Public Administration Reform - UNDP

3y ago
132 Views
10 Downloads
448.94 KB
31 Pages
Last View : 1m ago
Last Download : 3m ago
Upload by : Helen France
Transcription

PublicAdministrationReformPractice NoteABBREVIATIONS AND ACRONYMS .iEXECUTIVE SUMMARY.iiPART ONE: UNDP AND PUBLIC ADMINISTRATION REFORM .11.Introduction .12.The Role of Public Administration Reform in Poverty Reduction: A ConceptualFramework.12.1What do we mean by Public Administration Reform (PAR)?12.2Evolution of Public Administration Reform22.33.4.Recent trends in Public Administration Reform32.3.1 Public Administration Reform and the MDGs. 32.3.2 The rights-based approach to development . 32.3.3 Globalisation . 42.3.4 Decentralization . 4UNDP’s Mandate and Current Portfolio .43.1UNDP’s Mandate43.2UNDP’s current portfolio5Principal Issues and Areas for Support.54.1Civil service reform64.1.1 Mission . 74. 1.2 Training. 74.1.3 Establishment control. 8

4.1.44.1.54.1.64.1.74.1.84.1.94.24.3Career vs. position system. 9Civil service management arrangements. 9Pay and compensation.10Gender equity and affirmative action.11Performance management: merit, promotion, and tenure.11Politicisation and patronage .12Improving the Policy-Making System12Restructuring the machinery of government134.3.1 Functional reviews.134.3.2 Information and Communication Technologies and e-governance.144.3.3 Democracy Enhancing Public Institutions .14Reforming the Revenue and Expenditure Management System15PART TWO: PRACTICAL GUIDANCE FOR PROGRAMMING . 165.UNDP’s Niche.166.Enhancing Public Administration Programming .186.1Approaches186.1.1 Entry points and sequencing .186.1.2 Winners and losers.196.1.3 Gaining support and fostering leadership .206.1.4 Accounting for different administrative traditions.216.1.5 Enshrining the Human Rights Approach.226.1.6 Measuring progress.227.Some broad lessons from implementation .238.Links to Resources.23UNDP Resources and Web Links:23Other Useful Web Links24Printed Documents available from UNDP Headquarters or Online:25Other Resources:27

ABBREVIATIONS AND ACRONYMSADB-Asian Development BankBDP-Bureau for Development PolicyCIS-Commonwealth of Independent StatesCSO-Civil Society OrganizationCSM-Civil Service ManagementCSR-Civil Service ReformDfID-Department for International Development (U.K.)DGG-Democratic Governance GroupDLGUD-Decentralization, Local Governance and Urban DevelopmentHDI-Human Development IndexICT-Information and Communication TechnologyICTD-Information and Communications Technology for DevelopmentIFI-International Financial InstitutionsKISS-Keep It Simple, ShortMDGs-Millennium Development GoalsNHDR-National Human Development ReportNGO-Non-Governmental OrganizationNHRP-National Human Rights ProgrammeNPM-New Public ManagementOECD-Organization for Economic Cooperation and DevelopmentPAR-Public Administration ReformPEM-Public Expenditure ManagementPETS-Public Expenditure Tracking SystemsPRSP-Poverty Reduction Strategy PaperPSC-Public Service CommissionsRBAS-Regional Bureau for Arab States (UNDP)SAP-Structural Adjustment ProgrammeSMART-Specific, Measurable, Achievable, Relevant, and Time-limitedTRAC-Target from Resource Assignment from CoreUN-United NationsUNCDF-United Nations Capital Development Fund

EXECUTIVE SUMMARYPublic Administration Reform (PAR) has historically been a core area for UNDP support. Today,UNDP supports 380 projects in 112 countries, covering various aspects of PAR. Paradoxically, it isalso very difficult to define a UNDP role compatible with its resources. Moreover, a number ofother players have increased their role in this field. This has led UNDP to question and reorient itsstrategic position.This policy note takes the view that democratic governance is a key component in achieving theMDGs. An efficient, responsive, transparent and accountable public administration is a central partof democratic governance; it is also the basic means through which government strategies toachieve the MDGs can be implemented. In the LDCs and post conflict countries in particular,underdeveloped private sectors require the public administration to play a major role in thedelivery of services and the provision of much needed economic infrastructure. But, mostimportant of all, an established non-partisan civil service is vital to democracy as it makes peacefuland orderly political succession possible, and thus genuine pluralism.In the area of PAR, UNDP’s mandate to reduce poverty and foster respect for human rights impliesdesigning programmes that will have the highest long-term impact on the poor anddisadvantaged (especially women and marginalized groups). This means that UNDP must beespecially concerned with ensuring participation of these groups in the design andimplementation of PAR programmes. Taking appropriate account of the political and culturalcontext is axiomatic. In addition, UNDP’s focus on PAR is not only informed by, but also derivesfrom its commitment to a rights based approach to development. First, a cardinal concept of theMillennium Declaration is the right to development, for which good governance is a guarantee.Second, key components of a human rights based approach can only be achieved with the aid ofan effective public administration. The Practice Note identifies a niche for UNDP in PAR in whichcomprises, in summary, of a focus on open government and decentralization as the twin pillars ofUNDP’s pro-poor and human rights-based approach to.The Note focuses on the executive branch of government. It takes an approach that is informed byrecent thinking in the realm of public management, which borrows from a number of other areasof research as well as from the private sector to find new solutions, places the public sector in itscultural and political environment, and sees the role of public manager as an active and motivatingagent. Nevertheless, it also recognizes that many of the more radical reforms attempted incountries such as New Zealand and the United Kingdom are too ambitious and present realdangers for most developing countries; simply getting the public administration to execute the willof its political masters is often a challenge in itself.The policy note is divided into two parts. The first part provides the conceptual framework for PAR,sets out UNDP’s mandate, and summarizes the issues around PAR. The second part points toUNDP’s comparative advantages and provides practical guidance and tools for PAR programming.Lessons experienced by UNDP, based on its review of current PAR initiatives and evaluations ofpast projects, provide practitioners with insights on how to approach PAR.This note is a product of a wide participatory process, under the guidance of the PublicAdministration Reform Policy Adviser in New York, and in conjunction with the PAR policy adviserin the Bangkok SURF. It benefited from extensive discussions in the Democratic GovernancePractice Network, inputs from BDP DGG policy advisers at headquarters and in the SURFs, and fromthe involvement of the Democratic Governance Practice Team.ii

PART ONE: UNDP AND PUBLIC ADMINISTRATION REFORM1.IntroductionAt the United Nations Millennium Summit, world leaders put development at the heart of theglobal agenda by adopting the Millennium Development Goals (MDGs). On the ground in 166countries, UNDP uses its global network to help the UN system and its partners to raiseawareness and track progress, while connecting countries to the knowledge and resourcesneeded to achieve these goals. The Millennium Declaration, upon which the MDGs are based,recognizes democratic governance, of which public administration is a key component, ascentral to the achievement of these goals.An efficient, responsive, transparent and accountable public administration is not only ofparamount importance for the proper functioning of a nation; it is also the basic meansthrough which government strategies to achieve the MDGs can be implemented. Also,because the public administration is one of the main vehicles through which the relationshipbetween the state and civil society and the private sector is realised, supporting PAR is ameans towards achieving higher-order development goals – particularly equitable growth,poverty reduction, peace and stability.The importance of a well-performing public administration was reiterated in Resolution57/277 of the General Assembly on Public Administration and Development which states that“an efficient, accountable, effective and transparent public administration, at both the nationaland international levels, has a key role to play in the implementation of internationally agreedgoals, including the MDGs”. In that context, the Resolution stresses the need ”to strengthenpublic sector administrative and managerial capacity-building, in particular in developingcountries and countries in economic transition”.This practice note establishes a strategic framework for the support of public administrationfor democratic governance. Based on lessons learned, it synthesises practical thinking andapproach on the issue, highlights principal areas of support, and provides practical guidanceand recommendations for public administration programming, as well as signposts to relevantoperational tools and references. It is composed of two main parts. The first part provides theconceptual framework for PAR, while the second part points to UNDP’s comparativeadvantages and provides practical guidance and tools for PAR programming.2.The Role of Public Administration Reform in Poverty Reduction: A ConceptualFramework2.1What do we mean by Public Administration Reform (PAR)?Public administration refers to:1.The aggregate machinery (policies, rules, procedures, systems, organizationalstructures, personnel, etc.) funded by the state budget and in charge of themanagement and direction of the affairs of the executive government, and itsinteraction with other stakeholders in the state, society and external environment.1

2.The management and implementation of the whole set of government activitiesdealing with the implementation of laws, regulations and decisions of thegovernment and the management related to the provision of public services.Public Administration Reform can be very comprehensive and include process changes inareas such as organisational structures, decentralisation, personnel management, publicfinance, results-based management, regulatory reforms etc. It can also refer to targetedreforms such as the revision of the civil service statute.The Note focuses on the executive branch of government. It does not include theadministration of the other branches of government, including the legislative and the judicialbranches, which share some of the issues of the executive branch, but are neverthelessdistinguished in their particulars. It takes an approach that is informed by recent thinking inthe realm of public management, which borrows from a number of other areas of research aswell as from the private sector to find new solutions, places the public sector in its cultural andpolitical environment, and sees the role of public manager as an active and motivating agent.Nevertheless, it also recognizes that many of the more radical reforms attempted in countriessuch as New Zealand and the United Kingdom are too ambitious and present real dangers formost developing countries; simply getting the public administration to execute the will of itspolitical masters is often a challenge in itself.Obviously, a practice note on PAR cannot tackle all these issues. In line with UNDP’s approachto Democratic Governance, some of these very complex elements of PAR (decentralisation,anti-corruption, E-governance and access to information) will be treated in separate PracticeNotes, or are indeed considered separate sub-practices. Other important issues will beaddressed in Primers (e.g. Public Administration in Crisis Countries, the Impact of HIV/AIDS onPublic Administration in Worst Affected Countries, Gender Mainstreaming in PublicAdministration Reform and others).2.2Evolution of Public Administration ReformIncreasing concern for PAR in developing countries derives from three main intellectualthreads.A. New public management -- a number of Anglo-Saxon countries (the UK, New Zealand,Australia, the United States and Canada) starting in the early 1980s, began implementingwide ranging reform programmes that provided both the model and the experience thatcould be applied in developing countries. NPM seeks to roll back the role of the state byapplying private sector management principles to government organisations. Theenthusiastic dissemination of this model to developing countries was seen by some as anew attempt to colonize development administration with a standardised, westernapproach to PAR. Nevertheless, the language of NPM, and the principles of client focus,decentralization, the separation of policy making from implementation, and the use ofprivate partners for service delivery continues to inform current thinking about PAR.B. Structural adjustment reforms -- in the mid 1980s, efforts at reforming the publicadministration in developing countries, supported by the IFIs, focussed on reducingoverall costs of the government, mainly through privatisation of state owned enterprisesand reduction of the wage bill to bring government spending down to sustainable levelsand free resources for other uses more beneficial to the overall economy. However, mostof the public sector reforms supported through the SAPs have met with considerableresistance (not least because in many countries the public sector is the principal source offormal employment), and their implementation has rarely been successful2

C. Transition from central planning to market economy, and from single party systems tomulti-party democracies -- The fall of the Soviet Union has persuaded governments ofpreviously socialist countries to transform their economies to adhere more to marketprinciples often linked to political reforms. In the 1990s, a large number of economies,especially in Central and Eastern Europe (but also in countries in South-East Asia) beganthis transition. This implied the reorientation of the system of public administration.2.3Recent trends in Public Administration ReformIn spite of the influential neo-liberal arguments of the 1980s and 1990s which sought to rollback the state, recent surveys find that citizens want state institutions that are democratic,efficient in the use of public resources, effective in delivering public goods, but also strong andcapable of standing up to powerful global forces. People want the state and its publicadministration to act as a social and economic promoter, capable of ensuring equitabledistribution of opportunities, sustainable management of resources and equitable access toopportunities (political, economic, social and cultural). An established public administrationhas been, arguably, far more vital to economic development in historical fact than either freeelections or parliaments. In the LDCs and post conflict countries in particular, underdevelopedprivate sectors require the public administration to play a major role in the delivery of servicesand the provision of much needed economic infrastructure. But, most important of all, anestablished non-partisan civil service is vital to democracy as it makes it possible to have apeaceful and orderly political succession, and thus genuine pluralism.In recent years public sector management is increasingly seen as more than just modernisingstate institutions and reducing civil service costs. It is also about fostering dynamicpartnerships with the civil society and the private sector, to improve the quality of servicedelivery, enhance social responsibilities and ensure the broad participation of citizens indecision-making and feedback on public service performance.2.3.1Public Administration Reform and the MDGs.The Millennium Declaration recognises good governance, of which public administration is acentral part, as the means for achieving the goals of the Declaration. Support to modernizingstate institutions is linked to achieving the MDGs in several ways. First, more resources in poorcountries are freed to be used in pursuit of MDG goals if the efficiency of the publicadministration is increased. Second, by increasing transparency and eradicating corruption,fewer scarce resources in poor countries will be misdirected away from achieving MDGs.Third, a public administration that responds to the needs of citizens, especially women andmarginalized people, is critical to ensuring the sustainability of the achievements within therubric of the MDGs. Finally, increasing the accountability of state institutions is an essentialfeature of governments’ strategies to close the democratic deficit, which is key to achievingthe MDGs within the context of the broader Millennium Declaration.2.3.2The rights-based approach to developmentMore recently, as the concept of governance has evolved, and as the exercise of democraticfreedoms has become associated with sustainable human development, so the role of stateinstitutions in providing services and protecting rights and freedoms has become moreprominent in development thinking. The added emphasis during the last decade on anticorruption and transparency draws from this thread.UNDP’s focus on public administration is not only informed by, but also derives from itscommitment to a rights based approach to development. First, a cardinal concept of the3

Millennium Declaration is the right to development, for which good governance is an essentialguarantee. Second, key components of a human rights based approach can only be achievedw

Public Administration in Worst Affected Countries, Gender Mainstreaming in Public Administration Reform and others). 2.2 Evolution of Public Administration Reform Increasing concern for PAR in developing countries derives from three main intellectual threads. A. New public management -- a number of Anglo-Saxon countries (the UK, New Zealand,

Related Documents:

Visual Guide to the UNDP Standard Development Project. 1 2 SELECT IMPLEMENTING PARTNER Ensure participation of wide range of stakeholders Contact MPTF O ce if UNDP is an . UNDP Brand Manual UNDP Tagline Portal Communication Toolkit Success Story Template Photo Guidelines See in Atlas: Standard CDR report On-Demand Atlas

Sharma, R.D.: Advanced Public Administration Rumki Basu: Public Administration-Concept and Theories Albert Lepawski: Administration Mohit Bhattacharya: Public Administration : Structure, Process and Behaviour PAPER II COMPARATIVE PUBLIC ADMINISTRATION Unit 1 : Comparative Public Administration : Concept, Nature, Scope,

reform, then using public-opinion data is the best way to ascertain whether reform is a worthwhile policy change. In other words, the public's views on campaign finance are ostensibly the reason for reform. What the Public Thinks of Campaign Finance Reform Answering a question of the form "What does the public think about campaign

Rumki Basu: Public Administration. 3. Hoihiar Sir and Pradeep Sachdeva, Administrative: Theory. 4. C.P. Bhambhari : Public Administration 5. M.P. Sharma and B.L. Sadna, Public Administration in Theory and Practice. SINGHANIA UNIVERSITY Detailed Syllabus of B A (Public Administration) (Effective from session 2016-17 onward) -----B. A. 1st, 2nd & 3rd Year (Public Administration) Page 53 BPAD 102 .

Chapter 6: Public Administration in the Age of Globalization and Liberalization BOOKS FOR REFERENCE A.Avarthi and S.R.Maheswari - Public Administration Mohit Bhattacharya - Public Administration A.R,Tyagi - Public Administration C.P. Bhambri - Public Administration Dr. Rumki Basu - Public Administration

Paper-103: Public Administration: Concepts and Ideas UNIT – 1: Evolution, Meaning, Nature and Scope of Public Administration, Public and Private Administration, Approaches to Public Administration UNIT –2: New Public Administration, New Public Management (NPM), Public Private . Maheshwari

Education’s Office of Educational Research and Improvement (OERI) to investigate education reform. In response, OERI identified and funded 12 studies of different aspects of current education reform, including a study of the systemic education reform movement.1 The Policy Center of the Consortium for

AngularJS Tutorial, AngularJS Example pdf, AngularJS, AngularJS Example, angular ajax example, angular filter example, angular controller Created Date 11/29/2015 3:37:05 AM