Diagnostic Assessments And Updates

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PAYMENT POLICYDiagnostic Assessments and UpdatesPolicy Number: SC14P0004A2Effective Date: May 1, 2018Last Updated: May 1, 2019PAYMENT POLICY HISTORYVERSIONDATEVersion 25/1/2019Version 15/1/2018TABLE OF CONTENTSACTION / DESCRIPTIONAnnual policy review completed. Replaced deleted CPT codes96101, 96102, 96103 psychiatric testing codes with 96130 and96131. Internal links and the UCare logo were updated.The Diagnostic Assessment and Updates policy is implementedby UCare.PAGEPAYMENT POLICY HISTORY . 1DEFINITIONS. 5PAYMENT AND BILLING INFORMATON. 9General Information . 9Interactive Complexity . 9Payment Decreases and Increases Impacting Mental Health Services . 10CPT /HCPCS CODES . 11Billing Guidelines . 16Time Based Services . 16PRIOR AUTHORIZATION, NOTIFICATION AND THRESHOLD LIMITS . 17RELATED PAYMENT POLICY DOCUMENTATION. 17REFERENCES AND SOURCE DOCUMENTS . 17Page 1 of 17

PAYMENT POLICY“Payment Policies assist in administering payment for UCare benefits under UCare’s health benefit plans. PaymentPolicies are intended to serve only as a general reference resource regarding UCare’s administration of healthbenefits and are not intended to address all issues related to payment for health care services provided to UCaremembers. In particular, when submitting claims, all providers must first identify member eligibility, federal andstate legislation or regulatory guidance regarding claims submission, UCare provider participation agreementcontract terms, and the member-specific Evidence of Coverage (EOC) or other benefit document. In the event of aconflict, these sources supersede the Payment Policies. Payment Policies are provided for informational purposesand do not constitute coding or compliance advice. Providers are responsible for submission of accurate andcompliant claims. In addition to Payment Policies, UCare also uses tools developed by third parties, such as theCurrent Procedural Terminology (CPT *), InterQual guidelines, Centers for Medicare and Medicaid Services (CMS),the Minnesota Department of Human Services (DHS), or other coding guidelines, to assist in administering healthbenefits. References to CPT or other sources in UCare Payment Policies are for definitional purposes only and do notimply any right to payment. Other UCare Policies and Coverage Determination Guidelines may also apply. UCarereserves the right, in its sole discretion, to modify its Policies and Guidelines as necessary and to administerpayments in a manner other than as described by UCare Payment Policies when necessitated by operationalconsiderations. ”*CPT is a registered trademark of the American Medical AssociationPage 2 of 17

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PAYMENT POLICYPAYMENT POLICY OVERVIEWPRODUCT SUMMARYThis Policy applies to the following UCare products: Minnesota Senior Care Plus (MSC Plus)UCare Connect (Special Needs Basic Care – SNBC)Prepaid Medical Assistance Program (PMAP)MinnesotaCarePROVIDER SUMMARYUCare recognizes the following mental health professionals as eligible to provide a diagnosticassessment: Clinical nurse specialist (CNS)Licensed independent clinical social worker (LICSW)Licensed marriage and family therapist (LMFT)Licensed professional clinical counselor (LPCC)Licensed psychologist (LP)Mental health rehabilitative professionalPsychiatric nurse practitioner (NP)Psychiatry or an osteopathic physicianMental health practitioners who qualify as clinical traineesPOLICY STATEMENTThis Policy outlines the payment and billing guidelines associated with Diagnostic Assessments.PATIENT ELIGIBILITY CRITERIAIn order for services to be covered by UCare the patient must be actively enrolled in an UCare MSC Plus,Connect, PMAP, or MinnesotaCare product.Page 4 of 17

PAYMENT icalTraineeDiagnosticAssessmentExplanation ofFindingsExtendedDiagnosticAssessmentNARRATIVE DESCRIPTIONMeans an assessment for adults 18 years old or older, using an adult diagnosticassessment that revises a standard or extended diagnostic assessment that occurred: Within the past twelve (12) months Within the past twenty-four (24) months when a previous adult diagnosticassessment has occurred within the past twelve (12) monthsMeans an assessment that documents sufficient information to apply a clinical hypothesisthat may be used to address the patient’s immediate needs or presenting problem, andtypically includes information about the patient’s current life situation, including: Age Description of symptoms including reason for referral A mental status examination History of mental health treatment Cultural influences A clinical summary explaining the provisional diagnostic hypothesisMeans the oversight responsibility for individual treatment plans and individual mentalhealth service delivery, including that provided by the case manager. Clinical supervisionmust be accomplished by full or part-time employment of or contracts with mental healthprofessionals. Clinical supervision must be documented by the mental health professionalcosigning individual treatment plans and by entries in the client's record regardingsupervisory activities.Means a mental health practitioner who meets the qualifications specified in MinnesotaRules, part 9505.0371, subpart 5, item C.Means functional face-to-face evaluation resulting in a complete written assessment thatincludes clinical considerations and severity of the client's general physical,developmental, family, social, psychiatric, and psychological history and current condition.The Diagnostic Assessment will also note strengths, vulnerabilities, and needed mentalhealth services.Means the explanation of a client's diagnostic assessment, psychological testing,treatment program, and consultation with culturally informed mental health consultantsor other accumulated data and recommendations to the patient patient's family, primarycaregiver, or other responsible persons.Means an assessment that includes all of the components of a standard diagnosticassessment usually gathered over three or more appointments. The patient requiresadditional assessment time due to their complex needs, caused by: Acuity of psychotic disorder Cognitive or neurocognitive impairment Consideration of past diagnoses and determining their current applicability Co-occurring substance abuse use disorder Disruptive or changing environments Communication barriers Cultural considerationsPage 5 of 17

PAYMENT POLICYDEFINITIONSTERMIndividualTreatmentPlanMental RRATIVE DESCRIPTIONMeans the person-centered process that focuses on developing a written plan thatdefines the course of treatment for the patient. The plan is focused on collaborativelydetermining real-life outcomes with a patient and developing a strategy to achieve thoseoutcomes. The plan establishes goals, measurable objectives, target dates for achievingspecific goals, identifies key participants in the process, and the responsible party for eachtreatment component. In addition, the plan outlines the recommended services based onthe patient’s diagnostic assessment and other patient specific data needed to aid thepatient in their recovery and enhance resiliency. An individual treatment plan should becompleted before mental health service delivery begins.Means a provider who is not eligible for enrollment, must be under clinical supervision ofa mental health professional and must be qualified in at least one of the following fiveways:1. Holds a bachelor’s degree in a behavioral science or a related field, from anaccredited college or university and meets either a or b:a. Has at least 2,000 hours of supervised experience in the delivery ofmental health services to patients with mental illnessb. Is fluent in a non-English language of a cultural group to which at least50% of the practitioners patients belong, completes 40 hours of training inthe delivery of services to patients with mental illness, and receivesclinical supervision from a mental health professional at least once a weekuntil the requirements of 2,000 hours of supervised experience are met2. Has at least 6,000 hours of supervised experience in the delivery of mental healthservices to patients with mental illness. Hours worked as a mental healthbehavioral aide I or II under Children’s Therapeutic Services and Supports (CTSS)may be included in the 6,000 hours of experience for child patients.3. Is a graduate student in one of the mental health professional disciplines and anaccredited college or university formally assigns the student to an agency orfacility for clinical training4. Holds a masters or other graduate degree in one of the mental health professionaldisciplines from an accredited college or university.5.Is a tribally certified mental health practitioner who is serving a federallyrecognized Indian tribeIn addition to the above criteria: A mental health practitioner for a child must have training working with children. A mental health practitioner for an adult must have training working with adults.Means the process of informing UCare or their delegates of a specific medical treatmentor service prior to billing for certain services. Services that require notification are notsubject to review for medical necessity, but must be medically necessary and coveredwithin the member’s benefit set. If claims are submitted to UCare and no notification hasbeen received from the provider the claim will be denied.Means an approval by UCare or their delegates prior to the delivery of a specific service ortreatment. Prior authorization requests require a clinical review by qualified, appropriatePage 6 of 17

PAYMENT POLICYDEFINITIONSTERMNARRATIVE DESCRIPTIONprofessionals to determine if the service or treatment is medically necessary. UCarerequires certain services to be authorized before services begin. Services providedwithout an authorization will be denied.MODIFIERSThe modifiers listed below are not intended to be a comprehensive list of all modifiers. Instead, themodifiers that are listed are those that must be appended to the CPT / HCPCS codes listed below. Based onthe service(s) provided and the circumstances surrounding those services it may, based on correct coding,be appropriate to append an additional modifier(s) to the CPT / HCPCS code.When a service requires multiple modifiers the modifiers must be submitted in the order listed below. If itis necessary to add additional modifiers they should be added after the modifiers listed below.MODIFIERNARRATIVE DESCRIPTION52Brief Diagnostic Assessment (Reduced Services)HNTGFor purposes of this policy, the –HN modifier indicates services were furnished by aMental Health Practitioner or Qualified Clinical Trainee when licensing and supervisionrequirements are metExtended Diagnostic Update/Psychiatric Consultation Complex/LengthyTSAdult Diagnostic UpdateCPT /HCPCS CodesCPT /HCPCSCODEMODIFIER9079190791HN90971909715252, HN9079190791TGTG, HN9079190791TSTS, HN90792NARRATIVE DESCRIPTIONDiagnostic Assessment - StandardDiagnostic Assessment - Standard, furnished by a qualified ClinicalTraineeDiagnostic Assessment - BriefDiagnostic Assessment - Brief furnished by a qualified ClinicalTrainee when licensing and supervision requirements are metDiagnostic Assessment – ExtendedDiagnostic Assessment - Extended furnished by a qualified ClinicalTrainee when licensing and supervision requirements are metAdult Diagnostic Assessment – UpdateAdult Diagnostic Assessment - Update furnished by a qualifiedClinical Trainee when licensing and supervision requirements aremetDiagnostic Assessment - Standard (with medical service)Page 7 of 17

PAYMENT POLICYCPT /HCPCS CodesCPT /HCPCSCODEMODIFIER90792HN90792907925252, HN9079290792TGTG, HN9079290792TSTS, HN9088790887HNDiagnostic Assessment – Standard (with medical service) furnishedby a qualified Clinical Trainee when licensing and supervisionrequirements are met.Diagnostic Assessment - Brief (with medical service)Diagnostic Assessment – Brief (with medical service) furnished by aqualified Clinical Trainee when licensing and supervisionrequirements are met.Diagnostic Assessment – Extended (with medical service)Diagnostic Assessment – Extended (with medical service) furnishedby a qualified Clinical Trainee when licensing and supervisionrequirements are met.Adult Diagnostic Assessment - Update (with medical service)Adult Diagnostic Assessment - Update (with medical service)furnished by a qualified Clinical Trainee when licensing andsupervision requirements are met.Explanation of Findings - Interpretation or explanation of results ofpsychiatric, other medical examinations and procedures, or otheraccumulated data to family or other responsible persons, oradvising them how to assist patientExplanation of Findings - Interpretation or explanation of results ofpsychiatric, other medical examinations and procedures, or otheraccumulated data to family or other responsible persons, oradvising them how to assist patient furnished by a qualified ClinicalTrainee when licensing and supervision requirements are met.Psychological testing evaluation services by physician or otherqualified health care professional, including integration of patientdata, interpretation of standardized test results and clinical data,clinical decision making, treatment planning and report, andinteractive feedback to the patient, family member(s) orcaregiver(s), when performed; first hourPsychological testing evaluation services by physician or otherqualified health care professional, including integration of patientdata, interpretation of standardized test results and clinical data,clinical decision making, treatment planning and report, andinteractive feedback to the patient, family member(s) orcaregiver(s), when performed; each additional hour (List separatelyin addition to code for primary procedure)961309613190785NARRATIVE DESCRIPTIONHNInteractive complexity furnished by a qualified Clinical Trainee (Whenappropriate bill in addition to 90791 or 90792)Page 8 of 17

PAYMENT POLICYCPT /HCPCS CodesCPT /HCPCSCODEMODIFIER90785NARRATIVE DESCRIPTIONInteractive complexity (When appropriate bill in addition to 90791 or90792)PAYMENT AND BILLING INFORMATONGeneral InformationIn order to be eligible for payment, a diagnostic assessment must: Specify the mental health diagnosis(s) of the patient and outline the recommended services,or determine that the patient does not meet the criteria for a mental health disorder; Include a face-to-face interview with the patient and a written evaluation; and Meet the conditions of one of the following diagnostic assessments:o Standard Diagnostic Assessmento Extended Diagnostic Assessmento Adult Diagnostic Assessment Updateo Brief Diagnostic Assessment. If a diagnostic assessment does not result in a diagnosis of mental illness or emotionaldisturbance, the provider is allowed to provide and bill for the following if performed:o 90887 - One Explanation of Findings sessiono 96101, 96102, 96103 - Psychological Testing Do not bill for diagnostic assessment on the same day as:o E/M services provided by the same providero Psychotherapy services (any type)A new patient may receive up to three sessions of a combination of individual or familypsychotherapy, or family psychoeducation prior to completing the diagnostic assessment. Interactive ComplexitySubmit the CPT code 90785 (Interactive Complexity add-on code) to indicate interactive complexitywhen any of the following exist during the visit: Communication difficulties among participants that complicate care delivery, related to issuesincluding, but not limited to:o High anxietyo High reactivityo Repeated questionsPage 9 of 17

PAYMENT POLICY o DisagreementCaregiver emotions or behaviors that interfere with implementing the treatment planEvidence is discovered or discussed relating to an event that must be reported to a third party.This may include events such as abuse or neglect that require a mandatory report to the stateagencyThe mental health provider overcomes communication barriers by using any of the followingmethods:o Play equipmento Physical deviceso An interpretero A translator for patients who: Are not fluent in the same language as the mental health provider Have not developed or have lost the skills needed to use or understand typicallanguagePayment Decreases and Increases Impacting Mental Health ServicesBased on MHCP guidelines when certain mental services are furnished by a Master’s level provider atwenty percent (20%) reduction is applied to the allowed amount. Master’s level providers are: Clinical Nurse Specialist (CNS-MH) Licensed Independent Clinical Social Worker (LICSW) Licensed Marriage and Family Therapist (LMFT) Licensed Professional Clinical Counselor (LPCC) Licensed Psychologist (LP) Master’s Level Psychiatric Nurse Practitioner Master’s Level enrolled providerUCare follows MHCP guidelines when applying Master’s level provider reductions to eligible mentalhealth services. Impacted services are identified by indicator “(a)” in the DHS MH Procedure CPT orHCPC Codes and Rates Chart. A link to this chart is available in the References and Sources section ofthis Policy.Master’s level provider reductions are not applied to mental health services when they are furnished ina Community Mental Health Center (CMHC).In addition to the Master’s level provider reduction, UCare also applies a 23.7% increase to mentalhealth services identified with a “b” in the DHS MH Procedure CPT or HCPC Codes and Rates Chart. Alink to this chart is available in the References and Sources section of this Policy. This increase is appliedto behavioral health services when performed by: Psychiatrists;Page 10 of 17

PAYMENT POLICY Advance Practice Nurses;o Clinical Nurse Specialisto Nurse PractitionerCommunity Mental Health Centers;Mental health clinics and centers certified under Rule 29 and designated by the MinnesotaDepartment of Mental Health as an essential community provider;Hospital outpatient psychiatric departments designated by the Minnesota Department ofMental Health as an essential community provider; andChildren’s Therapeutic Services and Supports (CTSS) providers for services identified as CTSS inthe DHS mental health procedure CPT or HCPCs codes and rates chart.UCare will utilize the above-referenced MHCP list to determine whether the decrease to Master’s levelproviders or a Mental Health Practitioner working as a clinical trainee should be applied, and/ordetermine if the 23.7% legis

90791 HN Diagnostic Assessment - Standard, furnished by a qualified Clinical Trainee 9097 1 52 Diagnostic Assessment - Brief 90971 52, HN Diagnostic Assessment - Brief furnished by a qualified Clinical Trainee when licensing and supervision requirements are met 90791 TG Diagnostic Assessment – Extended

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