Improving Pumping System Performance

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ImprovingPumping SystemPerformanceA Sourcebook for IndustrySecond Edition

AcknowledgementsThis second edition of Improving Pumping System Performance: A Sourcebook for Industry was developedby the U.S. Department of Energy’s Industrial Technologies Program (ITP) and the Hydraulic Institute (HI).ITP undertook this project as part of a series of sourcebook publications on industrial equipment. Other topicsin this series include compressed air systems, fan and blower systems, motors and drives, steam systems, andprocess heating systems. For more information about ITP and HI, see Section 4, “Where to Find Help.”The Department of Energy, Lawrence Berkeley National Laboratory, the Alliance to Save Energy, and ResourceDynamics Corporation wish to thank staff at the many organizations that so generously assisted in the collectionof data for this sourcebook. In addition, we would like to particularly recognize the following for their input andreviews of the first and second editions of this sourcebook:Stefan M. Abelin, ITT Flygt CorporationAl Iseppon, Pentair WaterRobert Asdal, Hydraulic InstituteSteve KratzkeWilliam Beekman, Floway PumpsRoss C. Mackay, Ross Mackay Associates Ltd.Heinz Block, P.E., Process Machinery ConsultingWilliam Marscher, Mechanical Solutions, Inc.Steve Bolles, Process Energy ServicesJ. P. Messina, P.E.Karl Buscher, ITT Fluid Handling – Bell & GossettMichael Pemberton, ITT IPG PumpSmart Control SolutionsDon Casada, Diagnostic Solutions, LLCGregg Romanyshyn, Hydraulic InstituteMick Cropper, Sulzer Pumps U.S. Inc.Arnold Sdano, Fairbanks Morse Pump CompanyBarry Erickson, Flowserve Corp.Michael W. Volk, Volk Associates, Inc.Gunnar Hovstadius, Gunnar HovstadiusConsulting, LLCTrey Walters, Applied Flow TechnologySecond Edition, May 2006Prepared for the United States Department of EnergyOffice of Energy Efficiency and Renewable EnergyIndustrial Technologies ProgramByLawrence Berkeley National LaboratoryBerkeley, CaliforniaResource Dynamics CorporationVienna, VirginiaAlliance to Save EnergyWashington, D.C.In cooperation with the Hydraulic InstituteParsippany, New JerseyProduced by the National Renewable Energy LaboratoryGolden, ColoradoCover photo credit: Diagnostic Solutions, LLC, and Blacksburg, Christiansburg, VPI Water Authority, NREL/PIX13296Improving Pumping System Performance

ContentsAcknowledgementsTable of ContentsList of Figuresinside coveriiiQuick Start Guide1Section 1: Pumping System Basics3OverviewPumping System ComponentsPumping System PrinciplesSection 2: Performance Improvement Opportunity RoadmapOverviewThe Fact Sheets336111111Assessing Pumping System Needs13Common Pumping System Problems19Indications of Oversized Pumps25Piping Configurations to Improve Pumping System Efficiency 29Basic Pump Maintenance33Centrifugal Pumps37Positive Displacement Pump Applications41Multiple Pump Arrangements43Pony Pumps47Impeller Trimming49Controlling Pumps with Adjustable Speed Drives51Section 3: The Economics of Improving Pumping Systems55OverviewConduct a Systems AssessmentAnalyze Life-Cycle Costs Before Making a DecisionSell Your Projects to Management55556264Section 4: Where to Find HelpOverviewDOE Industrial Technologies Program and BestPracticesHydraulic InstituteDirectory of ContactsResources and ToolsAppendicesAppendix A: Glossary of Basic Pumping System TermsAppendix B: Pumping System Assessment Tool (PSAT)Appendix C: Pumping Systems Tip SheetsAppendix D: Guidelines for CommentsA Sourcebook for Industry696969737576939599101117

List of Figures91Figure 1.Typical Pumping System Components4Figure 2.Key to the Fact Sheets12Figure 3.Illustration of the Sensitivity of Flow toChanges in Backpressure15Figure 4.Drooping Performance Curve15Figure 5.Cavitation in a Centrifugal Pump20Figure 6.Two Types of Sealing Methods:Packing and Mechanical Seals21Figure 7.Common Pipe Configuration Problemsand How To Correct Them30Figure 8.Flow Straighteners31Figure 9.Proper Support of Suction and Discharge Piping31Figure 10. Centrifugal Pump Performance Curves37Figure 11. Family of Pump Performance Curves38Figure 12. Performance Curves for Different Impeller Sizes38Figure 13. Performance Curves for a 4x1.5-6 PumpUsed for Water ServiceFigure 14. Multiple Pump Operation44Figure 15. Multiple-Speed Pump Performance Curves45Figure 16. Typical Tank Level Control48Figure 17. Effect of Impeller Trimming on Pump Performance49Figure 18. Effects of Reducing Speed on a Pump’sOperating Characteristics52Figure 19. Power Lost through a Bypass Line52Figure 20. Fluid Power Lost across a Throttle Valve52Figure 21. Using a Pump Performance CurveTo Determine Power Drawii3960Improving Pumping System Performance

Quick Start GuideQuick Start GuideThis sourcebook is designed to provide pumpingsystem users with a reference that outlines opportunities for improving system performance. It isnot meant to be a comprehensive technical texton pumping systems; rather, it provides practicalguidelines and information to make users awareof potential performance improvements. Guidanceon how to find more information and assistance isalso included. Throughout this sourcebook, performance andefficiency improvements are described in termsof a “systems approach.” For cost-effectiveoperation and maintenance of pumping systems,attention must be paid not just to individual piecesof equipment but to the system as a whole. Asystems approach to optimizing a pumping systemanalyzes both the supply and demand sides of thesystem and how they interact, shifting the focusfrom individual components to total systemperformance.Often, operators are so focused on the immediatedemands of equipment that they overlook thebroader question: How do the system’s parameters affect this equipment? For example,frequently replacing pump seals and bearingscan keep a maintenance crew so busy that theyoverlook the system operating conditions that arecausing most (or all) of the problems.A systems approach involves the following typesof interrelated actions: Establish current conditions and operatingparametersDetermine present and estimate future processproduction needsGather and analyze operating data and developload duty cyclesAssess alternative system designs andimprovementsA Sourcebook for IndustryDetermine the most technically andeconomically sound options, taking intoconsideration all of the subsystemsImplement the best optionAssess energy consumption with respectto performanceContinue to monitor and optimize the systemContinue to operate and maintain the systemfor peak performance.To use a systems approach effectively, a pumpingsystem designer needs to understand systemfundamentals, know where opportunities forimprovements are commonly found, and have alist of key resources that can help to identify andimplement successful projects. Therefore, thissourcebook is divided into four main sections,as outlined below. Section 1. Pumping System BasicsIf you are not familiar with the basics of pumpingsystems, the first section provides a briefdiscussion of terms, relationships, and importantsystem design considerations. It describes keyfactors involved in pump selection and systemdesign; it also provides an overview of differenttypes of pumps and their general applications.Key terms and parameters used in selectingpumps, designing systems, and controlling fluidflow are discussed. If you are already familiarwith pumping systems, you might want to skipthis section and go straight to the next one. Section 2. Performance ImprovementOpportunity RoadmapThis section describes the key components of apumping system and opportunities to improvethe system’s performance. Also provided is afigurative system diagram identifying pumpingsystem components and performance improvement opportunities. A set of fact sheets describing

Quick Start Guidethese opportunities in greater detail follows thediagram; they discuss the following:1. Assessing Pumping System Needs2. Common Pumping System Problems3. Indications of Oversized Pumps4. Piping Configurations to Improve PumpingSystem Efficiency5. Basic Pump Maintenance6. Centrifugal Pumps7. Positive Displacement Pump Applications8. Multiple Pump Arrangements9. Pony Pumps AppendicesThis sourcebook on improving pumping systemsincludes four appendices. Appendix A is aglossary of terms used throughout the pumpingsystem industry (and printed in bold type in partsof this sourcebook). Appendix B describes thePumping System Assessment Tool (PSAT),which can help you identify and prioritize energyimprovement projects for pumping systems.Appendix C contains a series of pumping systemtip sheets. Developed by DOE, these tip sheetsare brief summaries of opportunities for improving the efficiency and performance of pumpingsystems. Appendix D includes a form forsubmitting suggested improvements to thissourcebook.10. Impeller Trimming11. Controlling Pumps with AdjustableSpeed Drives Section 3. The Economics of ImprovingPumping SystemsSection 3 describes key considerations indetermining the life-cycle costs of pumpingsystems. Understanding life-cycle costs isessential to identifying and prioritizing improvement projects and presenting these projectsin terms that will gain management support.Therefore, this section discusses life-cycle costcomponents, ways to measure these costs, andkey success factors in prioritizing and proposingimprovement projects. Section 4. Where To Find HelpSection 4 describes useful sources of assistancethat can help you learn more about pumpingsystems and ways to improve their performanceand efficiency. Included in this section aredescriptions of resources within the U.S. Department of Energy (DOE) Industrial TechnologiesProgram (ITP) and the Hydraulic Institute and adirectory of associations and other organizationsinvolved in the pump marketplace. This sectionalso provides lists of helpful resources, such astools, software, videos, and workshops. Improving Pumping System Performance

Section 1: Pumping System BasicsSection 1: Pumping System BasicsOverviewPumps are used widely in industry to providecooling and lubrication services, to transfer fluidsfor processing, and to provide the motive force inhydraulic systems. In fact, most manufacturingplants, commercial buildings, and municipalitiesrely on pumping systems for their daily operation.In the manufacturing sector, pumps represent 27%of the electricity used by industrial systems. In thecommercial sector, pumps are used primarily inheating, ventilation, and air-conditioning (HVAC)systems to provide water for heat transfer. Municipalities use pumps for water and wastewatertransfer and treatment and for land drainage. Sincethey serve such diverse needs, pumps range in sizefrom fractions of a horsepower to several thousandhorsepower.In addition to an extensive range of sizes, pumpsalso come in several different types. They areclassified by the way they add energy to a fluid:positive displacement pumps1 squeeze the fluiddirectly; centrifugal pumps (also called “rotodynamic pumps”) speed up the fluid and convertthis kinetic energy to pressure. Within theseclassifications are many different subcategories.Positive displacement pumps include piston, screw,sliding vane, and rotary lobe types; centrifugalpumps include axial (propeller), mixed-flow, andradial types. Many factors go into determiningwhich type of pump is suitable for an application.Often, several different types meet the sameservice requirements.Pump reliability is important—often critically so.In cooling systems, pump failure can result inequipment overheating and catastrophic damage.In lubrication systems, inadequate pumpperformance can destroy equipment. In manypetrochemical and power plants, pump downtimecan cause a substantial loss in productivity.1 TermsPumps are essential to the daily operation of manyfacilities. This tends to promote the practice ofsizing pumps conservatively to ensure that theneeds of the system will be met under allconditions. Intent on ensuring that the pumps arelarge enough to meet system needs, engineersoften overlook the cost of oversizing pumps anderr on the side of safety by adding more pumpcapacity. Unfortunately, this practice results inhigher-than-necessary system operating andmaintenance costs. In addition, oversized pumpstypically require more frequent maintenancethan properly sized pumps. Excess flow energyincreases the wear and tear on system components,resulting in valve damage, piping stress, andexcess system operation noise.Pumping System ComponentsTypical pumping systems contain five basiccomponents: pumps, prime movers, piping, valves,and end-use equipment (e.g., heat exchangers,tanks, and hydraulic equipment). A typicalpumping system and its components are illustratedin Figure 1 on page 4. PumpsAlthough pumps are available in a wide range oftypes, sizes, and materials, they can be broadlyclassified into the two categories describedearlier—positive displacement and centrifugal.These categories relate to the manner in which thepumps add energy to the working fluid. Positivedisplacement pumps pressurize fluid with acollapsing volume action, essentially squeezing anamount of fluid equal to the displacement volumeof the system with each piston stroke or shaftrotation. Centrifugal pumps work by addingkinetic energy to a fluid using a spinning impeller.As the fluid slows in the diffuser section of thepump, the kinetic energy of the fluid is convertedinto pressure.in bold type are defined in the glossary in Appendix A.A Sourcebook for Industry

Section 1: Pumping System BasicsECDBIHGAKFJKeyABCDEFGHPumpLevel IndicatorsTank, Liquid SupplyPump MotorMotor ControllerThrottle ValveBypass ValveHeat Exchangers(End-Use Equipment)I Instrumentation LineJ Pump Discharge PipingK Pump Suction PipingFigure 1. Typical Pumping System ComponentsAlthough many applications can be served byboth positive displacement and centrifugal pumps,centrifugal pumps are more common because theyare simple and safe to operate, require minimalmaintenance, and have characteristically longoperating lives. Centrifugal pumps typically sufferless wear and require fewer part replacementsthan positive displacement pumps. Although thepacking or mechanical seals must be replacedperiodically, these tasks usually require only aminor amount of downtime. Centrifugal pumpscan also operate under a broad range of conditions.The risk of catastrophic damage due to impropervalve positioning is low, if precautions are taken.Centrifugal pumps have a variable flow/pressurerelationship. A centrifugal pump acting against ahigh system pressure generates less flow than itdoes when acting against a low system pressure. A centrifugal pump’s flow/pressure relationshipis described by a performance curve that plotsthe flow rate as a function of head (pressure).Understanding this relationship is essential toproperly sizing a pump and designing a systemthat performs efficiently. For more information,see the fact sheet in Section 2 titled CentrifugalPumps.In contrast, positive displacement pumps have afixed displacement volume. Consequently, theflow rates they generate are directly proportionalto their speed. The pressures they generate aredetermined by the system’s resistance to thisflow. Positive displacement pumps have operatingadvantages that make them more practical forcertain applications. These pumps are typicallymore appropriate for situations in which thefollowing apply:Improving Pumping System PerformanceA

Section 1: Pumping System Basics The working fluid is highly viscousThe system requires high-pressure,low-flow pump performanceThe pump must be self-primingThe working fluid must not experiencehigh shear forcesThe flow must be metered or preciselycontrolledPump efficiency is highly valued.A disadvantage is that positive displacementpumps typically require more system safeguards,such as relief valves. A positive displacementpump can potentially overpressurize system pipingand components. For example, if all the valvesdownstream of a pump are closed—a conditionknown as deadheading—system pressure willbuild until a relief valve lifts, a pipe or fittingruptures, or the pump motor stalls. Althoughrelief valves are installed to protect against suchdamage, relying on these devices adds an elementof risk. In addition, relief valves often relievepressure by venting system fluid, which may bea problem for systems with harmful or dangeroussystem fluids. For more information on this typeof pump, see the fact sheet in Section 2 titledPositive Displacement Pump Applications. Prime MoversMost pumps are driven by electric motors.Although some pumps are driven by direct current(dc) motors, the low cost and high reliability ofalternating current (ac) motors make them themost common type of pump prime mover. Inrecent years, partly as a result of DOE’s efforts,the efficiencies of many types of ac motors haveimproved. A section of the Energy Policy Act(EPAct) of 1992 that set minimum efficiencystandards for most common types of industrialmotors went into effect in October 1997. EPAct hasprovided industrial end users with greater selectionand availability of energy-efficient motors.In addition, the National Electrical ManufacturersAssociation (NEMA) has established the NEMAPremiumTM energy efficiency motors program,A Sourcebook for Industrywhich is endorsed by the Hydraulic Institute; theprogram defines premium efficiency motors withhigher efficiency levels than those established byEPAct. In high-run-time applications, improvedmotor efficiencies can significantly reduceoperating costs. However, it is often moreeffective to take a systems approach that usesproper component sizing and effective maintenance practices to avoid unnecessary energyconsumption.A subcomponent of a pump motor is the motorcontroller. The motor controller is the switchgearthat receives signals from low-power circuits,such as an on-off switch, and connects or disconnects the high-power circuits to the primarypower supply from the motor. In dc motors, themotor controller also contains a sequence ofswitches that gradually builds up the motorcurrent during start-ups.In special applications, such as emergencylubricating oil pumps for large machinery, somepumps are driven by an air system or directlyfrom the shaft of the machine. In the event of apower failure, these pumps can still supply oilto the bearings long enough for the machine tocoast to a stop. For this same reason, many fireservice pumps are driven by diesel engines toallow them to operate during a power outage. PipingPiping is used to contain the fluid and carry itfrom the pump to the point of use. The criticalaspects of piping are its dimensions, material type,and cost. Since all three aspects are interrelated,pipe sizing is an iterative process. The flow resistance at a specified flow rate of a pipe decreasesas the pipe diameter gets larger; however, largerpipes are heavier, take up more floor space, andcost more than smaller pipe. Similarly, in systemsthat operate at high pressures (for example,hydraulic systems), small-diameter pipes can havethinner walls than large-diameter pipes and areeasier to route and install.Small-diameter pipes restrict flow, however, andthis can be especially problematic in systems with

Section 1: Pumping System Basicssurging flow characteristics. Smaller pipes alsooperate at higher liquid velocity, increasingerosion effects, wear, and friction head. Increasedfriction head affects the energy required forpumping. ValvesThe flow in a pumping system may be controlledby valves. Some valves have distinct positions,either shut or open, while others can be used tothrottle flow. There are many different types ofvalves; selecting the correct valve for an application depends on a number of factors, such asease of maintenance, reliability, leakage tendencies, cost, and the frequency with which thevalve will be open and shut.Valves can be used to isolate equipment or regulate flow. Isolatio

Figure 10. Centrifugal Pump Performance Curves 37 Figure 11. Family of Pump Performance Curves 38 Figure 12. Performance Curves for Different Impeller Sizes 38 Figure 13. Performance Curves for a 4x1.5-6 Pump Used for Water Service 39 Figure 14. Multiple Pump Operation 44 Figure 15. Multiple-Speed Pump Performance Curves 45 Figure 16.

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