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Then e w e ng l a n d j o u r na lofm e dic i n eclinical therapeuticsPhototherapy for Neonatal JaundiceM. Jeffrey Maisels, M.B., B.Ch., and Antony F. McDonagh, Ph.D.This Journal feature begins with a case vignette that includes a therapeutic recommendation. A discussionof the clinical problem and the mechanism of benefit of this form of therapy follows. Major clinical studies,the clinical use of this therapy, and potential adverse effects are reviewed. Relevant formal guidelines,if they exist, are presented. The article ends with the authors’ clinical recommendations.A male infant weighing 3400 g was born at 37 weeks’ gestation after an uncomplicated pregnancy. The mother is a 24-year-old primipara who has type A Rh-positiveblood. The infant’s course in the hospital nursery was uncomplicated. Although hismother needed considerable help in establishing effective breast-feeding, he was exclusively breast-fed. Jaundice was noted at the age of 34 hours. The total serum bilirubin level was 7.5 mg per deciliter (128 μmol per liter). The infant was discharged atthe age of 40 hours and is seen in the pediatrician’s office 2 days later, now withmarked jaundice. The results of his physical examination are otherwise normal, buthis weight, at 3020 g, is 11% below his birth weight. His total serum bilirubin level is19.5 mg per deciliter (333 μmol per liter), and his conjugated (direct) bilirubin level 0.6mg per deciliter (10 μmol per liter). The complete blood count and peripheral-bloodsmear are normal. The infant has type A Rh-positive blood. The pediatrician consultsa neonatologist regarding the need for phototherapy.The Cl inic a l Probl e mFrom the Department of Pediatrics, William Beaumont Hospital, Royal Oak, MI(M.J.M.); and the Division of Gastroenterology, Department of Medicine, University of California at San Francisco, SanFrancisco (A.F.M.). Address reprint requests to Dr. Maisels at William Beaumont Hospital, 3601 W. Thirteen MileRd., Royal Oak, MI 48073, or at jmaisels@beaumont.edu.N Engl J Med 2008;358:920-8.Copyright 2008 Massachusetts Medical Society.920Some 60% of normal newborns become clinically jaundiced sometime during thefirst week of life. Unconjugated (indirect) hyperbilirubinemia occurs as a result ofexcessive bilirubin formation and because the neonatal liver cannot clear bilirubinrapidly enough from the blood.1,2 Although most newborns with jaundice are otherwise healthy, they need to be monitored because bilirubin is potentially toxic to thecentral nervous system. Sufficiently elevated levels of bilirubin can lead to bilirubinencephalopathy and subsequently kernicterus, with devastating, permanent neurodevelopmental handicaps.3Fortunately, current interventions make such severe sequelae rare. But becauseneonatal jaundice is so common, many infants — most of whom will be unaffected— are monitored and treated to prevent substantial damage that would otherwiseoccur in a few. Data from 11 hospitals in the northern California region of the KaiserPermanente medical system4 and from the 18-hospital Intermountain Health Caresystem5 suggest that the total serum bilirubin level is 20 mg per deciliter (342 μmolper liter) or higher in approximately 1 to 2% of infants born at a gestational age ofat least 35 weeks. Hospital-based studies in the United States have shown that 5 to40 infants per 1000 term and late-preterm infants receive phototherapy beforedischarge from the nursery and that an equal number are readmitted for phototherapy after discharge.5-7 These data do not include the use of home phototherapy,which is prevalent in some regions.8,9 In some hospitals and in other countries,10phototherapy is used more frequently.n engl j med 358;9www.nejm.orgfebruary 28, 2008Downloaded from www.nejm.org on June 5, 2008 . Copyright 2008 Massachusetts Medical Society. All rights reserved.

Clinical Ther apeuticsPathoph ysiol o gy a nd Effec tof Ther a pyBilirubin is normally cleared from the body by hepatic conjugation with glucuronic acid and elimination in bile in the form of bilirubin glucuronides(Fig. 1). Neonatal jaundice stems from a transientdeficiency of conjugation (exacerbated in preterminfants) combined with increased turnover of redcells. Pathologic conditions that can increase bilirubin production include isoimmunization, heritable hemolytic disorders, and extravasated blood(e.g., from bruises and cephalhematomas).11 Genetic disorders of bilirubin conjugation, particularly the common Gilbert’s syndrome, can alsocontribute to neonatal hyperbilirubinemia.12 Thelargest group of otherwise healthy infants at increased risk for hyperbilirubinemia are late-preterm infants and those who are exclusively breastfed7,13,14 (particularly if breast-feeding is not goingwell). Breast-feeding and the poor caloric intakeassociated with breast-feeding difficulties are boththought to cause an increase in the enterohepaticcirculation of bilirubin.15The goal of therapy is to lower the concentration of circulating bilirubin or keep it from increasing. Phototherapy achieves this by using lightenergy to change the shape and structure of bilirubin, converting it to molecules that can be excreted even when normal conjugation is deficient(Fig. 1 and 2).17 Absorption of light by dermal andsubcutaneous bilirubin induces a fraction of thepigment to undergo several photochemical reactions that occur at very different rates. These reactions generate yellow stereoisomers of bilirubinand colorless derivatives of lower molecular weight(Fig. 2). The products are less lipophilic than bilirubin, and unlike bilirubin, they can be excretedin bile or urine without the need for conjugation.The relative contributions of the various reactionsto the overall elimination of bilirubin are unknown, although in vitro and in vivo studies suggest that photoisomerization is more importantthan photodegradation.17 Bilirubin elimination depends on the rates of formation as well as the ratesof clearance of the photoproducts. Photoisomerization occurs rapidly during phototherapy, andisomers appear in the blood long before the levelof plasma bilirubin begins to decline.Bilirubin absorbs light most strongly in the blueregion of the spectrum near 460 nm (Fig. 3), a re-n engl j med smduringphototherapyBilirubinPhotoisomersand rsBileKidneyOxidationproductsFigure 1. Normal Bilirubin Metabolism and Bilirubin Metabolismduring Phototherapy.COLOR FIGUREIn normal metabolism, lipophilic bilirubin,which resultspredominantlyVersion 52/11/08from the catabolism of red cells, circulatesinblood mainly as a noncovaAuthorMaiselslent conjugate with serum albumin.FigAfteruptakeby the liver, it is converted#1Titleand a Phototherapyinto two isomeric monoglucuronidesdiglucuronide (direct bilirubin)MEby the enzyme uridinediphosphoglucuronosyltransferase1A1 (UGT1A1).JAJDEThe water-soluble glucuronides areArtistexcretedTVin bile with the aid of a canalicAUTHOR PLEASENOTE: MRP2. Withoutular multidrug-resistance–associated transportprotein,Figure has been redrawn and type has been resetglucuronidation, bilirubin cannot be excretedbileor urine. In hepatic UGT1A1 activity is deficientandlifetime of red cells is shorterthan in adults, leading to accumulation and increased formation of bilirubin, with eventual jaundice. Phototherapy converts bilirubin to yellow photoisomers and colorless oxidation products that are less lipophilic than bilirubin and do not require hepatic conjugation for excretion. Photoisomersare excreted mainly in bile, and oxidation products predominantly in urine.gion in which penetration of tissue by light increases markedly with increasing wavelength. Therate of formation of bilirubin photoproducts ishighly dependent on the intensity and wavelengthsof the light used — only wavelengths that penetrate tissue and are absorbed by bilirubin have aphototherapeutic effect. Taking these factors intoaccount, lamps with output predominantly in the460-to-490-nm blue region of the spectrum areprobably the most effective for treating hyperbilirubinemia.A common misconception is that ultravioletwww.nejm.orgfebruary 28, 2008Downloaded from www.nejm.org on June 5, 2008 . Copyright 2008 Massachusetts Medical Society. All rights reserved.921

Then e w e ng l a n d j o u r na lofm e dic i n eLightStructural isomersHOOCHONHConfigurational Chromatogram of serum frominfant undergoing phototherapyColorless oxidation productsAbsorbance (at 450 nm)O2UrineNHBilirubinHOOCBile, urineCOOHPhotoisomersNaturalisomer ofbilirubinTimeCOLOR FIGUREFigure 2. Mechanism of Phototherapy.Version62/12/08 generates transient excited-state bilirubin molecules. TheseThe absorption of light by the normal form of bilirubin(4Z,15Z-bilirubin)fleeting intermediates can react with oxygen toAuthorproduceMaiselscolorless products of lower molecular weight, or they can undergo rearrangeFig #2ment to become structural isomers (lumirubins)in which the configuration of at least one of the two Z-configuration doubleTitleor isomersPhototherapybonds has changed to an E configuration. (Z andME E, from the German zusammen (together) and entgegen (opposite), respectively, areJAJ a double bond. The prefixes 4 and 15 designate double-bond positions.) OnlyDE aroundprefixes used for designating the stereochemistryArtistTVthe two principal photoisomers formed in humansareshown.Configurational isomerization is reversible and much faster than structurAUTHOR PLEASE NOTE:Figurehas been redrawnandquicklytype has been thanresetal isomerization, which is irreversible. Both occurmuchmorephotooxidation. The photoisomers are less lipophilic than thePlease check carefully4Z,15Z form of bilirubin and can be excreted unchangedin bile without undergoing glucuronidation. Lumirubin isomers can also be exIssue date 2/28/08creted in urine. Photooxidation products are excreted mainly in urine. Once in bile, configurational isomers revert spontaneously to thenatural 4Z,15Z form of bilirubin. The graph, a high-performance liquid chromatogram of serum from an infant undergoing phototherapy,shows the presence of several photoisomers in addition to the 4Z,15Z isomer. Photoisomers are also detectable in the blood of healthyadults after sunbathing.16(UV) light ( 400 nm) is used for phototherapy.Phototherapy lights in current use do not emitsignificant erythemal UV radiation. In addition,the plastic cover of the lamp and, in the case ofpreterm infants, the incubator, filter out UV light.to establish the efficacy of phototherapy as it wasused during this period, none used the relativelyhigh light doses used today. Current ethical standards would prevent any trial comparing phototherapy with placebo.Since the only effective alternative to phototherapyin infants with severe jaundice is exchangeCl inic a l E v idencetransfusion, a measure of the efficacy of photoPhototherapy was evaluated in a number of ran- therapy is the dramatic reduction in the numberdomized trials conducted from the 1960s through of exchange transfusions being performed.20-23the early 1990s.18,19 Although these trials helped This effect has been particularly noticeable in in922n engl j med 358;9www.nejm.orgfebruary 28, 2008Downloaded from www.nejm.org on June 5, 2008 . Copyright 2008 Massachusetts Medical Society. All rights reserved.

Clinical Ther apeuticsIncreasing skin transmittanceSpectrum of light459Blue most effective(Especially around460–490 nm)380430480530580630Wavelength (nm)Light sourceIrradianceDistanceStandard PT:about 10 µW/cm2/nmMaximize irradianceby minimizingpatient-to-light-sourcedistanceIntensive PT: 30 µW/cm2/nm(430–490 nm)Light sourceSkin area exposedMaximize for intensive phototherapywith additional light source below infantFigure 3. Important Factors in the Efficacy of Phototherapy.The absorbance spectrum of bilirubin bound to human serum albumin (white line) is shown superimposed on theCOLOR FIGUREspectrum of visible light. Clearly, blue light is most effectivefor phototherapy, but because the transmittance of skinVersion 21/24/08increases with increasing wavelength, the best wavelengthsto useare probably in the range of 460 to 490 nm. TermAuthorMaiselsand near-term infants should be treated in a bassinet,not an incubator, to allow the light source to be brought toFig #within 10 to 15 cm of the infant (except whenTitlehalogen 3Phototherapyor tungsten lights are used), increasing irradiance and efficacy. For intensive phototherapy, an auxiliary lightME source (fiber-optic pad, light-emitting diode [LED] mattress, or speJAJcial blue fluorescent tubes) can be placed belowor bassinet. If the infant is in an incubator, the light raysDE the infantTV in order to minimize loss of efficacy due to reflectance.should be perpendicular to the surface of theArtistincubatorAUTHOR PLEASE NOTE:Figure has been redrawn and type has been resetPlease check carefullyIssue date2/28/08by the American Academy of Pediatrics in 2004.25These guidelines take into consideration not onlythe level of total serum bilirubin but also the gestational age of the infant, the age of the infant inhours since birth, and the presence or absence ofrisk factors, including isoimmune hemolytic disease, glucose-6-phosphate dehydrogenase deficiency, asphyxia, lethargy, temperature instability, sepsis, acidosis, and hypoalbuminemia (Fig. 4). Inpreterm infants, phototherapy is used at much lower total serum bilirubin levels,26 and in some unitsit is used prophylactically in all infants with birthweights of less than 1000 g.The efficacy of phototherapy depends on theirradiance (energy output) of the light source. IrCl inic a l Useradiance is measured with a radiometer or specIn term and late-preterm infants, phototherapy is troradiometer in units of watts per square centitypically used according to guidelines published meter or in microwatts per square centimeter perfants with very low birth weight, for whom exchange transfusions, once common procedures inthe neonatal intensive care unit, are now rare.20-23Studies have shown that when phototherapy waswithheld, 36% of infants with birth weights of lessthan 1500 g required an exchange transfusion.24When phototherapy was used, only 2 of 833 suchinfants (0.24%) received exchange transfusions.23Between January 1988 and October 2007, no exchange transfusions were needed in the neonatalintensive care unit at William Beaumont Hospital,in Royal Oak, Michigan, for 2425 infants whoweighed less than 1500 g at birth.n engl j med 358;9www.nejm.orgfebruary 28, 2008Downloaded from www.nejm.org on June 5, 2008 . Copyright 2008 Massachusetts Medical Society. All rights reserved.923

n e w e ng l a n d j o u r na lofm e dic i n e25428203421525710171585Low-risk infants ( 38 wk and well)Total Serum Bilirubin (µmol/liter)Total Serum Bilirubin (mg/dl)TheMedium-risk infants ( 38 wk with risk factors or 35–37 wk 6 days and well)0High-risk infants (35–37 wk 6 days with risk factors)Birth24 hr48 hr72 hr96 hr5 days6 days7 days0AgeFigure 4. Guidelines for Intensive Phototherapy in Hospitalized Infants Born at a Gestational Age of 35 Weeksor More.The guidelines are based on limited evidence. Intensive phototherapy should be used when the level of total bilirubin (not total minus direct) falls above the appropriate risk-group line for the infant at a particular age. Risk factorsinclude isoimmune hemolytic disease, glucose-6-phosphate dehydrogenase deficiency, asphyxia, lethargy, temperature instability, sepsis, acidosis, and an albumin level of less than 3.0 g per deciliter. For conventional phototherapyin the hospital or for home phototherapy, total serum bilirubin levels that are 2 to 3 mg per deciliter (34 to 51 μmolper liter) below those shown should be used. Home phototherapy should not be used for any infant with risk facRETAKE1stAUTHOR:Maisels25tors. Adapted from the American Academyof Pediatrics.ICMREG F2nd3rdFIGURE: 4 of 4CASEEMailRevisedLine4-Ceter designedH/TH/TComboSIZEARTIST:tsnanometer over a given wavelengthband. Whenforthat purpose. Unfortunately, no33p9Enonpositioned 20 cm above the infant, conventional or single standardized method is in general use forAUTHOR, PLEASE NOTE:standard daylight phototherapy unitsshouldde- reporting phototherapy dosages in the clinical litFigure has been redrawn and type has been reset.Pleaseofcheckcarefully.25,29 making it hard to compare publishedliver a spectral irradiance (measured at the levelerature,the infant) of 8 to 10 μW per square centimeter per studies, and different radiometers often produceJOB: 3580902-28-08nanometer in the 430-to-490-nmband, whereas markedly ISSUE:differentresults when irradiance is measpecial blue fluorescent lamps will deliver 30 to sured from the same phototherapy system.29 There40 μW per square centimeter per nanometer.27 fore, clinicians should use the radiometer recomThe American Academy of Pediatrics defines in- mended by the manufacturer of the light source.tensive phototherapy as a spectral irradiance of at Using ordinary photometric or colorimetric lightleast 30 μW per square centimeter per nanometer meters or relying on visual estimations of brightover the same bandwidth delivered to as much of ness is inappropriate. Because of spatial variation,the infant’s body-surface area as possible.25 This irradiance should ideally be measured at severalmay be achieved by using light sources placed sites under the area illuminated by the unit, andabove and beneath the infant (Fig. 3). There is a the measurements averaged. Since this is not oftendirect relationship between the irradiance used done, the American Academy of Pediatrics recomand the rate at which the level of total serum bili- mends that measurements be performed below therubin declines.28 The guidelines recommend stan- center of the lights.25dard phototherapy for total serum bilirubin levelsThe dose and efficacy of phototherapy are afthat are 2 to 3 mg per deciliter (34 to 51 μmol per fected by the type of light source. Commonly usedliter) lower than the range for which intensive pho- phototherapy units contain daylight, white, or bluetotherapy is recommended (Fig. 4).25fluorescent tubes. However, when total serumThe dose of phototherapy should be checked bilirubin levels approach the range at which intenwith the use of a commercially available radiom- sive phototherapy is recommended,25 it is particu-924n engl j med 358;9www.nejm.orgfebruary 28, 2008Downloaded from www.nejm.org on June 5, 2008 . Copyright 2008 Massachusetts Medical Society. All rights reserved.

Clinical Ther apeuticslarly important to use lamps with blue emissionfor the reasons outlined above. The AmericanAcademy of Pediatrics currently recommends special blue fluorescent lamps or light-emitting diode(LED) lights that have been found to be effectivefor phototherapy in clinical studies.30,31 Filteredhalogen lights, often incorporated into fiber-opticdevices, are also used.The dose and efficacy of phototherapy are alsoaffected by the infant’s distance from the light (thenearer the light source, the greater the irradiance27) and the area of skin exposed (Fig. 3), hencethe need for a light source beneath the infant forintensive phototherapy. Although controlled trialshave demonstrated that the more surface area exposed, the greater the reduction in the total serumbilirubin level,32-34 it is usually unnecessary to remove the infant’s diaper. If, however, the total serum bilirubin level continues to rise despite treatment, the diaper should be removed until thereis a clinically significant decline. Aluminum foilor white cloth placed on either side of the infantto reflect light will also improve the efficacy ofphototherapy.35,36 Because light can be toxic to theimmature retina,

neonatal jaundice is so common, many infants — most of whom will be unaffected — are monitored and treated to prevent substantial damage that would otherwise occur in a few. Data from 11 hospitals in the northern California region of the Kaiser Permanente medical system4 and from the 18-hospital Intermountain Health Care

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