CHATTANOOGA SMART CITY PLAN

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CHATTANOOGASMART CITY PLANNotice of Funding Opportunity Number DTFH6116RA00002Amendment 1CITY OF CHATTANOOGA

Chattanooga Smart City PlanNotice of Funding Opportunity Number DTFH6116RA00002Table of ContentsPart I1. Vision Overview . 12. Population Characteristics . 43. Characteristics of a Smart City . 54. Vision Element Deployment Map . 75. Integrated Implementation of a Smart City Transportation System . 86. Risk Assessment and Mitigation . 167. Partners, Stakeholders and Governance . 188. Current Transportation Infrastructure and System . 209. Data Management and Policy . 2310. ITS Standards, Architecture, and Certifications . 2711. Performance Metrics . 2712. Project Capacity . 2913. Leveraging Opportunities . 30Letters of SupportPart IIFigure 1: Relationships of Partners and Stakeholders . 18Table 1 Partners . 18Table 2 Key Stakeholders & Potential Collaborators . 19Table 3: Policies. 25Table 4: Key Community Networks and Partnerships . 26

Chattanooga Smart City PlanNotice of Funding Opportunity Number DTFH6116RA000021. Vision OverviewThe ChallengeSimilar to many cities its size, Chattanooga’s aging transportation infrastructure provides fewviable options for other than automobile travel. Additionally, the system is unsafe; vehicleaccidents account for an annual average of 55 fatalities and 331 serious injuries in addition tothe financial costs of increased delays and damaged vehicles. Land-use contributes to a lack ofresiliency in transportation: homes, schools, stores, and workplaces are spread across suburbsputting great distances between daily needs.The transportation system is vital to every Chattanooga citizen, employee, student, and visitor.From the moment a business opens its doors or a citizen steps out of their home, they engagewith the transportation system.To ensure people and goods can travel within and through Chattanooga efficiently and safely,to effectively invest our limited resources and maximize their impact, and to respond to andlimit climate change, Chattanooga is aggressively pursuing non-traditional transportationplanning and infrastructure and an integration of smart land-use and freight transport tobecome the future Smart City.The VisionThe Smart City plans for, implements, assesses, and shares the results of an adaptive, efficienttransportation system to increase the mobility of people and goods, improve safety for allusers, and respond to and limit climate change. Chattanooga’s vision for the Smart City workstoward these three goals by pursuing our five interconnected priority areas: Safer Streets Stronger Neighborhoods Smarter Students, Stronger Families High Performing Government Growing EconomyIn pursuit of those priority areas, Chattanooga is uniquely prepared to leverage existingtransportation infrastructure and implement specific solutions (detailed in Sections 3-5).Beyond specific technologies and infrastructure however, the Smart City must respond to andgrow with the needs of its population. The Smart City must engage its citizens, privatebusinesses, and public institutions in a feedback loop of input, goal setting, planning,measurement, and assessment that responds to and works toward the overarching goals.Additionally the Smart City:1 Page

Chattanooga Smart City PlanNotice of Funding Opportunity Number DTFH6116RA00002 Leverages public and private partnerships to maximize investment;Responds to the diverse needs, abilities, and strengths of all people;Models proactive planning, technology, and policy implementation for other cities;Shares results of Smart City implementation broadly.Why Chattanooga?Chattanooga is the Smart City: we have a big vision, a history of innovation, active government,existing smart infrastructure, long-lasting, extensive partnerships, and the ability andwillingness to share our results.Vision – Chattanooga’s vision for the Smart City is rooted in the five priority areas (SaferStreets, Stronger Neighborhoods, Smarter Students, Stronger Families, High PerformingGovernment, and Growing Economy) that orient our planning and implementation toward ouroverarching goals to increase the mobility of people and goods, improve safety for all users,and respond to and limit climate change. Developed as part of our Budgeting for Outcomes(BFO) process, the priority areas serve as a platform to measure progress. Priority area-specificgoals (e.g. reduce unemployment by 25% by September 30, 2015 1) are developed, programsand policies implemented, and results measured to ensure continuous refinement andimprovement of the goals, programs, and policies.The three goals of the Smart City align with Chattanooga’s existing priority areas, which allowsus to leverage existing projects, plans, and policies to best realize the Smart City. This alignmentacknowledges that our vision of the Smart City requires solutions that can meet the challengeof the complex, interrelated goals. Increasing redundancy of transportation options allowscitizens to travel between home, school, work, and daily trips more efficiently and reducescongestion on our roadways. Decreasing our reliance on fossil fuels reduces greenhouse gasemissions and allows citizens to invest more money locally. Policies regarding data collectionand performance measurement are detailed in Section 9.History Chattanooga has a history of developing solutions to complex challenges. The publicprivate partnerships formed through Chattanooga’s precedent-setting downtown revitalizationcontinue to transform the urban core, are replicated in other areas of the city, and are studiedby cities around the world.Active Government – In addition to the integral role the city plays in the Chattanooga AreaRegional Transportation Authority (CARTA) and EPB (detailed in Section 7), the ChattanoogaDepartment of Transportation (CDOT) was created in May 2013 and charged with creating anefficient, multimodal transportation system that reflects the changing needs of all users whileenhancing multi-use public spaces for all people. The City has developed resources to spur new1 See priority area-specific goals and measurements at: -89dw#2 Page

Chattanooga Smart City PlanNotice of Funding Opportunity Number DTFH6116RA00002innovation through the Innovation District, the Enterprise Center, and other collaborations andpolicies that encourage start-ups and local creativity (detailed in Section 3).Infrastructure – Sections 3-5 detail Chattanooga’s infrastructural preparedness, that includesEPB’s 10 Gig network, the Intelligent Transportation Systems (ITS), and AdvancedTransportation Management System (ATMS).Partnerships – The partnerships detailed in Section 7 demonstrate willingness to shareresources, develop collaborative processes, assess and mitigate risk, and share results.Data – In addition to our research partners, Chattanooga’s open data policies and portal anddata sharing capabilities, detailed in Sections 9-10, will enable other cities, businesses, andindividuals to utilize, learn from, and innovate further with the lessons we learn and the datawe collect.Next StepsBuilding from this preparedness, Chattanooga will implement the Smart City by adapting ourBFO process to bring forward a suite of Smart City projects. The Smart City ImplementationTeam (detailed in Section 7) will solicit project proposals related to the 12 Vision Elements(detailed in Section 5) from the broad range of Smart City public and private partners as well asChattanooga’s burgeoning entrepreneurial environment. Each project will need to address oneof the five priority areas, with an understanding of how the project moves toward the threeoverarching goals, and they will be required to include: Clear and measurable goals: The Implementation Team will track these benchmarks toensure long-term success of the funded initiatives.Multi-agency and/or multi-department collaboration: To leverage federal fundingeffectively, the Implementation Team will give preference to multi-agency ormultidepartmental collaboration.Mechanisms for citizen involvement and feedback: To ensure effectiveness, citizeninput will be encouraged during program development and implementation. Projectswill have plans that use citizen input for constant iteration and improvement of servicedelivery.Sustainable practices: Projects that harness environmental sustainability will be givenextra consideration. These projects will detail the environmental and fiscal return on theinvestment.Research/Evidence based best practices: All funded projects must employ documentedbest practices or thorough research.Chattanooga is unique among mid-size cities for its preparedness for implementing the SmartCity Challenge. In addition to the preparedness detailed above, the existing structure,transparency, and measurable results of the BFO system will enable Chattanooga to begin3 Page

Chattanooga Smart City PlanNotice of Funding Opportunity Number DTFH6116RA00002implementation quickly and with the confidence that implemented projects will bring forwardtransformative results to the transportation system that can be shared and replicated in othercities. This process as well as the realized projects will be models for cities nation- and worldwide.2. Population CharacteristicsChattanooga is a growing, mid-sized city, with a resurgent downtown city center blessed withthirty years of award-winning revitalization efforts, and newer geographic centers that are veryautomobile dependent, some built around regional shopping destinations and one built arounda major job center (Enterprise South). Chattanooga is the ideal location to develop a modelSmart City because it is growing, mid-size city experiencing increased urbanization and densitydevelopment.Chattanooga is a Growing, Mid-Size CityThe total population of Chattanooga, including Red Bank, TN and East Ridge, TN, is 200,304people (see Table 1). This population total is inclusive of Red Bank and East Ridge because theseareas are enclaves surrounded by the City of Chattanooga, contain current ITS that wereinstalled and continue to be operated through CDOT, and contain populations that regularlymove in the City of Chattanooga proper. The precedence for the relationship betweenChattanooga, Red Bank and East Ridge has existed since 2011, when the City of Chattanoogaentered into local agreements with both municipalities to operate and manage the IntelligentTransportation Systems (ITS) infrastructure for both smaller areas. These local agreementscontinue to be in effect today. Excluding Red Bank and East Ridge from Smart City Challengeimplementation creates “holes” in the system and defeats the concepts of interoperability.With the total population and land area, Chattanooga meets the USDOT’s characteristic for amid-sized city as defined in the NOFO. The map of Chattanooga can be seen in Section 4.Table 1: Population CharacteristicsGeographic areaPopulationLandarea (sqmi)Percent ofPopulation DensityPopulation in(per sq mi of land area) UZAChattanooga city, Hamilton County167,674137.151,222.543.31East Ridge city, Hamilton County20,9798.282,533.95.50Red Bank city, Hamilton County11,6516.521,788.33.05Chattanooga, East Ridge, & Red Bank Total200,304151.951318.251.86Chattanooga is a growing city, with significant growth for over a decade and indications of thetrend continuing. In 2010, Chattanooga was the fastest growing city in the state beating outNashville and Knoxville at a 1.46% increase from the previous year. Since the Census of 2000,Chattanooga’s total population has risen 11.72%.4 Page

Chattanooga Smart City PlanNotice of Funding Opportunity Number DTFH6116RA00002Population in the region is anticipated to grow by 25.8% by the year 2040 according to theRegional Planning Agency’s 2015 Comprehensive Plan Update. This growth is driven by anumber of factors, including cost of living, job and industry growth, and available opportunitiesthrough new innovation initiatives. (Chattanooga-Hamilton County Regional Planning Agency,2015) The employment rate is expected to grow by 38.7% by the same year. With growth ratesat these anticipated levels, capacity on the roadway network will present new challenges thatthe City will need to address.Chattanooga has a Dense Urban PopulationChattanooga exemplifies the challenges in many mid-size cities with a dense urban population.The U.S. Census Bureau defines “urban” as a territory, population, and housing units locatedwithin an urbanized area (UA) or an urban cluster (UC), which has: a) a population density of atleast 1,000 people per square mile; and b) surrounding census blocks with an overall density ofat least 500 people per square mile. As seen in Table 1, the City of Chattanooga, as well as RedBank and East Ridge, are all classified as urban under this definition, with densities ranging from1,222 to 2,533 people per square mile and an average of 1,318 people per square mile. Withincreasing population and fixed land area, this means that this density has been and willcontinue to increase as the city population increases, putting additional pressure ontransportation networks.Chattanooga has a Significant Portion of the Population in Urbanized AreasTable 1 indicates nearly 52% of Chattanooga’s population is within the urbanized area. Likemany mid-sized cities, Chattanooga has developed across a large area. Downtown Chattanoogacontains the majority of office buildings, entertainment, and industry development while majoremployment centers are located miles away and homes are spread throughout the city.Connecting people in neighborhoods to jobs as well as serving business needs will require aversatile, adaptive transportation network.3. Characteristics of a Smart CityThe City of Chattanooga is an ideal candidate to be a Smart City because of its publictransportation system with CARTA, its collaborative environment that has implementedtransformational projects, a history of commitment to community improvement throughfederal programs and local partnerships, integration with the sharing economy, and a strongpublic commitment to data sharing and innovation.Public TransportationThe public transportation system in Chattanooga includes the Chattanooga Area RegionalTransportation Authority (CARTA) bus system including downtown electric shuttles. TheChattanooga Area Regional Transportation Authority (CARTA) was established by the City ofChattanooga in 1973 and is funding from the federal government, the state of Tennessee,Hamilton County and other generated revenue. CARTA also coordinates its door-to-door5 Page

Chattanooga Smart City PlanNotice of Funding Opportunity Number DTFH6116RA00002paratransit service, Care-A-Van with the Southeast Tennessee Human Resource Agency’s(SETHRA) regional paratransit service from a shared space in Chattanooga.CARTA currently provides fixed-route mass transit service in the Chattanooga area, operating59 vehicles on 17 routes, including the very popular, free downtown electric shuttle. CARTAoperates over 200,000 vehicle revenue hours, providing over three million unlinked passengertrips annually. This service is showing continued growth and posted a three percent increaseover last year despite fuel prices being much lower than in the recent past. For 24 years, theCARTA downtown shuttle system has been a pioneer in operating as a “Living Laboratory” forour global transportation community. The shuttle has reduced congestion, improved air qualityreduced the need for parking, and been an integral component of downtown revitalization.Based on the popularity of the electric shuttle system, in the next fifteen months, CARTA willadd three all-electric fixed route vehicles that will use in-ground inductive technology to extendthe range of the electric vehicles beyond downtown.For the past ten years, CARTA has implemented an extensive Intelligent Transportation System(ITS) program in Chattanooga, including of free WiFi on buses, BusTracker(http://bustracker.gocarta.org), dynamic message signs throughout the service area; and theimplementation of Computer Aided Dispatch (CAD)/Automatic Vehicle Location (AVL) systemsproviding real time information to CARTA’s dispatchers. Through aggressive deployment oftechnology and communications, CARTA offers multiple tools for trip planning, including theBusTracker, the Transit App, Google Transit, or CARTAText, which provides real time businformation for customers who have SMS-texting capability on their phone.An Environment Conducive to Demonstrating Proposed Strategies and Committed LeadershipIn 2013, newly elected Chattanooga Mayor Andy Berke through a community-visioninginitiative called Chattanooga Forward, tasked two dozen Chattanoogans with determining howto maximize the EPB gigabit network opportunity. A few months later, Mayor Berke, HamiltonCounty Mayor Jim Coppinger, and Congressman Chuck Fleischmann responded to the taskforce's recommendations by forming a new entity focused solely on guiding those efforts: TheEnterprise Center.The Enterprise Center is establishing Chattanooga as a hub of innovation, improving people’slives by leveraging the city’s digital technology to create, demonstrate, test and apply solutionsfor the 21st century. They are working in the following areas: The Chattanooga Innovation District is a newly designated area of Chattanooga’s denseand walkable urban core that contains a catalytic mix of start-up businesses, incubators,accelerators and other innovation economy generators and amenities. Tech Goes Home Chattanooga is a new digital inclusion program helping residentsacross Hamilton County gain access to the skills, hardware, and Internet connectivityrequired for 21st century success. Having all parts of a healthy entrepreneurship ecosystem in place is crucial to be able todevelop, attract, and keep talent necessary to the new economy. The Enterprise Centeris ensuring that this ecosystem is strong, flexible and growing in Chattanooga.6 Page

Chattanooga Smart City PlanNotice of Funding Opportunity Number DTFH6116RA00002The basis for these efforts comes on the heels of the City’s 10 Gig fiber optic network. A nonprofit agency of the City of Chattanooga, EPB was established in 1935 for the sole purpose ofproviding electric power to the people of the greater Chattanooga area.To

Smart City because it is growing, mid-size city experiencing increased urbanization and density development. Chattanooga is a Growing, Mid-Size City . The total population of Chattanooga, including Red Bank, TN and East Ridge, TN, is 200,304 people (see Table 1). This population total is inclusive of Red Bank and East Ridge because these

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