Safeguarding Order People From Abuse And Neglect

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Factsheet 78Safeguarding older people fromabuse and neglectDecember 2020About this factsheetThis factsheet explains the law on safeguarding adults to help youdecide what to do if you think an older person is being abused orneglected, or may be at risk of abuse or neglect.Whether you know the person through your role as a professional, acarer, relative, neighbour or friend, you have an important part to play inhelping to safeguard them.Safeguarding means protecting people’s right to live in safety, free fromabuse and neglect.Any form of abuse or neglect is unacceptable, no matter whatjustification or reason may be given for it. It is very important that olderpeople are aware of this and they know support is available.This factsheet describes the situation in England. There are differencesin legislation and procedures in Northern Ireland, Scotland and Wales.Readers in these nations should contact Age NI, Age Scotland, or AgeCymru for information specific to where you live.Contact details of any organisation mentioned in this factsheet can befound in the Useful organisations section.Page 1 of 28

Contents1 Background and legal framework41.1 The aims of adult safeguarding41.2 ‘Safeguarding is everybody’s business’51.3 ‘Making safeguarding personal’52 Types of abuse or neglect62.1 Particular issues for older people82.2 Who does the safeguarding law seek to protect?83 What should I do if I suspect abuse or neglect?94 How to raise concerns about abuse or neglect104.1 The local authority duty to make enquiries114.2 Who should carry out the enquiry?124.3 The involvement of the person in an enquiry124.4 If the person lacks mental capacity134.5 What is the likely outcome of an enquiry?145 Local authority safeguarding duties145.1 Role and duties of Safeguarding Adults Board155.2 Safeguarding Adults Reviews156 What happens if a crime has been committed?166.1 Issues affecting criminal investigations167 What other legal powers exist?187.1 Police powers – entry, arrest and custody187.2 Domestic abuse and controlling/coercive behaviour187.3 Can a person be removed from their own home?197.4 Mental Health Act 1983207.5 Mental Capacity Act 2005207.6 Deprivation of Liberty Safeguards (DoLS)217.7 The inherent jurisdiction of the High Court218 Court of Protection and the Office of the Public Guardian22Age UK factsheet 78Safeguarding older people from abuse and neglectDecember 2020Page 2 of 28

9 The Care Quality Commission’s standards239.1 Notification duties2410 The Disclosure and Barring Service24Useful organisations25Age UK27Support our work27Age UK factsheet 78Safeguarding older people from abuse and neglectDecember 2020Page 3 of 28

1Background and legal frameworkThe information in this factsheet is based on sections 42-46 andSchedule 2 of the Care Act 2014 (‘the Act’) and chapter 14 of the Careand Support Statutory Guidance (‘the guidance’).Section 1 of the Act requires a local authority to promote individualwellbeing in all it does, including ‘protection from abuse and neglect’.The Act holds that local authorities are the lead adult safeguardingagencies and are generally the first point of contact for raising concerns.Human rights and safeguardingThe safeguarding elements in the Act complement broader human rightsprotections. The Human Rights Act 1998 includes a right not to besubject to torture, inhuman or degrading treatment (article 3) and a rightto enjoy private, family and home life without unjustified interference frompublic authorities (article 8).Abuse can be a violation of article 3, whilst risk averse ordisproportionate public authority responses can be a violation of article 8.If abuse takes place in a family or at home, a local authority must thinkabout the rights of the individual and their family to home and family life.Sometimes this means balancing conflicting rights.1.1The aims of adult safeguardingThe guidance states the aims of adult safeguarding are to: stop abuse and neglect where possible prevent harm and reduce the risk of abuse and neglect safeguard people in a way that supports them in making choices andhaving control about how they want to live concentrate on improving life for the person concerned raise public awareness so communities play a role alongsideprofessionals provide accessible information, advice, and support about how to staysafe and how to raise a concern address the cause of the abuse and neglect.Who is adult safeguarding for?Safeguarding duties seek to protect all adults who: have needs for care and support (whether or not the local authoritymeets any of those needs), and are experiencing, or at risk of, abuse or neglect, and as a result of those care and support needs are unable to protectthemselves from the risk of, or the experience of, abuse or neglect.Age UK factsheet 78Safeguarding older people from abuse and neglectDecember 2020Page 4 of 28

1.2‘Safeguarding is everybody’s business’This refers to the importance of everyone being alert to possible signs ofabuse or neglect and acting on their concerns.It includes friends and family, health and social care professionals andother public sector staff, for example in the housing sector or socialsecurity. It applies to the police, as abusive or neglectful behaviour canalso be a criminal offence (see section 6).It is relevant to some private sector agencies and not limited to thoseproviding social and health care. For example, staff in financialinstitutions such as banks should be aware of the prevalence of financialabuse of older people and be alert to signs it may be taking place.CooperationCooperation duties between relevant agencies and the requirement tohave a multi-agency approach to safeguarding is included in the Act.Every local authority must have a Safeguarding Adults Board whichbrings together a range of local organisations to review and improvesafeguarding activity.Some areas may also have a ‘multi-agency safeguarding hub’ or MASH.Early sharing of information can be the key to an effective safeguardingresponse and all concerned must sign up to agreed procedures (seesection 5).1.3‘Making safeguarding personal’This emphasises the importance of adults at risk being as involved aspossible in a safeguarding process. With some exceptions, safeguardingenquiries should only take place with the consent and engagement of theperson concerned.Where suspicions of abuse or neglect arise, the extent of an enquirydepends on the circumstances of the individual case and the views ofthe person at the heart of it.As with other aspects of social care, the wellbeing of the person is ofcentral importance throughout the safeguarding process. This includescontrol over their day-to-day life and recognising the person is bestplaced to understand their own wellbeing requirements.In safeguarding cases, there can be a difficult balance for professionalsto strike between protecting people from harm and empowering peopleto make their own choices and remain in control of their lives.This can mean respecting an older person’s choice, even though thisputs them at risk of harm. Social care professionals must work within thelegal and policy framework and their powers to intervene may at timesbe limited if the person has mental capacity to make informed decisions.Age UK factsheet 78Safeguarding older people from abuse and neglectDecember 2020Page 5 of 28

2Types of abuse or neglectThere is no overarching definition of abuse or neglect. The guidancenotes ‘local authorities should not limit their view of what constitutesabuse or neglect, as they can take many forms and the circumstances ofthe individual case should always be considered.’Financial abuseIncludes having money or property stolen, being defrauded or‘scammed’, being put under pressure in relation to money or otherproperty, or having money or other property misused.Things to look out for include changes in living conditions, lack ofheating, clothing or food, inability to pay bills or unexplained moneyshortages. Other indicators include unexplained withdrawals from anaccount, unexplained loss of or misplaced financial documents, recentaddition of authorised signers on a signature card, or sudden orunexpected changes in a will or other financial documents. There may, ofcourse, be other explanations for any of these indicators.Physical abuseIncludes assault, hitting, slapping, pushing, misuse of medication,restraint, and inappropriate physical sanctions.Psychological abuseIncludes emotional abuse, threats of harm or abandonment, deprivationof contact, humiliation, blaming, controlling, intimidation, coercion, andharassment. Also includes verbal abuse, cyber bullying, isolation,unreasonable and unjustified withdrawal of services or support networks,or withdrawing or limiting access to medication or essential assistiveequipment.Sexual abuseIncludes rape, inappropriate touching, indecent exposure, and sexualacts to which the adult has not consented or was pressured intoconsenting to.Discriminatory abuseIncludes harassment, slurs and any other type of abuse perpetrated duethe person’s: race, gender and gender identity, age, disability, sexualorientation, religion. These are ‘protected characteristics’ under theEquality Act 2010.Modern slaveryIncludes slavery, human trafficking, and forced labour and domesticservitude.Age UK factsheet 78Safeguarding older people from abuse and neglectDecember 2020Page 6 of 28

Organisational abuseIncludes neglect and poor care practice within an institution or specificcare setting, or in relation to care provided in a person’s own home. Thismay range from one off incidents to on-going ill-treatment. It can bethrough neglect or poor professional practice as a result of the structure,policies, processes and practices within an organisation.Neglect and acts of omissionIncludes ignoring medical, emotional or physical care needs; failing toprovide access to appropriate health or care and support; or withholdingthe necessities of life, such as medication, nutrition and heating (whetherintentional or not). Not enabling access to assistive equipment likehearing aids, walking aids, or dentures may be neglect but can alsoindicate coercive control.Domestic abuseIncludes violence, psychological, sexual, financial, and emotional abuse.Also patterns of coercive and controlling behaviour during a relationshipbetween intimate partners, former partners who still live together, orfamily members, and honour-based violence. Threats to family pets orother family members can be a form of domestic abuse.Self-neglectMost forms of neglect or abuse are perpetrated by another person andthe law generally presumes there is a perpetrator as well as a victim. Anexception is self-neglect.Self-neglect is a difficult area due to the human right to private life. Ifsomeone chooses to live in a particular way, however worrying that is,there are limited circumstances when the law can intervene. Thisconsideration must be balanced with the right to safeguarding, which isalso based on human rights protections.Self-neglect covers a range of behaviour related to neglecting to care forone’s personal hygiene, health, or surroundings and includes behavioursuch as hoarding. Evidence of self-neglect may not prompt a formalsafeguarding enquiry, but may lead to other forms of social careinvention. Assessments must be on a case by case basis.The decision on whether a safeguarding response is required dependson the adult’s ability to protect themselves by controlling their ownbehaviour.However, if someone you know is not looking after themselves, perhapsnot eating or washing properly, or hoarding and living in a chaotic anddilapidated environment, the local authority adult social care team shouldbe notified as they may be able to offer constructive help. They shouldattempt to engage the person and try to carry out an assessment andmay be able to provide further care or support.Age UK factsheet 78Safeguarding older people from abuse and neglectDecember 2020Page 7 of 28

2.1Particular issues for older peopleAbuse and neglect does not occur in isolation and an older person maybe experiencing, or be at risk of, more than one kind of abuse or neglect.For example, financial abuse may include an element of physical abuse,or neglect may be a feature of coercive control.Perpetrators of abuse or neglect are often people who are trusted andrelied on by an older person, such as family members or care staff.Safeguarding is not limited to situations where there is a breach of trust,as it includes situations such as risk of exposure to scams. It is importantto be aware that anyone can commit abuse or neglect.Official reports show that, compared to other age groups, people aged85 and above are much more likely to be the subject of a safeguardingenquiry.2.2Who does the safeguarding law seek to protect?Those who need a statutory safeguarding response are defined asadults who: have care and support needs are experiencing, or are at risk of, abuse or neglect, and because of their care and support needs cannot protect themselvesagainst actual or potential abuse or neglect.The requirement to have care and support needsIt does not matter whether the local authority actually provides servicesor support to the person concerned or whether the person’s needs meetthe eligibility criteria for social care services.If they are experiencing, or at risk of experiencing, abuse or neglect andcannot protect themselves because they have health or social careneeds, there is a duty to carry out a safeguarding enquiry.Anyone meeting this definition, for whatever reason and for howeverlong they have lived in the area, is entitled to safeguarding protectionfrom the local authority.A local authority can choose to undertake safeguarding enquiries forpeople where there is not a specific enquiry duty. This may beparticularly relevant where action may promote the person’s wellbeingand prevent poor outcomes.If the safeguarding response includes directly providing care services,the local authority may also carry out a needs assessment to find outwhether the person meets the social care eligibility criteria. See factsheet41, How to get care and support for more information.Age UK factsheet 78Safeguarding older people from abuse and neglectDecember 2020Page 8 of 28

3What should I do if I suspect abuse or neglect?If possible, it is always best to discuss any concerns you have with theolder person and obtain their agreement, where possible and safe to doso, before you report abuse. If the person has the mental capacity tomake decisions about their own safety, but does not want you to tellanyone what is going on or take matters further, you have a difficultdecision to make.If you feel that the person has mental capacity, but is unable to make adecision because they are being coerced by the abuser or subject toundue influence or duress, for example in a domestic situation, thinkcarefully about what is best for them (see section 7.2).In some situations, the courts make orders saying people need to begiven breathing space and professional support to help them get free ofthe pressure and make their own decision freely.In other cases, an older person may choose not to report abuse, perhapsbecause they are afraid it will damage an important relationship. In thissituation, it can be hard to know what to do. Call Age UK Advice if youwant to discuss your options in this situation.Where someone lacks mental capacityIf the person does not have the mental capacity to give consent to aconcern being raised, you should discuss this with the local authority, orthe police if a crime has been committed.Mental capacity is time and decision-specific, meaning someone may beable to make some decisions and not others. It may also fluctuate over aperiod of time (see section 4.4 and 7.5).Where there is a risk to the person or othersSometimes it is right to seek support without the consent of the individualif they are still at risk or the perpetrator of the abuse may also be puttingother people at risk.You may want to seek advice without initially disclosing the identity of theperson you are concerned about. Call Age UK Advice if you are worriedabout reporting safeguarding concerns.Has a crime been committed?If you think a crime may have been committed, the police need to beinvolved immediately. Contact your local police force on 101 to report acrime. In an emergency, dial 999. If you report concerns to the localauthority and they agree it may be a criminal matter, they can report it tothe police.Fraud and scams can be reported to Action Fraud, who can offerinformation and advice.Age UK factsheet 78Safeguarding older people from abuse and neglectDecember 2020Page 9 of 28

Abuse and neglect in a professional care contextIf you are concerned about an older person being abused or neglected ina professional setting, for example a care home or by domiciliary (home)care staff, contact the local authority. You can also contact the CareQuality Commission (CQC) (see section 9).If you are a professional in this situation, it is advisable to discuss thesituation with your manager before deciding what to do, so the issue canbe addressed as soon as possible. The guidance states:No professional should assume that someone else will pass oninformation which they think may be critical to the safety andwellbeing of the adult. If a professional has concerns about theadult’s welfare and believes they are suffering or likely to sufferabuse or neglect, then they should share the information with thelocal authority and/or the police if they believe or suspect that a crimehas been committed.You should receive appropriate training based on agreed safeguardingprocedures, so you know how to act in these situations. This is arequirement of CQC service provider registration.NHS SafeguardingIf you think an older person is being abused or neglected in an NHSfacility, a hospital or specialist NHS nursing home, raise the matter withthe safeguarding team for that service or the local authority safeguardingteam. You can also notify the CQC.Attorneys and court-appointed deputiesIf you are concerned about the actions of an attorney or a deputy,contact the Office of the Public Guardian. See section 8. Concerns aboutabuse or neglect should also be raised with the local authority.4How to raise concerns about abuse or neglectYou can raise concerns by contacting the local authority. Their websiteshould have a section explaining how to report possible abuse andneglect. Alternatively, call the main local authority number and say youwant to raise a safeguarding concern. If you have problems gettingthrough to speak to someone, ask your local Age UK if they can help.Once you notify the local authority, they have a duty to respondappropriately, taking into account the views of the person concerned.They may initiate a safeguarding enquiry, or they may provide socialcare services or information and advice to help resolve the issue.The local authority can require partner organisations to take action orprovide further information. They may have to respond urgently, notifythe police who could then become the lead agency for the case, or liaisewith another responsible body such as the CQC.Age UK factsheet 78Safeguarding older people from abuse and neglectDecember 2020Page 10 of 28

4.1The local authority duty to make enquiriesWhere there is a concern about abuse or neglect, the local authority isresponsible for ensuring necessary enquiries are made. These enable itto decide whether action should be taken in the adult’s case and if so,what and by whom (section 42(2) of the Act). The local authority may talkabout initiating a ‘section 42 enquiry’ or similar.A range of possibilities for conducting an enquiry are given in theguidance. Enquiries can range from a conversation with the adult at riskthrough to a formal multi-agency plan or course of action. If the adultlacks mental capacity or has substantial difficulty understand

Safeguarding older people from abuse and neglect Page 2 of 28 Contents 1 Background and legal framework 4 1.1 The aims of adult safeguarding 4 1.2 ‘Safeguarding is everybody’s business’ 5 1.3 ‘Making safeguarding personal’ 5 2 Types of abuse or neglect 6 2.1 Particular issues for older people 8

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