Requirements For Manufacturers Of Motor Vehicles And Motor Vehicle .

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REQUIREMENTSFORMANUFACTURERSOFMOTOR VEHICLESANDMOTOR VEHICLE EQUIPMENTREVISION DATE: 1/3/2012

2TABLE OF CONTENTSContentsCHAPTER 1. BACKGROUND . 5A.B.C.D.FEDERAL STATUTES AND REGULATIONS . 5HOW AND WHY WERE THE FEDERAL MOTOR VEHICLE SAFETY STANDARDS DEVELOPED?. 5MOTOR VEHICLE AND MOTOR VEHICLE EQUIPMENT CERTIFICATION . 5PENALTIES FOR VIOLATIONS OF THE VEHICLE SAFETY ACT AND IMPLEMENTING REGULATIONS . 6CHAPTER 2. WHAT DOES NHTSA REGULATE? . 6A.MOTOR VEHICLES. 6Table 1 – Motor Vehicle Type Classifications . 6B. MOTOR VEHICLE EQUIPMENT . 7Table 2 – Motor Vehicle Equipment Items Subject to the FMVSS. 7CHAPTER 3. PROCEDURAL REQUIREMENTS FOR FABRICATING MANUFACTURERS . 8A.B.C.INTRODUCTION. 8PART 551 - DESIGNATE A PERMANENT RESIDENT OF THE UNITED STATES AS ITS AGENT FOR SERVICE OF PROCESS . 8PART 566 - MANUFACTURER IDENTIFICATION . 8Table 3 - Examples of Assumed / Fictitious Business Names. 9CHAPTER 4. VEHICLE IDENTIFICATION NUMBERS. 9A.B.C.VEHICLE IDENTIFICATION NUMBER OR VIN . 9VIN LOCATION ON VEHICLES . 10VIN CONTENT. 10Chart 1 - General VIN Format . 10First Section of the VIN . 11Chart 2 - Placement of the World Manufacturer Identifier in the VIN. 11Obtaining a World Manufacturer Identifier. 11Second Section of the VIN . 11Chart 3 - Vehicle Attributes for Each Vehicle Type that must be Identified in VIN Positions 4 through 8 . 12Chart 4 – Definitions and Examples of Vehicle Attributes . 13Passenger Car Manufacturer’s Sample VIN for the Second Section of the VIN (Positions 4-8) . 14Sample Passenger Car Manufacturer’s Lookup Table for the Second Section of the VIN (Positions 4-8) . 14Motorcycle VINs . 15Motorcycle Manufacturer’s Sample VIN for the Second Section of the VIN (Positions 4-8) . 15Sample Motorcycle Manufacturer’s Lookup Table for the Second Section of the VIN (Positions 4-8). 15Trailer VINs . 15Trailer Manufacturer’s Sample VIN for the Second Section of the VIN (Positions 4-8) . 16Sample Trailer Manufacturer’s Lookup Table for the Second Section of the VIN (Positions 4-8) . 16Second Section VIN Character Restrictions. 17Third Section of the VIN . 1749 CFR 565.15(c)(1) Table III – Values Assigned to Characters of VIN . 1749 CFR 565.15(c)(2) Table IV – Weight Factors Assigned to VIN Positions 1-8 and 10-17. 1749 CFR 565.15(c)(4) Table V – 9th Position Check Digit Values . 18Fourth Section. 19Fourth Section of the VIN - Model Year Placement . 1949 CFR 565.15(d)(1) - Table VII – Required Year Codes for VIN . 19Manufacturer’s Sample VIN for the Fourth Section of the VIN (Positions 10-11) . 20Manufacturer’s Lookup Table for the Fourth Section of the VIN (Positions 10 and 11) . 20D. MANUFACTURER’S REQUIREMENT TO FURNISH NHTSA WITH VIN DECIPHERING INFORMATION . 21CHAPTER 5. CERTIFICATION TO ALL APPLICABLE FMVSS. 21This is a U.S. government work not subject to copyright protection in the United States. It may be copied and distributed without permission and without limitation.

3A.B.C.D.INTRODUCTION. 21MOTOR VEHICLE EQUIPMENT CERTIFICATION AND NHTSA ASSIGNED CODES . 21MOTOR VEHICLE CERTIFICATION . 22MOTOR VEHICLE CERTIFICATION LABELS . 22i. Placement of the Certification Label . 22ii. Motor Vehicle Certification Label Content . 22iii.Certification Requirements for Vehicles Manufactured in Two or More Stages . 23TABLE 4 - CERTIFICATION LABEL CONTENT REQUIREMENTS BY MANUFACTURER TYPE . 24iv. Certification Label Suppliers . 24CHAPTER 6. THE FEDERAL MOTOR VEHICLE SAFETY STANDARDS . 24A.B.C.D.FMVSS ISSUANCE . 24FMVSS ORGANIZATION UNDER 49 CFR PART 571. 24FMVSS APPLICABILITY . 25REFERENCE TABLE IDENTIFYING FMVSS APPLICABILITY BY VEHICLE TYPE AND EQUIPMENT ITEMS . 25CHAPTER 7. TIRE INFORMATION LABELING REQUIREMENTS . 26Figure 1 – Tire Placard. 26CHAPTER 8. DUTY TO NOTIFY NHTSA OF A NONCOMPLIANCE WITH AN FMVSS OR A SAFETYRELATED DEFECT . 26CHAPTER 9. DUTY TO NOTIFY OWNERS AND DEALERS AND PROVIDE A REMEDY FOR ANONCOMPLIANCE OR A SAFETY-RELATED DEFECT . 27CHAPTER 10. RECORD KEEPING FOR MANUFACTURERS . 27A. TIRES . 27B. CHILD RESTRAINTS . 27C. MOTOR VEHICLES AND EQUIPMENT . 27CHAPTER 11. EARLY WARNING REPORTING . 28CHAPTER 12. OTHER STATUTORY/REGULATORY REQUIREMENTS . 29A.B.C.D.E.THEFT PREVENTION . 29BUMPER STANDARDS . 29FUEL ECONOMY . 29DOMESTIC CONTENT LABELING . 29CONSUMER INFORMATION . 29CHAPTER 13. NHTSA CONTACTS . 30Table 5 – NHTSA Contacts . 30CHAPTER 14. ADDITIONAL RESOURCES . 31Table 6 – Additional Resources . 31CHAPTER 15. HELPFUL HINTS . 31A.B.C.D.E.F.G.MANUFACTURER’S STATEMENTS OF ORIGIN OR CERTIFICATES OF ORIGIN. 31SEARCH THE UNITED STATES CODE . 32SEARCH THE CODE OF FEDERAL REGULATIONS. 32SEARCH THE FEDERAL REGISTER. 32SEARCH NHTSA INTERPRETATIONS . 32FMVSS COMPLIANCE TEST PROCEDURES . 32MOTORCYCLE AND MOTORCYCLE FRAME ENGINEERING REPORTS . 32APPENDICES . 33APPENDIX 1 - PART 551 - DESIGNATE A PERMANENT RESIDENT OF THE UNITED STATES AS ITS AGENT FOR SERVICE OFPROCESS. . 33APPENDIX 2 - PART 566 MANUFACTURER IDENTIFICATION . 35This is a U.S. government work not subject to copyright protection in the United States. It may be copied and distributed without permission and without limitation.

4APPENDIX 2 - (CONTINUED) PART 566 MANUFACTURER IDENTIFICATION . 36APPENDIX 3 - SAMPLE SPREADSHEET FORMAT TO CALCULATE A VIN CHECK DIGIT . 37APPENDIX 4 – PART 565 VEHICLE IDENTIFICATION NUMBER - TRAILERS. 38APPENDIX 4 (CONTINUED) – PART 565 VEHICLE IDENTIFICATION NUMBER - TRAILERS . 39APPENDIX 4 (CONTINUED) – PART 565 VEHICLE IDENTIFICATION NUMBER - MOTORCYCLES . 40APPENDIX 4 (CONTINUED) – PART 565 VEHICLE IDENTIFICATION NUMBER - MOTORCYCLES . 41APPENDIX 4 (CONTINUED) – PART 565 VEHICLE IDENTIFICATION NUMBER – MULTIPURPOSE PASSENGER VEHICLES . 42APPENDIX 4 (CONTINUED) – PART 565 VEHICLE IDENTIFICATION NUMBER - MULTIPURPOSE PASSENGER VEHICLES . 43APPENDIX 4 (CONTINUED) – PART 565 VEHICLE IDENTIFICATION NUMBER – PASSENGER CARS . 44APPENDIX 4 (CONTINUED) – PART 565 VEHICLE IDENTIFICATION NUMBER – PASSENGER CARS . 45APPENDIX 5 – SUGGESTED NEW TIRE MANUFACTURER APPLICATION . 46APPENDIX 5 (CONTINUED) – SUGGESTED NEW TIRE MANUFACTURER APPLICATION . 47APPENDIX 5 (CONTINUED) – SUGGESTED RETREADED TIRE MANUFACTURER APPLICATION . 48APPENDIX 5 (CONTINUED) – SUGGESTED RETREADED TIRE MANUFACTURER APPLICATION . 49APPENDIX 5 (CONTINUED) – SUGGESTED BRAKE HOSE MANUFACTURER APPLICATION . 50APPENDIX 5 (CONTINUED) – SUGGESTED BRAKE HOSE MANUFACTURER APPLICATION . 51APPENDIX 5 – (CONTINUED) SUGGESTED GLAZING MANUFACTURER APPLICATION . 52APPENDIX 5 – (CONTINUED) SUGGESTED GLAZING MANUFACTURER APPLICATION . 53APPENDIX 6 – PART 567 CERTIFICATION LABELS. 54Sample manufacturer’s certification label for a motorcycle/motor-driven cycle. 54Sample manufacturer’s certification label for a trailer . 54Sample manufacturer’s certification label for a low-speed vehicle . 54Sample manufacturer’s certification label for a multipurpose passenger vehicle . 54APPENDIX 6 (CONTINUED) – PART 567 CERTIFICATION LABELS . 55Sample manufacturer’s certification label for a truck . 55Sample manufacturer’s certification label for a passenger car . 55Associated passenger car tire placard . 55APPENDIX 7 – CERTIFICATION LABEL SUPPLIERS . 56APPENDIX 8 – HOW TO SEARCH NHTSA’S MANUFACTURERS’ INFORMATION DATABASE. 57APPENDIX 8 (CONTINUED) - HOW TO SEARCH NHTSA’S MANUFACTURERS’ INFORMATION DATABASE. 58APPENDIX 8 (CONTINUED) - HOW TO SEARCH NHTSA’S MANUFACTURERS’ INFORMATION DATABASE. 59APPENDIX 8 (CONTINUED) - HOW TO SEARCH NHTSA’S MANUFACTURERS’ INFORMATION DATABASE. 60APPENDIX 8 (CONTINUED) - HOW TO SEARCH NHTSA’S MANUFACTURERS’ INFORMATION DATABASE. 61APPENDIX 8 (CONTINUED) - HOW TO SEARCH NHTSA’S MANUFACTURERS’ INFORMATION DATABASE. 62APPENDIX 8 (CONTINUED) - HOW TO SEARCH NHTSA’S MANUFACTURERS’ INFORMATION DATABASE. 63APPENDIX 9 - FMVSS APPLICABILITY TO VEHICLE TYPE AND EQUIPMENT ITEMS. 64APPENDIX 9 (CONTINUED) - FMVSS APPLICABILITY TO VEHICLE TYPE AND EQUIPMENT ITEMS . 65APPENDIX 9 (CONTINUED) - FMVSS APPLICABILITY TO VEHICLE TYPE AND EQUIPMENT ITEMS . 66APPENDIX 9 (CONTINUED)- FMVSS APPLICABILITY TO VEHICLE TYPE AND EQUIPMENT ITEMS . 67APPENDIX 10 – SAMPLE TIRE REGISTRATION FORM – INDEPENDENT DISTRIBUTORS AND DEALERS . 68This is a U.S. government work not subject to copyright protection in the United States. It may be copied and distributed without permission and without limitation.

5Requirements for Manufacturersof Motor Vehicles and MotorVehicle Equipment ItemsDisclaimer – This document is a simplified description of the requirements for manufacturers of motorvehicles and motor vehicle equipment and does not supersede any requirements contained in the statutesand regulations administered by The National Highway Traffic Safety Administration. Please refer to thestatutes and regulations cited herein for a more detailed description of such requirements.Chapter 1. BackgroundA.Federal Statutes and RegulationsThe National Highway Traffic Safety Administration (NHTSA) is the U.S. government agency responsible forimplementing and enforcing the National Traffic and Motor Vehicle Safety Act of 1966, as amended, 49 U.S.C.Chapter 301 (the Vehicle Safety Act), and certain other laws relating to motor vehicle safety. Under thatauthority, NHTSA issues and enforces Federal motor vehicle safety standards (FMVSS) that apply to motorvehicles and to certain items of motor vehicle equipment. Implementing regulations are found in Title 49 of theCode of Federal Regulations (CFR), Parts 500-599. 1 Most CFR citations in this document are to specificsections of the regulations. For example, FMVSS No. 101 Controls and Displays can be found at 49 CFR571.101.B.How and Why Were the Federal Motor Vehicle Safety Standards Developed?The Vehicle Safety Act was enacted to reduce traffic crashes and deaths and injuries resulting from trafficcrashes. Under that authority, NHTSA issues and enforces FMVSS that apply to motor vehicles and certainitems of motor vehicle equipment. The Vehicle Safety Act requires that each FMVSS be practicable, meet theneed for motor vehicle safety, and be stated in objective terms.2 On February 3, 1967, NHTSA published a finalrule establishing the first FMVSS. 3C.Motor Vehicle and Motor Vehicle Equipment CertificationThe Vehicle Safety Act requires that motor vehicles and regulated items of motor vehicle equipmentmanufactured for sale in the United States be certified to comply with all applicable FMVSS. 4 Type approval isnot required for motor vehicles and motor vehicle equipment sold in the United States. NHTSA does not issuetype approval certifications and does not certify any motor vehicles or motor vehicle equipment as complying withapplicable FMVSS. Instead, in accordance with 49 U.S.C. 30115, a “self-certification” process is in place, which1The CFR may be browsed or searched at the .htm?site http://www.gpoaccess.gov/cfr/index.html2See 49 U.S.C. 30111See 32 FR 24084See 49 U.S.C. 30115.3This is a U.S. government work not subject to copyright protection in the United States. It may be copied and distributed without permission and without limitation.

6requires the manufacturer to certify the vehicle or equipment item as complying with the applicable FMVSS. TheVehicle Safety Act requires the exercise of “reasonable care” in issuing a certification of compliance with safetystandards. 5D.Penalties for Violations of the Vehicle Safety Act and Implementing RegulationsManufacturers may be subject to substantial civil penalties for failure to meet the requirements of the statutes andregulations that NHTSA administers. 6 Currently, those penalties can be as high as 6,000 for each violation witha maximum civil penalty of 17,350,000 for a related series of violations. 7 For example, the failure of amanufacturer to furnish notification of a noncompliance or defect to owners or to NHTSA may subject thefabricating manufacturer to substantial civil penalties.Chapter 2. What does NHTSA Regulate?A.Motor VehiclesMotor vehicles are defined by statute as vehicles that are driven or drawn by mechanical power andmanufactured primarily for use on public streets, roads, or highways. 8 In regulating the manufacture of motorvehicles, NHTSA has established the type classifications identified and defined in Table 1. 9Table 1 – Motor Vehicle Type ClassificationsClassificationDefinitionPassenger carA motor vehicle with motive power, except a low-speed vehicle, multipurposepassenger vehicle, motorcycle, or trailer, designed for carrying 10 persons or less.Multipurposepassenger vehicleA motor vehicle with motive power, except a low-speed vehicle or trailer, designedto carry 10 persons or less which is constructed either on a truck chassis or withspecial features for occasional off-road operation.TruckA motor vehicle with motive power, except a trailer, designed primarily for thetransportation of property or special purpose equipment.BusA motor vehicle with motive power, except a trailer, designed for carrying morethan 10 persons.MotorcycleA motor vehicle with motive power having a seat or saddle for the use of the riderand designed to travel on not more than three wheels in contact with the ground.Motor driven cycleA motorcycle with a motor that produces 5 brake horsepower or less.TrailerA motor vehicle with or without motive power, designed for carrying persons orproperty and for being drawn by another motor vehicle.Low-speed vehicleA motor vehicle, that is 4-wheeled, whose speed attainable in 1 mile (1.6 km) ismore than 20 miles per hour (32 kilometers per hour) and not more than 25 milesper hour (40 kilometers per hour) on a paved level surface, and whose GVWR isless than 3,000 pounds (1,361 kilograms).5Ibid.See 49 U.S.C. 301657See 49 CFR Part 5788See 49 U.S.C. 301029See 49 CFR § 571.3 Definitions6This is a U.S. government work not subject to copyright protection in the United States. It may be copied and distributed without permission and without limitation.

7Pole TrailerA motor vehicle without motive power designed to be drawn by another motorvehicle and attached to the towing vehicle by means of a reach or pole, or bybeing boomed or otherwise secured to the towing vehicle, for transporting long orirregularly shaped loads such as poles, pipes, or structural members capablegenerally of sustaining themselves as beams between the supporting connections.All motor vehicles must be classified in the manner set forth in Table 1. For example, school buses are classifiedas buses, motor driven cycles are classified as motorcycles, and motor homes are classified as multipurposepassenger vehicles. Vehicles such as race cars, dirt bikes, or all-terrain vehicles that are not primarilymanufactured for on-road use do not qualify as motor vehicles and are therefore not regulated by NHTSA.Instead, such vehicles may be regulated by the Consumer Product Safety Commission (CPSC). 10B.Motor Vehicle EquipmentThe Vehicle Safety Act defines motor vehicle equipment as: Any system, part, or component of a motor vehicle as originally manufactured; Any similar part or component manufactured or sold for replacement or improvement of a system,part, or component, or as an accessory or addition to a motor vehicle; or Any device or an article of apparel (except medicine or eyeglasses prescribed by a licensedpractitioner) that is not a system, part, or component of a motor vehicle and is manufactured, sold,delivered, offered, or intended to be used only to safeguard motor vehicles and highway usersagainst risk of accident, injury, or death. 11The Vehicle Safety Act requires that regulated items of motor vehicle equipment manufactured for sale in theUnited States be certified to comply with all applicable FMVSS. 12 Motor vehicle equipment items that are notsubject to the FMVSS do not require certification; however, such items may be found (by either NHTSA or themanufacturer) to have a safety-related defect, and if so, the manufacturer will have an obligation to furnishowners of the equipment with notification of, and a remedy for, the defect, usually at no charge to the consumer.Motor vehicle equipment items that are subject to the FMVSS are identified in Table 2.Table 2 – Motor Vehicle Equipment Items Subject to the FMVSSMotor Vehicle Equipment DescriptionSee FMVSS 20Brake Hoses106Brake Fluid116Seat Belt Assemblies209Lamps, Reflective Devices, and Associated Equipment108Glazing (Automotive Glass and Plastics)205Motorcycle Helmets21810See www.cpsc.govSee 49 U.S.C. 30102(a)(7)12See 49 U.S.C. 3011511This is a U.S. government work not subject to copyright protection in the United States. It may be copied and distributed without permission and without limitation.

8Child Restraint Systems (Child Safety Seats)213Platform Lift Systems For The Mobility Impaired404Rear Impact Guards For Trailers223Triangular Reflective Warning Devices125Compressed Natural Gas Containers304Chapter 3. Procedural Requirements for Fabricating ManufacturersA.IntroductionBefore offering a motor vehicle or motor vehicle equipment item for sale in the United States, the fabricatingmanufacturer must: 1) designate a permanent resident of the United States as its agent for service of process ifthe fabricating manufacturer is not located in the United States (49 CFR Part 551, Subpart D Service of Processon Foreign Manufacturers and Importers) and 2) submit to NHTSA identifying information on itself and on theproducts it manufactures to the FMVSS, not later than 30 days after the manufacturing process begins (49 CFRPart 566 Manufacturer Identification). 13B.Part 551 - Designate a Permanent Resident of the United States as its Agent forService of ProcessAll foreign manufacturers, assemblers, and importers of motor vehicles or motor vehicle equipment must complywith this regulation before offering a motor vehicle or item of motor vehicle equipment for importation into theUnited States. The purpose of this regulation is to ensure that NHTSA is able to serve the manufacturer’s agentwith administrative or judicial notice or process. A detailed explanation of this regulation may be found in 49 CFRPart 551, Subpart D.To expedite NHTSA’s processing of submissions received under Part 551, Sub

Requirements for Manufacturers of Motor Vehicles andMotor Vehicle Equipment Items Disclaimer - This document is a simplified description of the requirements for manufacturers of motor vehicles and motor vehicle equipment and does not supersede any requirements contained in the statutes

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