeFund Manager Should Do Before It Starts Using a Name” for The HedgeFund Law Report. “Just Like Starting Over: A Blueprint for the New WallStreet Firm,” published by The Deal, “Hedge Fund Manager SuccessionPlanning” and “Federal Reserve Provides Greater Flexibility for NonControlling Investment in Banks and Bank Holding Companies” are amonghis other publications. David has spoken recently on “Best Practices forStrong, Effective Fund Governance” at the Corporate Counsel 6th AnnualHedge Fund General Counsel Summit and discussed “Succession Planningfor Fund Managers” at the MFA Key Components of Building a SuccessionPlan for Your Hedge Fund seminar.David has been recognized by The International Who’s Who of PrivateFunds Lawyers, PLC Cross-border Private Equity Handbook, The Legal500 United States, IFLR Guide to the World’s Leading Investment FundsLawyers and Chambers USA.22nd Annual Private Investment Funds Seminar 2013 Schulte Roth & Zabel LLP
John M. PollackPartnerNew York Office 1 212.756.2372john.pollack@srz.comPracticesMergers & AcquisitionsPrivate EquityJohn practices in the areas of public and private mergers, acquisitions,divestitures, restructurings, recapitalizations and tender/exchange offers.His clients include private investment funds as well as U.S. and foreignpublicly traded companies. Highlights of John’s work include the mergerof Charming Shoppes Inc. with Ascena Retail Group Inc., a transactionnamed the 2012 “North America Corporate Deal of the Year” by Global M&ANetwork, and the merger of DynCorp International Inc. with an affiliate ofCerberus Capital Management LP, a transaction which was selected by TheDeal as one of 2010’s “Private Equity Deals of the Year.”John is the co-principal author of the SRZ Large Market and Middle MarketPE Buyer/Public Target M&A Deal Studies, which detail and compare thenotable trends and themes in recent mergers and acquisitions involvingprivate equity buyers and public company targets in the large market andmiddle market sectors. He also recently co-authored “Mergers Move ‘TwoSteps’ Quicker” for PE Manager. John’s recent speaking engagementsinclude “Private Equity in Flux” at the Ohio State University Corporate Lawand Capital Markets Project 2012 M&A Roundtable and “Deal Protections:Latest Trends and Best Practices,” CLE International 5th Annual PrivateEquity Conference.John received his J.D., magna cum laude, from The George WashingtonUniversity Law School, where he was Order of the Coif and recognizedfor having the highest overall proficiency in securities law. He is currentlypart of The George Washington University Law School’s board of advisers,as well as an advisory board member of its Center for Law, Economics &Finance. John received his B.A. from The George Washington University
the Steering Committee of the Wall Street Fund Forum, and a member of the Board of Directors of 100 Women in Hedge Funds. Stephanie was named one of The Hedge Fund Journal’s 50 Leading Women in Hedge Funds and the Euromoney Legal Media Group’s “Best in Investment Funds
Kirby Chin Partner Schulte Roth & Zabel & Lily Robertson Argyle Executive Forum Hosted By: On November 29, Kirby Chin, partner at Schulte Roth & Zabel, talked with Lily Robertson at Argyle Forum about lending opportunities and
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