Psychological Outcomes Related To Exome And Genome .

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American College of Medical Genetics and GenomicsARTICLEPsychological outcomes related to exome and genomesequencing result disclosure: a meta-analysis of seven ClinicalSequencing Exploratory Research (CSER) Consortium studiesJill O. Robinson, MA1, Julia Wynn, MS 2, Barbara Biesecker, PhD, MS3, Leslie G. Biesecker, MD4,Barbara Bernhardt, MS5, Kyle B. Brothers, MD, PhD 6, Wendy K. Chung, MD, PhD2,7,Kurt D. Christensen, PhD 8, Robert C. Green, MD, MPH 8,9, Amy L. McGuire, JD, PhD1,M. Ragan Hart, MS, PhD10, Ida Griesemer, MSPH 11, Donald L. Patrick, MSPH, PhD12,Christine Rini, PhD13,14, David Veenstra, PharmD, PhD15,16, Angel M. Cronin, MS17 andStacy W. Gray, MD, AM 18,19Purpose: As exome and genome sequencing (ES/GS) enters theclinic, there is an urgent need to understand the psychologicaleffects of test result disclosure. Through a Clinical SequencingExploratory Research (CSER), phase 1 (CSER1) Consortiumcollaboration, we evaluated participants’ psychological outcomesacross multiple clinical settings.Methods: We conducted a random effects meta-analysis of stateanxiety (Hospital Anxiety and Depression Scale [HADS]/Generalized Anxiety Disorder 7-item), depressive symptoms (HADS/Personal Health Questionnaire 9-item), and multidimensionalimpact (i.e., test-related distress, uncertainty and positive impact:modified Multidimensional Impact of Cancer Risk Assessment/Feelings About Genomic Testing Results scale).Results: Anxiety and depression did not increase significantlyfollowing test result disclosure. Meta-analyses examining meanINTRODUCTIONExome and genome sequencing (ES/GS) promises to transformclinical research and health care. ES and GS can enableresearchers and clinicians to identify disease causes, tailortreatments, determine carrier status, and refine disease riskestimates. However, ES/GS presents novel challenges in researchand clinical care because it generates vast amounts of data thatare, at times, highly uncertain and can reveal information thatdifferences from pre- to postdisclosure revealed an overall trend fora decrease in participants’ anxiety. We observed low levels of testrelated distress and perceptions of uncertainty in some populations(e.g., pediatric patients) and a wide range of positive responses.Conclusion: Our findings across multiple clinical settings suggestno clinically significant psychological harms from the return of ES/GS results. Some populations may experience low levels of testrelated distress or greater positive psychological effects. Futureresearch should further investigate the reasons for test-relatedpsychological response variation.Genetics in Medicine (2019) https://doi.org/10.1038/s41436-0190565-3Keywords: exome sequencing; genome sequencing; return ofresults; patient-reported outcomes; psychological effectmay or may not have direct bearing on the clinical context inwhich the sequencing is being performed. While studies haveshown that most participants want to learn ES/GS information,there are concerns within the research community about thepotential effects that this type of information may have onindividuals.1–6 It is unclear whether the benefits and utility ofreturning genomic information to individuals outweigh thepotential risks of psychological harms.71Center for Medical Ethics and Health Policy, Baylor College of Medicine, Houston, TX, USA; 2Department of Pediatrics, Columbia University Medical Center, New York, NY, USA;RTI, International D.C. Office, Washington, DC, USA; 4Medical Genomics and Metabolic Genetics Branch, National Human Genome Research Institute, Bethesda, MD, USA;5Division of Translational Medicine and Human Genetics, Perelman School of Medicine at the University of Pennsylvania, Philadelphia, PA, USA; 6Department of Pediatrics,University of Louisville School of Medicine, Louisville, KY, USA; 7Department of Medicine, Columbia University Medical Center, New York, NY, USA; 8Department of Medicine,Brigham and Women’s Hospital and Harvard Medical School, Boston, MA, USA; 9Broad Institute of MIT, Cambridge, MA, USA; 10Department of Biomedical Data Science, StanfordUniversity, Stanford, CA, USA; 11Department of Health Behavior, University of North Carolina, Chapel Hill, NC, USA; 12Department of Health Services, University of Washington,Seattle, WA, USA; 13John Theurer Cancer Center, Hackensack University Medical Center, Hackensack, NJ, USA; 14Georgetown University School of Medicine, Washington, DC,USA; 15Clinical Sequencing Exploratory Research Coordinating Center, University of Washington, Seattle, WA, USA; 16Department of Pharmacy, University of Washington, Seattle,WA, USA; 17Corrona, LLC, Waltham, MA, USA; 18Department of Population Science, City of Hope, Duarte, CA, USA; 19Department of Medical Oncology & Therapeutics Research,City of Hope, Duarte, CA, USA. Correspondence: Stacy W. Gray (stagray@coh.org)Co-first authors: Jill O. Robinson and Julia Wynn3Submitted 1 February 2019; accepted: 22 May 2019GENETICS in MEDICINE Volume 0 Number 0 Month1

1234567890():,;ARTICLEPrevious systematic reviews on the psychological outcomesof genetic testing in the context of adult and pediatric singleor multigene testing for diseases such as cancer, Alzheimerdisease, and Huntington disease have shown that, in general,test result disclosure does not cause depression or anxiety.8–11When negative psychological effects are observed, they areoften short-lived.8,11 Limited data are available on thepsychological effects of the disclosure of ES/GS results.However, several studies have found that there may be asubset of individuals who may be more likely to experiencehigher test-related distress. A study of parents whose childrenhad diagnostic ES (n 192) demonstrated that parents oftested children experienced psychological responses to testingincluding worry, fear, and relief with test-related distress anduncertainty higher among those whose children received agenetic diagnosis.12 A longitudinal cohort study of individualsundergoing GS (n 35) noted that test distress was low andthat most participants were happy or relieved about theirresults.13To more completely explore the effects of the clinicalintegration of ES/GS across multiple clinical contexts andpatient populations, the National Human Genome ResearchInstitute (NHGRI) launched the Clinical Sequencing Exploratory Research (phase 1; CSER1) Consortium.14 The CSER1Consortium studies returned results from ES/GS to a range ofparticipants including parents of children with rare diseases,suspected genetic conditions, and cancer; healthy adults(including those at high risk of developing cancer); andadults with diseases such as cancer and cardiomyopathy.CSER1 investigators identified high priority areas of investigation at the consortium’s inception and coordinated outcome measurement across sites to facilitate cross-consortiumanalyses.15 Within the psychosocial impact domain, investigators coordinated the measurement of anxiety, depression,and multidimensional psychological impact across severalsites, as these outcomes have been commonly assessed inprior studies of genetic testing.16 Our overarching objectivewas to conduct a meta-analysis across CSER1 studies to assessstate anxiety, depressive symptoms, and multidimensionaltest-related outcomes following the return of ES/GS results.MATERIALS AND METHODSCSER study sitesParticipating CSER studies14 included Brigham and Women’sHospital and Harvard Medical School’s MedSeq Project,Children’s Hospital of Philadelphia’s PediSeq study, ColumbiaUniversity Medical Center, Dana-Farber Cancer Institute andBroad Institute’s (DFCI) CanSeq study, NHGRI’s ClinSeq study, the University of North Carolina’s NCGENES study,and the University of Washington’s New EXome Technologyin (NEXT) Medicine study. A detailed description of theindividual study protocols can be found in primary publications from each site and a summary is presented inTable 1.14,15 Informed consent was obtained from allparticipants and each site gathered and shared data withlocal Institutional Review Board (IRB) approval. Each CSER2ROBINSON et alsite developed policies and frameworks for the disclosure ofprimary diagnostic and secondary findings, thus the type ofresults disclosed differed across sites.17 Sites conducteddisclosure sessions in person, with the exception of Columbia,which conducted disclosures both in person and via videoconference. Sequencing, variant interpretation, disclosure ofresults, and administration of participant questionnaires wereperformed at individual CSER sites from June 2015 to August2017, and the collected data were combined for post hocanalyses.MeasuresState anxiety and depressive symptoms were measured preand post-ES/GS results disclosure using the Hospital Anxietyand Depression Scale (HADS)18 (three sites), the PersonalHealth Questionnaire 9-item (PHQ-9)19 (three sites), and theGeneralized Anxiety Disorder 7-item (GAD-7)20 (two sites).The multidimensional impact of receiving ES/GS results wasmeasured following results disclosure using a modifiedversion of the Multidimensional Impact of Cancer RiskAssessment (MICRA)21 (six sites) or the Feelings AboutgenomiC Testing Results (FACToR)22 (two sites). Thesescales are similar, with comparable subscales assessing thesame time period (past week). The measures differ somewhatin terms of the question stems and subscale wording. TheMICRA evaluates test-related distress (“Feeling upset aboutmy test results”), uncertainty (“Being uncertain about whatmy test result means about my cancer risk”), and positiveexperiences (reverse scored) (“Feeling relieved about my testresults”) while the comparable subscales in the FACToRassess negative emotions (“How upset did you feel about yourgenetic test result?”), uncertainty (“How uncertain did youfeel about what your genetic test results mean for you?”), andpositive feelings (“How happy did you feel about your genetictest results?”). The wording for the MICRA relates tofrequency while the FACToR relates to intensity. Responseoption anchors ranged from “Never” to “Often” for theMICRA and “Not at all” to “A great deal” for the FACToR.The MICRA scale was not uniformly modified across the sixsites administering it. The original scale used the phrase “mytest results” and some sites differed in how they mademodifications to identify the specific results in their studysuch as “my genomic screening results” or “my genetic testresults.” Additionally, five questions in the original scalespecifically referenced cancer and modification of thesequestions to address ES/GS was variable across sites. Finally,one site dropped an item in the MICRA that queriedparticipants about “having difficulty making decisions aboutcancer screening or prevention” as such items are not relevantto participants living with advanced cancer. Responses on thebaseline and the first completed postdisclosure survey wereanalyzed. Missing data were imputed using the last observation carrier backward; if a participant completed a survey atthe time of the second postdisclosure survey, but not at thetime of the first postdisclosure survey, then the participant’sresponses at the time of the second postdisclosure survey wereVolume 0 Number 0 Month GENETICS in MEDICINE

GENETICS in MEDICINE Volume 0 Number 0 MonthAdultKnown disease(advanced cancer)PopulationDisease status(condition[s] ifoutcomepostdisclosureparticipants 1Number ofparticipants364261376of sequencedsecondary244Primary andTotal numberPrimary and secondarydisclosedType of resultsgeneticistif needed97223Secondary and carrier99100and carrierPrimary, secondary,cardiologistphysician orPrimary careto genetic counselorresultsmedical geneticistand/or medicalOncologist with referralDiscloser ofand known diseaseSeemingly healthyAdult(cardiomyopathy)Genetic counselor andSeemingly healthyAdultWomen’s HospitalBrigham andClinical MedicineSequencing intoof Whole GenomeMedSeq: Integrationapplicable)Genetic counselorSeemingly healthyAdultInstituteColumbia UniversityGenomic EraParticipants in theResults to ResearchIncidental Genetic TestImpact of Return of463565carrierPrimary, secondary, andgenetic counselorMedical geneticist and(colorectal cancer or141177Primary and secondarymedical geneticistGenetic counselor and/orpolyposis)Known diseaseconditionsc)AdultUniversity of WashingtonTechnological StudiesClinical, Ethical, andSequencing in Cancer:NEXT Medicine: ClinicalKnown disease (various(surrogateb)Adult and pediatricCarolina at Chapel HillUniversity of NorthSequencingGeneration ExomeEvaluation by Next-Clinical GenomicNCGENES: North Carolina38191and carrierPrimary, secondary,neurologisthematologist,cardiologist,or medical geneticist,Genetic counselor and/conditionsc)Known disease (various(surrogateb)Adult and pediatricPhiladelphiaChildren’s Hospital ofin PediatricsGenomic SequencingPediSeq: ApplyingSee Green et al.14 reference for additional project institutions.bSurrogate parent or guardian of pediatric patient providing survey responses.cVarious conditions included the following: at NCGENES: hereditary cancer susceptibility, genetic heart disorders, neurogenetic disorders, and congenital malformations; at PediSeq: bilateral sensorineural hearing loss, intellectual disability, nuclear-encoded mitochondrial respiratory chain disorders, platelet function disorders, and sudden cardiac arrest and/or death.aInstituteinstitutionaGenome ResearchPilot StudyClinical Researchthe Care of CancerNational HumanSequencingSequencing to GuideDana-Farber CancerLarge-ScaleWhole-ExomePatientsClinSeq : ACanSeq: The Use ofLeadProject detailsProject nameTable 1 Clinical Sequencing Exploratory Research (CSER) studies included in meta-analysis of psychological outcomesROBINSON et alARTICLE3

ARTICLEROBINSON et alincluded. Median time between return of results to firstpostdisclosure survey was 24 days (interquartile range [IQR]14–37 days, range 1–396 days), and median time betweenreturn of results to second postdisclosure survey was 184 days(IQR 142–206 days, range 54–445 days). The majority ofparticipants’ (96%) responses included in this analysis arefrom the first postdisclosure survey. Participants who droppedout of the study prior to results disclosure were omitted fromanalyses.Statistical methodsFor state anxiety (HADS-Anxiety [A] and GAD-7) anddepressive symptoms (HADS-Depression [D] and PHQ-9),we described the site-specific predisclosure and postdisclosurevalues and absolute change (postdisclosure minus predisclosure). For the multidimensional impact of testing (MICRAand FACToR), we described the site-specific postdisclosurevalues for each subscale. For all outcomes, we conductedrandom effects meta-analyses using the method of DerSimonian and Laird.23 We specified the random effects model apriori, since we expected the effect size to vary between sitesdue to the heterogeneity in study designs and participantcharacteristics by site. In a random effects model, the weightof each study is derived from both (1) within-study variability(i.e., the number of participants in the study) and (2)between-study variability (i.e., the difference in effectsbetween the studies). Thus, the combined effect size is notdominated by a single study with a large number ofparticipants. For the meta-analyses, we calculated standardized mean differences in pre- and post–results disclosurestate anxiety (HADS-A and GAD-7) and depressive symptoms (HADS-D and PHQ-9). To examine responses from thedifferent measures and across studies, we rescaled the subscalescores of the multidimensional impact of testing (MICRA andFACToR) to a 0–100 point scale, where 0 represents “Not atall” or “Never” and 100 represents “A great deal” or “Often.”Given the variations of modifications made to the MICRAand FACToR scales, as well as differences in study populations and sequencing goals, we focused the meta-analyses onidentifying broad trends rather than statistical comparisons.In exploratory analyses, we evaluated the differences inpostdisclosure outcomes for (1) those participants who hadand had not received any type of genetic results returned aspart of the study, (2) those participants who received primaryresults, and (3) those participants who received carrier and/orpharmacogenetic results. Statistical analyses were conductedwith Stata version 13.1.24RESULTSAcross seven CSER1 studies, 2876 participants weresequenced, and 1300 participants reported at least onepostdisclosure outcome that was included in this metaanalysis (multidimensional impact n 1299, anxiety n 741,and depressive symptoms n 850, Table 1). Participantcharacteristics and information about types of ES/GS resultsreturned by site are shown in Table 2. Studies varied by4whether the testing was used for diagnostic purposes, and allsites returned at least some secondary findings to participants.Anxiety and depressive symptomsFigure 1 displays the pre- and postdisclosure anxiety (HADSand GAD-7) and depressive symptoms (HADS and PHQ-9)responses, as well as the absolute change over time. Themajority of participants across sites were below the thresholdfor clinical anxiety and depression at baseline, using validatedcutoffs for the measures.18–20 We observed no statisticallysignificant changes in anxiety and depressive symptomsfollowing return of ES/GS results, or in the absolute change(postdisclosure minus predisclosure) (Fig. 1a, b, d, e).Random effects meta-analyses examining mean differencesfrom pre- to postdisclosure revealed an overall trend ofdecrease in anxiety among participants, with the greatestdecreases noted in participants from NCGENES and MedSeq(effect [95% CI]: 0.36 [ 0.45, 0.26], 0.52 [ 0.73, 0.30], respectively, Fig. 1c). We identified a similar trendof decrease in depressive symptoms across sites, with thegreatest decrease noted among participants at Columbia,MedSeq, and NCGENES (effect [95% CI]: 0.33 [ 0.53, 0.13], 0.22 [ 0.40, 0.04], 0.16 [ 0.26, 0.07],respectively, Fig. 1f).Negative emotional impact and uncertaintyUsing two measures to assess the multidimensional impact ofreceiving ES/GS results (MICRA and FACToR), in general, weidentified low levels of postdisclosure test-related negativeemotions and uncertainty, although there was some variationacross sites (Fig. 2a–f). Negative emotions and distress weregenerally infrequent, with more variability and somewhatgreater reported distress among participants at the two sitesthat included pediatric populations, PediSeq and NCGENES,relative to the other sites (Fig. 2a, b). Lowest levels of distresswere observed in Columbia, MedSeq, and ClinSeq (effect[95% CI]: 1.46 [0.41, 2.50], 2.27 [1.18, 3.37], 4.26 [3.33, 5.18],respectively, Fig. 2c), all of which enrolled seemingly healthyadults or adults with cardiovascular disease.Responses to the test-related uncertainty subscale variedacross studies, with participants overall reporting low levels ofpostdisclosure uncertainty. Uncertainty was higher among thestudies that included parents of pediatric patients (PediSeq,effect [(95% CI]: 23.22 [17.11, 29.34] and NCGENES, 22.17[20.31, 24.03]) compared with the studies of mostly healthyadults (effect [95% CI]: Columbia, 3.58 [1.98, 5.17]; MedSeq,6.72 [3.97, 9.47], ClinSeq , 7.99 [6.89, 9.09]), while uncertainty was more intermediate for NEXT Medicine (effect[95% CI]: 15.89 [12.69, 19.08]), a study of adults with colonpolyps or cancer (Fig. 2f).Positive emotional impactAcross sites we saw the widest range of responses to thepositive emotions subscales (Fig. 2g–i). Descriptive analysesshowed that PediSeq reported positive responses from allparticipants (n 38), whereas all other studies had muchVolume 0 Number 0 Month GENETICS in MEDICINE

ARTICLEROBINSON et alTable 2 Participant characteristics by CSER study siteCanSeqN 36AgeMedian58IQR51–63Range31–81Gender, %Male44Female56Ethnicity, %Non-Hispanic97Hispanic3Unknown0Race, %White81Black8aOther6Unknown6Surrogate, %bNo100Yes0Unknown or NA0Marital status, %Married72Not m

Purpose: As exome and genome sequencing (ES/GS) enters the clinic, there is an urgent need to understand the psychological effects of test result disclosure. Through a Clinical Sequencing Exploratory Research (CSER), phase 1 (CSER1) Consortium collaboration, we evaluated participants’ psychological outcomes across multiple clinical settings.

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