1 Rules Of Thumb - Wiley-VCH

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1Rules of ThumbRules of thumb are numerical values and suggestions that are reasonable to assume based on experience. They are based on the application of fundamentalsand practical experience. They do not replace fundamentals but rather they enrichthe correct use of fundamentals to solve problems. Rules of thumb:help us judge the reasonableness of answers;allow us to assess quickly which assumptions apply;are used to guide our better understanding of complex systemsand situations; andallow us to supply rapid order-of-magnitude estimates.xxxxRules of thumb important for process design and engineering practice includethose aboutthe chemical process equipment,the context in which the equipment functions (properties ofmaterials, corrosion, process control, batch versus continuousand economics),the thinking process used as engineers design and practice theirskills (problem solving, goal setting, decision making, thermalpinch, “systems’ thinking, process design, process improvement,trouble shooting and health-safety-environment issues),the people part of engineering (communication, listening,interpersonal skills and team work) andthe context in which engineers function (performance review,leadership, intrepreneurship, entrepreneurship and e-business).xxxxxIn this book, the focus is on rules of thumb about process equipment. Chapters 2to 10 provide details of equipment for transportation, energy exchange, separations, heterogeneous separations, reactions, mixing, size reduction, size enlargement and process vessels, respectively.In this chapter, we give an overview, in Section 1.1, of how the rules of thumbare presented in the rest of the book. Then, we emphasize the contexts in whichengineers work: the context for the process (Sections 1.2 to 1.7), the thinking used(Sections 1.8 to 1.16), the people dimension of our practice (Sections 1.17 to 1.20)Rules of Thumb in Engineering Practice. Donald R. WoodsCopyright c 2007 WILEY-VCH Verlag GmbH & Co. KGaA, WeinheimISBN: 978-3-527-31220-7

21 Rules of Thumband the organizational context in which we work (Sections 1.21 to 1.25). Finally,suggestions about mentoring and self management are given in Section 1.26.Consider each in turn.1.1Rules of Thumb about Process EquipmentThe rest of this book, Chapters 2 to 10, considers rules of thumb for differenttypes of equipment. Here we give an overview of how the information is organized and presented. Rules of thumb are based on different types of experience.These different types of experience include (together with their code):generalized physical, thermal, environmental and safetyproperties of solids, liquids or gases (P),generalized fundamental concepts (F),generalized operating conditions: transfer coefficients,efficiencies (O),generalized manufacturers limitations (M),generalized natural or legal constraints: wind load, size ofequipment shipped through rail tunnels (N)economic optimization: approach temperature, minimum refluxratio ( ),generalized engineering judgement: max temperature for coolingwater, operating location for pumps (J)hazard or safety consideration (H).xxxxxxxxThe rules of thumb are organized by prime function and within each function arelisted the usual types of equipment. Each piece of equipment is assigned a codebecause some equipment is multifunctional. For example, a fluidized bed is primarily a method of mixing a gas–solid mixture. However, it is also used as a dryer,a heat exchanger, a reactor and an agglomerator.For each piece of equipment are listed the following:Area of ApplicationHow to select: when would you use this piece of equipment? What is the usualavailable size range?xGuidelinesHow to size: rules of thumb and short cut sizing for estimating the size of theequipment. In general these work within a factor of ten but usually a factor offour.xCapital Cost GuidelinesCosts should be included with any rules of thumb because costs are such vital information to engineering practice. But these are guidelines – not data! The costx

1.1 Rules of Thumb about Process Equipmentestimates are ball park ideas. The guideline FOB cost is in US for a value of theChemical Engineering Index (1957–59 100), CEPCI Index 1000. The value ofCEPCI Index for the year 2003 was 395.6 so that the costs reported here aremore than double the value in 2003. Costs are usually correlated in terms of abase cost multiplied by a ratio of sizes raised to the power “n”. Cost2 Costref(size2/sizeref )n. The cost is usually the FOB cost although sometimes it is thefield erected cost. The size should be a “cost-dependent” parameter that is characteristic of the specific type of equipment. The size parameter that providesthe least accurate estimate is the flow or capacity. In this book, sometimes severaldifferent parameters are given; use the size parameter flow or capacity as a lastresort.Although the FOB cost of equipment is of interest, usually we want to know thecost of a fully installed and functioning unit. The “bare module”, BM, method isused in this book. In the BM method, the FOB cost is multiplied by factors thataccount for all the concrete, piping, electrical, insulation, painting, supportsneeded in a space about 1 m out from the sides of the equipment. This wholespace is called a module. The module is sized so that by putting together a seriesof cost modules for the equipment in the process we will account for all the costsrequired to make the process work. For each module we define a factor, L M*,that represents the labor and material costs for all the ancillary materials.Some of these may be shown as a range, for example, 2.3–3. This means thatfor the installation of a single piece of equipment (say, one pump), the highervalue should be used; the lower value is used when there are many pumps installed in the particular process. The L M* factor includes the free-on-boardthe supplier, FOB, cost for carbon steel and excludes taxes, freight, delivery, dutiesand instruments unless instruments are part of the package. The * is added toremind us that the instrumentation material and labor costs have been excluded,(whereas most L M values published in the 60s, 70s and 80s included the instrumentation material and labor costs). The alloy corrections are given so that L M*for carbon steel can be reduced appropriately for the alloy used in the equipment.For some unit operations the equipment is built of concrete or is a lagoon. Forsuch equipment the reported cost is the Physical Module, PM cost, that represents the FOB plus L M* plus instruments plus taxes and duties. The cost excludes offsite, home office expense, field expense and contractor’s fees and contingencies. Rules of thumb to account for the other cost items are given in Section1.7. The costs are given in Appendix D.Good PracticeSuggestions may be given for good operability, and suggestions for sustainability,waste minimization, safety and environmental concerns.xTrouble ShootingFor many units, likely causes of malfunction are given under “trouble shooting”.For trouble shooting, the symptom is given “Temperature i design” followed by aprioritized list of possible causes separated by “/”. Sometimes it is convenient tox3

41 Rules of Thumbidentify a cause and list, in turn, the sub causes. An example is [ fouling]* whichthen has a separate listing under [Fouling]*. This is used when elaboration aboutthe “cause” is needed to identify a cause that we can actually correct. For example,the cause might be “fouling” but what do we change to prevent the fouling? Whatcauses the fouling?1.2Rules of Thumb about the Context for a Chemical Process:Physical and Thermal PropertiesHere are 17 rules of thumb:1. Vapor pressure doubles every 20 hC.2. The latent heat of vaporization of steam is five times that ofmost organics.3. If two liquids are immiscible, the infinite dilution activitycoefficient is i 8.4. 10 % salt in water doubles the activity coefficient of adissolved organic.5. Infinite dilution is essentially I 1000 ppm of dissolvedorganic.6. Freezing temperature may be suppressed 1 hC for every1.5 mol % impurity present.7. A ratio of impurity concentration between a solid/liquidphase i 0.2 is probably due to solid solution.8. Dissolving 2–20 % organic solute usually reduces theinterfacial tension.9. The Prandtl number for gases is approximately 1; for liquids1 to 3.10. The thermal conductivity of hydrogen 10 q value for mostorganic vapors.11. For distillation, the condenser cooling water usage is 15 L/kgof steam to the reboiler.12. Polymer melts can be classified based on their viscosity: lowviscosity melts for polyacylamide; polyethylene, polypropyleneand polystyrene; medium viscosity melts for ABS, celluloseacetate, POM and styrene butadiene; and high viscosity meltsfor polycarbonate, polymethylmethacrylate, polypropyleneoxide and polyvinyl chloride.13. Surface tension for most organics (and for organic-watersurfaces) at 25 hC 15–40 mN/m and decreases almostlinearly to 0 at the critical temperature. The surface tensiondecreases with temperature as approximately –0.1 mN/m hC.For water the surface tension at 25 hC is 72 mN/m.

1.3 Rules of Thumb about the Context for a Chemical Process: Corrosion14. The variation in surface tension with surface concentrationof surface active materials is about 2.5 mN m/mol.15. The surface concentration of a surfactant A, GA b cA wherethe latter is the bulk concentration of A and b 2 q 10 –5 mfor octanol water with the value of b increasing by a factor of3 for every CH2 added to the hydrocarbon chain.16. The Hamaker constant for liquid surfaces is about 10 –20 Jand is relatively independent of temperature.17. The disjoining pressure for films is negligible for fluid filmsi 0.1 mm thick.1.3Rules of Thumb about the Context for a Chemical Process: Corrosion1. The strength of materials depends totally on the environment in which the materials function and not on the handbook values.2. All engineering solids are reactive chemicals – they corrode.3. The eight usual forms of materials failure by corrosion (andthe frequency of failure due to this form of corrosion) are:(i) uniform corrosion: uniform deterioration of the material(32 %); (ii) stress corrosion: simultaneous presence of stressand corrosive media (24 %); (iii) pitting: stagnant areas withhigh halide concentration (16 %); (iv) intergranular corrosion: most often found in stainless steels in heated areas(14 %); (v) erosion: sensitive to high flowrates, local turbulence with particles or entrained gas bubbles; for flowinggas–solids systems the rate of erosion increase linearly withvelocity and depends on abrasiveness of particles (9 %);(vi) crevice corrosion: concentration cells occur in stagnantareas (2 %); (vii) selective leaching or dealloying: removalof one species from a metallic alloy (1 %) and (viii) galvaniccorrosion: dissimilar metals coupled in the presence of asolution with electrolyte (negligible).4. Stress corrosion (the second form of corrosion) can startfrom perfectly smooth surfaces, in dilute environments withmaterial stresses well below the yield stress.5. i 70 % of stress corrosion cracking is related to residual –not applied – stresses.6. The penetration of stress corrosion cracking as a function oftime depends on the alloy composition, structure, pH,environmental species present, stress, electrochemicalpotential and temperature.5

61 Rules of ThumbTrouble Shooting“High concentration of metals (Fe, Cr, Ni, Cu ) in solution”: [corrosion]*/contaminants from upstream processing.“Ultrasonic monitoring shows thin walls for pipes, internals or vessels”: faulty ultrasonic instrument/[corrosion]*/faulty design. “Failure of supports, internals, vessels”:[corrosion]*/faulty design/unexpected stress or load.“Leaks”: [corrosion]*/faulty installation/faulty gasket/faulty alignment.[Corrosion]*: [corrosive environment]*/inadequate stress relief for metals/wrongmetals chosen/liquid flows at velocities i critical velocity for the system; foramine circuits: i 1 m/s for carbon steel and i 2.5 m/s for stainless steel/largestep changes in diameter of pipes/short radii of curvature/flange or gasket material projects into the pipe/[cavitation in pumps]*/improper location of controlvalves.[Corrosive environment]*: temperature too hot; for amine solution: i 125 hC/highdissolved oxygen content in liquid/liquid concentration differs from design; forsteam: trace amounts of condensate or condensate level in condensersi expected; for 316 stainless steel: trace amount of sodium chloride; for sulfuricacid: trace amounts of water diluting concentrated acid to I 90 %; for amine absorption: total acid gas loadings i 0.35 mol acid gas/mol MEA, i 0.40 mol acidgas/mol DEA, i 0.45 mol acid gas/mol MDEA; makeup water exceeds specifications; for amine absorption units exceeds: 100 ppm TDS, 50 ppm total hardnessas calcium ion, 2 ppm chloride, 3 ppm sodium, 3 ppm potassium and 10 ppmdissolved iron; for sour water scrubbers: cyanides present/pH change/acid carryover from upstream units/high concentration of halide or electrolyte/presence ofheat stable salts/bubbles present/particulates present/invert soluble precipitateswith resulting underlying corrosion/sequence of alternating oxidation–reductionconditions.[Cavitation in pumps]*: pump rpm too fast/suction resistance too high/cloggedsuction line/suction pressure too low/liquid flowrate higher than design/entrained gas/no vortex breaker.x1.4Rules of Thumb about the Context for a Chemical Process: Process Control(based on communication from T.E. Marlin, McMaster University, 2001)Area of ApplicationFor all processes, provide the four levels of control: (i) the basic control system,(ii) an alarm system, (iii) a safety interlock system, SIS, and (iv) a relief system.xGuidelinesSensors: What to measure? Variables are measured by sensors to achieve thefollowing objectives, in hierarchical sequence:safety/environmental protection/equipment protection, for example this couldinclude redundant temperature sensing and alarms on reactors and reboilers handlingx

1.4 Rules of Thumb about the Context for a Chemical Process: Process Controlcorrosive chemicals such as HF/smooth operation/product quality/profit/monitoring/diagnosis and trouble shooting. Identify the objective and select a pertinentvariable. Direct measurement of the variable is preferred. If direct measurementis impractical, select an inferential or calculated variable. For example, temperaturecan infer conversion and composition.Variables must be measured that might quickly deviate from the acceptablerange such as (i) non-self-regulating variables, example level, (ii) unstable variables, example some temperatures in reactors and (iii) sensitive variables that varyquickly in response to small disturbances, example pressure in a closed vessel.How to measure? Select a sensor to balance accuracy and reproducibility, tocover the range of normal and typical disturbed operations and that providesminimum interference with the process operation and costs. For example, prefera low pressure loss flow sensor when compression costs are high. Use a second sensorfor extremely large ranges due to startup, large disturbances or different productspecifications. The sensors should be consistent with the process environment, forexample, for flow measurements the instrument should be located downstream of sufficient straight pipe to stabilize the flow patterns reaching the instrument, at least 10 diameters upstream and 5 diameters downstream of straight pipe. The sensors should belocated to assist operators in performing their tasks and engineers in monitoringand diagnosing performance.Sensors for control: should compensate for known nonlinearities before the measurement is used for monitoring or control. Prefer sensors that do not need calibration.Specifics:Temperature: prefer resistance temperature detectors, RTD. Prefer narrow spantransmitters instead of thermocouples. Expected error: thermocouples, e0.5 %of full scale or 0.3–3 hC; RTD, e0.2–0.5 % of full scale; thermistor, e0.5 % offull scale or 0.2–1 hC.Pressure: expected error: Bourdon gauge, e0.1–2 % of full scale; pressure transmitter, e1 % full scale; linear variable differential transmitter, e0.5 % full scale.Differential pressure: prefer precision-filled diaphragm seals or remote headsfor Dp because signal depends, in part, on the density of the fluid in the sensinglines.Flow: prefer coriolis, vortex or magnetic flow meters over orifice or venturi.Keep fluid velocity i 0.3 m s–1. Expected error: orifice meter, e1–5 % of fullscale; coriolis, e0.2 % of full scale; magnetic, e0.5–1 % of full scale; venturi,e0.25–3 % of full scale.Level: prefer tuning fork, radar or nuclear or consider radio frequency admittance if the composition changes. Expected error: nuclear, e1–2 %; ultrasonic,e3 %; vibrating probe, e1 cm.Composition: expected error: relative humidity, e2–3 %; pH, e0.005–0.05 pHunits; dissolved oxygen, e1–5 %; oxygen, e3 %; TOC, e2–10 %; gas chromatograph, e0.5–1 %.7

81 Rules of ThumbManipulated variables and final elements: The manipulated variable, usually flowrate, has a causal effect on a key controlled variable, can be manipulated by anautomated final element, provides fast feedback dynamics, has the capacity tocompensate for expected disturbances and can be adjusted without unduly upsetting other parts of the plant. The final element, usually a valve, has a causal effecton the controlled variable. The number of final elements should be equal to orgreater than the number of measured variables to be controlled and we must provide an independent means for controlling every variable.Final elements must provide the desired capacity with the required precision offlow throttling over the desired range, usually 10–95 % of maximum flow. The valvecharacteristic should provide a linear closed-loop gain except use a linear or quickopening characteristics for valves that are normally closed but that must openquickly. Select the valve failure position for safety. The valve body should satisfysuch requirements as required flow at 0 % stem position, plugging, pressuredrop or flashing. The non-ideal final element behavior such as friction and deadband should be small, as required by each application. Control valves should havemanual bypass and block valves to allow temporary valve maintenance when shortprocess interruptions are not acceptable, however, the bypass should never compromise the SIS systems. The gain on a control valve should be i 0.5. Avoidusing the lower 10 % and the upper 5, 20 or 35 % of the valve stroke. Generallyselect a control valve body one size less than the line size. Allow sufficientDp across the control valve when selecting pumps (Section 2.3), compressors (Section 2.1), steam lines (Section 3.13) or flow because of Dp ( Section 2.7).For pump selection: allow the greater value of 33 % of the dynamic loss or100 kPa.For compressor selection: allow the greater value of 5 % of the absolute suctionpressure or 50 % of the dynamic loss.For steam lines: allow the greater value of 10 % of the absolute pressure at thesteam drum or 35 kPa.For pipe sizing with flow caused only by Dp: allow the greater value of 10 % ofthe pressure of the lower terminal vessel or 50 % of the dynamic loss.For the throttling valve on the bypass for manual control, a tapered plug valve isrecommended (especially for steam or erosive fluids).SpecificsInclude the same length of upstream straight run piping before control valves asis recommended for orifices. This is particularly important for rotary valves.Globe valves: permissible stroke range: 10–90 %; sliding stem gives highest sensitivity and the actuator stem feedback position more closely represents the finalelement position but not for fouling or solids.Rotary ball valves: permissible stroke range: 20–80 %. Dp across the valve is smallbut account for the pipe reducers needed for installation. Sensitive to t

the cause might be “fouling” but what do we change to prevent the fouling? What causes the fouling? 1.2 Rules of Thumb about the Context for a Chemical Process: Physical and Thermal Properties Here are 17 rules of thumb: 1. Vapor pressure doubles every 20hC. 2. The latent heat of vapo

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