The Role Of Positive Emotions In Positive Psychology

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The Role of Positive Emotions in Positive PsychologyThe Broaden-and-Build Theory of Positive EmotionsBarbara L. FredricksonUniversity of MichiganIn this article, the author describes a new theoreticalperspective on positive emotions and situates this newperspective within the emerging field of positive psychology. The broaden-and-build theory posits that experiencesofpositive emotions broaden people's momentary thoughtaction repertoires, which in turn serves to build theirenduring personal resources, ranging from physical andintellectual resources to social and psychological resources. Preliminary empirical evidence supporting thebroaden-and-build theory is reviewed, and open empiricalquestions that remain to be tested are identified. The theoryand findings suggest that the capacity to experience positive emotions may be a fundamental human strength central to the study of human flourishing.The mission of positive psychology is to understandand foster the factors that allow individuals, communities, and societies to flourish (Seligman & Csikszentmihalyi, 2000). What role do positive emotions playin this mission? On first consideration, the answer seemssimple: Positive emotions serve as markers of flourishing,or optimal well-being. Certainly moments in people's livescharacterized by experiences of positive emotions—such asjoy, interest, contentment, love, and the like—are momentsin which they are not plagued by negative emotions—suchas anxiety, sadness, anger, and despair. Consistent with thisintuition, the overall balance of people's positive and negative emotions has been shown to predict their judgmentsof subjective well-being (Diener, Sandvik, & Pavot, 1991).Building on this finding, Kahneman (1999) suggested that"objective happiness" can best be measured by tracking(and later aggregating) people's momentary experiences ofgood and bad feelings (but see Fredrickson, 2000c). According to these perspectives, positive emotions signalflourishing. But this is not the whole story: Positive emotions also produce flourishing. Moreover, they do so notsimply within the present, pleasant moment but over thelong term as well. The take-home message is that positiveemotions are worth cultivating, not just as end states inthemselves but also as a means to achieving psychologicalgrowth and improved well-being over time.A review of current perspectives on emotions, affect,and their respective functions provides an important backdrop. A selective review follows.218Perspectives on Emotions and AffectWorking definitions of emotions and affect vary somewhatacross researchers. Yet despite ongoing debate (e.g., Diener, 1999; Ekman & Davidson, 1994), consensus is emerging that emotions are but a subset of the broader class ofaffective phenomena. Emotions, according to this perspective, are best conceptualized as multicomponent responsetendencies that unfold over relatively short time spans.Typically, an emotion begins with an individual's assessment of the personal meaning of some antecedent event.This appraisal process may be either conscious or unconscious, and it triggers a cascade of response tendenciesmanifest across loosely coupled component systems, suchas subjective experience, facial expression, cognitive processing, and physiological changes.Affect, a more general concept, refers to consciouslyaccessible feelings. Although affect is present within emotions (as the component of subjective experience), it is alsopresent within many other affective phenomena, includingphysical sensations, attitudes, moods, and even affectivetraits. Thus, emotions are distinct from affect in multipleways. First, emotions are typically about some personallymeaningful circumstance (i.e., they have an object),whereas affect is often free-floating or objectless (Oatley &Jenkins, 1996; Russell & Feldman Barrett, 1999; Ryff &Singer, in press). Additionally, emotions are typically briefand implicate the multiple-component systems describedabove, whereas affect is often more long-lasting and maybe salient only at the level of subjective experience (Ekman, 1994; Rosenberg, 1998; Russell & Feldman Barrett,1999). Finally, emotions are often conceptualized as fittinginto discrete categories of emotion families, like fear, anger, joy, and interest. Affect, by contrast, is often concep-Editor's note. Kennon M. Sheldon and Laura King developed thisPositive Psychology section.Author's note. Barbara L. Fredrickson, Department of Psychology andResearch Center for Group Dynamics at the Institute for Social Research,University of Michigan.My research on positive emotions is supported by Grants MH53971and MH59615 from the National Institute of Mental Health, a RackhamFaculty Grant and Fellowship from the University of Michigan, and fundsfrom the John Templeton Foundation. Correspondence concerning this article should be addressed to Barbara L. Fredrickson, Department of Psychology, University of Michigan,525 East University Avenue, Ann Arbor, MI 48109-1109. Electronic mailmay be sent to blf@umich.edu.March 2001 American PsychologistCopyright 2001 by the American Psychological Association, Inc. 00O3-066X/01/S5.0OVol. 56. No. 3, 218-226DOI: 10.1O37//0OO3-O66X.56.3.218

Barbara L.Fredricksontualized as varying along two dimensions, either pleasantness and activation (Russell & Feldman Barrett, 1999) orpositive and negative emotional activation (Teilegen,Walson, & Clark, 1999).Perspectives on the Functions ofAffect and EmotionsPositive affect, according to numerous theorists, facilitatesapproach behavior (Cacioppo, Gardner, & Berntson, 1999;Davidson, 1993; Watson, Wiese, Vaidya, & Teilegen,1999) or continued action (Carver & Scheier, 1990; Clore,1994). From this perspective, experiences of positive affectprompt individuals to engage with their environments andpartake in activities, many of which are adaptive for theindividual, its species, or both. This link between positiveaffect and activity engagement provides an explanation forShe often-documented positivity offset, or the tendency forindividuals to experience mild positive affect frequently,even in neutral contexts (Diener & Diener, 1996; Ito &Cacioppo, 1999). Without such an offset, individuals mostoften would be unmotivated to engage with their environments. Yet with such an offset, individuals exhibit theadaptive bias to approach and explore novel objects, people, or situations. (See Watson et al., 1999, for a relatedexplanation for diurnal patterns of positive emotionalactivation.)Because positive emotions include a component ofpositive affect, they too function as internal signals toapproach or continue. Even so, positive emotions share thisfunction with a range of other positive affective states.Sensory pleasure, for instance, motivates people to approach and continue consuming whatever stimulus is biologically useful for them at the moment (Cabanac, 1971).Likewise, free-floating positive moods motivate people toMarch 2001 American Psychologistcontinue along any line of thinking or action that they haveinitiated (Clore, 1994). As such, functional accounts ofpositive emotions that emphasize tendencies to approach orcontinue may only capture the lowest common denominator across all affective states that share a pleasant subjectivefeel, leaving additional functions unique to specific positiveemotions uncharted.Discrete emotion theorists often link the function ofspecific emotions to the concept of specific action tendencies (Frijda, 1986; Frijda, Kuipers, & Schure, 1989; Lazarus, 1991; Levenson, 1994; Oatley & Jenkins, 1996; Tooby& Cosmides, 1990). Fear, for example, is linked with theurge to escape, anger with the urge to attack, disgust withthe urge to expel, and so on. It is not that people invariablyact out these urges when feeling particular emotions.Rather, people's ideas about possible courses of actionnarrow in on a specific set of behavioral options. A keyidea from this perspective is that a specific action tendencyis what makes an emotion evolutionarily adaptive: Theseare among the actions that presumably worked best inhelping human ancestors survive life-or-death situations(Tooby & Cosmides, 1990). Another key idea from triespecific emotions perspective is that specific action tendencies and physiological changes go hand in hand. So, forexample, when someone experiences an urge to escapewhen feeling fear, that person's body reacts by mobilizingappropriate autonomic support for the possibility of running (Levenson, 1994).Although specific action tendencies have been invoked to describe the function of specific posiiive emotionsas well, the action tendencies identified for positive emotions are notably vague and underspecified (Fredrickson &Levenson, 1998). For instance, joy has been linked withaimless activation, interest with attending, and contentmentwith inactivity {Frijda, 1986). These tendencies are far toogeneral to be called specific (Fredrickson, 1998). Theyresemble generic urges to do anything or do nothing morethan urges to do something quite specific, like flee, attack,or spit. This is troublesome: If the action tendencies triggered by positive emotions are vague, their effects onsurvival may be inconsequential. So, like the view centeredon generic approach tendencies, the view centered on specific action tendencies yields an incomplete analysis of thefunction of positive emotions.The Brooden-and-Build Theory ofPositive EmotionsTo advance understanding in this area, I formulated a newtheoretical model to better capture the unique effects ofpositive emotions. I call this the broaden-and-buiid theoryof posiiive emotions (Fredrickson, 1998). This theory statesthat certain discrete positive emotions—including joy, interest, contentment, pride, and love—although phenomenologically distinct, all share the ability to broaden people's momentary thought-action repertoires and build theirenduring personal resources, ranging from physical andintellectual resources to social and psychological resources.I contrast this new theory (o traditional models basedon specific action tendencies. Specific action tendencies219

work well to describe the function of negative emotionsand should be retained for models of this subset of emotions. Without loss of theoretical nuance, a specific actiontendency can be redescribed as the outcome of a psychological process that narrows a person's momentarythought-action repertoire by calling to mind an urge to actin a particular way (e.g., escape, attack, expel). In a lifethreatening situation, a narrowed thought-action repertoirepromotes quick and decisive action that carries direct andimmediate benefit. Specific action tendencies called forthby negative emotions represent the sort of actions thatlikely worked best to save human ancestors' lives andlimbs in similar situations.Although positive emotions can occur in adverse circumstances, the typical context of positive emotions is nota life-threatening situation. As such, a psychological process that narrows a person's momentary thought-actionrepertoire to promote quick and decisive action may not beneeded. Instead, the positive emotions of joy, interest,contentment, pride, and love appear to have a complementary effect: They broaden people's momentary thoughtaction repertoires, widening the array of the thoughts andactions that come to mind (Fredrickson, 1998; Fredrickson& Branigan, 2001). Conceptual analyses of a range ofpositive emotions support this claim. Joy, for instance,broadens by creating the urge to play, push the limits, andbe creative. These urges are evident not only in social andphysical behavior, but also in intellectual and artistic behavior (Ellsworth & Smith, 1988; Frijda, 1986). Interest, aphenomenologically distinct positive emotion, broadens bycreating the urge to explore, take in new information andexperiences, and expand the self in the process (Csikszentmihalyi, 1990; Izard, 1977; Ryan & Deci, 2000; Tomkins,1962). Contentment, a third distinct positive emotion,broadens by creating the urge to savor current life circumstances and integrate these circumstances into new views ofself and of the world (Izard, 1977). Pride, a fourth distinctpositive emotion that follows personal achievements,broadens by creating the urge to share news of the achievement with others and to envision even greater achievementsin the future (Lewis, 1993). Love, conceptualized as anamalgam of distinct positive emotions (e.g., joy, interest,contentment) experienced within contexts of safe, closerelationships (Izard, 1977), broadens by creating recurringcycles of urges to play with, explore, and savor experienceswith loved ones. These various thought-action tendencies—to play, to explore, to savor and integrate, or toenvision future achievement—each represent ways thatpositive emotions broaden habitual modes of thinking oracting (Fredrickson, 1998,2000a; Fredrickson & Branigan,2001).Take play, the urge associated with joy, as an example. Animal research has found that specific forms ofchasing play evident in juveniles of a species, like runninginto a flexible sapling or branch and catapulting oneself inan unexpected direction, are seen in adults of that speciesexclusively during predator avoidance (Dolhinow, 1987).Such correspondences suggest that juvenile play buildsenduring physical resources (Boulton & Smith, 1992; Caro,1988). Play also builds enduring social resources: Socialplay, with its shared amusement, excitement, and smiles,builds lasting social bonds and attachments (Aron, Norman, Aron, McKenna, & Heyman, 2000; Lee, 1983; Simons, McCluskey-Fawcett, & Papini, 1986), which canbecome the locus of subsequent social support. Childhoodplay also builds enduring intellectual resources by increasing levels of creativity (Sherrod & Singer, 1989), creatingtheory of mind (Leslie, 1987), and fueling brain development (Panksepp, 1998). Other positive emotions, like interest, contentment, pride, and love, similarly augmentindividuals' pers

thought-action repertoire by calling to mind an urge to act in a particular way (e.g., escape, attack, expel). In a life-threatening situation, a narrowed thought-action repertoire promotes quick and decisive action that carries direct and immediate benefit. Specific action tendencies called forth by negative emotions represent the sort of .

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