Copyright 2009 By National Stock Exchange Of India Ltd .
Copyright 2009 by National Stock Exchange of India Ltd. (NSE)Exchange Plaza, Bandra Kurla Complex,Bandra (East), Mumbai 400 051 INDIAAll content included in this book, such as text, graphics, logos, images, data compilationetc. are the property of NSE. This book or any part thereof should not be copied,reproduced, duplicated, sold, resold or exploited for any commercial purposes.Furthermore, the book in its entirety or any part cannot be stored in a retrieval system ortransmitted in any form or by any means, electronic, mechanical, photocopying, recordingor otherwise.
CONTENTSCHAPTER 1: SECURITIES MARKET IN INDIA–AN OVERVIEW .101.1 INTRODUCTION. 101.2 PRODUCTS, PARTICIPANTS AND FUNCTIONS. 111.3 SECURITIES MARKET AND FINANCIAL SYSTEM. 141.4 SECURITIES MARKET & ECONOMIC DEVELOPMENT. 161.5 DERIVATIVES MARKET . 181.6 REGULATORY FRAMEWORK. 191.6.1 Legislations .191.6.2 Rules Regulations and Regulators .201.6.3 Reforms Since 1990s .211.7 ROLE OF NSE IN INDIAN SECURITIES MARKET . 33CHAPTER 2: PRIMARY MARKET.392.1 INTRODUCTION. 392.2 MARKET DESIGN . 392.2.1 DIP Guidelines, 2000 .392.2.2 Merchant Banking .452.2.3 Credit Rating.462.2.4 Demat Issues.462.2.5 Private Placement .472.2.6 Virtual Debt Portal.472.2.7 ADRs/GDRs .472.3 COLLECTIVE INVESTMENT VEHICLES. 492.3.1 Mutual Funds.492.3.2 Venture Capital Funds .632.3.3 Collective Investment Schemes.64CHAPTER 3: SECONDARY MARKET .683.1 INTRODUCTION . 683.2 MARKET DESIGN. 683.2.1 Stock Exchanges.683.2.2 Membership in NSE .723.2.3 Listing of securities.753.2.4 Delisting of Securities.763.2.5 Listing of Securities on NSE.783.2.6 Dematerialisation .813.3 TRADING . 833.3.1 Trading Mechanism .833.3.2 Order Management .913.3.3 Trade Management .973.3.4 Auction.983.3.5 Internet Broking. 1003.3.6 Wireless Application Protocol. 1001
3.3.7 Trading Rules. 1013.4 CLEARING AND SETTLEMENT .1043.4.1 Clearing and Settlement Mechanism. 1043.4.2 Rolling Settlement . 1113.5 RISK MANAGEMENT .1173.5.1 Capital Adequacy Requirements. 1173.5.2 Margins . 1193.5.3 On-Line Exposure Monitoring . 1283.5.4 Off-line Monitoring. 1283.5.5 Index-based Market-wide Circuit Breakers/ Price Bands forSecurities. 1293.5.6 Settlement Guarantee Mechanism. 1303.5.7 Investor Protection Fund. 1353.6 MARKET INDEX.1363.6.1 Understanding the index number . 1373.6.2 Understanding S&P CNX NIFTY. 1413.6.3 India Index Services & Products Ltd. (IISL). 144CHAPTER 4: GOVERNMENT SECURITIES MARKET. 1474.1 INTRODUCTION TO INDIAN DEBT MARKETS.1474.1.1 Market Subgroups. 1494.1.2 Instruments. 1504.1.3 Participants. 1514.2 PRIMARY MARKET .1544.2.1 Issuance Process-Government securities. 1544.2.2 Issuance Process–Treasury Bills . 1564.2.3 Participants. 1574.3 SECONDARY MARKET .1584.3.1 Trading of Government Securities on Stock Exchanges. 1584.3.2 Repo and Reverse Repo. 1594.3.3 Negotiated Dealing System. 1614.3.4 Wholesale Debt Market of NSE . 1634.3.5 Clearing and Settlement . 1694.3.6 Retail Debt Market. 1754.3.7 Interest Rate Derivatives . 1774.3.8 Zero Coupon Yield Curve. 1784.3.9 FIMMDA-NSE MIBID/MIBOR. 1814.3.10 NSE-VaR System . 1824.3.11 Bond Index. 182CHAPTER 5: DERIVATIVES MARKET. 1865.1 DERIVATIVES.1865.1.1 Introduction . 1865.1.2 Products, participants and functions. 1875.1.3 Types of Derivatives. 1885.1.4 Derivatives Market in India . 1892
5.1.5 Membership of NSE. 1905.2 FUTURES AND OPTIONS .1915.2.1 Forward Contract. 1915.2.2 Futures. 1925.2.3 Options . 1945.2.4 Pricing of Derivatives . 1975.3 TRADING SYSTEM.2005.3.1 Introduction. 2005.3.2 Trading mechanism . 2005.3.3 Adjustments for corporate actions . 2055.3.4 Eligibility criteria for securities/indices traded in F&O . 2055.3.5 Products and Contract specifications . 2085.4 CLEARING AND SETTLEMENT .2125.4.1 Introduction. 2125.4.2 Clearing mechanism . 2135.4.3 Settlement mechanism. 2135.4.4 Risk management . 218CHAPTER 6: REGULATORY FRAMEWORK . 2336.1 SECURITIES CONTRACTS (REGULATION) ACT, 1956.2336.2 SECURITIES CONTRACTS (REGULATION) RULES, 1957.2376.3 SECURITIES AND EXCHANGE BOARD OF INDIA ACT, 1992 .2386.4 SEBI (STOCK BROKERS & SUB-BROKERS) REGULATIONS, 1992.2416.5 SEBI (PROHIBITION OF INSIDER TRADING) REGULATIONS, 1992.2496.6 SEBI (PROHIBITION OF FRAUDULENT AND UNFAIR TRADE PRACTICES RELATING TOSECURITIES MARKETS) REGULATIONS, 2003.2536.7THE DEPOSITORIES ACT, 1996.2566.8INDIAN CONTRACT ACT, 1872 .2596.9THE COMPANIES ACT, 1956.2606.10 GOVERNMENT SECURITIES ACT 2006.2646.11 INCOME TAX ACT, 1961.2666.12 MONEY LAUNDERING ACT, 2002.2776.13 SECURITIES TRANSACTION TAX.279CHAPTER 7 : MATHEMATICS AND STATISTICS. 2887.1 MEASURES OF CENTRAL TENDENCY.2887.1.1 Mean. 2887.1.2 The weighted Arithmetic mean. 2887.1.3 Geometric Mean. 2897.1.4 Variance and Standard Deviation. 2897.1.5 Coefficient of Variation . 2907.1.6 Covariance. 2917.1.7 Coefficient of Correlation. 2917.1.8 Normal Distribution. 2927.2 RETURN AND RISK.2923
7.2.1 Return and Risk of a Single Asset. 2927.2.2 Return and Risk of a portfolio. 2947.3 FUNDAMENTAL ANALYSIS .2987.3.1 Valuation of a Stock. 2987.3.2 Economic Analysis . 3007.3.3 Industry Analysis . 3017.4 TECHNICAL ANALYSIS .3027.4.1 Dow Theory. 3027.4.2 Charts. 3047.5 FINANCIAL STATEMENT ANALYSIS.3047.5.1 Balance Sheet. 3047.5.2 Profit and Loss Account. 3067.5.3 Ratio Analysis . 306CHAPTER 8: CORPORATE FINANCE . 3148.1 COST OF CAPITAL.3148.1.1 Cost of Debt . 3148.1.2 Cost of Preference Shares . 3148.1.3 Cost of Equity. 3158.1.4 The Weighted Average Cost of Capital. 3158.2 CAPITAL STRUCTURE .3168.2.1 Net Income Approach. 3168.2.2 Net Operating Income Approach. 3178.2.3 Traditional Approach. 3178.2.4 Modigliani and Miller Approach. 3188.3 CAPITAL BUDGETING .3198.3.1 Net Present Value . 3198.3.2 Benefit-Cost Ratio .
NCFM NSE's Certi fication in Financial Markets NDS Negotiatied Dealing System NEAT National Stock Exchange Automated Trading NGOs Non Government Organisations NIBIS NSE's Internet-based Information System NIC National Informatics Centre NPAs Non Performing Assets NRIs Non Resident Indians
Slicing Steaks 3563 Beef Tender, Select In Stock 3852 Angus XT Shoulder Clod, Choice In Stock 3853 Angus XT Chuck Roll, Choice 20/up In Stock 3856 Angus XT Peeled Knuckle In Stock 3857 Angus XT Inside Rounds In Stock 3858 Angus XT Flats, Choice In Stock 3859 Angus XT Eye Of Round, Choice In Stock 3507 Point Off Bnls Beef Brisket, Choice In Stock
Stock Market Game Time: 15 Minutes Requires: StockTrak Curriculum , Computer Access Buying Your First Stock This lesson is an introduction to buying a stock. Students will be introduced to basic vocabulary that is involved with a buying and owning a stock. Stu-dents will be going through the entire process of buying a stock from looking
registration in Brunei Darussalam. ii) Arrangement of Sections Part I - deals with subsistence, ownership and duration of copyright which cover areas on rights of the copyright owner, acts permitted to copyright works, moral rights, dealing with rights in copyright works, remedies for infringement,
A. The scope of copyright protection 1. Protect only the works required to be protected as copyright works 2. Grant copyright owners only the rights required to be granted List of Boxes B. The duration of copyright protection C. The limitations and exceptions 1. Allow parallel import 2.
45678 CS-101 1 Fall 2009 F 54321 CS-101 1 Fall 2009 A-76543 CS-101 1 Fall 2009 A CS-347 1 Fall 2009 Taylor 3128 C 00128 CS-347 1 Fall 2009 A-12345 CS-347 1 Fall 2009 A 23856 CS-347 1 Fall 2009 A 54321 CS-347 1 Fall 2009 A 76543 CS-347 1 Fall 2009 A 10.7 Answer: a. Everytime a record is
Cribs and Pacifiers 10/2008 1/20/2009 Small parts 11/2008 2/15/2009 Metal Jewelry 12/2008 3/23/2009 Baby Bouncers, Walkers, and Jumpers 3/2009 ON HOLD 6/2009 ON HOLD 300 ppm Lead Content - Substrates 5/2009 ON HOLD 8/2009 ON HOLD CPSC Children’s Product Safety Rules 6/2009 ON HOLD 9/2009 ON HOLD Mandatory Third Party Testing of Children’s .
Mastercam Training Guide Mill-Lesson-4-9 6. Change the parameters to match the Stock Setup screenshot below: Stock Setup Stock Origin The stock origin is the X-Y-Z coordinate position of the point indicated by the cross in the picture of the stock model. Use it so Mastercam knows where your stock model is located relative to your part and
WPX Energy, Inc. Common Stock We are offering 27,000,000 shares of our common stock. Our common stock is listed on the New York Stock Exchange under the symbol “WPX.” On July 10, 2015, the last reported sale price for our common stock on the New York Stock Exchange (the “NYSE”) was 11.22 per share.
