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I F LAInternational Federation of LibraryAssociations and InstitutionsGuidelinesfor parliamentaryresearch services

AcknowledgementsIn August 2013, in light of the growing interest expressed by its membership about parliamentaryresearch services, the Standing Committee of the IFLA Section on Library and Research Servicesfor Parliaments proposed the production of guidelines for the development of such services. AWorking Group was established to advance this initiative under the chairmanship ofSonia L’Heureux, Parliamentary Librarian for the Parliament of Canada. The Section would like toformally acknowledge the contribution of the Working Group members for this project.Mr. Adolfo Furtado Director of CEDIChamber of Deputies for BrazilExecutive Director for the Exchange Network of Parliamentsof Latin America and Caribbean (ENPLAC)Ms. Lillian Gassie Assistant Director, Knowledge Services Group, CongressionalResearch ServiceLibrary of Congress of the United StatesMs. Dianne Heriot Parliamentary LibrarianParliament of AustraliaMs. Sonia L’Heureux Parliamentary LibrarianParliament of CanadaMs. Junko Hirose Director, Research and Legislative Reference BureauNational Diet Library of JapanMr. Bryn Morgan Director, Research ServicesHouse of Commons of the United KingdomMr. John Bagonza Mugabi Director, Research ServicesParliament of UgandaMr. Alfonso Perez DirectorLibrary of Congress of ChileMr. John Pullinger Former Librarian and Director General,Information ServicesHouse of Commons of the United KingdomMr. Andy Richardson Parliamentary Resource CentreInter-Parliamentary Union (IPU)Ms. Siiri Sillajoe Deputy Head of the Research DepartmentChancellery of the Riigikogu of EstoniaCoordinator of the Area of Interest Libraries, Research andArchives, European Centre for Parliamentary Research andDocumentation (ECPRD)Mr. Jarle Skjorestad Former Head of Parliamentary Research ServiceParliament of NorwayMs. Raissa Teodori Head of the Office for Comparative Legislation, ResearchServiceSenate of ItalyChair of the IFLA Section on Library and Research Services forParliamentsSpecial thanks are also extended to Étienne Bassot, Director of Members’ Research Service atthe European Parliament and Ida Kelemen, Head of Department at the Information Service forMPs of the Hungarian National Assembly, who acted as external reviewers.Cover photo: AFP

ContentsForewordExecutive summaryWhy a research service?How to move forward?IntroductionI. Pressure for a new serviceWhy establish a parliamentary research service?Turning to external services for information and analysisAsking for additional staffUsing existing resourcesCreating a parliamentary research serviceII. GovernanceWho may be responsible for the service?Parliamentary libraryLegislative procedural servicesIndependent research entitiesIII. MandateHow can the service be established?What steps could limit the risk of partisan interference?Who may access the service?IV. ContentWhat services and products will be offered?What types of analysis will be provided?Balancing general and customized analysisBalancing proactive and on-demand analysisBalancing confidentiality and transparencyV. OperationsHow will the service operate?Adopting a Service CharterManaging demands through a Service CharterSharing the content of a Service CharterWho will provide the services?Selecting varied professional backgroundsLooking for key competencies and valuesRetaining quality staffVI. Service componentsHow to ensure quality control?What elements support the service?The collectionThe digital environmentInformation managementHow are research services promoted and evaluated?Building awarenessEvaluating the products and servicesVII. Useful partnershipsParliamentary librariesAgents of parliament and special agenciesMinistriesOther research servicesWithin the parliamentary environmentIn other jurisdictionsIn academia and civil societyCorporate supportVIII. Reporting to parliamentIX. Expanding an existing parliamentary research serviceX. Some lessons 737383839404243Appendix A: Sample elements for a Service Charter44Appendix B: Sample quality control checklist453

ForewordWell-resourced parliamentary research services are oneof the building blocks of an effective parliament. They areof incalculable value as a source of independent, neutraland non-partisan analysis. They offer a safe space whereparliamentarians from all political parties can ask questions andget answers they can trust. They contribute to a parliament’sautonomy by providing a reality check on the perspectives putforward by the executive branch of government, lobby groupsand the news media. Their analysis informs a parliament’slegislative and oversight work and provides parliamentarianswith the information they need to do their job well.Although research capacity varies considerably amongparliaments, these Guidelines are intended to help alllegislatures develop their capacity. They describe thecomponent elements of successful parliamentary researchservices, based on the experience of the men and women whorun such services. The Guidelines will, I am sure, be particularlyhelpful where there is already the political will to invest inbuilding research capacity. I hope they will also help to convinceall parliaments of the importance, and feasibility, of doing so.IPU will most definitely use the Guidelines in its own efforts tohelp parliaments develop their research services.Finally, the Guidelines are testimony to the vitality of thenetwork of parliamentary library and research services. Thenetwork comes together to share experiences and goodpractices under the auspices of the International Federation ofLibrary Associations and Institutions (IFLA), a body which hasproved to be such a strong partner for IPU over the years. Ihighly commend these Guidelines to you.Martin ChungongSecretary General,Inter-Parliamentary Union4

ForewordThe IFLA Section on Library and Research Services for Parliaments operates at the intersectionof two international communities: one of libraries, which finds its global voice in the InternationalFederation of Library Associations and Institutions (IFLA), and the other of parliaments,represented at the highest level by the Inter-Parliamentary Union (IPU).While different in their membership and governance, both organizations believe that cooperationand the sharing of experiences are strong enablers for progress, and that knowledge is vital fordevelopment. They both promote, in their own environments, access to reliable and high-qualityinformation as one of the essential elements of democratic societies.Guided by those values, the members of the Section on Library and Research Services forParliaments have been collaborating over the years to become trusted “key information brokers”for legislatures, able to respond in a timely and efficient way to the needs of legislators and,when possible, of the public. Within the Section, each member has become an important playerin making parliamentary library and research services around the world stronger and capable ofbetter supporting their institution.Collectively, during its decades of activity, the Section has successfully promoted understandingand cooperation among legislatures by offering a platform for librarians and researchers toexchange practices, provide advice and assistance, and build fruitful and long-lasting relationsamong peers from around the world. In doing so, the Section has built up its own collectiveknowledge through which it has delivered important activities, documents and publicationsaimed at improving the professional skills and working methods of colleagues. Over time, thiscollaboration has led to the creation of a body of sound references for innovation.These Guidelines for Parliamentary Research Services are a new step in the capture of ourcollective knowledge. Developed in response to a persistent demand from members of theSection for guidance in strengthening research services for parliaments, this publication is anexample of how results can be achieved by working together and by mutually supporting eachother in our professional work. The Guidelines are grounded in the work that librarians andresearchers carry out every day, in the reality they face while serving the institution they workin, and in the collective expertise and knowledge grown in the Section through cooperation,collaboration and the sharing of ideas.The result is a document that takes into account different realities and parliamentary contexts,capacities and levels of development, organizational structures and institutional environments.As underlined in the publication, “many considerations can shape the design of a parliamentaryresearch service. The observations offered here should not be construed as strict recipes tobe followed. Ultimately, they must be assessed and pursued with deference to the culture andcontext within which the parliamentary research service is established”.The Guidelines for Parliamentary Research Services are the outcome of the work of a group ofprofessionals who committed their time and knowledge in support of the Section’s goals. My thanksgo to them for the excellent work done, and to IPU and IFLA for making this publication possible.Raissa TeodoriChair, IFLA sectionLibrary and Research Services for Parliamentsts5

Executive summaryA number of representatives of parliamentary administrations around the world have expressedan interest in knowing more about elements to take into account when considering thedevelopment or expansion of a parliamentary research service. To respond to this increasingdemand, managers of library and research services for parliaments represented in theInternational Federation of Library Associations and Institutions (IFLA) have decided to publishthese guidelines for the development of research services, in cooperation with the InterParliamentary Union (IPU).The capacity for parliamentary research in parliaments around the world varies greatly. At one endof the spectrum, comprehensive services are offered in nations that have built their parliamentaryresearch services over many decades. At the other end, many parliaments aspire to establish orexpand such a function within their institutions but struggle to identify the path forward, often dueto lack of resources, challenges in establishing democratic institutions, or both.A certain degree of institutional stability is necessary to create the conditions on which a researchservice can be built. Foundational elements, such as a constitution or rules and proceduresgoverning the functioning of parliament, have to be in place. Nevertheless, experience invarious parliaments suggests that parliamentary research services can support democracy inits development by promoting better access to information and understanding of the impactof legislation and proposed public policies. An autonomous research capacity contributes tostrengthening the parliamentary branch in its relations to other institutions that are part of ademocratic system of government.This document does not cater to a specific group along that spectrum, but provides an overviewof considerations informed by the practice of jurisdictions with a history of providing parliamentaryresearch services.Why a research service?The ultimate reason for establishing a parliamentary research service is to provide non-partisanand balanced analysis that is adapted to the needs of parliamentarians.A key role for parliamentarians around the world consists of developing, assessing and votinglegislation. In addition, parliamentarians are expected to hold governments to account. They can alsobe called upon to scrutinize the activities of governments, in order to ensure that governments areimplementing the decisions of a parliament. Their ability to perform these roles all along the policyand legislative cycle will be shaped by their access to authoritative and reliable information.Therefore, as they prepare themselves for their parliamentary activities, parliamentarians havethe daunting task of having to secure access to authoritative and concise material that presentssynthesis and analysis of the relevant facts necessary for them to intervene effectively (oftenon short notice) on public policy issues addressed by a parliament. In general, the parliamentaryadministration will be the best place to seek non-partisan assistance. Many parliamentarians willlook to secretaries general of parliaments and ask where they can find assistance to fulfil theirresearch needs. A parliamentary research service can assist by preparing synthesis and analysisof proposed legislation, policies or programmes considered by a parliament. Activities can includethe preparation of factual assessments, the provision of second opinions on information providedby the government or even assessments of whether the government has implemented theactions it committed to take.The role of the research service will be to provide analysis covering the spectrum of perspectivesthrough products and services that do not attempt to lobby, are non-partisan and are offeredto governing and opposition parties alike. Analytical work will focus on synthesizing facts andpresenting information in a balanced manner both in political terms and in the approaches adoptedto conduct analysis.6

A research service will be successful if it understands which products and services are valuable toparliamentarians. A research service that can explain how it shapes its activities to respond to theneeds of parliamentarians is better positioned to demonstrate its relevance.How to move forward?Existing parliamentary research services were not created overnight. They grow gradually as theneed for analytical support is better understood and operating budgets are secured. It is verymuch an iterative exercise.Parliamentary research services are shaped by the culture and traditions of the context fromwhich they emerge. There are no “recipes” to follow. However, some commonly agreed-uponsteps in planning a future research service will assist managers in their efforts to develop such aservice. As illustrated in Figure 1, the managers should first define the mandate they are tryingto fulfil, then determine how the service will operate and, finally, give consideration to ways ofmaking the most of potential partnerships.Figure 1Establishing a parliamentary research service: key phasesPhase 1Phase 2Define themandateDetermine how the researchservice operates Set the objectives Adopt a Service Charter and criteriafor prioritizing demands Identify who mayaccess the service Determine whattypes of serviceswill be offered Identify staff requirements Establish a process for qualitycontrol Secure access to a range ofinformation sources Define informationmanagementrequirements Establish meansof promotionand evaluationPhase 3Make the most ofpartnerships Build partnerships within theparliamentary administration Set up partnerships with otherresearch servicesThis document highlights the different considerations associated with these phases of planning.These considerations are summarized on the following pages.7

Guidelines for the developmentof a parliamentary research service A certain degree of institutional stability is necessary to create the conditions on which aservice can be built.Define the mandate The research service should strive to inform the parliamentary and public debate onissues facing parliament, not to lead the debate. Parliamentarians value a servicethat explains an issue and analyses the impacts of proposed legislation, policies andprogrammes considered by a parliament. Different organizational models exist for establishing or expanding a research service.The model chosen should balance considerations related to costs, access to corporatesupport and administrative accountability. The parliamentary tools (e.g., legislation or motion) through which the research serviceis established or expanded normally sets the scope of the service expected. A mandatethat is poorly crafted or too broad for the resources available will be doomed to fail. Parliamentary bodies such as parliamentary committees, commissions or associations,as well as parliamentarians from both governing and opposition parties are typicallyeligible for research support. Assistance with research is generally not extended topolitical or other organizations outside parliament. While some parliamentarians value access to in-depth analysis of complex public policyissues, the vast majority will prefer timely access to succinct material that supports theirparliamentary work. There is demand for both customized and general analysis. When resources are limited,priorities must be balanced to manage: individual requests for customized work; requests for analysis for multi-party parliamentary bodies; and the need for general analysis to provide all parliamentarians with better informationon an issue. The research service should be a safe haven where parliamentarians feel comfortableasking questions without fear of being judged for the extent they understand (or do not)a public policy issue. Confidentiality of their interactions with the research service will bean important consideration.Define how the service will operate A Service Charter is a useful tool that helps to capture the scope of services availableand assists in managing expectations. Knowledge of law and economics are critical areas of expertise when starting aparliamentary research service. However, as more resources become available,knowledge of a wider range of public policy fields will be required. Over time,managers of research services will need to determine the balance between specialistknowledge and generalist expertise that they should achieve in order to best respond toparliamentarians’ need for analysis. The products should be timely and easy to find, and analysis easy to understand. Theproducts need to be located where the parliamentarians spend time, in terms of bothphysical spaces and web-enabled electronic tools. No matter where the research service is situated in the organization, researchers willneed access to a collection of reference material. Parliamentary researchers will normallyrequire material suited for in-depth analysis.8

Parliamentary libraries that partner with research services should worry less aboutphysical holdings and focus more on being able to rapidly access knowledge andexpertise in support of research activities. An electronic client request and records management system may be one of theinternal tools used by a research service to support the best use of available resources.Build useful partnerships A parliamentary research service should develop partnerships with the following: procedural and administrative colleagues; parliamentary libraries; national and other “research” focused libraries (e.g., law libraries and academiclibraries); agents of parliament and special agencies; and networks of parliamentary research colleagues in other jurisdictions. Different entities may be involved in supporting parliamentarians in the analysis ofpublic policy issues. Efforts should be made to avoid duplication and to integrateoutside expertise when appropriate. Seek the advice of: editors and graphic designers when preparing high-impact products; communication experts when designing ways to raise awareness about theservices available from the research services; and information management/information technology professionals to make the mostof opportunities presented by technology.Report how the research service meets parliamentarians’ needs A research service that can explain how it shapes its activities to respond to theneeds of parliamentarians is better positioned to demonstrate its relevance. Such anexplanation could be made thro

Using existing resources 12 Creating a parliamentary research service 13 II. Governance 14 Who may be responsible for the service? 14 Parliamentary library 14 Legislative procedural services 15 Independent research entities 15 III. Mandate 16 How can the service be established? 17 What steps could limit the risk of partisan interference? 17 Who .

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