Introduction To ICD-11

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Introduction to ICD-11Mary H. Stanfill, MBI, RHIA, CCS, CCS-P, FAHIMAVice President Consulting Services, United Audit Systems, Inc.March 19, 2021

Desired OutcomesAt the end of this presentation, attendees will be able to: Understand the underlying ICD-11 code structure and organization Compare and contrast ICD-11 MMS codes with ICD-10-CM codes Classify diagnoses using the WHO ICD-11 MMS coding tool, browser andguidelines

Implementation of ICD-11 The World Health Assembly adopted ICD-11 May 2019, for implementation 1/1/22 NCVHS tasked with evaluating pathways and making recommendations to HHS on theadoption and use of ICD-11 in the US NCVHS subcommittee on standards held an ICD-11 expert roundtable in August 2019 NCVHS letter to HHS November 2019 with recommendations on preparing for adoptionof ICD-11 as a mandated US health data standard Adoption of ICD-11 by the US has two distinct dimensions: Mortality reporting cause of death reporting on death certificates (condition of WHO membership) Morbidity reporting diseases/disorders reported on healthcare claims (HIPAA-designated code set)uasisolutions.com 3

Implementation of ICD-11 for Morbidity ReportingThe actual implementation date will depend on: Regulatory vs. sub-regulatory process Changing the diagnosis code set alone vs. both diagnosis and procedure code set update Adopting a linearization of ICD-11 vs. creating a clinical modification (ICD-11-CM)uasisolutions.com 4

Overview of ICD-11 Content and Structure ICD-11 (Foundation) https://icd.who.int/dev11/f/en ICD-11 for Mortality and Morbidity (ICD-11 MMS) https://icd.who.int/browse11/l-m/en

ICD-11 (Foundation)The Foundation is the data source for: ICD entities and their Uniform ResourceIdentifiers (URI) Building a linearization (Tabular List) Examples: Mortality and MorbidityStatistics (MMS), primary care, traditionalmedicine, dermatology Index Synonymscollection of ALLICD entities:diseases, disorders,injuries, externalcauses, sign andsymptoms(the ICD Universe)

ICD-11 Linearization A subset of the foundation fit for a particular purpose (e.g. MMS) Selected entities become Tabular List categories Jointly Exhaustive of ICD Universe (Foundation) Composed of entities that are mutually exclusive of each other Each entity is given a single parentKey Difference from ICD-10:ICD-11 foundation is the sourcefor a linearization

ICD-11-MMS Structure and Content Overall chapter structure much the same as ICD-10 Code structure Minimum of four characters First character relates to the chapter (number or letter) Second character is always a letter Third character is always a number Terminal character Y reserved for other specified Z reserved for unspecified

Example of ICD-11 MMS CodesWHO ICD-11 MMSBA00 Essential hypertensionBA00.0 Combined diastolic and systolichypertensionBA00.1 Isolated diastolic hypertensionBA00.2 Isolated systolic hypertensionBA00.Y Other specified essential hypertensionBA00.Z Essential hypertension, unspecifiedMatching terms: hypertension NOS, essentialhypertension, idiopathic hypertension,primary hypertension, arterial hypertension NOSUnited States ICD-10-CMI10 Essential (primary) hypertensionIncludes:High blood pressureHypertension (arterial) (benign)(essential) (malignant) (primary)(systemic)uasisolutions.com 9

Terms and Classification Concepts Stem codeExtension codePre-coordinationPost-coordination Cluster coding Sanctioning rules Permissible combinations of stem codes and extension codesNew conceptsnot found in ICD-10-CM

ICD-11 MMS Stem Code Codes in a particular tabular listOrganized in 26 chapters that follow the traditional pattern of ICDCan be used alone or in combinationCombining syntax: forward slash (/) separates two stem codes ampersand (&) links a stem code with an extension code

ICD-11 MMS Extension Code Used to limit content volume but allow detailed classification of disease entitiesProvide the basis for post-coordinationStandardize the way additional information is added to a stem codeCan never be used without a stem code and never appear in the first position of acluster Not all extension codes can be used with every stem code Extension codes start with an “X”

ICD-11 MMS Extension Codes Type 1: Adds detail to the diagnosisrepresented by the stem codeSeverity scale valueTemporalityEtiologyTopology scale valueAnatomy and topographyHistopathologyDimensions of injuryDimensions of external causesConsciousnessSubstancesType 2: Diagnosis code descriptors thatalter the interpretation Diagnosis code descriptorso Discharge diagnosis typeso Diagnosis timingo Diagnosis timing in relation to surgicalprocedureo Diagnosis method of confirmationo Diagnosis certaintyo Obstetrical diagnosis timing Capacity or context Health devices, equipment and supplieso Assistive deviceso Medical deviceso Sets, kits, systemsuasisolutions.com 13

ICD-11-MMS Pre- and Post-Coordination Pre-coordination A stem code that contains pertinent information about a clinical conceptin a pre-combined fashion Post-coordination Linking multiple codes (through cluster coding) to describe a singlediagnosis, condition or event Sanctioning rules Embedded in the Foundation Permissible code combinations Prevents creation of combinations that already exist (pre-coordinated) Prevents impossible combinationsKey Differencefrom ICD-10:Pre-coordinatedPost-coordinated

Examples of ICD-11 MMS CodesICD-11 MMS Post-coordinated CodesICD-10-CM Pre-coordinated CodesCode assignment for: Osteoarthritis, right kneeFA01.Z: Osteoarthritis of knee, unspecified M17.11: Unilateral primary osteoarthritis,XK9K: Rightright kneeCode cluster FA01.Z & XK9KCode assignment for: Lumbar spinal stenosisFA82: Spinal stenosisM48.061: spinal stenosis, lumbar regionXA0D60: lumbar vertebrawithout neurogenic claudicationCode cluster FA82 & XA0D60uasisolutions.com 15

WHO ICD-11 MMSCA23 AsthmaCA23.0 Allergic asthmaCA23.00 Allergic asthma with exacerbationCA23.01 Allergic asthma with status asthmaticusCA23.02 Allergic asthma, uncomplicatedCA23.0Z Allergic asthma, unspecifiedCA23.1 Non-allergic asthmaCA23.10 Non-allergic asthma with exacerbationCA23.11 Non-allergic asthma with status asthmaticusCA23.12 Non-allergic asthma, uncomplicatedCA23.2 Other specified forms of asthma or bronchospasmCA23.20 Aspirin-induced asthmaCA23.21 Exercise-induced asthmaCA23.22 Cough variant asthmaCA23.3 Unspecified asthmaCA23.30 Unspecified asthma with exacerbationCA23.31 Unspecified asthma with status asthmaticusCA23.32 Unspecified asthma, uncomplicatedPost-coordination:Has Severity (use additional code, if desired)XS5W MildXS0T ModerateXS25 SevereUnited States ICD-10-CMJ45 AsthmaJ45.2 Mild Intermittent asthmaJ45.20 Mild intermittent asthma, uncomplicatedJ45.21 Mild intermittent asthma with (acute) exacerbationJ45.22 Mild intermittent asthma with status asthmaticusJ45.3 Mild persistent asthmaJ45.30 Mild persistent asthma, uncomplicatedJ45.31 Mild persistent asthma with (acute) exacerbationJ45.32 Mild persistent asthma with status asthmaticusJ45.4 Moderate persistent asthmaJ45.40 Moderate persistent asthma, uncomplicatedJ45.41 Moderate persistent asthma with (acute) exacerbationJ45.42 Moderate persistent asthma with status asthmaticusJ45.5 Severe persistent asthmaJ45.50 Severe persistent asthma, uncomplicatedJ45.51 Severe persistent asthma with (acute) exacerbationJ45.52 Severe persistent asthma with status asthmaticusJ45.9 Other and unspecified asthmaJ45.90 Unspecified asthmaJ45.901 Unspecified asthma with (acute) exacerbationJ45.902 Unspecified asthma with status asthmaticusJ45.909 Unspecified asthma, uncomplicated (asthma NOS)J45.99 Other asthmaJ45.990 Exercise induced bronchospasmJ45.991 Cough variant asthmaJ45.998 Other asthmauasisolutions.com 16

Examples of ICD-11 MMS CodesICD-11 MMS Post-coordinated CodesICD-10-CM Pre-coordinated CodesCode assignment for: Moderate persistent cough variant asthmaCA23.22: Cough variant asthmaJ45.40: Moderate persistent asthma,XS0T: ModerateuncomplicatedCode Cluster CA23.22 & XS0TORJ45.991: Cough variant asthmaCode assignment for: Mild intermittent allergic asthma, with exacerbationCA23.00: Allergic asthma with exacerbation J45.21: Mild intermittent asthma withXS5W: MildexacerbationCode cluster CA23.00 & XS5Wuasisolutions.com 17

Examples of ICD-11 MMS CodesICD-11 MMS CodesICD-10-CM CodesCode assignment for: ASHD, native coronary arteryBA80.0: Coronary atherosclerosis of native I25.10: Atherosclerotic heart disease ofcoronary arterynative coronary artery without anginapectorisCode assignment for: ASHD, native coronary artery with unstable anginaBA80.0: Coronary atherosclerosis of native I25.110: Atherosclerotic heart disease ofcoronary arterynative coronary artery with unstableBA40.0: [Associated with] Unstable angina angina pectorisCode cluster BA80.0/ BA40.0uasisolutions.com 18

Examples of ICD-11 MMS CodesICD-11 MMS CodesCode assignment for: Diabetes, Type 25A11: Type 2 diabetes mellitusICD-10-CM CodesE11.9: Type 2 diabetes without complicationCode assignment for: Diabetic ketoacidosis; Type 1 DM5A22.0: Diabetic ketoacidosis without coma E10.10: Type 1 diabetes mellitus with5A10: [Has causing condition] Type 1ketoacidosis without comadiabetes mellitusCode cluster 5A22.0/ 5A10uasisolutions.com 19

ICD-11 MMS Guidelines ‘Code also’ instruction Mandatory cluster coding ‘Use additional code, if desired’ instruction Optional additional detail for coding And ‘A and B’ means that both, A and B, must be present in order to use that category. Or Or means ‘and/or’ Excludes General exclusions for a range of categories or for all subcategories are found in the notes heading‘Excludes’, immediately following a chapter, group or category title. Exclusions Certain categories contain lists of conditions preceded by the word ‘Exclusions’. These are terms whichare classified elsewhere

WHO ICD-11 MMS Tools Coding Tool https://icd.who.int/ct11/icd11 mms/en/release Browser https://icd.who.int/browse11/l-m/en

Coding Tool Functionality Turn on chapter distribution filter and tick the box for Extension Codes. Codes for non-terminal categories (i.e., categories which have children) are renderedwith a grey background Icons to the right of the entities list Post-coordination is available for this entity: Post-coordination is mandatory for this entity: Coding note is available for this entity: [Details] link to the right of the result opens further information about the entity Integrated browser Clicking on the maximize icon (the small square) opens the ICD-11 browser within the coding tool Search results only opens the hierarchy of the selected code. However, you may make the childrenof every entity visible by clicking on the small triangles shown on the left side of the screen in theclassification

Browser Tool Functionality When you move your mouse on any icon or a button for a second or so, the system willgive you more information on the functionality of the icon. When browsing ICD-11, you will see the classification hierarchy on the left side of thescreen. Clicking on any item will display the details of that entity on the right side ofthe screen Initially, the system only shows the top level items. However, you may make the children visible byclicking on the small triangles on the left side of the items. Use the button to close all the open branches and return back to the top levelhierarchy

Browser Tool Tips Quick search searches the titles, inclusions, synonyms and narrower terms and it worksby starting to search as you type and provides you options in a dynamic dropdown list You may also use * to find similar words or to simply save some typing Advanced search lets you search selected properties of the classification. You couldsearch all properties or a selected subset only To build a code, click on the values that are displayed in the search results, in thehierarchy or in the shorter lists

Coding Exercise: Inguinal hernia with obstructionhttps://icd.who.int/ct11/icd11 mms/en/releaseuasisolutions.com 25

Coding Exercise: Left inguinal hernia with obstructionInguinal herniaCode and DescriptionCoding NotePost coordinationClick here to open thebrowseruasisolutions.com 26

Coding Exercise: Left inguinal hernia with obstructionuasisolutions.com 27

Coding Exercise: Left inguinal hernia with obstructionCode Selection:DD51 & XK8GLaterality (useadditional code, ifdesired)uasisolutions.com 28

Coding Exercise: Left inguinal hernia with obstructionHas manifestation (useadditional code, if desired)uasisolutions.com 29

Coding Exercise: Left inguinal hernia with obstructionCode Selection:DD51 & XK8G / ME24.2Has manifestationObstructionuasisolutions.com 30

Final Thoughts Stay tuned as ICD-11 transition planning continuesImplementation timeline depends on the regulatory approach and the transition planExplore ICD-11 MMS in the WHO coding tool and browserSubscribe to our blog to follow along as we share what we learn Contact us to learn more about the structure and implications of ICD-11uasisolutions.com 31

References and Resources World Health Organization. (n.d.). ICD-11. https://icd.who.int/en NCVHS Recommendation to HHS Secretary on Regulatory Simplification of the ICD, February21, 2019 CD.pdf NCVHS, Subcommittee on Standards, ICD-11 Evaluation Expert Roundtable Meeting August 67, 2019 ndards-icd-11-evaluation-expertroundtable-meeting/ AHIMA Under the Dome. “AHIMA participates in ICD-11 Expert Roundtable.” Posted August 28,2019. pates-in-icd-11-expert-roundtable/ NCVHS Recommendation to HHS Secretary on Preparing for Adoption of ICD-11, November 25,2019 11-as-a-Mandated-US-Health-Data-Standard-final.pdf

Questions?Mary H. StanfillMBI, RHIA, CCS, CCS-P, FAHIMAVice President Consulting Services, UASImstanfill@uasisolutions.comuasisolutions.com 33

Experience UASI at a GlanceHIM Management: 22 yearsRemote coding staff: 8 yearsCoding auditor staff: 18 yearsQuality 97% accuracy in coding100% target for accuracy, certification andmeeting industry standardsHeadquarters:Cincinnati, OhioFounded:1984ReliabilityClients:200 hospitals/health systems nationwideTeam:450 employees, including AHIMA/AAPC-certifiedcoders, HIM and clinical documentation specialists Charts handled annually:3.75 million coded; 200,000 auditedSolutions:Coding Services, Coding Reviews, ClinicalDocumentation Improvement, Revenue Integrity,HIM Solutions, Strategic Consulting35 years in business40 clients in US News & World Report bestregional and honor roll hospitalsCulture People-centric, team-driven cultureHigh employee satisfaction20% new hires referred from current employeesIndustry-leading average employee tenureuasisolutions.com 34

WHO ICD-11 MMS United States ICD-10-CM BA00 Essential hypertension BA00.0 Combined diastolic and systolic hypertension BA00.1 Isolated diastolic hypertension BA00.2 Isolated systolic hypertension BA00.Y Other specified essential hypertension BA00.Z Essential hypertension, unspecified Matching terms:

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