List Of Section 13F Securities, Third Quarter 2021

2y ago
22 Views
2 Downloads
2.25 MB
658 Pages
Last View : 17d ago
Last Download : 6m ago
Upload by : Carlos Cepeda
Transcription

Run Date:10/4/2021Run Time:13:46** List of Section 13F Securities **Year: 2021 Qtr: 3Page 1IVM001CUSIP NOISSUER NAMEISSUER DESCRIPTION STATUSB38564 10 8 *EURONAV NVSHSB38564 90 8EURONAV NVCALLB38564 95 8EURONAV NVPUTB6S7WD 10 6NYXOAH S ASHSADDEDC00948 10 6AGRIFORCE GROWING SYSTEMS LTCOMADDEDC00948 11 4AGRIFORCE GROWING SYSTEMS LT*W EXP 02/01/202ADDEDC15396 AB 7CANADIAN SOLAR INCDEBT2.500%10/0DELETEDC40142 AC 2GOLDEN STAR RES LTD CDADEBT7.000% 8/1DELETEDC96657 11 6VISION MARINE TECHNOLOGIES ICOMD18190 89 8 *DEUTSCHE BANK A GNAMEN AKTD18190 90 8DEUTSCHE BANK A GCALLD18190 95 8DEUTSCHE BANK A GPUTF21107 10 1 *CONSTELLIUM SECL A SHSF21107 90 1CONSTELLIUM SECALLF21107 95 1CONSTELLIUM SEPUTG0R21B 10 4ARCLIGHT CLEAN TRANSITION IICLASS A ORD SHSG0R21B 11 2ARCLIGHT CLEAN TRANSITION II*W EXP 03/16/202G0R21B 12 0ARCLIGHT CLEAN TRANSITION IIUNIT 03/16/2028G00496 10 2ABG ACQUISITION CORP ICL A SHSG00748 10 6 *ACON S2 ACQUISITION CORPCL SHSG00748 90 6ACON S2 ACQUISITION CORPCALLG00748 95 6ACON S2 ACQUISITION CORPPUTG00748 11 4ACON S2 ACQUISITION CORP*W EXP 09/15/202G00748 12 2ACON S2 ACQUISITION CORPUNIT 09/15/2027G0083D 10 4ACE CONVERGENCE ACQU CORP*W EXP 09/30/202G0083D 11 2ACE CONVERGENCE ACQU CORPUNIT 99/99/9999G0083D 12 0 *ACE CONVERGENCE ACQU CORPCL AG0083D 90 0ACE CONVERGENCE ACQU CORPCALLG0083D 95 0ACE CONVERGENCE ACQU CORPPUTG0083E 10 2ACE GLOBAL BUSINESS ACQU LTDORDINARY SHARESG0083E 11 0ACE GLOBAL BUSINESS ACQU LTD*W EXP 02/20/202G0083E 12 8ACE GLOBAL BUSINESS ACQU LTDUNIT 03/26/2026G0084W 10 1 *ADIENT PLCORD SHSG0084W 90 1ADIENT PLCCALL

Run Date:10/4/2021Run Time:13:46** List of Section 13F Securities **Year: 2021 Qtr: 3Page 2IVM001CUSIP NOISSUER NAMEISSUER DESCRIPTION STATUSG0084W 95 1ADIENT PLCPUTG01046 10 4AEA-BRIDGES IMPACT CORPSHS CL AG01046 11 2AEA-BRIDGES IMPACT CORP*W EXP 09/19/202G01046 12 0AEA-BRIDGES IMPACT CORPUNIT 99/99/9999G01109 11 8AFTERNEXT HEALTHTECH ACQUISIUNIT 99/99/9999G0112R 10 8AFRICAN GOLD ACQUISITION CORSHS CL AG0112R 11 6AFRICAN GOLD ACQUISITION CORUNIT 99/99/9999G0112R 12 4AFRICAN GOLD ACQUISITION COR*W EXP 03/31/202G01125 10 6 *AFYA LTDCL A COMG01125 90 6AFYA LTDCALLG01125 95 6AFYA LTDPUTG0120M 10 9AGBA ACQUISITION LTDSHSG0120M 11 7AGBA ACQUISITION LTD*W EXP 05/10/202G0120M 12 5AGBA ACQUISITION LTDRIGHT 05/10/2024G0120M 13 3AGBA ACQUISITION LTDUNIT 99/99/9999G01202 10 3AGILE GROWTH CORPCLASS A ORDG01202 11 1AGILE GROWTH CORP*W EXP 03/09/202G01202 12 9AGILE GROWTH CORPUNIT 03/09/2026G0132V 10 5AGM GROUP HOLDINGS INCSHS CL AG0176J 10 9 *ALLEGION PLCORD SHSG0176J 90 9ALLEGION PLCCALLG0176J 95 9ALLEGION PLCPUTG01767 10 5 *ALKERMES PLCSHSG01767 90 5ALKERMES PLCCALLG01767 95 5ALKERMES PLCPUTG0190X 10 0 *AJAX ICOMDELETEDG0190X 90 0AJAX ICALLDELETEDG0190X 95 0AJAX IPUTDELETEDG0190X 11 8AJAX IUNIT 99/99/9999DELETEDG0190X 12 6AJAX I*W EXP 10/27/202DELETEDG0232J 10 1 *ALUSSA ENERGY ACQUISITION COSHS CL ADELETEDG0232J 90 1ALUSSA ENERGY ACQUISITION COCALLDELETEDG0232J 95 1ALUSSA ENERGY ACQUISITION COPUTDELETEDG0232J 11 9ALUSSA ENERGY ACQUISITION CO*W EXP 10/31/202DELETEDADDED

Run Date:10/4/2021Run Time:13:46** List of Section 13F Securities **Year: 2021 Qtr: 3Page 3IVM001CUSIP NOISSUER NAMEISSUER DESCRIPTION STATUSG0232J 12 7ALUSSA ENERGY ACQUISITION COUNIT 10/31/2026G0250X 10 7 *AMCOR PLCORDG0250X 90 7AMCOR PLCCALLG0250X 95 7AMCOR PLCPUTG02602 10 3 *AMDOCS LTDSHSG02602 90 3AMDOCS LTDCALLG02602 95 3AMDOCS LTDPUTG0316P 11 4ALPHA CAPITAL ACQUISITION COUNIT 02/16/2026G0316P 12 2ALPHA CAPITAL ACQUISITION CO*W EXP 02/16/202G0316P 13 0ALPHA CAPITAL ACQUISITION COCL A ORD SHSG0360L 10 0 *ALTAMIRA THERAPEUTICS LTDSHSADDEDG0360L 90 0ALTAMIRA THERAPEUTICS LTDCALLADDEDG0360L 95 0ALTAMIRA THERAPEUTICS LTDPUTADDEDG037AX 10 1 *AMBARELLA INCSHSG037AX 90 1AMBARELLA INCCALLG037AX 95 1AMBARELLA INCPUTG0370L 10 8 *ALTIMETER GROWTH CORPCL AG0370L 90 8ALTIMETER GROWTH CORPCALLG0370L 95 8ALTIMETER GROWTH CORPPUTG0370L 11 6ALTIMETER GROWTH CORP*W EXP 09/30/202G0370L 12 4ALTIMETER GROWTH CORPUNIT 99/99/9999G0370U 10 8ALTIMAR ACQUISITION CORP IIISHS CL AG0370U 11 6ALTIMAR ACQUISITION CORP III*W EXP 08/03/202G0370U 12 4ALTIMAR ACQUISITION CORP IIIUNIT 99/99/9999G03709 10 5 *ALTIMAR ACQUISITION CORP IISHS CL AG03709 90 5ALTIMAR ACQUISITION CORP IICALLG03709 95 5ALTIMAR ACQUISITION CORP IIPUTG03709 11 3ALTIMAR ACQUISITION CORP IIUNIT 99/99/9999G03709 12 1ALTIMAR ACQUISITION CORP II*W EXP 02/09/202G0371B 10 9 *ALTIMETER GROWTH CORP 2COM CL AG0371B 90 9ALTIMETER GROWTH CORP 2CALLG0371B 95 9ALTIMETER GROWTH CORP 2PUTG0403H 10 8 *AON PLCSHS CL AG0403H 90 8AON PLCCALLDELETED

Run Date:10/4/2021Run Time:13:46** List of Section 13F Securities **Year: 2021 Qtr: 3Page 4IVM001CUSIP NOISSUER NAMEISSUER DESCRIPTION STATUSG0403H 95 8AON PLCPUTG0404A 10 2AMERICAS TECHNOLOGY ACQSN COSHSG0404A 11 0AMERICAS TECHNOLOGY ACQSN CO*W EXP 12/31/202G0404A 12 8AMERICAS TECHNOLOGY ACQSN COUNIT 99/99/9999G041JN 10 6ANTELOPE ENTERPRISE HLDGS LTSHSG0411R 10 6APOLLO STRATEGIC GROWTH CAPTSHS CL AG0411R 11 4APOLLO STRATEGIC GROWTH CAPT*W EXP 10/29/202G0411R 12 2APOLLO STRATEGIC GROWTH CAPTUNIT 99/99/9999G04119 10 6PATHFINDER ACQUISITION CORPCL AG04119 11 4PATHFINDER ACQUISITION CORPUNIT 02/17/2026G04119 12 2PATHFINDER ACQUISITION CORP*W EXP 02/19/202G0412A 10 2APOLLO STRATEGIC GRWT CPTL ISHS CL AG0412A 11 0APOLLO STRATEGIC GRWT CPTL IUNIT 99/99/9999G0412A 12 8APOLLO STRATEGIC GRWT CPTL I*W EXP 02/12/202G04415 10 8ANDINA ACQUISITION CORP IIISHSDELETEDG04415 11 6ANDINA ACQUISITION CORP IIIUNIT 09/24/2020DELETEDG04415 12 4ANDINA ACQUISITION CORP III*W EXP 07/31/202DELETEDG04415 13 2ANDINA ACQUISITION CORP IIIRIGHT 10/01/2025DELETEDG0447J 10 2ANGEL POND HOLDINGS CORPSHS CL AADDEDG0447J 11 0ANGEL POND HOLDINGS CORPUNIT 99/99/9999G0447J 12 8ANGEL POND HOLDINGS CORP*W EXP 99/99/999G0450A 10 5 *ARCH CAP GROUP LTDORDG0450A 90 5ARCH CAP GROUP LTDCALLG0450A 95 5ARCH CAP GROUP LTDPUTG04553 10 6 *ARCO PLATFORM LTDCOM CL AG04553 90 6ARCO PLATFORM LTDCALLG04553 95 6ARCO PLATFORM LTDPUTG0457F 10 7 *ARCOS DORADOS HOLDINGS INCSHS CLASS -A -G0457F 90 7ARCOS DORADOS HOLDINGS INCCALLG0457F 95 7ARCOS DORADOS HOLDINGS INCPUTG0464B 10 7ARGO GROUP INTL HLDGS LTDCOMG0477L 10 0ARCTOS NORTHSTAR ACQUIS CORPSHS CL AG0477L 11 8ARCTOS NORTHSTAR ACQUIS CORPUNIT 99/99/9999G0477L 12 6ARCTOS NORTHSTAR ACQUIS CORP*W EXP 99/99/999ADDED

Run Date:10/4/2021Run Time:13:46** List of Section 13F Securities **Year: 2021 Qtr: 3Page 5IVM001CUSIP NOISSUER NAMEISSUER DESCRIPTION STATUSG0509L 10 2ARTISAN ACQUISITION CORPCLASS A ORD SHSG0509L 11 0ARTISAN ACQUISITION CORPUNIT 03/26/2026G0509L 12 8ARTISAN ACQUISITION CORP*W EXP 03/26/202ADDEDG05155 10 9ASCENDANT DIGITAL ACQUISITIOCOM CL ADELETEDG05155 11 7ASCENDANT DIGITAL ACQUISITIO*W EXP 07/28/202DELETEDG05155 12 5ASCENDANT DIGITAL ACQUISITIOUNIT 99/99/9999DELETEDG0535E 10 6ASIA PACIFIC WIRE & CABLE COORDG0542N 10 7ARIES I ACQUISITION CORPCLASS A ORD SHSG0542N 11 5ARIES I ACQUISITION CORPUNIT 03/18/2026G0542N 12 3ARIES I ACQUISITION CORP*W EXP 03/18/202ADDEDG05436 10 3 *ASPIRATIONAL CONSUMER LIFESTCOMDELETEDG05436 90 3ASPIRATIONAL CONSUMER LIFESTCALLDELETEDG05436 95 3ASPIRATIONAL CONSUMER LIFESTPUTDELETEDG05436 11 1ASPIRATIONAL CONSUMER LIFEST*W EXP 09/19/202DELETEDG05436 12 9ASPIRATIONAL CONSUMER LIFESTUNIT 99/99/9999DELETEDG0567U 10 1ARQIT QUANTUM INCORDINARY SHARESADDEDG0567U 11 9ARQIT QUANTUM INC*W EXP 11/02/202ADDEDG0585R 10 6 *ASSURED GUARANTY LTDCOMG0585R 90 6ASSURED GUARANTY LTDCALLG0585R 95 6ASSURED GUARANTY LTDPUTG0602B 10 0ATIF HOLDINGS LIMITEDSHSDELETEDG0602B 20 9ATIF HOLDINGS LIMITEDORD SHS NEWADDEDG06242 10 4 *ATLASSIAN CORP PLCCL AG06242 90 4ATLASSIAN CORP PLCCALLG06242 95 4ATLASSIAN CORP PLCPUTG0625A 10 5ATOTECH LTDCOMG0633D 10 9AUSTERLITZ ACQUISITION CORPSHS CL AG0633D 11 7AUSTERLITZ ACQUISITION CORPUNIT 99/99/9999G0633D 12 5AUSTERLITZ ACQUISITION CORP*W EXP 02/19/202G0633U 10 1AUSTERLITZ ACQUISITION CORPCOM CL AG0633U 11 9AUSTERLITZ ACQUISITION CORPUNIT 99/99/9999G0633U 12 7AUSTERLITZ ACQUISITION CORP*W EXP 02/19/202G06536 12 5WAVERLEY CAPITAL ACQUIS CORPUNIT 99/99/9999G06607 10 8AUTHENTIC EQUITY ACQUISTN COCL A SHSADDEDADDEDADDED

Run Date:10/4/2021Run Time:13:46** List of Section 13F Securities **Year: 2021 Qtr: 3Page 6IVM001CUSIP NOISSUER NAMEISSUER DESCRIPTION STATUSG06607 11 6AUTHENTIC EQUITY ACQUISTN COUNIT 10/31/2027G06607 12 4AUTHENTIC EQUITY ACQUISTN CO*W EXP 01/20/202G0682V 10 9AVANTI ACQUISITION CORPSHS CL AG0682V 11 7AVANTI ACQUISITION CORPUNIT 99/99/9999G0682V 12 5AVANTI ACQUISITION CORP*W EXP 99/99/999G0684D 10 7 *ATHENE HOLDING LTDCL AG0684D 90 7ATHENE HOLDING LTDCALLG0684D 95 7ATHENE HOLDING LTDPUTG0692U 10 9 *AXIS CAP HLDGS LTDSHSG0692U 90 9AXIS CAP HLDGS LTDCALLG0692U 95 9AXIS CAP HLDGS LTDPUTG0698L 10 3AURORA ACQUISITION CORPCLASS A ORD SHSG0698L 11 1AURORA ACQUISITION CORPUNIT 03/02/2026G0698L 12 9AURORA ACQUISITION CORP*W EXP 03/02/202G07025 20 1 *AURIS MEDICAL HOLDING LTDSHSDELETEDG07025 90 1AURIS MEDICAL HOLDING LTDCALLDELETEDG07025 95 1AURIS MEDICAL HOLDING LTDPUTDELETEDG07247 10 2AVISTA PUB ACQUISITION CORPCLASS A ORD SHSADDEDG07247 11 0AVISTA PUB ACQUISITION CORPUNIT 04/06/2026ADDEDG07247 12 8AVISTA PUB ACQUISITION CORP*W EXP 04/06/202ADDEDG0750C 10 8 *AXALTA COATING SYS LTDCOMG0750C 90 8AXALTA COATING SYS LTDCALLG0750C 95 8AXALTA COATING SYS LTDPUTG0751N 10 3 *ATLANTICA SUSTAINABLE INFR PSHSG0751N 90 3ATLANTICA SUSTAINABLE INFR PCALLG0751N 95 3ATLANTICA SUSTAINABLE INFR PPUTG0772R 20 8 *BANK OF NT BUTTERFIELD&SON LSHS NEWG0772R 90 8BANK OF NT BUTTERFIELD&SON LCALLG0772R 95 8BANK OF NT BUTTERFIELD&SON LPUTG08908 10 8BAOSHENG MEDIA GROUP HLDNG LSHSG0904B 10 5BCLS ACQUISITION CORPCOM CL AG1R25Q 10 5BYTE ACQUISITION CORPCLASS A ORD SHSG1R25Q 11 3BYTE ACQUISITION CORP*W EXP 03/18/202G1R25Q 12 1BYTE ACQUISITION CORPUNIT 03/18/2029

Run Date:10/4/2021Run Time:13:46** List of Section 13F Securities **Year: 2021 Qtr: 3Page 7IVM001CUSIP NOISSUER NAMEISSUER DESCRIPTION STATUSG10830 10 0 *BEYONDSPRING INCSHSG10830 90 0BEYONDSPRING INCCALLG10830 95 0BEYONDSPRING INCPUTG1117K 11 4 *BIOCERES CROP SOLUTIONS CORPSHSG1117K 90 4BIOCERES CROP SOLUTIONS CORPCALLG1117K 95 4BIOCERES CROP SOLUTIONS CORPPUTG11196 10 5 *BIOHAVEN PHARMACTL HLDG CO LCOMG11196 90 5BIOHAVEN PHARMACTL HLDG CO LCALLG11196 95 5BIOHAVEN PHARMACTL HLDG CO LPUTG1125A 10 8BIOTECH ACQUISITION COMPANYCL A SHSG1125A 11 6BIOTECH ACQUISITION COMPANY*W EXP 11/30/202G1125A 12 4BIOTECH ACQUISITION COMPANYUNIT 11/30/2027G1144A 10 5 *BIT DIGITAL INCSHSG1144A 90 5BIT DIGITAL INCCALLG1144A 95 5BIT DIGITAL INCPUTG1144D 10 9BIT BROTHER LIMITEDSHSG1151C 10 1 *ACCENTURE PLC IRELANDSHS CLASS AG1151C 90 1ACCENTURE PLC IRELANDCALLG1151C 95 1ACCENTURE PLC IRELANDPUTG11537 10 0BLACK SPADE ACQUISITION COSHS CL AADDEDG11537 11 8BLACK SPADE ACQUISITION CO*W EXP 99/99/999ADDEDG11537 12 6BLACK SPADE ACQUISITION COUNIT 99/99/9999ADDEDG1195N 10 5BLUESCAPE OPPORTUNITIES ACQUSHSG1195N 11 3BLUESCAPE OPPORTUNITIES ACQU*W EXP 10/28/202G1195N 12 1BLUESCAPE OPPORTUNITIES ACQUUNIT 99/99/9999G1195R 10 6BLUE SAFARI GRP ACQUISITN COCLASS A ORD SHSG1195R 12 2BLUE SAFARI GRP ACQUISITN COUNIT 06/10/2026G1195R 13 0BLUE SAFARI GRP ACQUISITN CORIGHT 09/24/2026G1261Q 10 7BLUERIVER ACQUISITION CORPSHS CL AG1261Q 11 5BLUERIVER ACQUISITION CORP*W EXP 01/04/202G1261Q 12 3BLUERIVER ACQUISITION CORPUNIT 01/04/2026G1329V 10 6BLUE HAT INTERACTIVE ENTMT TSHSG1330M 10 3BLUE WHALE ACQUISITION CORPCLASS A ORD SHSADDEDG1330M 11 1BLUE WHALE ACQUISITION CORPUNIT 07/30/2026ADDEDADDEDADDED

Run Date:10/4/2021Run Time:13:46** List of Section 13F Securities **Year: 2021 Qtr: 3Page 8IVM001CUSIP NOISSUER NAMEISSUER DESCRIPTION STATUSG1330M 12 9BLUE WHALE ACQUISITION CORP*W EXP 07/30/202G1355U 10 5BRIDGETOWN HOLDINGS LTDUNIT 10/15/2025G1355U 11 3 *BRIDGETOWN HOLDINGS LTDCOM CL AG1355U 90 3BRIDGETOWN HOLDINGS LTDCALLG1355U 95 3BRIDGETOWN HOLDINGS LTDPUTG1355U 12 1BRIDGETOWN HOLDINGS LTD*W EXP 09/30/202G1355V 10 3 *BRIDGETOWN 2 HOLDINGS LTDCL AG1355V 90 3BRIDGETOWN 2 HOLDINGS LTDCALLG1355V 95 3BRIDGETOWN 2 HOLDINGS LTDPUTG14492 10 5BON NATURAL LIFE LIMITEDORD SHSG1466B 10 3BORQS TECHNOLOGIES INCSHSG1466R 20 7BORR DRILLING LTDSHSG14838 10 9 *MIMECAST LTDORD SHSG14838 90 9MIMECAST LTDCALLG14838 95 9MIMECAST LTDPUTG1611B 10 7BROOGE ENERGY LTDSHSG1611B 11 5BROOGE ENERGY LTD*W EXP 12/20/202G16169 10 7BROOKFIELD ASSET MGMT REINSCL A EXCH LT VTGG16234 10 9 *BROOKFIELD BUSINESS PARTNERSUNIT LTD L PG16234 90 9BROOKFIELD BUSINESS PARTNERSCALLG16234 95 9BROOKFIELD BUSINESS PARTNERSPUTG16249 10 7 *BROOKFIELD PROPERTY PARTRS LUNIT LTD PARTNDELETEDG16249 90 7BROOKFIELD PROPERTY PARTRS LCALLDELETEDG16249 95 7BROOKFIELD PROPERTY PARTRS LPUTDELETEDG16252 10 1 *BROOKFIELD INFRAST PARTNERSLP INT UNITG16252 90 1BROOKFIELD INFRAST PARTNERSCALLG16252 95 1BROOKFIELD INFRAST PARTNERSPUTG16258 10 8 *BROOKFIELD RENEWABLE PARTNERPARTNERSHIP UNITG16258 90 8BROOKFIELD RENEWABLE PARTNERCALLG16258 95 8BROOKFIELD RENEWABLE PARTNERPUTG1643W 10 3BRILLIANT ACQUISITION CORPUNIT 12/31/2020G1643W 11 1BRILLIANT ACQUISITION CORPSHSG1643W 12 9BRILLIANT ACQUISITION CORP*W EXP 03/31/202G1643W 13 7BRILLIANT ACQUISITION CORPRIGHT 99/99/9999ADDED

Run Date:10/4/2021Run Time:13:46** List of Section 13F Securities **Year: 2021 Qtr: 3Page 9IVM001CUSIP NOISSUER NAMEISSUER DESCRIPTION STATUSG1686P 10 6BULL HORN HLDGS CORPSHSG1686P 11 4BULL HORN HLDGS CORPUNIT 10/13/2025G1686P 12 2BULL HORN HLDGS CORP*W EXP 10/31/202G16962 10 5 *BUNGE LIMITEDCOMG16962 90 5BUNGE LIMITEDCALLG16962 95 5BUNGE LIMITEDPUTG1702T 11 6 *BURGUNDY TECHNOLOGY ACQU CORCL AG1702T 90 6BURGUNDY TECHNOLOGY ACQU CORCALLG1702T 95 6BURGUNDY TECHNOLOGY ACQU CORPUTG1702T 12 4BURGUNDY TECHNOLOGY ACQU COR*W EXP 08/31/202G1702T 13 2BURGUNDY TECHNOLOGY ACQU CORUNIT 08/26/2025G1739V 10 0 *BROADSTONE ACQUISITION CORPSHS CL AG1739V 90 0BROADSTONE ACQUISITION CORPCALLG1739V 95 0BROADSTONE ACQUISITION CORPPUTG1739V 11 8BROADSTONE ACQUISITION CORPUNIT 99/99/9999G1739V 12 6BROADSTONE ACQUISITION CORP*W EXP 09/15/202G1757E 11 3 *CALEDONIA MNG CORP PLCSHS NEWG1757E 90 3CALEDONIA MNG CORP PLCCALLG1757E 95 3CALEDONIA MNG CORP PLCPUTG17766 10 9CAMBIUM NETWORKS CORPSHSG17977 11 0 *BURFORD CAP LTDORD SHSG17977 90 0BURFORD CAP LTDCALLG17977 95 0BURFORD CAP LTDPUTG1890L 10 7 *CAPRI HOLDINGS LIMITEDSHSG1890L 90 7CAPRI HOLDINGS LIMITEDCALLG1890L 95 7CAPRI HOLDINGS LIMITEDPUTG19276 10 7CARTESIAN GROWTH CORPCL A SHSG19276 11 5CARTESIAN GROWTH CORP*W EXP 02/26/202G19276 12 3CARTESIAN GROWTH CORPUNIT 02/26/2028G19550 10 5CATALYST PARTNRS ACQUISITN CCLASS A ORD SHSG19550 11 3CATALYST PARTNRS ACQUISITN CUNIT 99/99/9999G19550 12 1CATALYST PARTNRS ACQUISITN C*W EXP 05/12/202G1962Y 10 2CATCHA INVESTMENT CORPSHS CL AG1962Y 11 0CATCHA INVESTMENT CORP*W EXP 99/99/999ADDEDADDED

Run Date:10/4/2021Run Time:13:46** List of Section 13F Securities **Page 10Year: 2021 Qtr: 3IVM001CUSIP NOISSUER NAMEISSUER DESCRIPTION STATUSG1962Y 12 8CATCHA INVESTMENT CORPUNIT 99/99/9999G1992N 10 0CC NEUBERGER PRINCIPAL HOLDNSHS CL AG1992N 11 8CC NEUBERGER PRINCIPAL HOLDNUNIT 99/99/9999G1992N 12 6CC NEUBERGER PRINCIPAL HOLDN*W EXP 99/99/999G2R18K 10 5CONSTELLATION ACQUISITN CORPSHS CL AG2R18K 11 3CONSTELLATION ACQUISITN CORP*W EXP 01/29/202G2R18K 12 1CONSTELLATION ACQUISITN CORPUNIT 99/99/9999G2007L 10 5 *CAZOO GROUP LTDCOMADDEDG2007L 90 5CAZOO GROUP LTDCALLADDEDG2007L 95 5CAZOO GROUP LTDPUTADDEDG2007L 11 3CAZOO GROUP LTD*W EXP 08/26/202ADDEDG2040C 10 4CERBERUS TELECOM ACQUISITIONSHS CL AG2040C 11 2CERBERUS TELECOM ACQUISITIONUNIT 99/99/9999G2040C 12 0CERBERUS TELECOM ACQUISITION*W EXP 99/99/999G2058L 10 3CHAVANT CAPITAL ACQUISITN COORDINARY SHARESADDEDG2058L 11 1CHAVANT CAPITAL ACQUISITN CO*W EXP 99/99/999ADDEDG2058L 12 9CHAVANT CAPITAL ACQUISITN COUNIT 07/16/2026ADDEDG2072Q 10 4CENTRICUS ACQUISITION CORPCL A SHSDELETEDG2072Q 11 2CENTRICUS ACQUISITION CORPUNIT 02/08/2028DELETEDG2072Q 12 0CENTRICUS ACQUISITION CORP*W EXP 02/04/202DELETEDG21082 10 5 *CHINA YUCHAI INTL LTDCOMG21082 90 5CHINA YUCHAI INTL LTDCALLG21082 95 5CHINA YUCHAI INTL LTDPUTG2110U 10 9CHINA NATURAL RESOURCES INCCOMG2118P 10 2CHINA CUST RELATIONS CNTR INCOMDELETEDG2124G 10 4CHINA JO-JO DRUGSTORES INCORD SHSADDEDG2143T 10 3 *CIMPRESS PLCSHS EUROG2143T 90 3CIMPRESS PLCCALLG2143T 95 3CIMPRESS PLCPUTG21513 10 9 *CITIC CAPITAL ACQUISITION COCOM CL AG21513 90 9CITIC CAPITAL ACQUISITION COCALLG21513 95 9CITIC CAPITAL ACQUISITION COPUTG21513 11 7CITIC CAPITAL ACQUISITION CO*W EXP 01/17/202G21513 12 5CITIC CAPITAL ACQUISITION COUNIT 99/99/9999

Run Date:10/4/2021Run Time:13:46** List of Section 13F Securities **Page 11Year: 2021 Qtr: 3IVM001CUSIP NOISSUER NAMEISSUER DESCRIPTION STATUSG2161P 11 6CHINA SXT PHARMACEUTICALS INORD SHS NEWG2161Y 10 9CHINA LIBERAL ED HLDGS LTDORDG21621 10 0CHINA XIANGTAI FOOD CO LTDSHSG2181K 10 5CN ENERGY GROUP INCSHSG21810 10 9 *CLARIVATE PLCORD SHSG21810 90 9CLARIVATE PLCCALLG21810 95 9CLARIVATE PLCPUTG2254A 10 9CHW ACQUISITION CORPORATIONORDINARY SHSADDEDG2254A 11 7CHW ACQUISITION CORPORATIONUNIT 03/01/2028ADDEDG2254A 12 5CHW ACQUISITION CORPORATION*W EXP 09/01/202ADDEDG2263T 10 7COLISEUM ACQUISITION CORP*W EXP 08/22/202ADDEDG2263T 11 5COLISEUM ACQUISITION CORPUNIT 04/02/2028G2263T 12 3COLISEUM ACQUISITION CORPCLASS A ORD SHSG2284B 10 1COLONNADE ACQUISITION CORP ISHS CL AG2284B 11 9COLONNADE ACQUISITION CORP I*W EXP 99/99/999G2284B 12 7COLONNADE ACQUISITION CORP IUNIT 99/99/9999G2287A 10 0COLOR STAR TECHNOLOGY CO LTDSHS NEWG23726 10 5 *COHN ROBBINS HOLDINGS CORPCOM CL AG23726 90 5COHN ROBBINS HOLDINGS CORPCALLG23726 95 5COHN ROBBINS HOLDINGS CORPPUTG23726 11 3COHN ROBBINS HOLDINGS CORP*W EXP 08/28/202G23726 12 1COHN ROBBINS HOLDINGS CORPUNIT 08/11/2025G23773 10 7 *CONSOLIDATED WATER CO INCORDG23773 90 7CONSOLIDATED WATER CO INCCALLG23773 95 7CONSOLIDATED WATER CO INCPUTG24237 10 2CORAZON CAPITAL V838 MONOCERCLASS A ORD SHSG24237 11 0CORAZON CAPITAL V838 MONOCERUNIT 03/24/2026G24237 12 8CORAZON CAPITAL V838 MONOCER*W EXP 03/24/202G2425N 10 5CORNER GROWTH ACQUISITION COCL A SHSG2425N 11 3CORNER GROWTH ACQUISITION CO*W EXP 99/99/999G2425N 12 1CORNER GROWTH ACQUISITION COUNIT 01/01/2027G2426E 10 4CORNER GROWTH ACQUISITN CORPCLASS A ORD SHSG2426E 11 2CORNER GROWTH ACQUISITN CORPUNIT 05/27/2026G2426E 12 0CORNER GROWTH ACQUISITN CORP*W EXP 04/09/202ADDEDADDEDADDED

Run Date:10/4/2021Run Time:13:46** List of Section 13F Securities **Page 12Year: 2021 Qtr: 3IVM001CUSIP NOISSUER NAMEISSUER DESCRIPTION STATUSG2445M 10 3CONSONANCE HFW ACQUISITION CSHS CL ADELETEDG2445M 11 1CONSONANCE HFW ACQUISITION C*W EXP 10/28/202DELETEDG2445M 12 9CONSONANCE HFW ACQUISITION CUNIT 99/99/9999DELETEDG2476C 11 5COMPASS DIGITAL ACQUISITN COUNIT 99/99/9999ADDEDG2519Y 10 8 *CREDICORP LTDCOMG2519Y 90 8CREDICORP LTDCALLG2519Y 95 8CREDICORP LTDPUTG2540H 10 8CORSAIR PARTNERING CORPSHS CL AADDEDG2540H 11 6CORSAIR PARTNERING CORP*W EXP 07/06/202ADDEDG2540H 12 4CORSAIR PARTNERING CORPUNIT 99/99/9999ADDEDG2554Y 10 4COVA ACQUISITION CORPCL A SHSG2554Y 11 2COVA ACQUISITION CORPUNIT 04/01/2021G2554Y 12 0COVA ACQUISITION CORP*W EXP 02/05/202G25741 10 2CROWN PROPTECH ACQUISITIONSSHS CL AG25741 11 0CROWN PROPTECH ACQUISITIONS*W EXP 99/99/999G25741 12 8CROWN PROPTECH ACQUISITIONSUNIT 99/99/9999G25839 10 4 *COCA-COLA EUROPACIFIC PARTNESHSG25839 90 4COCA-COLA EUROPACIFIC PARTNECALLG25839 95 4COCA-COLA EUROPACIFIC PARTNEPUTG2614K 10 2D8 HOLDINGS CORPUNIT 99/99/9999DELETEDG2614K 11 0 *D8 HOLDINGS CORPSHS CL ADELETEDG2614K 90 0D8 HOLDINGS CORPCALLDELETEDG2614K 95 0D8 HOLDINGS CORPPUTDELETEDG2614K 12 8D8 HOLDINGS CORP*W EXP 08/05/202DELETEDG27029 10 0DEEP LAKE CAPITAL ACQUSTN COCL A SHSG27029 11 8DEEP LAKE CAPITAL ACQUSTN CO*W EXP 01/04/202G27029 12 6DEEP LAKE CAPITAL ACQUSTN COUNIT 01/04/2026G2717B 10 8 *CUSHMAN WAKEFIELD PLCSHSG2717B 90 8CUSHMAN WAKEFIELD PLCCALLG2717B 95 8CUSHMAN WAKEFIELD PLCPUTG27358 10 3 *DESPEGAR COM CORPORD SHSG27358 90 3DESPEGAR COM CORPCALLG27358 95 3DESPEGAR COM CORPPUTG2758T 10 9DHC ACQUISITION CORPCLASS A ORD SHS

Run Date:10/4/2021Run Time:13:46** List of Section 13F Securities **Page 13Year: 2021 Qtr: 3IVM001CUSIP NOISSUER NAMEISSUER DESCRIPTION STATUSG2758T 11 7DHC ACQUISITION CORP*W EXP 02/25/202G2758T 12 5DHC ACQUISITION CORPUNIT 02/25/2026G2770Y 10 2DISRUPTIVE ACQUISITION CORPCLASS A ORD SHSG2770Y 11 0DISRUPTIVE ACQUISITION CORPUNIT 03/06/2026G2770Y 12 8DISRUPTIVE ACQUISITION CORP*W EXP 03/06/202G2773W 12 9DECARBONIZATION PLUS ACQUISIUNIT 07/15/2026G2788T 10 3DOGNESS INTERNATIONAL CORPCOM CL AG27907 10 7 *DOLE PLCORD SHSADDEDG27907 90 7DOLE PLCCALLADDEDG27907 95 7DOLE PLCPUTADDEDG28302 10 0 *DRAGONEER GROWTH OPPORTUN COCOM CL ADELETEDG28302 90 0DRAGONEER GROWTH OPPORTUN COCALLDELETEDG28302 95 0DRAGONEER GROWTH OPPORTUN COPUTDELETEDG28302 11 8DRAGONEER GROWTH OPPORTUN CO*W EXP 08/18/202DELETEDG28302 12 6DRAGONEER GROWTH OPPORTUN COUNIT 08/18/2027DELETEDG28314 10 5 *DRAGONEER GROWTH OPPTY CORPSHS CL AG28314 90 5DRAGONEER GROWTH OPPTY CORPCALLG28314 95 5DRAGONEER GROWTH OPPTY CORPPUTG28315 10 2DRAGONEER GROWTH OPT CORP IICL A SHSG28365 10 7DRAGON VICTORY INTL LTDSHSG28553 10 8DUDDELL STREET ACQUISITN CORCL AG28553 11 6DUDDELL STREET ACQUISITN COR*W EXP 99/99/999G28553 12 4DUDDELL STREET ACQUISITN CORUNIT 10/21/2025G28923 10 3 *DIVERSEY HLDGS LTDORD SHSG28923 90 3DIVERSEY HLDGS LTDCALLG28923 95 3DIVERSEY HLDGS LTDPUTG29018 10 1 *DLOCAL LTDCLASS A COMG29018 90 1DLOCAL LTDCALLG29018 95 1DLOCAL LTDPUTG2911D 10 8 *EAST STONE ACQUISITION CORPSHSG2911D 90 8EAST STONE ACQUISITION CORPCALLG2911D 95 8EAST STONE ACQUISITION CORPPUTG2911D 11 6EAST STONE ACQUISITION CORP*W EXP 12/31/202G2911D 12 4EAST STONE ACQUISITION CORPUNIT 12/31/2026ADDED

Run Date:10/4/2021Run Time:13:46** List of Section 13F Securities **Page 14Year: 2021 Qtr: 3IVM001CUSIP NOISSUER NAMEISSUER DESCRIPTION STATUSG2911D 13 2EAST STONE ACQUISITION CORPRIGHT 02/24/2027G29183 10 3 *EATON CORP PLCSHSG29183 90 3EATON CORP PLCCALLG29183 95 3EATON CORP PLCPUTG2952X 10 4E-HOME HOUSEHOLD SVC HLDGS LORD SHSG2955B 10 9EJF ACQUISITION CORPCL A SHSG2955B 11 7EJF ACQUISITION CORPUNIT 03/10/2026G2955B 12 5EJF ACQUISITION CORP*W EXP 03/10/202G3R19A 10 4FINTECH EVOLUTION ACQUIS GROSHS CL AG3R19A 11 2FINTECH EVOLUTION ACQUIS GROUNIT 99/99/9999G3R19A 12 0FINTECH EVOLUTION ACQUIS GRO*W EXP 03/31/202G3R23A 10 8GALATA ACQUISITION CORPSHS CL AADDEDG3R23A 11 6GALATA ACQUISITION CORP*W EXP 99/99/999ADDEDG3R23A 12 4GALATA ACQUISITION CORPUNIT 99/99/9999ADDEDG3R239 10 1GAMBLING COM GROUP LIMITEDORDINARY SHARESADDEDG3R25D 10 0FUSION FUEL GREEN PLC*W EXP 07/01/202G3R25D 11 8 *FUSION FUEL GREEN PLCCL AG3R25D 90 8FUSION FUEL GREEN PLCCALLG3R25D 95 8FUSION FUEL GREEN PLCPUTG3R33A 10 6 *EBANG INTL HLDGS INCCL A SHSG3R33A 90 6EBANG INTL HLDGS INCCALLG3R33A 95 6EBANG INTL HLDGS INCPUTG3R39W 10 2EMPOWER LTDCL A COMDELETEDG3R39W 11 0EMPOWER LTD*W EXP 11/30/202DELETEDG3R39W 12 8EMPOWER LTDUNIT 99/99/9999DELETEDG30092 10 3ELLIOTT OPPORTUNITY II CORPSHS CL AADDEDG30092 11 1ELLIOTT OPPORTUNITY II CORP*W EXP 03/02/202ADDEDG30092 12 9ELLIOTT OPPORTUNITY II CORPUNIT 99/99/9999G30401 10 6 *ENDO INTL PLCSHSG30401 90 6ENDO INTL PLCCALLG30401 95 6ENDO INTL PLCPUTG3041W 12 3ENDURANCE ACQUISITION CORPUNIT 09/01/2026G3075P 10 1 *ENSTAR GROUP LIMITEDSHSG3075P 90 1ENSTAR GROUP LIMITEDCALLADDED

Run Date:10/4/2021Run Time:13:46** List of Section 13F Securities **Page 15Year: 2021 Qtr: 3IVM001CUSIP NOISSUER NAMEISSUER DESCRIPTION STATUSG3075P 95 1ENSTAR GROUP LIMITEDPUTG3104J 10 0ELITE EDUCATION GROUP INTL LCOMG31067 10 4SCION TECH GROWTH ICL A SHSG31067 11 2SCION TECH GROWTH I*W EXP 11/01/202G31067 12 0SCION TECH GROWTH IUNIT 12/17/2025G31070 10 8SCION TECH GROWTH IICL A SHSG31070 11 6SCION TECH GROWTH II*W EXP 01/28/202G31070 12 4SCION TECH GROWTH IIUNIT 99/99/9999G31249 10 8 *ESTABLISHMENT LABS HLDGS INCCOMG31249 90 8ESTABLISHMENT LABS HLDGS INCCALLG31249 95 8ESTABLISHMENT LABS HLDGS INCPUTG3141W 10 6EUCRATES BIOMEDICAL ACQU CORSHSG3141W 11 4EUCRATES BIOMEDICAL ACQU CORUNIT 10/23/2027G3141W 12 2EUCRATES BIOMEDICAL ACQU COR*W EXP 10/23/202G3156P 10 3 *ASA GOLD AND PRECIOUS MTLS LSHSG3156P 90 3ASA GOLD AND PRECIOUS MTLS LCALLG3156P 95 3ASA GOLD AND PRECIOUS MTLS LPUTG31642 10 4 *CLPS INCORPORATIONCOMG31642 90 4CLPS INCORPORATIONCALLG31642 95 4CLPS INCORPORATIONPUTG31658 10 0ARYA SCIENCES ACQUISITN CORPCLASS A ORD SHSG31659 10 8ARYA SCIENCES ACQU CORP IVCL AG3166T 10 3 *CC NEUBERGER PRIN HLDGS IISHS CL AG3166T 90 3CC NEUBERGER PRIN HLDGS IICALLG3166T 95 3CC NEUBERGER PRIN HLDGS IIPUTG3166T 11 1CC NEUBERGER PRIN HLDGS II*W EXP 07/29/202G3166T 12 9CC NEUBERGER PRIN HLDGS IIUNIT 99/99/9999G3167F 10 2EUROPEAN BIOTECH ACQUTN CORPCLASS A ORD SHSG3167F 11 0EUROPEAN BIOTECH ACQUTN CORPUNIT 03/09/2026G3167F 12 8EUROPEAN BIOTECH ACQUTN CORP*W EXP 03/06/202G3194F 10 9EUROPEAN SUSTAINABLE GROWTHCL A SHSG3194F 11 7EUROPEAN SUSTAINABLE GROWTH*W EXP 01/21/202G3194F 12 5EUROPEAN SUSTAINABLE GROWTHUNIT 01/18/2024G3195H 10 4ESM ACQUISITION CORPORATIONSHS CL AADDED

Run Date:10/4/2021Run Time:13:46** List of Section 13F Securities **Page 16Year: 2021 Qtr: 3IVM001CUSIP NOISSUER NAMEISSUER DESCRIPTION STATUSG3195H 11 2ESM ACQUISITION CORPORATION*W EXP 02/02/202G3195H 12 0ESM ACQUISITION CORPORATIONUNIT 99/99/9999G3198U 10 2 *ESSENT GROUP LTDCOMG3198U 90 2ESSENT GROUP LTDCALLG3198U 95 2ESSENT GROUP LTDPUTG32030 12 7EURO TECH HOLDINGS CO LTDSHS NEWG32219 10 0HPX CORPSHS CL AG32219 11 8HPX CORPUNIT 99/99/9999G32219 12 6HPX CORP*W EXP 07/14/202G3223R 10 8 *EVEREST RE GROUP LTDCOMG3223R 90 8EVEREST RE GROUP LTDCALLG3223R 95 8EVEREST RE GROUP LTDPUTG33032 10 6ARES ACQUISITION CORPORATIONCOM CL AG33032 11 4ARES ACQUISITION CORPORATIONUNIT 99/99/9999G33032 12 2ARES ACQUISITION CORPORATION*W EXP 99/99/999G3312L 10 3 *FAR PEAK ACQUISITION CORPSHS CL AG3312L 90 3FAR PEAK ACQUISITION CORPCALLG3312L 95 3FAR PEAK ACQUISITION CORPPUTG3312L 11 1FAR PEAK ACQUISITION CORP*W EXP 12/07/202G3312L 12 9FAR PEAK ACQUISITION CORPUNIT 99/99/9999G3323L 10 0 *FABRINETSHSG3323L 90 0FABRINETCALLG3323L 95 0FABRINETPUTG33277 10 7FARMMI INCSHSG33856 10 8 *FERROGLOBE PLCSHSG33856 90 8FERROGLOBE PLCCALLG33856 95 8FERROGLOBE PLCPUTG34142 10 2FIFTH WALL ACQUISITN CORP IICLASS A ORD SHSG3421J 10 6FERGUSON PLC NEWSHSG35006 10 8ALBERTON ACQUISITION CORPORD SHSG35006 11 6ALBERTON ACQUISITION CORPUNIT 04/22/2020G35006 12 4ALBERTON ACQUISITION CORP*W EXP 04/26/202G35006 13 2ALBERTON ACQUISITION CORPRIGHT 10/26/2021G35947 20 2FLEX LNG LTDSHS

Run Date:10/4/2021Run Time:13:46** List of Section 13F Securities **Page 17Year: 2021 Qtr: 3IVM001CUSIP NOISSUER NAMEISSUER DESCRIPTION STATUSG36427 10 5FORTRESS CAPITAL ACQUISITIONSHS CL AG36427 11 3FORTRESS CAPITAL ACQUISITIONUNIT 99/99/9999G36427 12 1FORTRESS CAPITAL ACQUISITION*W EXP 99/99/999G3663X 10 2FREEDOM ACQUISITION I CORPUNIT 99/99/9999G3663X 11 0FREEDOM ACQUISITION I CORPSHS CL AG3663X 12 8FREEDOM ACQUISITION I CORP*W EXP 99/99/999G36738 10 5 *FRESH DEL MONTE PRODUCE INCORDG36738 90 5FRESH DEL MONTE PRODUCE INCCALLG36738 95 5FRESH DEL MONTE PRODUCE INCPUTG36816 10 9FRONTIER INVESTMENT CORPCLASS A ORD SHSADDEDG36816 11 7FRONTIER INVESTMENT CORPUNIT 06/29/2026ADDEDG36816 12 5FRONTIER INVESTMENT CORP*W EXP 06/29/202ADDEDG3682E 19 2 *FRONTLINE LTDSHS NEWG3682E 90 2FRONTLINE LTDCALLG3682E 95 2FRONTLINE LTDPUTG36826 10 8FRONTIER ACQUISITION CORPCLASS A ORD SHSG36826 11 6FRONTIER ACQUISITION CORPUNIT 03/01/2026G36826 12 4FRONTIER ACQUISITION CORP*W EXP 03/04/202G3704F 11 0FUWEI FILMS HLDGS CO LTDSHS NEWG3710A 10 5FRAZIER LIFESCIENCES ACQU COCL A SHSG3710A 11 3FRAZIER LIFESCIENCES ACQU CO*W EXP 11/30/202G3710A 12 1FRAZIER LIFESCIENCES ACQU COUNIT 12/09/2025G3728V 10 9 *GAN LTDSHSG3728V 90 9GAN LTDCALLG3728V 95 9GAN LTDPUTG3728Y 10 3FTAC HERA ACQUISITION CORPCLASS A ORD SHSG3728Y 11 1FTAC HERA ACQUISITION CORP*W EXP 02/28/202G3728Y 12 9FTAC HERA ACQUISITION CORPUNIT 02/28/2026G37283 10 1FTAC ATHENA ACQUISITION CORPCL A SHSG37283 11 9FTAC ATHENA ACQUISITION CORP*W EXP 03/01/202G37283 12 7FTAC ATHENA ACQUISITION CORPUNIT 99/99/9999G3770A 10 2GALILEO ACQUISITION CORPSHSDELETEDG3770A 11 0GALILEO ACQUISITION CORP*W EXP 10/31/202DELETEDG3770A 12 8GALILEO ACQUISITION CORPUNIT 99/99/9999DELETED

Run Date:10/4/2021Run Time:13:46** List of Section 13F Securities **Page 18Year: 2021 Qtr: 3IVM001CUSIP NOISSUER NAMEISSUER DESCRIPTION STATUSG3788M 11 4 *EROS STX GLOBAL CORPORATIONSHS NEWG3788M 90 4EROS STX GLOBAL CORPORATIONCALLG3788M 95 4EROS STX GLOBAL CORPORATIONPUTG38245 10 9 *GENESIS PK ACQUISITION CORPSHS CL ADELETEDG38245 90 9GENESIS PK ACQUISITION CORPCALLDELETEDG38245 95 9GENESIS PK ACQUISITION CORPPUTDELETEDG38245 11 7GENESIS PK ACQUISITION CORPUNIT 99/99/9999DELETEDG38245 12 5GENESIS PK ACQUISITION CORP*W EXP 05/27/202DELETEDG38327 10 5 *GEOPARK LTDUSD SHSG38327 90 5GEOPARK LTDCALLG38327 95 5GEOPARK LTDPUTG3855L 10 6GH RESEARCH PLCORDINARY SHARESG39108 10 8 *GATES INDUSTRIAL CORPRATIN PORD SHSG39108 90 8GATES INDUSTRIAL CORPRATIN PCALLG39108 95 8GATES INDUSTRIAL CORPRATIN PPUTG3922B 10 7 *GENPACT LIMITEDSHSG3922B 90 7GENPACT LIMITEDCALLG3922B 95 7GENPACT LIMITEDPUTG3932F 10 6GLOBAL INTERNET OF PEOPLE INSHSG3934J 10 6GLOBAL SYNERGY ACQUISIT CORPCL A SHSG3934J 11 4GLOBAL SYNERGY ACQUISIT CORPUNIT 01/01/2024G3934J 12 2GLOBAL SYNERGY ACQUISIT CORP*W EXP 99/99/999G3934K 10 3GLOBAL SPAC PARTNERS COUNIT 03/12/2026G3934K 11 1GLOBAL SPAC PARTNERS CO*W EXP 11/30/202G3934K 13 7GLOBAL SPAC PARTNERS COUNIT 03/12/2026G3934P 10 2GLOBAL PARTNER ACQISTN CORPCL A SHSG3934P 11 0GLOBAL PARTNER ACQISTN CORPUNIT 01/06/2026G3934P 12 8GLOBAL PARTNER ACQISTN CORP*W EXP 01/14/202G3934V 10 9 *GENIUS SPORTS LIMITEDSHARES CL AG3934V 90 9GENIUS SPORTS LIMITEDCALLG3934V 95 9GENIUS SPORTS LIMITEDPUTG3934V 11 7GENIUS SPORTS LIMITED*W EXP 04/30/202G39342 10 3 *GLOBAL CORD BLOOD CORPORATIOSHSG39342 90 3GLOBAL CORD BLOOD CORPORATIOCALL

Run Date:10/4/2021Run Time:13:46** List of Section 13F Securities **Page 19Year: 2021 Qtr: 3IVM001CUSIP NOISSUER NAMEISSUER DESCRIPTION STATUSG39342 95 3GLOBAL CORD BLOOD CORPORATIOPUTG39462 11 7G MED INNOVATIONS HLDGS LTD*W EXP 06/30/202G39462 20 8G MED INNOVATIONS HLDGS LTDSHS NEWG39637 20 5 *GOLDEN OCEAN GROUP LTDSHS NEWG39637 90 5GOLDEN OCEAN GROUP LTDCALLG39637 9

Run Date: 10/4/2021 ** List of Section 13F Securities ** Page 2 Run Time: Year: 2021 Qtr:3 G0084W 95 1 ADIENT PLC PUT G01046 10 4 AEA-BRIDGES IMPACT CORP SHS CL A G01046 11 2 AEA-BRIDGES IMPACT CORP *W EXP 09/19/202 G01046 12 0 AEA-BRIDGES IMPACT CORP UNIT 99/99/9999 G01109 11 8 AFTERNEXT HEALTHTECH ACQUISI UNIT 99/99/9999 ADDED

Related Documents:

equity holdings of a complete list of hedge fund companies that file the Form 13F to the Securities and Exchange Commission (SEC) between 1980 and 2008. Because of the mandatory nature of the 13F filings, this sample is largely free from the selection bias due to hedge funds’ reporting incentives. Among all 13F-filing hedge fund

threshold that triggers the filing of a Form 13F from 100-million worth of “13(f) securities” (i.e., most U.S.-listed securities and a defined list of traded derivatives) to 3.5 billion. The 100-million threshold has not changed since Congress amended the Securities Exchange Act of 1934 in 1975 to add Section

ADS-13F-HDBK FOREWORD 1. This Army Aeronautical Design Standard handbook is approved for use by the United States Army Aviation and Troop Command and is available for public release; distribution

This section discusses money market investments and securities purchased by the bank for its own account. Securities purchased primarily for resale to customers, i.e., trading account securities, are discussed in a separate section . Securities Act of 1933 or be a privately offered fund sponsored by an affiliated commercial bank. This can be .

The Securities and Investment Analysts Bill,2014, "Registration Board" means the Registration and Quality Assurance Board established under section 13. "securities exchange" means a market, exchange, securities organization or other place at which securities and investments are offered for sale, purchase or exchange, including any clearing, settlement or transfer services

BP 5 Fungible Securities . The contractual terms of any particular issuance of BP 5 Fungible Securities will be composed of the terms and conditions set out in the section headed ' Terms and Conditions of the Securities ' of the historical GSSP Base Prospectus 5 relating to such issuance of BP 5 Fungible Securities (the "BP 5

From the perspective of a dealer, repos are trades in which thedealer has promised to delive r securities against cash, whereas reverse repos are trades in which the dealer has promised to deliver cash against securities. Similarly, securities lending are trades in which the dealer has promised to deliver securities in exchange for cash or

API Structure Over 500 member companies involved in all aspects of the oil and natural gas industry Over 700 committees and task forces covering various advocacy and technical issues Staff of 240 led by board of directors who are the CEO’s of API member companies . API Standards Program All industry segments active in standardization: Exploration and Production Refining Petroleum .