An Introduction To String Theory

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Preprint typeset in JHEP style - PAPER VERSIONRevised May 6, 2011An Introduction to String TheoryKevin WrayAbstract: This set of notes is based on the course “Introduction to String Theory”which was taught by Prof. Kostas Skenderis in the spring of 2009 at the Universityof Amsterdam. We have also drawn on some ideas from the books String Theory andM-Theory (Becker, Becker and Schwarz), Introduction to String Theory (Polchinski),String Theory in a Nutshell (McMahon) and Superstring Theory (Green, Schwarz andWitten), along with the lecture notes of David Tong, sometimes word-for-word.

Contents1. Introduction/Overview1.1 Motivation for String Theory1.2 What is String Theory1.2.1 Types of String Theories1.3 Outline of the Manuscript558892. The Bosonic String Action2.1 Classical Action for Point Particles2.2 Classical Action for Relativistic Point Particles2.2.1 Reparametrization Invariance of S̃02.2.2 Canonical Momenta2.2.3 Varying S̃0 in an Arbitrary Background (Geodesic Equation)2.3 Generalization to p-Branes2.3.1 The String Action2.4 Exercises1111121618191920243. Symmetries and Field Equations of the Bosonic String3.1 Global Symmetries of the Bosonic String Theory Worldsheet3.2 Local Symmetries of the Bosonic String Theory Worldsheet3.3 Field Equations for the Polyakov Action3.4 Solving the Field Equations3.5 Exercises2626303336424. Symmetries (Revisited) and Canonical Quantization4.1 Noether’s Method for Generating Conserved Quantities4.2 The Hamiltonian and Energy-Momentum Tensor4.3 Classical Mass Formula for a Bosonic String4.4 Witt Algebra (Classical Virasoro Algebra)4.5 Canonical Quantization of the Bosonic String4.6 Virasoro Algebra4.7 Physical States4.8 Exercises454548515254565862–1–

5. Removing Ghost States and Light-Cone Quantization5.1 Spurious States5.2 Removing the Negative Norm Physical States5.3 Light-Cone Gauge Quantization of the Bosonic String5.3.1 Mass-Shell Condition (Open Bosonic String)5.3.2 Mass Spectrum (Open Bosonic String)5.3.3 Analysis of the Mass Spectrum5.4 Exercises64656871747577796. Introduction to Conformal Field Theory6.1 Conformal Group in d Dimensions6.2 Conformal Algebra in 2 Dimensions6.3 (Global) Conformal Group in 2 Dimensions6.4 Conformal Field Theories in d Dimensions6.4.1 Constraints of Conformal Invariance in d Dimensions6.5 Conformal Field Theories in 2 Dimensions6.5.1 Constraints of Conformal Invariance in 2 Dimensions6.6 Role of Conformal Field Theories in String Theory6.7 Exercises808083858687899092947. Radial Quantization and Operator Product Expansions7.1 Radial Quantization7.2 Conserved Currents and Symmetry Generators7.3 Operator Product Expansion (OPE)7.4 Exercises9595961021058. OPE Redux, the Virasoro Algebra and Physical States8.1 The Free Massless Bosonic Field8.2 Charges of the Conformal Symmetry Current8.3 Representation Theory of the Virasoro Algebra8.4 Conformal Ward Identities8.5 Exercises1071071151191241279. BRST Quantization of the Bosonic String9.1 BRST Quantization in General9.1.1 BRST Quantization: A Primer9.1.2 BRST Ward Identities9.1.3 BRST Cohomology and Physical States9.2 BRST Quantization of the Bosonic String129129130135136140–2–

9.2.1 The Ghost CFT9.2.2 BRST Current and Charge9.2.3 Vacuum of the BRST Quantized String Theory9.2.4 Ghost Current and Charge9.3 Exercises14615115215415610. Scattering in String Theory10.1 Vertex Operators10.2 Exercises15915916011. Supersymmetric String Theories (Superstrings)11.1 Ramond-Neveu-Schwarz Strings11.2 Global Worldsheet Supersymmetry11.3 Supercurrent and the Super-Virasoro Constraints11.4 Boundary Conditions and Mode Expansions11.4.1 Open RNS Strings11.4.2 Closed RNS Strings11.5 Canonical Quantization of the RNS Superstring Theory11.5.1 R-Sector Ground State VS. NS-Sector Ground State11.5.2 Super-Virasoro Generators (Open Strings) and Physical States11.5.3 Physical State Conditions11.5.4 Removing the Ghost States11.6 Light-Cone Quantization11.6.1 Open RNS String Mass Spectrum11.6.2 GSO Projection11.6.3 Closed RNS String Spectrum11.7 418719019312. T-Dualities and Dp-Branes12.1 T-Duality and Closed Bosonic Strings12.1.1 Mode Expansion for the Compactified Dimension12.1.2 Mass Formula12.1.3 T-Duality of the Bosonic String12.2 T-Duality and Open Strings12.2.1 Mass Spectrum of Open Strings on Dp-Branes12.3 Branes in Type II Superstring Theory12.4 Dirac-Born-Infeld (DBI) Action12.5 Exercises197197199200201203206209212214–3–

13. Effective Actions, Dualities, and M-Theory13.1 Low Energy Effective Actions13.1.1 Conformal Invariance of Sσ and the Einstein Equations13.1.2 Other Couplings of the String13.1.3 Low Energy Effective Action for the Bosonic String Theory13.1.4 Low Energy Effective Action for the Superstring Theories13.2 T-Duality on a Curved Background13.3 S-Duality on the Type IIB Superstring Theories13.3.1 Brane Solutions of Type IIB SUGRA13.3.2 Action of the Brane Solutions Under the Duality Maps13.4 M-Theory13.5 Exercises21621621722022322722923323423623924314. Black Holes in String Theory and the AdS/CFT Correspondence14.1 Black Holes14.1.1 Classical Theory of Black Holes14.1.2 Quantum Theory of Black Holes14.2 Black Holes in String Theory14.2.1 Five-Dimensional Extremal Black Holes14.3 Holographic Principle14.3.1 The AdS/CFT Correspondence245245246248251252255255A. Residue Theorem260B. Wick’s Theorem261C. Solutions to Exercises262–4–

1. Introduction/Overview1.1 Motivation for String TheoryPresently we understand that physics can be described by four forces: gravity, electromagnetism, the weak force, responsible for beta decays and the strong force whichbinds quarks into protons and neutrons. We, that is most physicists, believe that weunderstand all of these forces except for gravity. Here we use the word “understand”loosely, in the sense that we know what the Lagrangian is which describes how theseforces induce dynamics on matter, and at least in principle we know how to calculateusing these Lagrangians to make well defined predictions. But gravity we only understand partially. Clearly we understand gravity classically (meaning in the 0 limit).As long as we dont ask questions about how gravity behaves at very short distances(we will call the relevant breakdown distance the Planck scale) we have no problemscalculating and making predictions for gravitational interactions. Sometimes it is saidthat we don’t understand how to fuse quantum mechanics and GR. This statementis really incorrect, though for “NY times purposes”, it’s fine. In fact we understandperfectly well how to include quantum mechanical effects into gravity, as long we wedont ask questions about whats going on at distances, less than the Planck length. Thisis not true for the other forces. That is, for the other forces we know how to includequantum effects, at all distance scales.So, while we have a quantum mechanical understanding of gravity, we don’t havea complete theory of quantum gravity. The sad part about this is that all the reallyinteresting questions we want to ask about gravity, e.g. what’s the “big bang”, whathappens at the singularity of black hole, are left unanswered. What is it, exactly, thatgoes wrong with gravity at scales shorter than the Planck length? The answer is, itis not “renormalizable”. What does “renormalizable” mean? This is really a technicalquestion which needs to be discussed within the context of quantum field theory, butwe can gain a very simple intuitive understanding from classical electromagnetism. So,to begin, consider an electron in isolation. The total energy of the electron is given byZZ232 m̂ 4π r 2 dr e .ET m̂ d x E (1.1)r4Now, this integral diverges at the lower endpoint of r 0. We can reconcile thisdivergence by cutting it off at some scale Λ and when were done well see if can take thelimit where the cut-off goes to zero. So our results for the total energy of an electronis now given bye2ET m̂ C .(1.2)Λ–5–

Clearly the second term dominates in the limit we are interested in. So apparently evenclassical electrodynamics is sick. Well not really, the point is that weve been rathersloppy. When we write m̂ what do we mean? Naively we mean what we would callthe mass of the electron which we could measure say, by looking at the deflection ofa moving electron in a magnetic field. But we dont measure m̂, we measure ET , thatis the inertial mass should include the electromagnetic self-energy. Thus what reallyhappens is that the physical mass m is given by the sum of the bare mass m̂ and theelectrons field energy. This means that the “bare” mass is “infinite” in the limit wereinterested in. Note that we must make a measurement to fix the bare mass. We cannot predict the electron mass.It also means that the bare mass must cancel the field energy to many digits.That is we have two huge numbers which cancel each other extremely precisely! Tounderstand this better, note that it is natural to assume that the cut-off should be,by dimensional analysis, the Planck length (note: this is just a guess). Which in turnmeans that the self field energy is of order the Planck mass. So the bare mass musthave a value which cancels the field energy to within at the level of the twenty seconddigit! Is this some sort of miracle? This cancellation is sometimes referred to as a“hierarchy problem”. This process of absorbing divergences in masses or couplings (ananalogous argument can be made for the charge e) is called “renormalization”.Now what happens with gravity (GR)? What goes wrong with this type of renormalization procedure? The answer is nothing really. In fact, as mentioned above wecan calculate quantum corrections to gravity quite well as long as we are at energiesbelow the Planck mass. The problem is that when we study processes at energies oforder the Planck mass we need more and more parameters to absorb the infinities thatoccur in the theory. In fact we need an infinite number of parameters to renormalizethe theory at these scales. Remember that for each parameter that gets renormalizedwe must make a measurement! So GR is a pretty useless theory at these energies.How does string theory solve this particular problem? The answer is quite simple.Because the electron (now a string) has finite extent lp , the divergent integral is cutoff at r lp , literally, not just in the sketchy way we wrote above using dimensionalanalysis. We now have no need to introduce new parameters to absorb divergencessince there really are none. Have we really solved anything aside from making theenergy mathematically more palatable? The answer is yes, because the electron massas well as all other parameters are now a prediction (at least in principle, a pipe dreamperhaps)! String theory has only one unknown parameter, which corresponds to thestring length, which presumably is of order lp , but can be fixed by the one and only onemeasurement that string theory necessitates before it can be used to make predictions.It would seem, however, that we have not solved the hierarchy problem. String–6–

theory would seem to predict that the electron mass is huge, of order of the inverselength of the string, unless there is some tiny number which sits out in front of theintegral. It turns out that string theory can do more than just cut off the integral, itcan also add an additional integral which cancels off a large chunk of the first integral,leaving a more realistic result for the electron mass. This cancellation is a consequenceof “supersymmetry” which, as it turns out, is necessary in some form for string theoryto be mathematically consistent.So by working with objects of finite extent, we accomplish two things. First off, allof our integrals are finite, and in principle, if string theory were completely understood,we would only need one measurement to make predictions for gravitational interactionsat arbitrary distances. But also we gain enormous predictive power (at least in principle,its not quite so simple as we shall see). Indeed in the standard model of particle physics,which correctly describes all interactions at least to energies of order 200 GeV, thereare 23 free parameters which need to be fixed by experiment, just as the electron massdoes. String theory, however, has only one such parameter in its Lagrangian, the stringlength‡ ! Never forget that physics is a predictive science. The less descriptive and themore predictive our theory is, the better. In that sense, string theory has been a holygrail. We have a Lagrangian with one parameter which is fixed by experiment, andthen you are done. You have a theory of everything! You could in principle explainall possible physical phenomena. To say that this a a dramatic simplification would bean understatement, but in principle at least it is correct. This opens a philosophicalpandoras’ box which should be discussed late at night with friends.But wait there is more! Particle physics tells us that there a huge number of“elementary particles”. Elementary particles can be split into two categories, “matter”and “force carriers”. These names are misleading and should only be understood assounds which we utter to denote a set. The matter set is composed of six quarks u,d, s, c, b, t (up, down, strange, charm, bottom, top) while the force carriers are thephoton the “electroweak bosons”, Z, W , the graviton g and eight gluons responsiblefor the strong force. There is the also the socalled “Higgs boson” for which we onlyhave indirect evidence at this point. So, in particle physics, we have a Lagrangianwhich sums over all particle types and distinguishes between matter and force carriersin some way. This is a rather unpleasant situation. If we had a theory of everythingall the particles and forces should be unified in some way so that we could write down‡A warning, this is misleading because to describe a theory we need to know more than just theLagrangian, we also need to know the ground state, of which there can be many. Perhaps you haveheard of the “string theory landscape”? What people are referring to is the landscape of possibleground states, or equivalently “vacau”. There are people that are presently trying to enumerate theground states of string theory.–7–

a Lagrangian for a “master entity”, and the particles mentioned would then just bedifferent manifestations of this underlying entity. This is exactly what string theorydoes! The underlying entity is the string, and different excitations of the string representdifferent particles. Furthermore, force unification is built in as well. This is clearly avery enticing scenario.With all this said, one should keep in mind that string theory is in some senseonly in its infancy, and, as such, is nowhere near answering all the questions we hopedit would, especially regarding what happens at singularities, though it has certainlyled to interesting mathematics (4-manifolds, knot theory.). It can also be said thatit has taught us much about the subject of strongly coupled quantum field theoriesvia dualities. There are those who believe that string theory in the end will eitherhave nothing to do with nature, or will never be testable, and as such will always berelegated to be mathematics or philosophy. But, it is hard not to be awed by stringtheory’s mathematical elegance. Indeed, the more one learns about its beauty the moreone falls under its spell. To some it has become almost a religion. So, as a professoronce said: “Be careful, and always remember to keep your feet on the ground lest yoube swept away by the siren that is the string”.1.2 What is String TheoryWell, the answer to this question will be givenby the entire manuscript. In the meantime, roughlyspeaking, string theory replaces point particles bystrings, which can be either open or closed (depends on the particular type of particle that is being replaced by the string), whose length, or stringlength (denoted ls ), is approximately 10 33 cm.Also, in string theory, one replaces Feynman diagrams by surfaces, and wordlines become world- Figure 1: In string theory, Feynman diagrams are replaced by sursheets.faces and worldlines are replaced byworldsheets.1.2.1 Types of String TheoriesThe first type of string theory that will be discussed in these notes is that of bosonicstring theory, where the strings correspond only to bosons. This theory, as will beshown later on, requires 26 dimensions for its spacetime.In the mid-80’s it was found that there are 5 other consistent string theories (whichinclude fermions): Type I–8–

Type II A Type II B Heterotic SO(32) Heterotic E8 E8 .All of these theories use supersymmetry, which is a symmetry that relates elementaryparticles of one type of spin to another particle that differs by a half unit of spin.These two partners are called superpartners. Thus, for every boson there exists itssuperpartner fermion and vice versa.For these string theories to be physically consistent they require 10 dimensions forspacetime. However, our world, as we believe, is only 4 dimensional and so one is forcedto assume that these extra 6 dimensions are extremely small. Even though these extradimensions are small we still must consider that they can affect the interactions thatare taking place.It turns out that one can show, non-perturbatively, that all 5 theories are part ofthe same theory, related to each other through dualities.Finally, note that each of these theories can be extended to D dimensional objects,called D-branes. Note here that D 10 because it would make no sense to speak of a15 dimensional object living in a 10 dimensional spacetime.1.3 Outline of the ManuscriptWe begin we a discussion of the bosonic string theory. Although this type of stringtheory is not very realistic, one can still get a solid grasp for the type of analysisthat goes on in string theory. After we have defined the bosonic string action, orPolyakov action, we will then proceed to construct invariants, or symmetries, for thisaction. Using Noether’s theorem we will then find the conserved quantities of the theory,namely the stress energy tensor and Hamiltonian. We then quantize the bosonic stringin the usual canonical fashion and calculate its mass spectrum. This, as will be shown,leads to inconsistencies with quantum physics since the mass spectrum of the bosonicstring harbors ghost states - states with negative norm. However, the good news isthat we can remove these ghost states at the cost of fixing the spacetime, in which thestring propagates, dimension at 26. We then proceed to quantize the string theory ina different way known as light-cone gauge quantization.The next stop in the tour is conformal field theory. We begin with an overviewof the conformal group in d dimensions and then quickly restrict to the case of d 2.Then conformal field theories are defined and we look at the simplifications come with–9–

a theory that is invariant under conformal transformations. This leads us directlyinto radial quantization and the notion of an operator product expansion (OPE) of twooperators. We end the discussion of conformal field theories by showing how the charges(or generators) of the conformal symmetry are isomorphic to the Virasor algebra. Withthis we are done with the standard introduction to string theory and in the remainingchapters we cover developements.The developements include scattering theory, BRST quantization and BRST cohomology theory along with RNS superstring theories, dualities and D-branes, effectiveactions and M-theory and then finally matrix theory.– 10 –

2. The Bosonic String ActionA string is a special case of a p-brane, where a p-brane is a p dimensional object movingthrough a D (D p) dimensional spacetime. For example: a 0-brane is a point particle, a 1-brane is a string, a 2-brane is a membrane .Before looking at strings, let’s review the classical theory of 0-branes, i.e. pointparticles.2.1 Classical Action for Point ParticlesIn classical ph

3. Symmetries and Field Equations of the Bosonic String 26 3.1 Global Symmetries of the Bosonic String Theory Worldsheet 26 3.2 Local Symmetries of the Bosonic String Theory Worldsheet 30 3.3 Field Equations for the Polyakov Action 33 3.4 Solving the Field Equations 36 3.5 Exercises 42 4. Symmetries (Revisited) and Canonical Quantization 45

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