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INSTRUCTIONAL LEADERSHIP ROLE AND RESPONSIBILITIES OF MIDDLESCHOOL ASSISTANT PRINCIPALS IN VIRGINIAKIPP D. ROGERSDissertation submitted to faculty of the Virginia Polytechnic Institute and StateUniversity in partial fulfillment of the requirements for the degree ofDoctor of PhilosophyInEducational Leadership and Policy StudiesDr. Travis W. Twiford, ChairDr. Carol Cash, Committee MemberDr. N. Wayne Tripp, Committee MemberDr. Steven W. Edwards, Committee MemberMarch 24, 2009Virginia Beach, VirginiaKeywords: Assistant Principal, Middle School, Instructional Leadership,Role, Responsibilities

INSTRUCTIONAL LEADERSHIP ROLE AND RESPONSIBILITIES OF MIDDLESCHOOL ASSISTANT PRINCIPALS IN VIRGINIAKipp D. RogersABSTRACTThe major purpose of this study was to gain an understanding of the instructionalleadership role and responsibilities of middle school assistant principals and their level ofinvolvement in instructional leadership. Specifically, this study determined the extent ofinvolvement of the middle school assistant principal as an instructional leader in theCommonwealth of Virginia. The data gathered compared instructional leadership tasksto various demographic variables and determined the amount of time spent performingthe instructional leadership tasks.The Sources of Instructional Leadership (SOIL) survey instrument was revisedand used in addition to a demographic survey to collect the data. A total of 396 surveyswere mailed to middle school assistant principals across the state of Virginia. The SOILsurvey includes 31 instructional leadership tasks that describe the instructional leadershipresponsibilities of assistant principals.The research design is non-experimental and descriptive. The methodology was amodification of the methodology used in a study conducted by Bush (1997). The designused a demographic survey, the SOIL survey and time study to collect data. The datacollected answered the following research questions:1. What instructional leadership roles and responsibilities are performed bymiddle school assistant principals in Virginia?

2. What is the relationship between instructional leadership responsibilitiesperformed and specific demographic variables?3. How much time do middle school assistant principals spend on instructionalissues each week?Conclusions from the data reveal the primary instructional leadershipresponsibilities of Virginia middle school assistant principals are: (1) developing a schoolclimate that is conducive to learning (2) improving student discipline, and (3)communicating a concern for student achievement. The data also indicate that olderassistant principals are more involved in observing and evaluating staff than youngerassistant principals. Additionally, the study found that the more instructional leaders in aschool, the more involved assistant principals are with tasks that are associated withdeveloping an academic climate. Furthermore, almost 80% of the participants indicatedthey spent between 10-30% of their instructional task time developing an academicclimate each week. Nearly 50% of the participants spent the least amount of time ontasks that focus on coordinating the instructional program.iii

ACKNOWLEDGEMENTSI would like to thank my wife, Millicent for her patience throughout this project.It was her understanding and support that enabled me to continue this throughcompletion. Millicent and my children, Ryan and Rachel have been my source ofinspiration, my rock and refuge. I love them with all my heart.Thanks to all of my parents. To my mother, Portia Rogers for instilling within methe values of hard work and always doing my best. To my Aunt Gloria and Aunt Arlenewho saw potential in me that I failed to see in myself. To my Father-in-law, CrawfordSmith for being the most positive and encouraging man I know and to my Mother-in-law,Claretta Smith for being my official proof-reader.My goal for acquiring a doctoral degree could not have happened without theassistance of many people, most notably my professor Dr. Travis Twiford. His time,effort and “friendly feedback” were very much appreciated. Dr. Twiford inspired me togrow as a professional and as a researcher. Special thanks to my committee, Dr. Tripp,Dr. Cash and Dr. Edwards for their insights and suggestions.Thanks to my best friends on earth, John Tupponce and Dr. Kianga Thomas.Thanks for keeping me motivated and calling me “Dr. Rogers” right after my first class.To my best friend in heaven, Keiran Smith- thanks for encouraging me to begin thisproject.Most importantly, I give thanks to GOD for giving me the opportunity to be usedby him and to accomplish what seemed an impossible task. All to him I owe.iv

DEDICATIONThis dissertation is dedicated to my late Grandmother, Angeline Hopkins. Youalways said I could grow up to be a Doctor. Thanks for believing in me.v

TABLE OF CONTENTSAbstract . iiiACKNOWLEDGEMENTS. ivDEDICATION.vTABLE OF CONTENTS. viLIST OF FIGURES .xLIST OF TABLES. xiCHAPTER I INTRODUCTION.1Statement of the problem .6Significance of the study.7Purpose of the study.8Research questions.9Conceptual Framework.10Definition of terms.10Limitations .12Organization of study.12CHAPTER II REVIEW OF LITERATURE .14History of the Assistant Principal Position .14Historical Role of the Assistant Principal.19Assistant Principal Roles from 1920 - 1940 .19Assistant Principal Roles from 1940 - 1960 .23Assistant Principal Roles from 1960 - 1980 .27Assistant Principal Roles from 1980 - 2000 .31vi

Assistant Principal Roles in the Twenty-first Century .39Instructional Leadership.39Summary .42CHAPTER III METHODOLOGY .46Purpose.46Research Design.47Population .47Data Collection .48Instrumentation .50Data Analysis .52Summary .55CHAPTER IV ANALYSIS OF DATA .56Introduction.56Research Design.56Gender and Age .58Ethnicity.58Education .59Teaching Experience.59Assistant Principal Experience .62Years in Present Assignment .62Student Enrollment .62Additional Instructional Leadership .63Career Aspiration .63Research Question Findings .63Research Question 1 .64vii

Factor 1- Observes and Evaluates.65Factor 2- Allocates Instructional Resources .68Factor 3- Develops Academic Climate .72Factor 4- Encourages Concern for Achievement.75Factor 5- Coordinates the Instructional Program.77SOIL Items not Included in the Five Factors.79Summary .84Research Question 2 .86Factor 1- Observes and Evaluates.86Factor 2- Allocates Instructional Resources .90Factor 3- Develops Academic Climate .95Factor 4- Encourages Concern for Achievement.98Factor 5- Coordinates the Instructional Program.100Summary .106Research Question 3 .109Factor 1- Observes and Evaluates.109Factor 2- Allocates Instructional Resources .109Factor 3- Develops Academic Climate .112Factor 4- Encourages Concern for Achievement.112Factor 5- Coordinates the Instructional Program.113Summary .113CHAPTER V SUMMARY AND DISCUSSION.115Review of the Methodology.115Summary of Findings.116Research Question 1 .117viii

Research Question 2 .121Research Question 3 .124Implications.125Recommendations for Further Research.130Summary .131REFERENCES .133APPENDIX A (SOIL) Permission and Survey.143APPENDIX B Letter and email to Assistant Principals .150APPENDIX C IRB Approval and Certification .153ix

LIST OF FIGURESFigure 1Conceptual Framework.11Figure 2Summary of Major Contributor Findings .44Figure 3Summary of Statistical Analysis.54x

LIST OF TABLESTable 1 Responsibilities of Assistant Principals .23Table 2 Assistant Principal Major Duties .26Table 3 Roles and Responsibilities of Assistant Principals .29Table 4 Survey Response.59Table 5 Demographic Data for SOIL Study of Assistant Principals.60Table 6 Five Factors of SOIL and Corresponding Question Numbers .65Table 7 Frequencies of Responses- Factor 1- Observes and Evaluates.66Table 8 Frequencies of Responses- Factor 2- Allocates Instructional Resources .69Table 9 Frequencies of Responses- Factor 3- Develops Academic Climate .74Table 10 Frequencies of Responses- Factor 4- Encourage Concern for Achievement77Table 11 Frequencies of Responses- Factor 5- Coordinates Instructional Program.79Table 12 Frequencies of Responses- Excluded from Factors .81Table 13 Frequencies of Responses- Factors of SOIL .84Table 14 Primary Instructional Leadership Tasks .85Table 15 Secondary Instructional Leadership Tasks .85Table 16 ANOVA for Factor 1- Observe and Evaluate.87Table 17 Tukey Post Hoc Test: Factor 1- Observe and Evaluate/ Age .91Table 18 Tukey Post Hoc Test: Factor 1- Observe and Evaluate/ Enrollment .92Table 19 ANOVA for Factor 2- Allocates Instructional Resources .93Table 20 ANOVA for Factor 3- Develops Academic Climate.96Table 21 Tukey Post Hoc Test: Factor 3/ Additional Instructional Leadership .99Table 22 ANOVA for Factor 4- Encourage Concern for Achievement .101xi

Table 23 ANOVA for Factor 5- Coordinates Instructinoal Program.104Table 24 Dunnett- C Post Hoc Test: Factor 5/ Education.107Table 25 Tukey Post Hoc Test: Factor 5/ Years in Present Assignment .107Table 26 Dunnett- C Post Hoc Test: Factor 5/ Instructional Leadership Staff .108Table 27 Instructional Time Study Frequencies .109xii

CHAPTER IINTRODUCTIONOverviewAfter reflecting upon my second year as a middle school principal, and workingwith six different assistant principals in two years, I became interested in understandinghow to best utilize assistant principal instructional expertise. The three assistantprincipals that I worked with during my second year were new to the school andrelatively new to the profession of educational leadership. The three assistant principalshad less than ten years of administrative experience among them.The middle school was also relatively new. It opened in 2001 with just over1,000 neighborhood students and approximately 125 staff members. Nearly 80% of theinstructional staff had less than three years of teaching experience. The school met staterequirements for academic accreditation in 2005 but had never met Adequate YearlyProgress (AYP) as outlined by the No Child Left Behind Legislation.As the primary instructional leader, I found that student achievement wasincreasing; however, there continued to be specific areas that required close instructionalleadership, support, monitoring and reflection. It was also revealed that in order for thelatter to occur, a shared level of responsibility to address all realms of the instructionalprogram needed to take place. The current instructional role and responsibilities of theassistant principals needed to be examined. As a result of this realization, I becameinterested in discovering current best practices on how to best utilize the resource of theassistant principal in order to help with providing quality instructional leadership. Theacademic success of a school is just as dependent upon the instructional leaders as it is1

with teachers (Royal, 2003). Because of the great task of monitoring the instructionalprogram in a large school, there is a need for qualified assistant principals to be able toassist in this effort.I also became interested in the topic after serving on a human resource team thatinterviewed candidates for assistant principal positions. Strong instructional backgroundsand leadership experience with instruction were the top characteristics that panelmembers were looking for. It appeared as if many of the candidates lacked experiencewith instructional leadership. The interview team found that many of the candidate’sleadership and administrative preparation and experience focused on management.Quality instructional leadership is needed because, as part of the nationalaccountability movement, the No Child Left Behind (NCLB) Legislation requires that allstudents meet minimal standards on state standardized tests by 2014 (Education Trust,2004). School administrators are striving not only to meet minimal standards but to alsomeet Adequate Yearly Progress (AYP) as outlined by NCLB. As a result, one of themain responsibilities of school administrators is to monitor student achievement as wellas attendance closer than ever before. Principals have new instructional leadershipresponsibilities to meet these rising demands. Time is a premium. It is becomingincreasingly difficult for the principal to address expectations and to do so in an effectiveand efficient manner.District level administrators generally monitor all schools within their respectiveschool divisions and often the information they review is from a global perspective.School administrators have to look at more specific data in order to identify problem2

areas. More often than not, this task is left to the building principal. Principals are underever-increasing pressure to improve student achievement (Thornton & Perreault, 2002).As part of the national education reform movement, accountability has become afamiliar term in public education. With standards based and high-stakes testing in moststates, educators are required to be accountable for what and how students learn on adaily basis (McKinsey, 2000). The No Child Left Behind (NCLB) legislation bringseven more attention to accountability nationally (Brunner, 2005). As educators enter intothe 21st century, much discussion is taking place on the skills and competencies that areneeded for school leaders to meet the rising demands of accountability.Accountability refers to the reasonable expectation and obligation of a school toreport evidence to teachers and the community on how a school is performing (HawaiiDepartment of Education, 1995). The school administrator has emerged as a facilitator ofthe monumental task of increasing and maintaining student achievement. The generalpublic has become more knowledgeable about educational guidelines for studentachievement that are set forth by state and national policy makers. In some cases, levelsof student performance (especially in middle school math) in Virginia have fallen short ofmeeting minimum requirements. This has created pressure on schools to improve studentperformance and has helped to shift the focus on education today from performancebased education which focuses on students completing products to results basededucation which focuses on outcomes of learning (Smith, 1987).Getting results in the state of Virginia means utilization of standardized testscalled Standards of Learning (SOL) tests. In the state of Virginia, middle schools arecharged with having at least 70% of all students pass set benchmarks on SOL tests in3

reading, math and social studies for grades 6-8 as well as science for students in grade 8.Schools with at least 70% of students meeting set benchmarks in math, English, scienceand social studies earn “full accreditation” status. Schools in Virginia that earn fullaccreditation status are considered to be academically successful.In order for schools to be considered effective or academically successful, theyare expected to have a successful administrative team (Edmonds, 1979). RonaldEdmonds is considered the father of the effective schools movement (Taylor, 2002). Theeffective schools movement began during the early 1980s and called for comprehensiveschool reform. The effective schools movement was instrumental in promoting theeducational phrase, “all children can learn.” In a study conducted by Edmonds (1979),findings identified seven correlates that schools should use in order to increase studentachievement. One of the correlates is strong instructional leadership by all administratorsand staff members. Research clearly indicates instructional leadership is a strongattribute of effective schools (Lezotte, 1991).Research by Lezotte (1991) indicates the principal is expected to be theinstructional leader. The responsibility for developing instructional strategies to ensurethe success of all children often rests on the shoulders of the building principal and hisstaff (Franklin, 1994). Principals are under ever-increasing pressure to improve studentachievement (Thornton & Perreault, 2002). With increased levels of accountability forstudent achievement, there is a growing need for principals to be able to shareinstructional leadership. The No Child Left Behind (NCLB) Legislation requires that100 % of all students meet minimal standards on state standardized tests by 2014 if theywish to receive Title I funding. Title I is a voluntary program that provides more than 124

billion dollars annually to states that participate and agree to have 100% of their studentsto meet minimal standards in language arts and math by the year 2014. The law allowsparticipating states to set their own benchmarks for making AYP (McKinsey, 2000).Students in all subgroup populations- Black, White, Asian, Latino, Native American,limited English proficient, low-income and students with disabilities must meet minimalbenchmarks that are set by their respective states.As a result, building principals are striving not only to meet minimal standardsbut to also meet Adequate Yearly Progress (AYP) as outlined by NCLB to avoid punitivesanctions if they receive Title I funding. In 2008, 74% of all schools in Virginia metAYP and 26% did not (Virginia Department of Education, 2009). With the increase inpublic expectations and accountability in schools, principals are beginning to refocus theway school personnel are used in the learning process. The instructional leadership roleis being distributed among teachers and assistant principals. Kaplan and Owings (1999)believe an extremely valuable, yet underused, resource in the public school setting is theassistant principal.Although the position of assistant principal emerged during the 1920’s, theresearch available on their role and responsibilities is extremely limited (Glanz, 1994a).It appears that the roles of the assistant principals have changed; however, theresponsibilities continue to be nebulous and undefined (Pitts, 1974). The breadth andscope of research on assistant principals is minute in comparison to that of the principal.Many studies on the role and responsibilities of assistant principals reveal that many oftheir responsibilities were previously centered on managerial duties (Frazier, 2002). Infact, more often than not, assistant principals were associated with restricted sets of5

administrative, managerial and custodial responsibilities (2002). However, in morerecent studies, the role of the assistant principal is evolving into more of an instructionalleadership-focused position (Cranston, Tromans, & Reugebring, 2004).Statement of the ProblemThis study investigated the perceived extent and level of involvement of themiddle school assistant principal as an instructional leader. Few studies have focused onthe instructional leadership role and responsibilities of the assistant principal. Even fewerhave focused on the instructional leadership role of the middle school assistant principal.Recent research indicates that duties of the assistant principal are primarily assigned bythe principal and doing so often leads to role ambiguity and conflicts in understandingwhat the [assistant principal] role is (Calabrese & Tucker-Ladd, 1991; Glanz, 2004a;Frazier, 2002; Marshall, 1992a). In the few cases where there are clear job descriptionsfor assistant principals, instructional leadership roles and responsibilities are minimal oromitted (Marshall, 1992a). Instructional leadership roles and responsibilities for assistantprincipals will differ from school to school; thus, opportunities for instructionalleadership will vary as well.The importance of utilizing assistant principals as instructional leaders in theoperation of effective schools is repeatedly suggested in current research (Edmonds,1979, Glanz, 2004a, Weller & Weller, 2002). However, the nature of how assistantprincipals are used for instructional leadership is unclear. There is a continual problem ofthe identification of key instructional leadership roles of the middle school assistantprincipal. This study explored the perceived opportunities middle school assistant6

principals are given to demonstrate instructional leadership skills that they will ultimatelybe required to utilize as principals and other advanced leadership positions.Significance of the StudyIn preparation of this study, the researcher identified three issues that warrantexamining the instructional role and responsibilities for middle school assistantprincipals: (a) the need for change in the role of assistant principals as a result ofincreased accountability (Williams, 1995), (b) the approaching shortage of qualifiedprincipals (Fields and Egley, 2005), and (c) the lack of preparation and professionaldevelopment activities for assistant principals.This study contributes to the literature surrounding the function and scope of therole and responsibilities of middle school assistant principals and their level ofinvolvement as instructional leaders. There is an increased need for instructionalleadership due to growing accountability surrounding student achievement (Marshall,Mitchell, Gross and Scott, 1992). Furthermore, principals have a huge responsibility inaddition to being the instructional leader. In addition to working toward ensuring theacademic success of all students, principals are responsible for vision sharing, curriculumsupervision, school and community relations and ensuring student safety. The potentialfor the workload to become unmanageable is great.There is an alarming shortage of qualified aspiring principals to meet current andfuture needs for school leaders (Johnson-Taylor & Martin, 2007). In fact, JohnsonTaylor and Martin indicate that school districts need to “build the bench” in order toensure that their schools will be replaced with effective principals as vacancies arise.Large numbers of principals are approaching retirement age. The National Association7

for Elementary School Principals [NAESP], 2002 conducted a survey regarding theprincipal shortage. The results revealed that 66 % of the respondents planned to retirewithin the next 6-10 years (NAESP, 2004). Assistant principals are often responsible forduties surrounding student management. Very little responsibility is given to assistantprincipals in regards to instructional leadership. It is this tapering of responsibilities thatcan negatively affect their professional growth and hinder them [assistant principals]from being perceived as instructional leaders in schools.It can be reasonably determined that there is a lack of knowledge about the role,function and duties of the assistant principal. This is another issue of concern about theinstructional leadership role of the assistant principal. In

The Sources of Instructional Leadership (SOIL) survey instrument was revised and used in addition to a demographic survey to collect the data. A total of 396 surveys were mailed to middle school assistant principals across the state of Virginia. The SOIL survey includes 31 instructional leadership tasks that describe the instructional leadership

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