PERFORMANCE BASED NAVIGATION PBN NAS

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DRAFT1.6PERFORMANCE BASED NAVIGATIONPBN NASNAVIGATION STRATEGY

From theAdministratorMichael P. HuertaJune 2016Ten years ago, the FAA and aviation stakeholders embarked on a path tomodernize navigation in the National Airspace System (NAS). As part of thisactivity, the FAA and aviation stakeholders developed and published a reportcalled “Roadmap for Performance-Based Navigation (PBN).” Since the Roadmap’spublication, together we have established and flown thousands of Area Navigation(RNAV) and Required Navigation Performance (RNP) procedures throughout theNAS, resulting in safety, access, capacity, efficiency, and environmental benefits.We have learned a great deal over the last 10 years, and we also recognize thatas the NAS continues to evolve, so too must our navigation strategy.Therefore, I am pleased to present the PBN NAS Navigation Strategy 2016.It builds on the progress of the past decade and refocuses our priorities andmilestones to transition to a truly PBN-centric NAS, that is, a NAS where PBN isused as the basis for daily operations. It charts a course that will allow the publicand private sectors to advance the NAS collaboratively and constructively for thebenefit of all aviation stakeholders, including aircraft operators, the traveling public,as well as new entrants such as unmanned aircraft systems and commercialspace vehicles.This report describes a pathway to this vision, linking together manyinterdependent elements necessary to deliver PBN, and includes commitmentsthat will: Leverage evolving aircraft capabilities; Enable new operations; Enhance decision support tools; and Reduce dependence on legacy navigational infrastructure.This report is divided into near-, mid- and far-term objectives over the next15 years. In the near-term, we will focus on increasing the utilization of RNAVand RNP procedures that are in place and develop new criteria, policies andstandards to allow for more advanced applications of PBN. In the mid-term, wewill build on newly available PBN operations to increase access, efficiency andresiliency across the system. New PBN operations and procedures will providethe predictability and repeatability necessary to facilitate the transition to the NextGeneration Air Transportation System (NextGen), including integration of DataCommunications (Data Comm) and improvements to traffic flow management.Finally, the far-term strategies to 2030 and beyond focus on shifting to time- andspeed-based air traffic management to increase system predictability.This report is the product of collaboration between the FAA and aviationstakeholders, and has benefited greatly from the input of the NextGen AdvisoryCommittee and the Performance Based Operations Aviation RulemakingCommittee. A successful transition to a PBN-centric NAS will require a sustained,long-term focus on collaboration across aircraft operators, manufacturers, airportoperators and the communities that surround airports. Balancing the interestsof these groups will be a challenge, but there is much common ground, and wemust take on these challenges if we are to advance the system to the benefitof all aviation stakeholders. The PBN NAS Navigation Strategy will be a livingdocument, and it will be revisited every two years to confirm that the priorities itcontains continue to address the navigation needs of an evolving world.Thank you for your continued support and active participation in ensuring that themost complex airspace in the world remains unsurpassed.

Table of tionBackgroundToday’s NavigationBuilding on PBN AccomplishmentsEvolving NAS OperationsIncreasing Use of PBN ProceduresAirport and Community OutreachNavigation Strategy OverviewNavigation Service GroupsPBN Evolution2016–2020 Timeframe2021–2025 Timeframe2026–2030 TimeframeResiliencyMinimum PBN CapabilitiesRelated EffortsAppendix A: Summary of FAA Goals and Commitments by Vision AreaAppendix B: Navigation Service Group DefinitionsAbbreviations, Acronyms and InitialismsReferenceswww.faa.gov3

Introduction4The Federal Aviation Administration (FAA) has deployedthousands of Performance Based Navigation (PBN)procedures and routes throughout the National AirspaceSystem (NAS), and aviation stakeholders are realizing thebenefits. It is now possible for aircraft to leverage PBN duringall phases of flight, navigating free from the constraintspreviously imposed by the physical location of a groundbased navigation infrastructure. PBN services are laying thefoundation for the NAS of the future by enabling many NextGeneration Air Transportation System (NextGen) operationalimprovements, capabilities and initiatives. Reducing pilot-controller voice communication, allowingthe controller more time to plan or handle emergenciesand abnormal situations; Providing pilots with vertical guidance, resulting in morestabilized approaches and landings; Reducing flight track miles, fuel burn, and emissions dueto more direct flight paths and optimized verticaldescent profiles; For example, the PBN framework enables a safe and moreefficient design of airspace and procedures within the nation’sscarce airspace resource by:Improving predictability to better inform airline operatorsfor schedule and gate management; and Reducing reliance on and investment in ground-basednavigational aids and the conventional proceduresdependent on them. Segregating traffic between airports, arrival anddeparture paths, and routes in close proximity; Increasing efficiency of sequencing, spacing, andmerging when integrated with communication,surveillance and controller decision support tools; Allowing for reduced divergence between departureoperations, resulting in increased departure throughput; Providing safe access to airspace nearobstacles and terrain; Improving access to airports during poor weatherconditions, especially for general aviation(GA) operations;PBN NAS Navigation Strategy - 2016 DRAFT v1.6The needs of the NAS continue to evolve based upontechnological, economic, and societal drivers. With thisevolution, the FAA and aviation stakeholders need toperiodically review the state of the system, assess the currentvision and associated strategies, and update them to providea framework for moving forward.This updated PBN NAS Navigation Strategy - 2016 providesa compelling view of the future by building upon past PBNaccomplishments and provides the context for defining andrefining implementation plans and resource requirementsnecessary to fully transition to a PBN-centric NAS.

BackgroundHISTORYIn 2003, the FAA introduced its PBN strategy in the“Roadmap for Performance-Based Navigation.” TheRoadmap captured benefits made possible with thecapabilities available in modern aircraft. FAA initiatives helpedto establish the necessary policy, processes and tools tomeet early PBN objectives. The initiatives also helped theFAA and aviation industry better understand many of thetechnical challenges associated with this transformation.The FAA’s early initiatives included the introduction ofQ-Routes and T-Routes for en route navigation and AreaNavigation (RNAV) departure and arrival procedures for busyairports or airports with busy surrounding airspace. Theseprocedures were typically designed as overlays of historicalvector patterns and existing conventional ground-basedprocedures to accelerate the availability of publishedPBN procedures.Additionally, the 2003 Roadmap included the introductionof Required Navigation Performance (RNP) procedures —which grew out of the need for airport access to the terrainchallenged airports of Alaska — into operational use in thelower 48 states. The July 2006 update to the “Roadmapfor Performance-Based Navigation” served as a call to actionfor the FAA and industry by continuing to focus on the widepropagation of PBN routes and procedures throughoutthe NAS.By 2010, established PBN procedures were in place atthe nation’s busiest airports. Based on several years ofoperational experience, operators and controllers had builta deeper understanding of PBN and a mutual awareness ofhow PBN could best be leveraged. The joint focus becameobtaining additional flight-efficiency benefits, especially byminimizing the number and duration of level-offs below topof descent for arrival procedures at busy terminal areas.This goal has been realized since 2011 through the holisticperspective and collaborative efforts of the FAA’sMetroplex program.PBN EXPLAINEDPBN comprises RNAV and RNP and describes an aircraft’sability to navigate in terms of performance standards. RNAVenables aircraft to fly on any desired flight path within thecoverage of ground- or space-based navigation aids, withinthe limits of the capability of the aircraft equipage or acombination of both.RNP is RNAV with the addition of onboard performancemonitoring and alerting capability. A defining characteristicof RNP operations is the ability of the aircraft navigationsystem to monitor the navigation performance it achievesand inform the pilot if the requirement is not met duringan operation. The performance requirements of PBN for aparticular airspace are conveyed to pilots through navigationspecifications published in navigation charts. Common PBNwww.faa.gov5

If airspace requires very tight conformance with highintegrity, an RNP Authorization Required (AR) approachwould be used. If terrain, airspace constraints, or trafficmanagement require a Radius-to-Fix (RF) turn,1 an RNAV(GPS) or an RNAV (RNP) approach with RF would beused as described in this document. (In the current NAS,RNP AR procedures are used to meet these needs.) PBNmay be coupled with an Instrument Landing System (ILS)as a hybrid procedure. At airports with a Ground BasedAugmentation System (GBAS), GBAS Landing System(GLS) procedures may be used; andnavigation specifications include RNAV 1, RNAV 2, RNP 0.3,RNP 1, as well as RNAV (GPS) and RNAV (RNP) approaches.Figure 1 summarizes the major RNAV and RNP operationsthat are described in this strategy document and includessome operations for which specifications are in development.The appropriate PBN procedure to meet a specific need isbased on the operating environment in which itwill be deployed: Departure/Arrival Operations: The default PBNprocedure in the terminal environment for departuresis the RNAV 1 Standard Instrument Departure (SID)and for arrivals is the RNAV 1 Standard Terminal Arrival(STAR). If traffic density or other airspace constraintsrequire higher levels of performance, an RNP 1 SID orSTAR would be used in the future, as discussed in thisstrategy document;Approach Operations: In the approach environment,the default PBN procedure is the RNAV (GPS) approach.Figure 1 - Various PBN procedures are used at each phase of flight.16An RF turn is a segment of a procedure with a defined curved path that the aircraft must follow.PBN NAS Navigation Strategy - 2016 DRAFT v1.6 En Route Operations: In the en route environment, thedefault performance requirement is RNAV 2. Basedon the specific need, it may be implemented eitheras a fixed route or operationally through the use ofstrategically placed waypoints, allowing for flexiblenavigation. In oceanic and other unmonitored airspace,RNP procedures normally would be used.

Today’s NavigationThis document discusses how the FAA and industryare building upon the significant progress made in thedevelopment and implementation of PBN over the past12 years. It was developed with consideration for changesin the structure and operation of the NAS, the availabilityof technologies and avionics and the relationship of PBNinitiatives to other NextGen modernization efforts.BUILDING ON PBN ACCOMPLISHMENTSMany of the capabilities described in the 2006 PBNRoadmap for the 2006–2015 timeframe are nowoperationally available across the NAS.PROCEDURE IMPLEMENTATIONA total of 2,684 airports in the FAA’s National Plan ofIntegrated Airport Systems (NPIAS) in the NAS have at leastone published standard Instrument Approach Procedure(IAP).2 Of these airports, 95 percent have at least one PBNIAP and 25 percent have only PBN IAPs with no conventionalIAP.3 From 2009-2016, the number of published RNAVapproaches increased from 3,659 to 5,795. Over the sameperiod, published RNP approaches increased threefold, from125 to 391.Since 2009, an additional 264 RNAV STAR (Figure 2)procedures were implemented, resulting in a total of 355Figure 2 – Red are RNAV SID/STARs. Blue are Q-Routes and T-Routes2Terminal procedure counts from digital Terminal Procedures Publication, using December 2008 and March 2016 data.ICAO has established a global goal to implement “approach procedures with vertical guidance (APV) (baro-VNAV and/or augmented Global Navigation Satellite System [GNSS]) for all instrument runway ends,either as the primary approach or as a backup for precision approaches by 2016.” See “Navigation Strategy Overview” section for FAA commitments related to this ICAO goal.3www.faa.gov7

RNAV STARs at NPIAS airports. Also since 2009, 338RNAV SID procedures were implemented, bringing thetotal at NPIAS airports to 549. For the 77 Aviation SystemPerformance Metrics (ASPM77) airports4, 80 percent nowhave RNAV SIDs or STARs.NEW CRITERIAThe FAA has established criteria that leverages PBN toimprove NAS performance: Parallel Runway Operations: New criteria allow areduction in the lateral spacing required between parallelrunways to run simultaneous independent operationswhen using PBN or ILS approach procedures. Previouslywhen using PBN, the spacing between runways hadto be greater than 4,300 feet, but this requirement wasreduced to 3,600 feet. More airports can now use PBNto operate in their most efficient runway configurations.PBN use at these more closely spaced runwaysalso increases resiliency by providing a backup toconventional precision approach navigation. Equivalent Lateral Spacing Operations (ELSO): ELSOrevises separation standard criteria by leveraging thepredictability of PBN procedures to safely allow 10degrees or more divergence after takeoff. Compared withthe non-ELSO standard requiring a minimum 15-degreedivergence, this extra flexibility now allows for additionaldepartures that increase throughput, as is the casein Atlanta (Figure 4).Recent procedure implementations for metroplexes, suchas Houston, North Texas, Washington, D.C., and NorthernCalifornia, benefited from using the collaborative Metroplexprocess, working with all stakeholders to ensure that effectiveand efficient procedures were developed on an expeditedtimeline. A metroplex includes one or more commercialairports with shared airspace that serves at least onemajor city.The conventional Jet route and Victor airway structure hasbeen augmented with their PBN equivalents, Q-routes andT-routes, respectively. As of March 2016, a total of 146Q-routes and 101 T-routes are in the NAS5. These routes,when combined with existing RNAV SID, STAR and PBNapproach procedures, give properly equipped aircraft theability to fly a PBN-based route end-to-end between manyairports. In addition, RNAV capability is routinely used toconduct off-route, point-to-point operations in the NAS,providing more direct navigation than Jet routes.This strategy document describes the continueddevelopment and optimization of the Air Traffic Service (ATS)route structure to complete the transition to PBN.REDUCED OCEANIC SPACINGOver the Atlantic and the Pacific, non-radar track separationwas reduced from 100 nautical miles (nm) to 30 nm laterallyand longitudinally using RNP 4 procedures (Figure 3).TRAINING AND GLOBAL HARMONIZATIONThe FAA has developed and deployed PBN training tofield facilities and to the pilot community. The FAA haspublished advisory circulars (ACs) for every type of PBNoperation, including detailed information on proceduredesign, phraseology, system-specific procedures, generaloperating procedures, use of automation and contingencyprocedures. The FAA also has published a broad range ofinformation concerning PBN and satellite-based navigationFigure 3 – Reduced spacing has substantially increased the capacity of non-radar oceanic environments.84The ASPM77 airports are listed here: aspmhelp.faa.gov/index.php/ASPM Airports.5En route procedure counts are from Instrument Flight Procedures the Inventory Summary.PBN NAS Navigation Strategy - 2016 DRAFT v1.6

the next 10 years. Some air transport operators are analyzingwhether to incorporate Localizer Performance with VerticalGuidance (LPV) into their fleets by leveraging Wide AreaAugmentation System (WAAS)-based solutions to complywith the Automatic Dependent Surveillance-Broadcast(ADS-B) Out requirement.TRAFFIC CONCENTRATION AT MAJOR HUBSFigure 4 – Atlanta implemented ELSO in 2011, which reduced thedivergence requirement from 15 to 10 degrees and enabled the FAA to clearmore flights for departure.considerations in the Aeronautical Information Manual (AIM)and Instrument Procedures Handbook. The FAA is engagedin global aviation forums such as the International CivilAviation Organization (ICAO) to ensure standardization andconsistency in training and associated safety benefits indomestic and international operations.EVOLVING NAS OPERATIONSNAS operations continue to evolve as aircraft capability levelsrise, traffic demand profiles change and new entrants accesscontrolled airspace.INCREASING OPERATOR CAPABILITIESTable 1 on page 10 summarizes fleet capability levels withinthe NAS. About 97 percent of the United States 14 Code ofFederal Regulations (CFR) Part 121 for the air transport fleetis estimated to be RNAV 1 capable, with this percentagepredicted to increase to almost 100 percent in 2020. TheFAA estimates that 88 percent of the air transport fleet iscapable of RNP Approach (APCH) approaches.6 Additionally,35 percent of the air transport fleet is approved for RNAV(RNP) procedures, and this number could increase to anestimated 62 percent given additional investment in pilottraining and company procedures needed for approval.General aviation, air taxi and military operators are also wellequipped with Global Navigation Satellite System (GNSS)navigation and continue evolving toward additionalPBN capabilities.Table 2 summarizes the air transport capabilities levelsforecast for 2020 and 2025, assuming all available optionsare exercised on new delivery aircraft (actual capabilities onnew delivery aircraft may be somewhat lower). RNP 4, RNP 1with RF and GLS capabilities are forecast to increase during6Previous editions of the PBN Roadmap were driven byexpectations of increased traffic. However, recent trends indemand are different: Airlines are increasingly operating aconstant number of flights from year to year, accommodatingincreased passenger demand with tighter schedule linkagesand larger aircraft. While this reduces airline operating costsand environmental impact, it makes the effect of disruptionsmore severe, so predictability of service is increasingly vital tomaintaining system performance.Despite the recent trend of airlines operating a constantannual number of flights, the 2013 Terminal Area Forecast7estimated that the number of enplanements at the large hubairports would increase by 46 percent by 2030.8 If the totalnumber of passengers continues to rise, aircraft operationswill also increase. Forecasts for the large hub airports showan overall average increase of 28 percent in operations by2030. Overall operations at non-hub and medium-sized hubsin the NAS are also expected to increase, but at lower levels:about 23 percent at the medium-sized hubs and about 6percent at the non-hub airports.The effects of concentrated growth at hub airports could bemitigated through reduced conflicts between airport trafficflows, reduced spacing between aircraft, or by allowingfor operations closer to terrain, but only if safety can bemaintained. Similarly, access to airspace currently unavailablewith conventional navigation procedures during bad weathercan improve capacity to help

6 PBN NAS Navigation Strategy - 2016 DRAFT v1.6 navigation specifications include RNAV 1, RNAV 2, RNP 0.3, RNP 1, as well as RNAV (GPS) and RNAV (RNP) approaches. Figure 1 summarizes the major RNAV and RNP operations that are described in this strategy document and includes some operations for which specifications are in development.

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