Trial Statistics Jan 2020 - United States Patent And .

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Trial StatisticsIPR, PGR, CBMPatent Trial and Appeal BoardJanuary 2020

Petitions by Trial Type(All Time: Sept. 16, 2012 to Jan. 31, 2020)Trial types include Inter Partes Review (IPR), Post Grant Review (PGR), and CoveredBusiness Method (CBM).3

Petitions Filed by Technology in FY20(FY20: Oct. 1, 2019 to Jan. 31, 2020)4

Petitions Filed by Month(Jan. 2019 and Previous 12 Months: Jan. 1, 2019 to Jan. 31, 2020)5

Institution Rates(FY13 to FY20: Oct. 1, 2012 to Jan. 31, 2020)Institution rate for each fiscal year is calculated by dividing petitions instituted bydecisions on institution (i.e., petitions instituted plus petitions denied). The outcomesof decisions on institution responsive to requests for rehearing are excluded.6

Institution Rates by Technology(All Time: Sept. 16, 2012 to Jan. 31, 2020)Institution rate for each technology is calculated by dividing petitions instituted bydecisions on institution (i.e., petitions instituted plus petitions denied). The outcomesof decisions on institution responsive to requests for rehearing are excluded.7

Pre-Institution Settlements(FY13 to FY20: Oct. 1, 2012 to Jan. 31, 2020)Settlement RateSettlementsSettlement rate for each year is calculated by dividing pre-institution settlements bythe sum of proceedings instituted, denied institution, dismissed, terminated with arequest for adverse judgment, and settled before decision on institution.8

Post-Institution Settlements(FY13 to FY20: Oct. 1, 2012 to Jan. 31, 2020)Settlement RateSettlementsSettlement rate for each year is calculated by dividing post-institution settlements byproceedings terminated post-institution (i.e., settled, dismissed, terminated with arequest for adverse judgment, and final written decision), excluding joined cases.9

Status of Petitions(All Time: Sept. 16, 2012 to Jan. 31, 2020)These figures reflect the latest status of each petition. The outcomes of decisions oninstitution responsive to requests for rehearing are incorporated. Once joined to a basecase, a petition remains in the Joined category regardless of subsequent outcomes.10

Outcome of concluded proceedings(All time: Sept. 16, 2012 to Jan. 31, 2019)Institution Denied2,99933%InstitutedFWD AllPatentableDenied5872,8386%FWD 303433%Mixed33%5166%FWD Mixed5396%Settled2,65629%FWD All Unpatentable1,908Settled21%Requested AdverseJudgment3714%Joined and dismissed cases are excluded.2,55430%Percentage of the Final Written Decisions587 (19%)539 (18%)FWD All Patentable1,908 (63%)FWD All UnpatentableFWD Mixed11

Trial Statistics IPR, PGR, CBM Patent Trial and Appeal Board January 2020. 3 Petitions by Trial Type (All Time: Sept. 16, 2012 to Jan. 31, 2020) Trial types include Inter Partes Review (IPR), Post Grant Review (PGR), and Covered Business Method (CBM). 4 Petitions Filed by Technology in FY20

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