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Chapter 9 Diana Steigerwald Diversity in Islamic HistoryChapter IXIslamic Philosophy (Falsafa)Islamic philosophy is an attempt to harmonise faith (imān) and intellect (‛aql) orIslamic revelation (wahy) and philosophy. As its name implies it refers to thephilosophical activity within the Islamic cultural milieu. Its main sources are the Qur’ānicrevelation and the Hellenic heritage which Muslims inherited when Alexandria, Syria andJundishapur came under Muslim rule. Judaism, Christianity and Islam value the study ofthe ancient Greek philosophers, and share common heritage and questions raised by allhuman beings, particularly the problem of evil, creation ex nihilo, afterlife, miracles, freewill and predestination, etc. Finally, these three religions see the world as God’s creationhence many thinkers were challenged by the question of how to reconcile their religiousworld-views with science.Islam has produced many great philosophers – al-Fārābī (875-950), Avicenna (IbnSīnā, 980-1037), Averroes (Ibn Rushd, 1126-1198), etc. Al-Fārābī and Avicennaformulated the distinction between necessary and contingent being, and this distinctionwas of great importance throughout the modern period in the West. Nevertheless, theMuslim philosophers are still not very well-known, because medieval philosophy is of arather abstract and esoteric nature. There are unfortunately very few western universitiesoffering courses in Islamic philosophy.The Legacy of Hellenic Philosophy and the Translations of Philosophical TextsPhilosophy refers to the Science of Wisdom as defined by ancient Hellenicthinkers. It embraces all branches of knowledge. Islamic philosophy refers to the Scienceof Wisdom adopted by Muslim philosophers who, in general, were the successors ofNeo-Platonism combining Platonic, Aristotelian, Stoic, Pythagorean, Gnostic, and157

Chapter 9 Diana Steigerwald Diversity in Islamic HistoryHermetic ideas. Their sources were mainly Greek: Plato, Aristotle, the commentators(Alexander and Themistius), Galen, Plotinus, Proclus, etc.When the Arabs captured Alexandria in 641, they were brought into contact withdiverse cultures: Egyptian, Phoenician, Persian, Jewish, Christian, and Greek. Since thetime of Alexander the Great, Greek culture had flourished in Egypt. Neo-Platonism,founded by the Egyptian Plotinus (d. 270) and his Syrian disciple Porphyry of Tyre(d. 303), was particularly influential. This Neo-platonic school of thought was attemptingto harmonize Platonism, Aristotelian philosophy, Pythagoreanism, and Stoicism. Onemajor work called Āthulugia (Theology) translated probably from Syriac was erroneouslyattributed to Aristotle. The majority of scholars believe this work to be a commentary ofPorphyry on the last three volumes (IV, V and VI) of Plotinus’ Enneads.In the IXth century Greek philosophy was not anymore taught in Europe and itsteaching was banned by the Church. The Muslim philosophers revived Greek philosophyand it was through al-Kindī, al-Fārābī, Avicenna (Ibn Sīnā) and Averroes (Ibn Rushd)that the West learnt about Aristotle, Plato and Socrates. Islamic philosophers embracedGreek philosophy while Western Europe was going through the Dark Age. The ‛AbbāsidCaliphate, influenced by Persian culture, favored the development of learning especiallyphilosophy. The Caliph Hārūn al-Rashīd (786-809) had some of the works of Aristotletranslated into Arabic for the first time. Yahia Ibn al-Bitrīq (d. 815), for instance,translated Plato’s Timaeus, Aristotle’s De Anima, The Book of Animals, Analytica Prioria(Fakhry, 7-8). The following Caliph Ma’mūn al-Rashīd founded the House of Wisdom(Dar al-Hikma) where eminent translators were paid to translate books from foreignlanguages into Arabic. His court attracted scholars from all parts of the world. Thetranslation of the works of Aristotle and Plato gave an impulse to Islamic philosophy.The harmonization of Greek philosophy with Islam began with al-Kindī and was pursuedby later philosophers such as al-Fārābī, Avicenna, and Averroes. The Islamicphilosophical tradition has a twelve-century-long continuous history and is still alivetoday. This chapter on Islamic philosophy (falsafa) is not exhaustive; it briefly introducesthe reader to the most influential Islamic philosophers.158

Chapter 9 Diana Steigerwald Diversity in Islamic HistoryThe Qur’ān: Foundation of Islamic ThoughtAll Islamic philosophers have lived in a universe dominated by the reality of theQur’ān and the spoken and acted example (sunna) of Prophet Muhammad. The mostfamous among them, such as Avicenna and Averroes, were deeply religious and eager todefend Islam against any attacks without being simply fideists. The advent of theQur’ānic revelation was to transform substantially the milieu in which Islamicphilosophers were to philosophize, leading to a specific kind of philosophy which can bejustly called “Prophetic philosophy.”In Islam the Qur’ān is accepted as the supreme source of knowledge. Theprophetic consciousness, illuminated by the light of revelation (wahy), remained ofsupreme significance for Islamic philosophers. Starting with Avicenna, many havecommented on the nocturnal ascent (mi‛rāj) of Prophet Muhammad. This central episodein the life of the Prophet has numerous levels of meaning. The term Hākim (Wise, fromthe same root as Hikma) a Name of God is also applied to the Prophet in the Qur’ān (seeChapter XXXI) who is, according to Islamic philosophers, an exponent of the truephilosophy or Wisdom (Hikma). The Aristotelian notion of the intellect ( νοῦς noûs) wasadapted and transformed by Muslim Philosophers to the context of the Islamic faith. InAvicenna’s view the Active Intellect (al-‛Aql al-Fa‛‛āl) became equated with the HolySpirit (al-Rūh al-Quds) or the Archangel Gabriel.The Qur’ān and the Islamic tradition have both an outward (zāhir) and an inward(bātin) dimension. For the Islamic philosophers, the external dimension of the Qur’ānicrevelation concerns how humans should behave in society while the inner Truth(Haqīqa) constitutes the heart of Islamic knowledge. This term is of the greatestsignificance for Islamic philosophers since it is related to God Himself who bears thename al-Haqq (the Truth), whose discovery is the goal of Islamic philosophy. TheHaqīqa, the inner Truth of the Qur’ān, can be uncovered through hermeneutic. Much ofIslamic philosophy is in fact a hermeneutic (ta’wīl) unveiling the Haqīqa of the Qur’ānand the cosmos. Islamic philosophy belongs to the same family as that of Ma‛rīfa orgnosis based on an inner knowledge which characterized both Sufism and Shī‛ism.159

Chapter 9 Diana Steigerwald Diversity in Islamic HistoryMu‛tazilismIslamic theology is concerned with ascertaining the context of the Islamicrevelation and with understanding its meaning in order to determine what Muslimsshould believe. The Islamic theologians (mutakallimūn) were apologists who wanted touphold, through their rational dialectic, their religious credo. In the Middle Age, animportant school of theology was founded by the Mu‛tazilites (from itazala, to separateoneself, to dissent). They derived their name from a verse in the Qur’ān (XVIII: 16)where the ideal believers had separated from the unbelievers. The Mu‛tazilites sought tointroduce philosophical principles from Greek rationalism into Islamic thought. Theybelieve that all knowledge necessary for the salvation of man derives from his intellectand rational thinking. This school had a profound influence on the thought of manyMuslim philosophers.From the IXth century onward, owing to the ‛Abbāsid Caliph al-Ma’mūn(d. 218/833), Greek philosophy was introduced in the empire. The Caliph upheld thedoctrines of the rationalist Mu‛tazilites who believe mainly in a fivefold credo. i) God isan absolute Unity (Tawhīd) therefore no attribute can be ascribed to Him. The Divineattributes cannot possess any positive reality distinct from the Divine Essence; to affirmthe reality of Divine attributes would lead to admit the existence of multiple gods. TheMu‛tazilites apply the same logic to the Qur’ān. They deny the doctrine that the Qur’ān isuncreated, because this would mean that something else besides God would existeternally leading to a dualism. Thus, the Qur’ān is created by God. ii) The principle ofDivine Justice (‛Adl) involves that man is a free agent responsible for his actions. iii) Godwill fulfill his promises in the hereafter. iv) Muslims who commit a grave sin, are in anintermediate category situated between a believer and an unbeliever. v) The Muslimsmust practice the principles of justice and liberty in their daily life.160

Chapter 9 Diana Steigerwald Diversity in Islamic HistoryShī‛ismThe origin of Shī‛ī Islām goes back to the issue of succession followingMuhammad’s death. For the Shī‛ites, Muhammad explicitly designated (nass jalī) hiscousin and son-in-law ‛Alī Ibn Abī Tālib as his Successor by God’s command. Shī‘īIslam, since its beginning, has given enormous importance on the human capacity to use itsintellect to serve the purpose of faith. The Shī‘ites rely on the teaching of the direct Heirs ofthe Prophet (i.e. the direct descendants of ‛Alī) to apprehend faith.The first Imām ‘Alī (d. 40/661) had the title of Prince of faithful (Amīr al-mu’minīn).The saying attributed to him describes Islam as a faith of the Intellect, i.e. Intellect is anotherfacet of faith. The heart is the source of wisdom, with the ear as its channel. Philosophy is atree growing in the heart, and bearing its fruits on the tongue. Belief and wisdom are twinbrother; God accepts not the one without the other (Ibn Abī Tālib n.d.: 33-34). There is anintimate bond between intellect and faith. For Shī‛ites, it is primordial to practice the faithwith understanding. Imām ‘Alī transmitted the following tradition “intellect (‘aql) in theheart is like a lamp in the centre of the house (Ibn Babawayh 1385/1966: 1/bāb 86, 98 no. 1;Amir-Moezzi 1994: 48).” The intellect illuminates the faith and becomes a dimension of theinterpretation of faith. ‘Alī explained that Islam is affirmation (iqrar) whereas faith (īmān) isboth affirmation and true inner knowing (Ma‘rīfa). Ma‘rīfa is the foundation of the faith.(Steigerwald, 2000, 26-39). This emphasis on the necessity to use the human intellect to itsfullest capacity explained why Islamic philosophy was mainly upheld by Shī‘ites.Ismā‛īlismThe Ismā‛īlīs maintained the Shī‛ī doctrine of Imāma which is the foundation of theIsmā‛īlī theosophy; it is based on the necessity on a divinely inspired and sinless(ma‛sūm) Imām. The Imām possesses a Knowledge (‛Ilm) and a perfect understanding ofthe Qur’ān as well as the religious law (sharī‛a). The Ismā‛īlīs attempted to raise humanconsciousness to a higher plane; they were not at all the irreligious libertines theiradversaries often represented them as. On the contrary, they were dedicated to a life ofservice and self-improvement. Their goal was wholly spiritual. Ismā‛īlism is neither aphilosophy nor a theology, but it is a theosophy or “Divine Wisdom.” The Ismā‛īlīs built161

Chapter 9 Diana Steigerwald Diversity in Islamic Historyone of the most remarkable speculative systems from i) the Qur’ān, ii) the science of thecosmos, and iii) Neo-Platonism. These three elements were interwoven to give a rich andcoherent worldview.Towards the end of the Xth century an Ismā‛īlī philosophical society known asIkhwān al-Safā’ (Brethren of Purity) flourished in Basra. They wrote an encyclopedia offifty-one volumes developing the idea of goodness and moral perfection trying toreconcile religion with science. They had a leaning towards Pythagorean speculations“since the science of number is the root of all the other sciences, the essence of wisdom,the source of every cognition and the element of all meanings.” (Ikhwān al-Safā’ vol. I,21 excerpt translated by Majid Fakhry 2000: 56) They started with the one which is not anumber but a symbol of perfect unity and indivisibility. From the addition of one to onein sequence multiplicity emerges, hence one is the ground of all number like God who isthe First Principle of all things. The properties of number result from the very nature ofthings. The study of the science of number enables the searcher to discover the physicalworld which is a reflection of the Divine world. He can find out the genera and species ofall things and the Divine Wisdom underlying the appropriate quantities of their elements.Every science and discipline has its own balances (mawāzīn) culminating in the rightBalance mentioned in the Qur’ān (XVII: 35 and XXVI: 182) and the notion of Justice(‛Adl) which will be manifested on the Day of Resurrection. The study of numbers leadsto the knowledge of the soul in which numbers subsist and as mentioned in a Prophetichadīth (saying attributed to Muhammad) by knowing himself the Muslim discover hisLord. For instance, the number four mirrors the quadruple nature of the spiritual worldcomposed of God, the Universal Intellect, the Universal Soul, and Prime Matter. Thisexplains why God created four elements, four humors, four seasons, four directions, etc.From the Divine Light emanates the Active Intellect, succeeded by the Universal Soul ofthe spheres, and finally by Prime Matter.For the Brethren of Purity, there is no major conflict between religion andphilosophy. As in Plato’s philosophy and in the Bible, their goal is to imitate God to thebest of human capacity. Philosophy has the merit to teach the philosophers not to stop atthe external meaning of revelation like the common people would, but to dig further toperceive the hidden and inner dimension (bātin). The cause of irreligion (kufr) and162

Chapter 9 Diana Steigerwald Diversity in Islamic Historyignorance come from the fact that some Muslims interpret literally the Qur’ān andbelieve that God on the Last Day will summon the good to indulge in carnal pleasuressuch as the deflowering of virgins and the drinking of alcohol. For the Brethren, theseverses are pure allegories alluding to spiritual truths. Hell, for instance, is in this physicalworld while Paradise lies in the spiritual world.Historical Survey of some Great Islamic PhilosophersAl-Kindī (d. 257/870), known as the “Philosopher of the Arabs,” translated andwrote commentaries on a number of works by Aristotle. The debate between revelationand reason began during his time. The ideas of al-Kindī defending the supremacy ofintellect (‛aql) and the importance of Greek philosophy, a foreign science, were not reallyappreciate when al-Mutawakkil became Caliph and sought to restore traditionalism andanti-intellectualism.Al-Kindī’s best known treatise is Fī al-Falsafa al-Ūlā (On First Philosophy)where he propounds the notion of creation ex nihilo and do not adhere to Aristotle’seternity of the world. God, through the Act of primordial origination (Ibdā‛), becomes thecause of the existence of the world and the apparition of the First Intellect from whichemanates the hierarchy of Intellects. Between God and the physical world is the world ofSoul responsible for the creation of the world of Heavenly spheres. Al-Kindī describesthe first philosophy as the highest philosophy, since it focuses on the First Cause (God)who is prior in time because He is the cause of time. Like the Mu‛tazilites, al-Kindī statesthat God does not have any attributes. God is indefinable, unchanging, and imperishable.By the study of philosophy, people can learn about the Unity of God and human virtue.Al-Kindī emphasizes the importance of the human intellect (‛aql) over the material worldbecause it survives after death. Like the Stoics, al-Kindī exhorts Muslims to concentrateon the life of the mind, not of the body. He advocates maintaining an internal balancebetween the material and the intellectual life. One should not attach oneself excessivelyto worldly goods which are ephemeral in nature.Muhammad b. Zakariyyā’ al-Rāzī (Rhazès) (d. 311/923), a Platonist philosopherand a physician, was born around 864 at Rayy, a city twelve kilometers south of Tehran.He worked as the head of a hospital in Rayy. Afterwards he traveled extensively and163

Chapter 9 Diana Steigerwald Diversity in Islamic Historyworked for a while in a hospital in Baghdad. At the end of his life, he returned to Rayy.His philosophical work was lost, but some excerpts were preserved in Ismā‛īlī works.Al-Rāzī adopted the Mu‛tazilite atomism and developed a theory of creation that wouldnot require any change in God or attribute to Him responsibility for the imperfection ofcreation. The world was created in time out of a Pre-Existing Matter. According toal-Rāzī, there were five eternal principles—God, Soul, Prime Matter, Space, and Time.Probably influenced by Gnostic, Harrānean, Manichean, and Platonic sources, heexplained the creation of the world as the result of the unexpected and sudden turn ofevents (falta) which occurs when the Soul, in her ignorance, desires matter. AfterwardsGod helps the Soul to satisfy her desire allowing her to enter the material world, and thenHe creates humans and gives them an intellect to make them realize their mistake anddeliver them from their union with matter, the cause of their suffering and of all evil. Thehumans who are overpowered by physical pleasures will remain in the cycle of rebirthsunless they start to study philosophy the ultimate source of redemption.Ismā‛īlī thinkers entered in controversy with Rhazès because he held that all wisemen are equally inspired and able to know the truth about the wisdom of the past. Herejected the notions of Prophecy and revelation (wahy). His definition of religion as a toolemployed by tyrants over men that exploits their credulity, perpetuates ignorance, andleads to conflicts, was very similar to the one of Karl Marx developed many centurieslater. By his rejection of Prophecy, Rhazès was clearly not a Muslim nor an Islamicphilosopher.Abū Nasr al-Fārābī (d. 339/950), considered as the Second Master after Aristotle,was born at Wasīj near Fārāb in Transoxiana. This philosopher was most probably Shī‛itebecause in 941 he received the protection of Sayf al-Dawla from the Hamdānid Shī‛īdynasty. Al-Fārābī was the founder of the Turkish School of Philosophy. He was anexponent of Neo-Platonic Philosophy, a system originated by al-Kindī. Like Plato,al-Fārābī is a mystical thinker who considers that contemplation dominates action.Al-Fārābī elaborates a metaphysics of essences adopted by many later Islamicphilosophers. He distinguishes between essence and existence in created beings.Existence is an accident of essence. The First Being, necessary by Himself, is164

Chapter 9 Diana Steigerwald Diversity in Islamic Historydifferentiated from all other contingent beings who cannot exist by themselves. The FirstBeing, the Cause of all existing things, is perfect, eternal beyond matter and form. He isan Intellect in act and also the object of his own intellection (i.e. intelligible in act). AsAristotle, in Metaphysics XII: 9, he defines this Being as “Thought thinking thought.”Like Plotinus and Proclus the creation of the world emanates from His superabundantGoodness.From the First Being emanates the First Intellect following the principle from theOne only the One can proceed. When the First Intellect contemplates his source (FirstBeing) he gives birth to a second Intellect; when he turns his attention toward himself,from him emerges the first heaven and its soul. Similarly when the second Intellectcontemplates his Source he gives rise to the third Intellect and when he apprehendshimself he brings forth the second heaven and its soul. These acts of contemplation arerepeated by each Intellect in the spiritual hierarchy up to the Tenth Intellect. From thelatter emanates the sublunary world composed of matter and form. The Tenth Intellect orthe Active Intellect is the Giver of forms (Wāhib al-suwar) to matter and he alsotransmits the knowledge of these forms to the h

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