ARK Trade 01192021 0636PM EST 60076c7b1b7be

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Table 1FUNDDateDirec onTicker NameShares% of ETFOPENDOOR TECHNOLOGIES INCARKFARKF2021-01-202021-01-19BuyBuyOPEN OPENDOOR TECHNOLOGIES INCOPEN OPENDOOR TECHNOLOGIES ellSQSQSQUARE INCSQUARE -21BuyBuyBuyACCDACCDACCDACCOLADE INCACCOLADE INCACCOLADE TOL-MYERS SQUIBB COBRISTOL-MYERS SQUIBB TXVERTEX PHARMACEUTICALS INCVERTEX PHARMACEUTICALS INCVERTEX PHARMACEUTICALS INCVERTEX PHARMACEUTICALS yBuyBuyBuyTAKTAKTAKTAKTAKTAKEDA PHARMACEUTICAL CO LTDTAKEDA PHARMACEUTICAL CO LTDTAKEDA PHARMACEUTICAL CO LTDTAKEDA PHARMACEUTICAL CO LTDTAKEDA PHARMACEUTICAL CO RHHBY ROCHE HOLDING AGRHHBY ROCHE HOLDING AGRHHBY ROCHE HOLDING 01-192021-01-21BuyBuyBuyNVSNVSNVSNOVARTIS AGNOVARTIS AGNOVARTIS SellCRSPCRSPCRSPCRSPCRSPCRISPR THERAPEUTICS AGCRISPR THERAPEUTICS AGCRISPR THERAPEUTICS AGCRISPR THERAPEUTICS AGCRISPR THERAPEUTICS 1744SQUARE INCARKFARKFACCOLADE INCARKGARKGARKGBRISTOL-MYERS SQUIBB COARKGARKG2021-01-202021-01-19VERTEX PHARMACEUTICALS 021-01-22TAKEDA PHARMACEUTICAL CO -212021-01-212021-01-22ROCHE HOLDING AGARKGARKGARKGNOVARTIS AGARKGARKGARKGCRISPR THERAPEUTICS 192021-01-212021-01-22PACIFIC BIOSCIENCES OF CALIFORNIA IFIC BIOSCIENCES OF CALIFORNIA INC 264450PACIFIC BIOSCIENCES OF CALIFORNIA INC IST BIOSCIENCE CORPTWIST BIOSCIENCE CORPTWIST BIOSCIENCE CORPTWIST BIOSCIENCE CORP0.10430.040.01070.0693TWIST BIOSCIENCE 2021-01-22ti15620320547595341632

FUNDDateDirec onTicker NameShares% of ETFCASTLE BIOSCIENCES 021-01-22SellSellSellSellCSTLCSTLCSTLCSTLCASTLE BIOSCIENCES INCCASTLE BIOSCIENCES INCCASTLE BIOSCIENCES INCCASTLE BIOSCIENCES uyTXGTXGTXGTXG10X GENOMICS INC10X GENOMICS INC10X GENOMICS INC10X GENOMICS yBuyREGNREGNREGNREGENERON PHARMACEUTICALS INCREGENERON PHARMACEUTICALS INCREGENERON PHARMACEUTICALS 1-192021-01-21BuyBuyBuyTCEHY TENCENT HOLDINGS LTDTCEHY TENCENT HOLDINGS LTDTCEHY TENCENT HOLDINGS -01-212021-01-22BuyBuyBuyPCARPCARPCARPACCAR INCPACCAR INCPACCAR ENCGENCGENCOMPUGEN LTDCOMPUGEN LTDCOMPUGEN LTDCOMPUGEN SellSellNSTGNSTGNSTGNANOSTRING TECHNOLOGIES INCNANOSTRING TECHNOLOGIES INCNANOSTRING TECHNOLOGIES ONVOORGANOVO HOLDINGS INCORGANOVO HOLDINGS INCORGANOVO HOLDINGS INCORGANOVO HOLDINGS 02021-01-21BuyBuyBIDUBIDUBAIDU INCBAIDU 01-21BuyBuyBuyJDJDJDJD.COM INCJD.COM INCJD.COM NPSSYNOPSYS INCSYNOPSYS INCSYNOPSYS INCSYNOPSYS INC143004665665045350030.15060.19780.080.355210X GENOMICS 021-01-22REGENERON PHARMACEUTICALS NT HOLDINGS LTDARKKARKKARKKPACCAR INCARKKARKKARKKCOMPUGEN LTDARKKARKKARKKARKKNANOSTRING TECHNOLOGIES OVO HOLDINGS INCARKKARKKARKKARKKBAIDU INCARKQARKQJD.COM INCARKQARKQARKQSYNOPSYS INCARKQARKWARKKARKQti2

FUNDDateDirec onTicker NameShares% of ETFEXPERIENCE INVESTMENT CORPARKQ2021-01-20BuyEXPCEXPERIENCE INVESTMENT CORP1954390.1042SellIRDMIRIDIUM COMMUNICATIONS INC1819760.33952021-01-20SellWKHS WORKHORSE GROUP ellSellMTLSMTLSMTLSMATERIALISE NVMATERIALISE NVMATERIALISE ADYEYADYEN NVADYEN NVADYEN NVADYEN A INCTESLA INCTESLA INC10500137046140000.13710.510.19BuyTDOCTELADOC HEALTH INC453710.1BuyBuyEXASEXASEXACT SCIENCES CORPEXACT SCIENCES yONEM 1LIFE HEALTHCARE INCONEM 1LIFE HEALTHCARE INC17510029640.080.00132021-01-19BuyDOCU DOCUSIGN INC389380.04BuySPOTSPOTIFY TECHNOLOGY SA944190.13SellMCRB SERES THERAPEUTICS INC764440.01BuyESLTELBIT SYSTEMS LTD38190.022021-01-19BuyCRMSALESFORCE.COM INC870950.312021-01-19BuyADBEADOBE INC278530.212021-01-19BuyNFLXNETFLIX INC486140.42021-01-19BuyFSLYFASTLY INC1374000.21IRIDIUM COMMUNICATIONS INCARKQ2021-01-20WORKHORSE GROUP INCARKQMATERIALISE NVARKQARKQARKQADYEN NVARKWARKWARKWARKWTESLA INCARKWARKKARKWTELADOC HEALTH INCARKG2021-01-19EXACT SCIENCES CORPARKGARKG2021-01-192021-01-221LIFE HEALTHCARE INCARKGARKGDOCUSIGN INCARKKSPOTIFY TECHNOLOGY SAARKK2021-01-19SERES THERAPEUTICS INCARKK2021-01-19ELBIT SYSTEMS LTDARKQ2021-01-19SALESFORCE.COM INCARKWADOBE INCARKWNETFLIX INCARKWFASTLY INCARKWSKILLZ INCti3

FUNDARKWDate2021-01-19Direc onTicker NameBuySKLZ SKILLZ INCShares% of ETF4290740.19MERCADOLIBRE INCARKW2021-01-19SellMELIMERCADOLIBRE INC2021-01-192021-01-222021-01-22SellSellSellROKU ROKU INCROKU ROKU INCROKU ROKU 3 YEAHKA LTD9923 YEAHKA LTD2021-01-21Sell3690 90.0290.0415ROKU INCARKWARKKARKWSNAP INCARKWSNAP INCYEAHKA LTDARKFARKFMEITUANARKFIONIS PHARMACEUTICALS INCARKGARKG2021-01-212021-01-22BuyBuyIONSIONSIONIS PHARMACEUTICALS INCIONIS PHARMACEUTICALS INC2021-01-212021-01-22BuyBuyBEAM BEAM THERAPEUTICS INCBEAM BEAM THERAPEUTICS yINCYINCYINCYTE CORPINCYTE yBuyPINSPINSPINTEREST INCPINTEREST INC563311503940.17720.0158BuyBuyPYPLPYPLPAYPAL HOLDINGS INCPAYPAL HOLDINGS uyNTDOY NINTENDO CO LTDNTDOY NINTENDO CO LTD35300721000.01140.02332021-01-21BuySHOPSHOPIFY INC396120.2022021-01-21BuyNVDA NVIDIA CORP99510.2009BuyMGA542200.1548BEAM THERAPEUTICS INCARKGARKGINCYTE CORPARKGARKGPINTEREST INCARKKARKKPAYPAL HOLDINGS INCARKKARKK2021-01-212021-01-22NINTENDO CO LTDARKKARKKSHOPIFY INCARKKNVIDIA CORPARKQMAGNA INTERNATIONAL INCARKQ2021-01-21MAGNA INTERNATIONAL INCKRATOS DEFENSE & SECURITY SOLUTIONS S DEFENSE & SECURITY SOLUTIONS INC80343KRATOS DEFENSE & SECURITY SOLUTIONS INC928240.08830.1004BuyTMOTHERMO FISHER SCIENTIFIC INC0.3026THERMO FISHER SCIENTIFIC INCARKG2021-01-22VEEVA SYSTEMS INCti467644

FUNDARKGDate2021-01-22Direc onTicker NameBuyVEEV VEEVA SYSTEMS INCShares% of ETF671460.1688TAIWAN SEMICONDUCTOR MANUFACTURING CO yBuyTSMTSMTSMTAIWAN SEMICONDUCTOR MANUFACTURING545875CO LTDTAIWAN SEMICONDUCTOR MANUFACTURING64338CO LTDTAIWAN SEMICONDUCTOR MANUFACTURING150274CO LTD0.29780.30370.29522021-01-22SellSPLKSPLUNK INC0.4328SPLUNK INCARKWti5166756

arkg 2021-01-21 sell cstl castle biosciences inc 10133 0.0074 arkg 2021-01-22 sell cstl castle biosciences inc 5936 0.0041 10x genomics inc . arkw 2021-01-22 buy tsm taiwan semiconductor manufacturing co ltd150274 0.2952 splunk inc arkw 2021-01-22 sell splk splunk inc 166756 0.4328

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