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Elsevier Editorial System(tm) for Parasitology InternationalManuscript DraftManuscript Number: PARINT-D-14-00094R1Title: Global distribution of polymorphisms associated with delayed Plasmodium falciparum parasiteclearance following artemisinin treatment: genotyping of archive blood samplesArticle Type: SI: Tanabe's GedenkschriftKeywords: Plasmodium falciparum, drug resistance, MAL10-688956, MAL13-1718319, Artemisinincombination therapyCorresponding Author: Dr. Toshihiro Mita, MD, PhDCorresponding Author's Institution: Juntendo University School of MedicineFirst Author: Kenji Murai, MDOrder of Authors: Kenji Murai, MD; Richard Culleton, PhD; Teruhiko Hisaoka, MD, PhD; HiroyoshiEndo, MD, PhD; Toshihiro Mita, MD, PhDAbstract: The recent emergence and spread of artemisinin-resistant Plasmodium falciparum isolates isa growing concern for global malaria-control efforts. A recent genome-wide analysis study identifiedtwo SNPs at genomic positions MAL10-688956 and MAL13-1718319 which are linked to delayedclearance of parasites following artemisinin combination therapy (ACT). It is expected that continuousartemisinin pressure will affect the distribution of these SNPs. Here, we investigate the worldwidedistribution of these SNPs using a large number of archived samples in order to generate baseline datafrom the period before the emergence of ACT resistance. The presence of SNPs in MAL10-688956 andMAL13-1718319 was assessed by nested PCR RFLP and direct DNA sequencing using 653 global P.falciparum samples obtained before the reported emergence of ACT resistance. SNPs at MAL10688956 and MAL13-1718319 associated with delayed parasite clearance following ACT administrationwere observed in 8% and 3% of parasites, respectively, mostly in Cambodia and Thailand. Parasitesharbouring both SNPs were found in only eight (1%) isolates, all of which were from Cambodia andThailand. Linkage disequilibrium was detected between MAL10-688956 and MAL13-1718319,suggesting that this SNP combination may have been selected by ACT drug pressure. Neither of theSNPs associated with delayed parasite clearance were observed in samples from Africa or SouthAmerica. Baseline information of the geographical difference of MAL10-688956 and MAL13-1718319SNPs provides a solid basis for assessing whether these SNPs are selected by artemisinin-basedcombination therapies.

Cover LetterJuntendo University School of MedicineDepartment of Molecular and Cellular ParasitologyHongo 2-1-1, Bunkyo-ku, Tokyo, 113-8421, JapanTel 81-3-5802-1042/Fax 81-3-5800-0476Date:30 Sep, bal distribution of polymorphisms associated with delayed Plasmodium falciparumparasite clearance following artemisinin treatment: genotyping of archive blood samples”Thank you very much for your mail on 28 September 2014 regarding our manuscript entitled “Global distributionof polymorphisms associated with delayed Plasmodium falciparum parasite clearance following artemisinintreatment: genotyping of archive blood samples”. Following your encouragement and support, we have revised themanuscript.We are very grateful to the reviewers for their comments on this manuscript and for their sincerestacknowledgement for the work that went into the paper. We have carefully considered the points raised by thereviewers and had adopted the suggestions resulting in a further improved paper. All changes in the manuscript arehighlighted in red in the revised text. Our detailed point-by-point responses are attached to this cover letter.Herein I state that all the authors concur with this revision and that this manuscript has not been submitted oraccepted for publication elsewhere. All authors fulfill the criteria and no writing assistance other than copy editingwas provided in the preparation of the manuscript. Two coauthors who are native English users carefully checkedEnglish usage of the text.Thank you for your time and consideration. I look forward to hearing from you.Sincerely yours,Toshihiro MITA M.D., Ph.D.E-mail: tmita@juntendo.ac.jp1

*Detailed Response to ReviewersReviewer #1:(1)In discussing the evolution of the artemisinin resistance phenotype, the authorssuggest that the two SNPs examined might be prerequisites for resistant mutationselsewhere in the genome. The authors also aptly draw a parallel with resistance topyrimethamine and sulfadoxine, where the sequential accumulation of point mutationsconfers high-level resistance. I can't help but wonder whether the authors, in thecontext of this manuscript, can address which of the two SNPs associated with delayedparasite clearance might be selected first by ACT drug pressure. I find the Cambodiansample set to be extremely interesting, in that the two mutant SNPs show statisticallysignificant non-random association not seen in the rest of the parasite genome. Giventhat the Cambodian samples were collected in three successive years from 2004 to 2006,is it possible to see a year-to-year increase in the frequency of either or both of theseSNPs? Reply Thank for your suggestion. The analysis suggested by the reviewer is interesting.However, we could not find any trend of a year-to-year increase in the frequency ofeither or both of these SNPs. Please see the results 8319AT2004238200561200611MAL10-688956 1

(2)The authors note the unexpectedly high prevalence of the MAL 10-688956 (A)allele in the Pacific countries, even before ACT was officially adopted as first-linetreatment for malaria. Do the authors see evidence of gene flow (e.g. sharedmicrosatellite alleles) between parasites from the Pacific and Southeast Asia, especiallyamong parasites harboring this particular SNP? What do the authors think about thepossibility that artemisinin resistance can evolve in the Pacific, independently of theSoutheast Asian focus, given the prior example of chloroquine resistance? Reply We previously determined the microsatellites flanking drug-resistance genes pfcrt, dhps,and dhfr to investigate the possible gene flow between PNG and Southeast Asiancountries (Antimicrobial Agent Chemother, 2007, J Infect Dis 2011, Malaria J 2012) andfound that gene flow was evidenced in the dhfr and dhps mutants. However, humanmovement between Southeast Asia and Melanesia seems not to be frequent because ofgeographical obstacles. Therefore, the observed considerable frequencies ofSoutheast-origin resistant parasites in PNG are very likely to the infrequent migrationfrom Southeast Asia to Pacific countries and subsequent selection due to the usage of SPin PNG.In this analysis, however, we found high prevalences of MAL 10-688956 (A) allele in thePacific countries (14% in Papua New Guinea, 18% in Vanuatu and 2% in the SolomonIslands). If we assume that the observed MAL 10-688956 (A) allele in the Pacificcountries is because of the migration of this allele from Southeast Asian countries, it isdifficult to explain the observed considerable prevalence of the allele, since artemisininwas not introduced as the first-line antimalarial.So, we have changed the paragraph that discussed the unexpectedly high prevalence ofthe MAL 10-688956 (A) allele in the Pacific countries as follow.(Original)In the MAL10-688956, the delayed-clearance associated SNP may exist naturally inthe parasite populations without any artemisinin selection. A considerable number ofdelayed-clearance associated SNPs were observed at MAL10-688956 in the Pacific region,despite the fact that artemisinin derivatives were not implemented at the time of sampling.(Revised)In the Pacific region, prevalences of the MAL10-688956 delayed-clearanceassociated SNP were unexpectedly high, although nearly all parasites harbored thenon-delayed clearance associated SNP at MAL13-1718319. Artemisinin combination2

therapies were not implemented at the time of sampling in any of the countries consideredhere. Hence, it seems likely that the MAL10-688956 delayed-clearance associated SNP is aparasite polymorphism that exists naturally in the parasite populations of this region, andwas not, initially, selected by ACT pressure. The other possibility is the migration of theMAL10-688956 delayed-clearance associated SNP from Southeast Asia. However, sincethe prevalences of this SNP were high, this may be unlikely, especially in the absence ofACT selection pressure. Further analysis using microsatellite alleles flanking the SNP willclarify the possible migration of from the MAL10-688956 SNP to Southeast Asia.Minor corrections/comments/suggestions(1)Line 138: in rural villages located on 4 islands Reply We revised it according to the reviewer’s suggestion.(2)Lines 158-9: implementation of ACT except in Cambodia and before the firstofficial report of Reply We revised it according to the reviewer’s suggestion.(3)Lines 175-179: The names of restriction enzymes should be italicized. Since theSNPs are only associated with the delayed clearance phenotype, it might be moreappropriate to describe the alleles as wild type (and mutant), instead of sensitive (andimplicitly resistant). Reply The reviewer is absolutely correct that we should not say “sensitive” and “resistant”,then we were very careful only to refer to them as “delayed clearance associated SNP”and non-delayed clearance associated SNP”. However, since the terms, “mutant” and“wild-type”, only refer to SNPs linked to a phenotype that has changed between twoisogenic parasite lines, we consider it may not be appropriate to refer to “mutant” and“wild-type” SNPs. Thus, we agree that we need to remove reference to “sensitive” and“resistant” parasites, but we don’t think we should replace with “mutant” and“wild-type”. We use the original nomenclature, "delayed clearance associated SNP" andnon-delayed clearance associated SNP".(4)Lines 179-86: This part is very confusing to me. Was the sequencing done for allundigested amplicons of both loci? Was the sequencing done in only one direction usingthe reverse primer of the nested PCR? How did the sequencing reaction (lines 185-6)3

involve two rounds of PCR reaction, when the previous sentence states that the PCRproducts were sequenced directly after purification? Reply We sequenced all undigested amplicons in only one direction using the reverse primer ofthe nested PCR. For the sequencing, we conducted initial and nested PCR using GflexDNA Polymerase (Takara), but this looks detail and may cause misunderstanding, so wehave deleted this.(Original)All undigested samples, in order to confirm the presence of mutant allele, nestedPCR amplicons were purified with ExoSAP - IT Kit (Amersham Biosciences,Buckinghamshire, UK) and directly sequenced (50 cycles of 95 C for 20 sec, 50 C for 30sec, and 60 C for 1 min) in one direction using the reverse primer of the nested PCR(TTATATGTAATGGGTGAAAAGAATGTGG) with a BigDye Terminator 1.1 cycle sequencingkit in the Applied Biosystems 3500xL genetic analyzer (Life Technologies, Carlsbad,California, U.S.). For the sequence reaction, 0.4 unit of Gflex DNA Polymerase (Takara) wasused in the both initial and nested PCR reactions.(Revised)In all undigested samples, in order to confirm the presence of mutant allele, nestedPCR amplicons were purified with ExoSAP - IT Kit (Amersham Biosciences,Buckinghamshire, UK) and were directly sequenced (50 cycles of 95 C for 20 sec, 50 C for30 sec, and 60 C for 1 min) in one direction using the reverse primer of the nested PCR(TTATATGTAATGGGTGAAAAGAATGTGG) with a BigDye Terminator 1.1 cycle sequencingkit in the Applied Biosystems 3500xL genetic analyzer (Life Technologies, Carlsbad,California, U.S.).(5)Lines 242-252: The authors use the terms "linkage" and "linkagedisequilibrium" interchangeably, but these terms are not equivalent. Reply The terms "linkage" was rewritten to "linkage disequilibrium" accordingly.(6)Line 263: In both countries, Reply We revised it according to the reviewer’s suggestion.(7)Acronyms are used without prior definition, e.g. LD (line 206) linkage4

disequilibrium; GWAS (lines 280 and 283) genome-wide association study Reply We revised it according to the reviewer’s suggestion.(8)Figure 1A: The key in the figure is labelled incorrectly. It should say MAL10-688956 instead of MAL 13-1718319. Reply We revised it according to the reviewer’s suggestion.(9)Legends for figures 1 and 2: The colors used to represent differentgenotypes/genotype combinations, as stated in the legends, are different than the actualcolors used in the figures. Reply We revised it according to the reviewer’s suggestion.Reviewer #2:1.Figure 1 A contains serious mistakes of the SNP ID number. Correction isneeded. Reply This error was also pointed out by the reviewer 1. We revised it.2.In Itroduction, line 91-92; The description "This suggests that the two proposedSNPs might be widely distributed, and their selection unrelated to ACT pressure" needsreference. Reply We revised it according to the reviewer’s suggestion.3.If possible, the prevalence of PF3D7 1343700 kelch 324 propeller domain('K13-propeller') gene in the analyzed samples should be included. Reply This is an interesting suggestion.We have already started the analysis of K13-propella gene using same sample-set. Weare thinking to assess the baseline polymorphisms of the gene and, more importantly, toinvestigate whether this gene was under positive selection using severalpopulation-genetics methods. Since the data-set will be enormous, we are hoping tosubmit the results as a separate publication.5

*Suggested ReviewersSuggested reviewers Osamu Kanekookaneko@nagasaki-u.ac.jpDepartment of ProtozoologyInstitute of Tropical Medicine (NEKKEN)Nagasaki University1-12-4 Sakamoto, Nagasaki 852-8523JAPAN Anders Bjorkmananders.bjorkman@karolinska.seDivision of Infectious DiseasesKarolinska University HospitalSE-171 76 StockholmSwedenMeera Venkatesanmeera.venkatesan@wwarn.orgWorldwide Antimalarial Resistance Network (WWARN) Molecular Module, Baltimore MD, USA

*Highlights (for review)HighlightsWorldwide distribution for ACT-resistant SNPs was assessed in P. falciparumisolates.Combination of two ACT-resistant SNPs were localised to Cambodia andThailand.Linkage disequilibrium was detected between two ACT-resistant SNPs.These SNPs were entirely absent in the parasites from Africa or South America.

*ManuscriptClick here to view linked ReferencesMurai et al.1Global distribution of polymorphisms associated with delayed2Plasmodium falciparum parasite clearance following artemisinin3treatment: genotyping of archive blood samples45Kenji Muraia,b, Richard Culletonc, Teruhiko Hisaokab, Hiroyoshi Endod, Toshihiro6Mitaa,d*78a9Medicine, 2-1-1 Hongo, Bunkyo-ku, Tokyo, 113-8421, JapanDepartment of Molecular and Cellular Parasitology, Juntendo University School of10b11Hongo, Bunkyo-ku, Tokyo, 113-8421, Japan12c13University, 1-12-4 Sakamoto, Nagasaki, 852-8523, Japan14d15University School of Medicine, 8-1 Kawada-cho, Shinjuku-ku, Tokyo, 162-8666,16JapanDepartment of General Medicine, Juntendo University School of Medicine, 2-1-1Malaria Unit, Department of Pathology, Institute of Tropical Medicine, NagasakiDepartment of International Affairs and Tropical Medicine, Tokyo Women‟s Medical1718*Corresponding author contact information:19Toshihiro Mita M.D., Ph.D.,20Department of Molecular and Cellular Parasitology, Juntendo University School of21Medicine, 2-1-1 Hongo, Bunkyo-ku, Tokyo, 113-8421, Japan. Tel: 81-3-5802-1043.22Fax: 81-3-5800-0476.23E-mail: tmita@juntendo.ac.jp24Abstract

Murai et al.25The recent emergence and spread of artemisinin-resistant Plasmodium falciparum26isolates is a growing concern for global malaria-control efforts. A recent genome-wide27analysis study identified two SNPs at genomic positions MAL10-688956 and28MAL13-1718319 which are linked to delayed clearance of parasites following29artemisinin combination therapy (ACT). It is expected that continuous artemisinin30pressure will affect the distribution of these SNPs. Here, we investigate the worldwide31distribution of these SNPs using a large number of archived samples in order to32generate baseline data from the period before the emergence of ACT resistance. The33presence of SNPs in MAL10-688956 and MAL13-1718319 was assessed by nested34PCR RFLP and direct DNA sequencing using 653 global P. falciparum samples35obtained before the reported emergence of ACT resistance. SNPs at MAL10-68895636and MAL13-1718319 associated with delayed parasite clearance following ACT37administration were observed in 8% and 3% of parasites, respectively, mostly in38Cambodia and Thailand. Parasites harbouring both SNPs were found in only eight39(1%) isolates, all of which were from Cambodia and Thailand. Linkage disequilibrium40was detected between MAL10-688956 and MAL13-1718319, suggesting that this41SNP combination may have been selected by ACT drug pressure. Neither of the42SNPs associated with delayed parasite clearance were observed in samples from43Africa or South America. Baseline information of the geographical difference of44MAL10-688956 and MAL13-1718319 SNPs provides a solid basis for assessing45whether these SNPs are selected by artemisinin-based combination therapies.4647Keywords: Plasmodium falciparum, drug resistance, MAL10-688956,48MAL13-1718319, Artemisinin combination therapy49

Murai et al.501. Introduction5152There were 207 million cases of malaria and 627 000 deaths due to the disease53world-wide in 2012 [1]. One of the most serious threats to the successful control of54malaria is the emergence of parasites that are resistant to antimalarial drugs. The55World Health Organization currently recommends artemisinin-based combination56therapies (ACTs) as the first-line treatment for uncomplicated malaria. However, there57is great concern that artemisinin-resistant Plasmodium falciparum parasites have58emerged in the Cambodia/Thailand border region, where parasites resistant to other59antimalarial drugs also originated [2-6]. These ACT “resistant” strains are60characterized by a delay in the time it takes parasites to clear from the body following61treatment [7].62For many anti-malarial drugs such as chloroquine and pyrimethamine/sulfadoxine,63the genetic mutations that underlie resistance have been largely elucidated. These64mutations can be used as molecular markers to monitor the appearance and65geographical spread of resistant parasites. For artemisinin and its derivatives, a66genetic region associated with a delay in parasite clearance following ACT treatment67was identified in 2012 [8]. Soon after, four single nucleotide polymorphisms (SNPs)68linked to the delayed clearance phenotype were identified on chromosomes 10, 13,69and 14 [9]. Two of these, MAL10-688956 (A) and MAL13-1718319 (T), were proposed70to be suitable molecular markers for the resistance phenotype.71MAL10-688956 is located on chromosome 10 in the 3‟ untranslated region of the72DNA polymerase delta catalytic subunit gene and MAL13-1718319 is in a RAD573homolog. These two proteins are thought to be involved in post-replication repair [9,

Murai et al.7410]. In particular, RAD5 is a DNA clamp that is involved in the DNA damage tolerance75pathway which promotes the repair of discontinuities [11-13]. In yeast, mutations in76this gene have been implicated in cell cycle arrest [13, 14] and thus, a similar role may77be expected in P. falciparum [15], which might lead to delayed clearance following78artemisinin treatment.79We have previously analysed 53 travellers‟ malaria samples collected from patients80that had returned to Scotland from 11 African and nine South-eastern Asia/Oceania81countries. We found that two samples harboured the delayed-clearance associated82SNPs in both MAL10-688956 and MAL13-1718319 [16]. These two isolates were83obtained from Thailand and Cambodia, the epicentre of the apparent emergence of84resistance to artemisinin as well as to o

Elsevier Editorial System(tm) for Parasitology International Manuscript Draft . acknowledgement for the work that went into the paper. We have carefully considered the points raised by the . reviewers and had adopted the suggestions resulting in a further improved paper. All changes in

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