Racial And Gender Diversity On State Courts

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Racial and Gender Diversityon State CourtsAN AJS STUDYBy Malia Reddick, Michael J. Nelson, and Rachel Paine CaufieldMost Americans would agree thatracial and gender diversity is animportant quality for our nation’scourts. Whether judicial diversity is valuedbecause it increases public confidence inthe courts, provides decision-making powerto formerly disenfranchised populations, oris essential to ensuring equal justice for all,citizens seem to prefer a judiciary that isdiverse in its makeup.There is less agreement regardinghow best to achieve judicial diversity. Toaddress this question, staff of the AmericanJudicature Society undertook a project in2008 to identify the institutional andpolitical circumstances in which minority and women judges are most likelyto be selected to state courts. We compiled a dataset that includes all appellatecourt judges and a ten percent sample ofgeneral-jurisdiction trial court judges whowere serving in 2008. For each judge, weidentified the year of selection, the judge’srace/ethnicity, and the judge’s gender.We also included in the dataset a variety of characteristics of the states in whichthese judges served, the courts on whichthey sat, and the ideology of those responsible for their selection. We identified theformal selection method for the court onwhich each judge served, the method bywhich the judge was actually selected, thelegal qualifications for serving as a judge onthat court, and the partisan affiliation ofthe governor or electorate responsible forselecting the judge.We begin by providing an overview of the extent of judicial diversity nationwide in 2008 and over time.We then explore whether minority andwomen judges were more likely to beselected in particular institutional andpolitical contexts.Judicial Diversity State-by-Stateand Over TimeTable 1 (page 30) displays the percentagesof judges on appellate courts and general-jurisdiction trial courts in each statewho were racial or ethnic minorities andwho were women. The highest percentageof minority judges, 65.1%, was found inHawaii. The states with the next highestpercentages were Louisiana, New York, andTexas, where minority judges comprisedapproximately one-fifth of the bench.Interestingly, at the time this data wascollected, there were no minority judgesserving on appellate or general-jurisdictiontrial courts in six states—Maine, Montana,New Hampshire, South Dakota, Vermont,and Wyoming.The states with the highest percentages of women judges were Florida, Hawaii,Maryland, Massachusetts, Nevada, andVermont, where approximately one thirdof judges were women. Contrary to thenorm for most states, in five states—Hawaii, Louisiana, Missouri, New York,and Virginia—the percentages of minority judges were higher than the percentages of women judges.As a number of scholars have documented, the presence of minorityand women judges on state courts hasincreased gradually over time. Figure 1(page 31) demonstrates this as well, indicating the percentages of minority andwomen judges in our dataset selected bydecade. While only 4.0% of judges chosen in the 1970s and still serving in 2008were racial or ethnic minorities, 12.6% ofjudges chosen since 2000 were minorities;and while only 16.0% of judges selectedin the 1970s and still serving in 2008 werewomen, 29.2% of judges selected in the21st century were women.Selection Methods and JudicialDiversityThere are six methods through whichseats on state courts may be filled—merit selection, gubernatorial appointment,partisan election, nonpartisan election, legislative appointment, and courtappointment. The question of whethersome methods of selecting judges aremore effective than others in diversifying state judiciaries is one that has beenof interest to researchers, policy makers, and selection reform advocates fordecades. While some studies have foundthat appointive systems enhance judicial diversity, other studies have reported that elective systems produce morewomen and minority jurists. At the sametime, several studies have found no linkwhatsoever between selection systemsand diversity of the bench.However, the majority of these studies are based on the court’s formalmethod of selection and do not takeinto account the method by whichjudges were actually selected. Analysisof our data reinforces the importance ofidentifying actual selection methods, asPublished in The Judges’ Journal, Volume 48, Number 3, Summer 2009. 2009 by the American Bar Association. Reproduced with permission. All rights reserved.This information or any portion thereof may not be copied or disseminated in any form or by any means or stored in an electronic database or retrieval system withoutthe express written consent of the American Bar Association.

45% of judges serving in 2008 in stateswith partisan or nonpartisan electionswere initially appointed to their seats.By determining the method throughwhich judges actually reach the bench,we are able to contribute to the debateover which selection systems producea more diverse judiciary. Table 2 (page31) provides a breakdown of the minority and women judges serving on statecourts in 2008 and the methods bywhich they initially attained their seats.The most common selection method forboth minority and women members ofstate courts of last resort was merit selection, with 54.3% and48.5%, respectively,having been chosen through a meritplan. On intermediate appellate courts,more minority judges attained theirseats through meritselection (40.8%)than through anyother method, butpartisan electionsplaced slightly morewomen on thesecourts (29.3%) thandid other selectionprocesses.For general-jurisdiction trial courts,a plurality of minority judges in our dataset (35.3%) were appointed by the governor without recommendations froma nominating commission, while morewomen reached the trial court bench viamerit selection (30.2%) than throughany other selection method. However,as these figures are based on a 10%random sample of trial court judges, weconducted tests to determine whetherthe differences across selection methodsfor trial court judges were statisticallysignificant, and they were not.and to a lesser extent within, states inthese legal qualifications. The most common judicial qualifications relate to age,extent of legal experience, and residency,and we explore the relationship betweenthese requirements and the racial andgender makeup of the bench. Table 3(page 32) displays the percentages ofminority, women, and all judges whoserved on courts with these requirements.Some states have minimum agerequirements for judicial eligibility ranging from 25 to 35 years of age. As shownin Table 3, the age qualification mayhave disadvantaged women in attaininghigh court seats.While 34.7% ofall judges servedon courts of lastresort in states witha minimum agerequirement, only28.2% of womenjudges served onsuch courts. An agequalification mayhave differentiallyaffected minoritiesas well, though thedisparities are small.Compared to alljudges who servedon state appellate courts with anage qualification,a smaller percentage of minority judgesserved on courts of last resort (31.4% vs.34.7%) but a larger percentage of minority judges (30.0% vs. 26.1%) served onintermediate appellate courts.In all states, judges of appellate courtsand major trial courts are required eitherexplicitly or implicitly to have a law degree.Some states go further and require judges tohave been licensed to practice law, to be amember of the state bar, or to have servedas a judge on another court for a minimumnumber of years. According to our analysis,legal-experience qualifications benefittedminority attorneys. While 58.5% of highcourt judges nationwide served in statesthat require a minimum number of years oflegal experience, 68.6% of minority highcourt judges served in such states. AndOn intermediateappellatecourts, moreminority judgesattained theirseats throughmerit selection,but partisanelections placedslightly morewomen on thesecourts.Legal Qualifications and JudicialDiversityConstitutional and statutory provisionsdefine who is eligible to serve as a judge,and there is significant variation across,while 65.9% of general-jurisdiction trialcourt judges served on courts with such anexperience requirement, 80.4% of minoritytrial court judges served on these courts.Malia Reddick is director of Research &Programs at the American Judicature Society.She is director of a two-year research projecton judicial diversity; the results form the basisfor this article. The project is aimed at preserving and strengthening existing judicial meritselection systems and encouraging the expansion of merit selection to other jurisdictions.She can be reached at mreddick@ajs.org.Michael J. Nelson, a former researchassistant at the American Judicature Society,is a graduate student in political science atWashington University in St. Louis. He can bereached at mjnelson@wustl.edu.Rachel Paine Caufield is a professor inthe Department of Politics and InternationalRelations at Drake University in Des Moines,Iowa. She is also a research fellow at theAmerican Judicature Society. She can bereached at rcaufield@ajs.org.Published in The Judges’ Journal, Volume 48, Number 3, Summer 2009. 2009 by the American Bar Association. Reproduced with permission. All rights reserved.This information or any portion thereof may not be copied or disseminated in any form or by any means or stored in an electronic database or retrieval system withoutthe express written consent of the American Bar Association.

Judges may be selected statewideor from within a judicial circuit ordistrict, and within a single state, thegeographic basis for selection may varyboth across and within levels of courts.Statewide selection appears to haveenhanced prospects for women but limited opportunities for minorities. While80.3% of judges of courts of last resortwere selected on a statewide basis, aslightly higher percentage of womenjudges (83.5%) and a slightly lowerpercentage of minority judges (77.1%)were so selected.Politics and Judicial DiversityIn addition to the legal requirementsthat dictate who may become a judge,the political environment at the time ofappointment or election may influencethe types of candidates who are likelyto be selected. We examine whethergovernors and electorates of a particularpolitical party were more likely to selectdiverse judges.Sixty-one percent of judges servingin 2008 were initially appointed to theirseats by the governor, with or without input from a judicial nominatingcommission. Nationwide, Democraticgovernors appointed slightly higher percentages of minority (14.7%) and women(27.9%) judges than did Republicangovernors (11.0% and 23.6%, respectively). The largest discrepanciesbetween Democratic and Republicangovernors are found for minorities oncourts of last resort (17.4% vs. 8.8%)and women on intermediate appellatecourts (31.2% vs. 23.3%).Thirty-three percent of judges serving in 2008 were initially chosen inpartisan or nonpartisan elections.We discovered some differences inthe election of minority and womenjudges between states with Democratic-majority and Republican-majority electorates. Higher percentages of womenjudges were selected for appellate courtsin Democrat-dominated states than inRepublican-dominated states (42.9%and 44.9% vs. 27.8% and 32.5%). Thereverse is true for general-jurisdictiontrial courts, but the differences are statistically insignificant. For minorityjudges, a higher percentage was elected to intermediate appellate courts instates with a Democratic majority thanin those with a Republican majority(16.3% vs. 11.0%).Enhancing Judicial DiversityThis study has provided some valuableinsights into characteristics of judicialselection systems that may enhance thediversity of the bench. First, minoritiesand women fared very well in statesthat used merit selection. Approximatelyhalf of all minority and women judgesTABLE 1: Racial and Gender Diversity on State 2%California10.6%28.2%Michigan15.2%17.2%Rhode %South 5.7%15.7%South nia10.9%9.7%Illinois15.2%22.3%New %New Mexico16.2%17.2%West Virginia2.8%5.6%Iowa3.8%13.6%New h %North Dakota2.1%21.3%Note: Data on minority judges is based on the ABA’s Directory of Minority Judges of the United States, 4th ed. (2008). Data on women judges was compiledby AJS; data for appellate courts was collected in 2008 and for general-jurisdiction trial courts in 2006. For a breakdown by court in each state, see JudicialSelection in the States: Diversity of the Bench, at http://www.judicialselection.us/judicial selection/bench diversity/index.cfm?state .Published in The Judges’ Journal, Volume 48, Number 3, Summer 2009. 2009 by the American Bar Association. Reproduced with permission. All rights reserved.This information or any portion thereof may not be copied or disseminated in any form or by any means or stored in an electronic database or retrieval system withoutthe express written consent of the American Bar Association.

on courts of last resort in 2008, and atleast one-fourth of minority and womenjudges on lower courts, reached the benchthrough a merit selection process.The legal requirements that definethe pool of eligible judicial candidatesaffected prospects for minorities andwomen as well. Minorities were muchmore likely to obtain positions on courtsof last resort and trial courts in statesthat require a minimum number of yearsof legal experience, while women wereless successful in attaining high courtseats in states with a minimum agequalification. Selection on a statewidebasis differentially impacted minoritiesand women who served on courts of lastresort. More women judges than averagewere selected from a statewide pool ofcandidates, while more minority judgesthan the norm were chosen from a geographic division within the state.Gubernatorial and electoral politicswere also important determinants ofjudicial opportunities for minorities andwomen, with diverse candidates enjoyinggreater success in Democratic regimes.Democratic governors were more likelythan Republican governors to appointFIGURE 1: Diversification of State Courts over norities and women to the courts.Similarly, Democrat-dominated statesshowed a stronger tendency than didRepublican-dominated states to electwomen to appellate courts and minoritiesto intermediate courts of appeal.1990s2000sThese findings paint a fairly clearpicture of the context in which racialand gender diversification of state highcourts is most likely, and they provide guidance for state policymakerswho wish to enhance judicial diversity.TABLE 2: Selection Methods and Diversity on State CourtsCourts of LastResortIntermediateAppellate CourtsGeneral-JurisdictionTrial CourtsTotalRacial/Ethnic MinoritiesMerit Selection54.3% (19)40.8% (49)25.5% (26)36.6% (94)Gubernatorial Appointment31.4% (11)22.5% (27)35.3% (36)28.8% (74)Partisan Election11.4% (4)25.0% (30)27.5% (28)24.1% (62)Nonpartisan Election2.9% (1)3.3% (4)8.8% (9)5.4% (14)Legislative Appointment—0.8% (1)2.0% (2)1.2% (3)Court Appointment—7.5% (9)1.0% (1)3.9% (10)Total10.3% (35)12.6% (120)11.1% (102)11.6% (257)WomenMerit Selection48.5% (50)27.5% (77)30.2% (60)32.1% (187)Gubernatorial Appointment17.5% (18)28.6% (80)28.1% (56)26.5% (154)Partisan Election19.4% (20)29.3% (82)24.1% (48)25.8% (150)Nonpartisan Election10.7% (11)6.1% (17)12.1% (24)8.9% (52)Legislative Appointment1.9% (2)1.4% (4)2.0% (4)1.7% (10)Court Appointment1.9% (2)7.1% (20)3.5% (7)5.0% (29)Total30.3% (103)29.4% (280)21.6% (199)26.2% (582)Published in The Judges’ Journal, Volume 48, Number 3, Summer 2009. 2009 by the American Bar Association. Reproduced with permission. All rights reserved.This information or any portion thereof may not be copied or disseminated in any form or by any means or stored in an electronic database or retrieval system withoutthe express written consent of the American Bar Association.

TABLE 3: Legal Qualifications and Diversity on State CourtsCourts of Last ResortIntermediate Appellate CourtsGeneral-Jurisdiction Trial CourtsMinimum Age:MinoritiesWomenTotal31.4% (11)28.2% (29)34.7% (118)30.0% (36)25.7% (72)26.1% (248)24.5% (25)20.6% (41)20.1% (185)Minimum Years ofLegal Experience:MinoritiesWomenTotal68.6% (24)56.3% (58)58.5% (199)75.0% (90)73.6% (206)74.8% (712)80.4% (82)64.3% (128)65.9% (608)Statewide Selection:MinoritiesWomenTotal77.1% (27)83.5% (86)80.3% (273)35.8% (43)34.6% (97)35.1% (334)2.9% (3)7.0% (14)5.0% (46)TABLE 4: Politics and Diversity on State CourtsCourts ofLast ResortIntermediate AppellateCourtsGeneral-JurisdictionTrial CourtsTotalRacial/Ethnic MinoritiesAppointed byDemocratic nted byRepublican ppointed byDemocratic inted byRepublican al/Ethnic MinoritiesElected in MajorityDemocratic States4.8%(1)16.3%(8)9.7%(9)11.0%(18)Elected in MajorityRepublican ed in MajorityDemocratic States42.9%(9)44.9%(22)18.3%(17)29.4%(48)Elected in MajorityRepublican y and women judges may havebeen more successful in merit selectionsystems because it is possible to structure these systems to prioritize diversity.Several merit-plan states have legalprovisions that call for those who selectmembers of judicial nominating commissions to consider the diversity of thejurisdiction in making their selections,and encourage commission members totake diversity into account in considering potential nominees. These measuresare likely to be effective, as research hasshown that more diverse nominatingcommissions attract more diverse applicants and select more diverse nominees.Governors can emphasize diversity inmaking their appointments as well.Most of the legal qualifications weexamined differentially affected minorities and women, so altering these requirements would be unproductive. However,it may be instructive to identify andcompare the career paths that these judges followed to the bench. Perhaps theseage, experience, and residency qualifica-tions capture differences in the educational and professional backgrounds ofminorities and women who aspire tojudicial office.The ideal environment for diversifyinglower courts has not been as well defined asit has for courts of last resort. This questionmerits additional research to identify factorsthat might improve chances for minoritiesand women to serve on these courts, as wellas to ascertain the reasons we see these differences across levels of courts. nPublished in The Judges’ Journal, Volume 48, Number 3, Summer 2009. 2009 by the American Bar Association. Reproduced with permission. All rights reserved.This information or any portion thereof may not be copied or disseminated in any form or by any means or stored in an electronic database or retrieval system withoutthe express written consent of the American Bar Association.

28.2% of women judges served on such courts. An age qualification may have differentially affected minorities as well, though the disparities are small. Compared to all judges who served on state appel-late courts with an age qualification, a smaller percentage of minority judges served on courts of last resort (31.4% vs.

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