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PERSUASIONINSOCIETYHERBERT W. SIMONSwith JOANNE MORREALE and BRUCE GRONBECK

Table of ContentsList of Artwork in Persuasion in SocietyAbout the AuthorAcknowledgmentsPrefacexivxviixixxxPart 1: Understanding Persuasion1. The Study of PersuasionDefining PersuasionWhy Is Persuasion Important?Studying PersuasionThe Behavioral Approach: Social-Scientific Research onthe Communication-Persuasion MatrixThe Critical Studies Approach: Case Studies and “Genre-alizations”SummaryQuestions and Projects for Further Study351014151720212. The Psychology of Persuasion: Basic PrinciplesBeliefs and Values as Building Blocks of AttitudesPersuasion by Degrees: Adapting to Different AudiencesSchemas: Attitudes as Knowledge StructuresFrom Attitudes to Actions: The Role of Subjective NormsElaboration Likelihood Model: Two Routes to PersuasionPersuasion as a Learning ProcessPersuasion as Information ProcessingPersuasion and IncentivesPersuasion by Association25272932343436373839

Persuasion as Psychological Unbalancing and RebalancingSummaryQuestions and Projects for Further Study3. Persuasion Broadly ConsideredTwo Levels of Communication: Content and RelationalImpression ManagementDeception About Persuasive IntentDeceptive DeceptionExpression GamesPersuasion in the Guise of ObjectivityAccounting Statements and Cost-Benefit AnalysesNews ReportingScientific ReportingHistory TextbooksReported Discoveries of Social ProblemsHow Multiple Messages Shape IdeologiesThe Making of McWorldSummaryQuestions and Projects for Further Study40414247495151525455555657585959636668Part 2: The Coactive Approach4. Coactive PersuasionUsing Receiver-Oriented ApproachesBeing Situation SensitiveCombining Similarity and CredibilityBuilding on Acceptable PremisesAppearing Reasonable and Providing Psychological IncomeUsing Communication ResourcesSummaryQuestions and Projects for Further Study7374767982858688895. Resources of CommunicationResources of LanguageIntensify/Downplay939595

Hugh Rank’s Six Components of Intensify/DownplayCompliance-Gaining TacticsNonverbal ResourcesVisual and Audiovisual ResourcesResources of the New MediaSummaryQuestions and Projects for Further Study961021041081101111126. Framing and ReframingMetaphors as FramesCreative Reframing Through Generative Metaphors“Frame” as MetaphorCultural Frames and Verbal RepertoiresResearch on Frames and ReframesMetacommunicative FramesReflexive MetacommunicationsResponsive MetacommunicationsReframing in Political Confrontations: “Going Meta”Reframing in PsychotherapySummaryQuestions and Projects for Further Study1151171191201211231241241251251281301327. Cognitive ShorthandsCialdini’s Seven PrinciplesContrastReciprocityConsistencySocial ProofLikingAuthorityScarcityMother Turkeys or Faulty Automatic Pilots?The Mother Turkey HypothesisA Critique of the Mother Turkey HypothesisAn Alternative Hypothesis: The Faulty Automatic PilotThe Highly Persuasible PersuadeeGet-Rich SchemeTelephone System 50151

SummaryQuestions and Projects for Further Study8. Reasoning and EvidencePropositions of Policy, Fact, and ValueChanging, Repairing, or Retaining a Policy: The Stock Issues RevisitedTypes of Evidence as Resources of ArgumentationFallacies ReconsideredThe Case of Gulf War SyndromeSummaryQuestions and Projects for Further Study152153155158161167171174175177Part 3: Contexts for Persuasion9. Going PublicThe Genuinely Committed PersuaderStrategic Planning: A Three-Step ProcessStep 1: Goals, Audience, SituationStep 2: Initial StrategizingStep 3: Test-Marketing and RevisionOrganizing MessagesIntroductionBodyConclusionIssues in Message DesignExplicit Versus Implicit Conclusion Drawing“One-Sided” Versus “Both-Sided” PresentationsMagnitude of Discrepancy ControversyFear AppealsAdapting to Different AudiencesSummaryQuestions and Projects for Further Study10. Planning CampaignsCampaign PlanningSetting Campaign 205207208211212212

Undertaking Research and DevelopmentFormulating a Basic StrategyMobilizing for a CampaignSeeking Legitimacy for a CampaignPromoting a CauseActivating Campaign AudiencesTypes of CampaignsIndoctrination CampaignsPublic Relations CampaignsCorporate Issue AdvocacyCrisis Management CampaignsSummaryQuestions and Projects for Further Study11. Staging Political CampaignsPersuasion in the Four Stages of Presidential CampaigningPre-Primary Period (Surfacing)Primary Period (Winnowing)Convention Period (Legitimating)General Election Period (Contesting)Machiavellianism in Political Campaigns:A Guide to Getting Elected to High OfficeGeneral StrategiesFundraisingPhysical AppearanceChoosing Arguments and AppealsVideo PoliticsAdvertisingEndorsementsSpeech MakingCampaign DebatesCampaign Decisions That Matter: Five Case StudiesCase 11.1: “Furlough” AdCase 11.2: A Place Called HopeCase 11.3: Should Dole Have Attacked Clinton’s Character in 1996?Case 11.4: Clinton’s Early Issue Advocacy AdvertisingCase 11.5: George W. Bush Campaign in South CarolinaSummaryQuestions and Projects for Further 3266267269271272

12. Analyzing Product AdvertisingThe Changing Character of Advertising CampaignsIdolatry (1890-1925)Iconology (1925-1945)Narcissism (1945-1965)Totemism (1965-1985)Case Study: The Best BeerToday’s Advertising: The Pantheistic PhaseNarrowcastingBreaking With Tradition: Anti-AdsMisdirection in the Language of AdvertisingVisual Deception in Product AdvertisingSubliminal AdvertisingSummaryQuestions and Projects for Further 13. Talking Through DifferencesPersuasion in Social ConflictsCooperation and Competition in Mixed-Motive ConflictsSymmetrical Versus Asymmetrical ConflictsProductive and Destructive ConflictsDealing With Conflicts ProductivelyGetting to Yes in Business NegotiationsPublic DebatesThe Persuasion DialogueMoving to Dialogue in Interpersonal ConflictsCase 1: A Taped Conversation About a Taped ConversationCase 2: A Structured Conversation About AbortionSummaryQuestions and Projects for Further Study29930030230330530630931031431631632032332414. Leading Social MovementsWhat Are Social Movements?Types of Social MovementsTactics of Social MovementsConfrontationCultural Politics329332333334335335

Social Protests and Mass MediaLeading Social Movements:The Requirements-Problems-Strategies (RPS) ApproachRequirementsProblemsStrategiesOpen- and Closed-Minded MovementsThe Fate of Social MovementsSummaryQuestions and Projects for Further Study33633833933934134634834935115. More About EthicsPerspectives on EthicsPragmatismUtilitarianismUniversalismDialogic EthicsSituationalismThe Ethics of Faculty Advocacy in the College ClassroomThe Mindful SocietyPrime-Time Entertainment SelloutNewspaper SelloutThe Ethics of Being Ethically SensitiveSummaryQuestions and Projects for Further endix I: Resources for the PersuaderAppendix II: Different Strokes for Different FolksAppendix III: Ethical, Unethical, or Borderline? A Self-SurveyIndex381385389401

PrefacePersuasion in Society is an integrative, comprehensive guidebook to understanding, practicing, and analyzing persuasion. It brings together the academic contributions of humanists and social scientists and adds to them the insightsof professional persuaders and communication analysts. That the study of persuasion is important—indeed vital—should need little argument. Human beings areboth creators and products of their societies in a never-ending cycle. In the UnitedStates, our economic system, our republican form of government, our commitmentsto freedom of speech and religion and to equality of opportunity, our conceptions ofourselves as a sovereign people, and even our idea of nationhood can be traced to efforts at persuasion in centuries past. Indeed, there is scarcely a cultural truism thatwas not at one time or another the subject of considerable controversy. What is considered true today is certain to be questioned in the future as new efforts at persuasion take the place of the old.Understanding society, then, requires understanding persuasion. The study ofpersuasion also has direct, personal payoffs. A recent survey of 2,800 executives bythe American Management Association asked, “What is the No. 1 need for success inbusiness today?” The overwhelming response was “to persuade others of my valueand the value of my ideas” (Story, 1997, p. 3).Persuading others is one side of the persuasion equation; the other is respondingintelligently and discerningly to the armies of message makers who compete for yourattention, your agreement, your involvement, and your money. Persuasion is the engine of our market-driven global economy, say the authors of a recent article inthe American Economic Review—its title: “One Quarter of GDP Is Persuasion”(McCloskey & Klamer, 1995).In our increasingly smaller but more complicated world, being an intelligentconsumer of persuasive messages is not easy. Take the problem of message density.xx䊴

PrefaceToday, many more persuasive messages are presented to us at dizzying speeds. Tonsof information are available at the click of a mouse. Yet how should we process it all?How can we make wise judgments when there are so many to be made? One obvioussolution for persuadees is reliance on cognitive shorthands (e.g., “Doctor knowsbest,” “The majority must be right,” and “She’s too cute to turn down“). Yet whenare they reliable, and when are they not? When they’re not, can we “say no” to them?When we need more than cognitive shorthands, how can we best come to judgment?Persuasion in Society is written for the would-be persuader as well as thepersuadee. It assists persuaders in thinking through issues, then preparing to engageaudiences, whether for a one-shot persuasive speech or a long-term campaign ormovement. It likewise assists persuadees by sensitizing them to the wiles of persuaders, including the persuader’s capacity to overcome audience defenses by appearingnot to be attempting persuasion at all.This book’s dual perspective, its shifting between the roles of persuader andpersuadee, is also designed to place ethical questions in persuasion front and center.The central ethical problem was put by Aristotle in the first systematic treatise onrhetoric (i.e., persuasion), written thousands of years ago. Persuasion, he observed,gives effectiveness to truth, but it also gives effectiveness to error, bad judgment, anddeliberate falsehood.Moreover, deception comes in degrees and is not always harmful to others. Sowhose perspective should we adopt as we confront persuasion’s many ethical dilemmas: that of the persuader or the persuadee? (Audiences tend to be far less forgivingof persuaders than persuaders are of themselves.) My approach in repeatedly shiftingbetween perspectives is to cause sometimes painful, but I hope illuminating, doublevision.Persuasion in Society was written for the “beginning” student of persuasion, butthis is a term that fairly begs for clarification. Chances are that you began figuringout how to persuade before your first birthday. First, you cried because your bellyhurt. That was biology, not persuasion. But soon you learned that if you could act asif your belly hurt, whether it did or not, then you could get your mother’s attention,perhaps even her sympathy. That may well have been the beginning of your career asa student of persuasion—an ignoble beginning, built on deception, but a beginningnonetheless.Well, you’re a bit older at this point. Putting technicalities aside, let’s call you abeginning persuasion student if this is your first persuasion course and if you are oftypical college age, say 18 to 25. The persons who have studied your generation report that your attitudes toward schooling and habits of study are quite different fromthose of your baby boomer parents, and different still from those of my generation(Hamlin, 1998). Some important differences so far as this book is concerned arethese: You like your lessons tight, succinct, and arrestingly illustrated—just like ontelevision. You’re not much for newspaper reading or even for network television䊳xxi

xxii䊴PERSUASION IN SOCIETYnews, but you respond well to the conversational style of television talk shows. Aschannel surfers and Internet browsers, you look for what interests you and turn offthe rest. Some observers claim that you’re not very critical message recipients—you’re highly selective about getting entertainment but not about gathering information for a speech or term paper.Persuasion in Society will try to meet you halfway: lively, yes, but not at the priceof cutting back on a point that needs development; interesting visuals, but selectedmore to instruct than to entertain. Indeed, a good deal of the “teaching” that takesplace in this book is around visuals. As for reports that you’re not very critical message recipients, I hope that’s not true, but if it is, Persuasion in Society should help youdo better.It is not an exaggeration to say that this book was at least 40 years in the making.My earlier text on the subject, Persuasion: Understanding, Practice, and Analysis(Simons, 1976/1986), has been so thoroughly reconceptualized and updated thatmy editor and I feel justified in calling Persuasion in Society a new book, rather than arevised edition of the earlier text. Some things have not changed, including my mostbasic convictions that persuasion is about winning beliefs, not arguments; that communicators who seek to win belief need to communicate with their audiences, not atthem; and that persuasion at its best is a matter of giving and not just getting—ofmoving toward persuadees psychologically, recognizing that they are most likely togive you what you want if you can show them that what you propose also gives themwhat they want. This is the essence of my coactive approach to persuasion, which involves reasoning from the perspective of the other or, better still, building from common ground.Persuasion in Society also remains focused on clear-cut instances of attemptedpersuasion—called paradigm cases—but gives increased attention to cases in whichintent to persuade is not so obvious. I’ve become convinced, for example, that popular entertainment programming, as in television sitcoms, does more to shape American values—indeed, the media-connected world’s values—than do sermons and editorials, political oratory, and parental advice. Yet seldom do people think of sitcomsas forms of persuasion. Also occupying a place in what I call the gray areas of persuasion’s domain are newscasts, scientific reports, classroom teaching, and, yes, textbooks such as this one—all rendered especially credible by appearing in the guise ofobjectivity.The preview that follows highlights some of this book’s distinctive features. One ofthose features, amply illustrated in the first chapter of Part 1, is the book’s heavy reli-

Prefaceance on stories as a pedagogical tool. Chapter 1 uses stories to address fundamentalissues: What is persuasion? How is it different from other forms of communicationand other forms of influence? In that persuasion deals in matters of judgment ratherthan certainty, how trustworthy is it? If, on some controversial issues, well-informedexperts may reasonably disagree, does this mean that any persuasive argument is asgood as any other? The chapter also introduces the behavioral and critical studies approaches to the study of persuasion, the one social-scientific, the other derived fromthe humanities. Persuasion in Society draws on both of these approaches, attemptingto take the best from each.In introducing basic psychological principles, Chapter 2 pulls together behavioral theory and research on the psychology of persuasion but not in an exhaustiveway, as might a text devoted exclusively to the behavioral approach. Rather, the aimof the chapter is to derive principles from theory and research that have practicalpayoffs as guides to the practice and analysis of persuasion. Broached in Chapter 2for purposes of illustrating the psychology of persuasion is President Clinton’s handling of the Monica Lewinsky scandal. I return to this case study in subsequent chapters, focusing especially on President Clinton’s speech of August 17, 1998, in whichhe admitted to an affair with the White House intern.Chapter 3 moves beyond paradigm cases to begin this book’s exploration of thegray areas of persuasion. Its key principle is that the same communicated messagemay be multimotivated, be multileveled, and have multiple effects—thus perhapspersuading and serving other communicative functions at the same time. In additionto alerting readers to persuasion’s many guises and disguises, Chapter 3 raises concerns about mass persuasion’s cumulative ideological effects.Part 2 of Persuasion in Society develops principles of coactive persuasion that areintroduced in Chapter 4. Whatever your goals as a persuader, whatever your audience and situation, says the coactive approach, you should be engaged in a process ofbridging differences by moving toward the persuadee psychologically. Usually, thisinvolves building on common ground between the two of you, but sometimes it requires that you put aside your own perspective and attempt persuasion from the perspective of the persuadee. Emphasized here is the importance of situational analysisand audience adaptation as preconditions for bridging the psychological divide between persuader and persuadee. Also introduced are ways of combining credibilityand attractiveness, reason, and emotion.The remaining chapters of Part 2 elaborate on the principles of coactive persuasion introduced in Chapter 4. Focusing on paradigm cases, as opposed to those inthe gray areas of persuasion, they identify resources of communication that are available to the persuader, including those classified by Aristotle under the headings ofethos, pathos, and logos. For Aristotle, ethos referred to the person of the persuader asperceived by the audience. Pathos translates most immediately into appeals to emotion but includes incentives of every type. Indeed, there is no clear separation be-䊳xxiii

xxiv䊴PERSUASION IN SOCIETYtween pathos and logos, the apparent logic of the message, as you should see in thechapters on cognitive shorthands and on argument.Chapter 5 identifies verbal, nonverbal, and audiovisual resources of communication that are available to the persuader. What can you do to play up a piece ofnews? What can you do to play it down? How can you get a friend to comply withyour request? How can you turn down a friend’s request without endangering thefriendship? Think of these vast resources as components of a giant rhetorical toolchest, to be drawn on as the situation requires.Chapter 6, on framing and reframing, focuses on ways that persuaders may leadpersuadees to think “outside the box.” Not infrequently, the same facts can be reconfigured or recontextualized; for example, a near-certain disaster reframed as an opportunity. Brought together in this chapter are behavioral research on framing effectsand critical studies across a wide range of cases, from political confrontations topsychotherapy.Chapter 7, on cognitive shorthands, performs double duty. It first draws on apopular book on persuasion, Cialdini’s Influence: Science and Practice (1993), as asource of useful insights about how to persuade. The chapter then illustrates persuasion in the guise of objectivity by analyzing Cialdini’s book as rhetorical in its ownright, warranting critical scrutiny. Does rhetorical criticism detract from social science? Not according to social scientist Joseph Gusfield (1976). Rhetoric criticismmakes for better social science, he argued. That, in any case, is the goal of Chapter 7.It aims at deepening your understanding of cognitive shorthands, rathe

Productive and Destructive Conflicts 305 Dealing With Conflicts Productively 306 Getting to Yes in Business Negotiations 309 Public Debates 310 The Persuasion Dialogue 314 Moving to Dialogue in Interpersonal Conflicts 316 Case 1: A Taped Conversation About a Taped Conversation 316 Case 2: A Structured Conversation About Abortion 320 Summary 323

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