Course: IS-100.HC - Introduction To ICS For Healthcare .

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Course: IS-100.HC - Introduction to ICS for Healthcare/HospitalsLesson 1: Welcome/ICS OverviewLesson 2: ICS Features & PrinciplesLesson 3: ICS Organization: Part ILesson 4: ICS Organization: Part IILesson 5: SummaryCourse WelcomeThe Emergency Management Institute developed IS 100, Introduction to ICS for Healthcare/Hospitals to providefundamentals training on the Incident Command System (ICS) to healthcare and hospital professionals.IS-100 follows the National Incident Management System (NIMS) guidelines and meets the NIMS BaselineTraining Requirements for IS-100.This is the first in a series of ICS courses designed to meet all-hazard, all-agency NIMS ICS requirements foroperational personnel. Descriptions and details about the other ICS courses in the series may be found on our website: http://training.fema.gov.This course introduces the principles of the Incident Command System (ICS). At the end of this course, you shouldbe familiar with: The major ICS functions and their primary responsibilities. The major incident facilities and the function of each. What an Incident Action Plan is and how it is used at an incident. The common responsibilities associated with incident assignments.Lesson 1: Welcome/ICS OverviewLesson OverviewThe Welcome/ICS Overview lesson introduces you to: The background and development of ICS. ICS as the standard for incident management across the country. ICS as interdisciplinary and organizationally flexible. Illustrations of ICS applications in healthcare situations. ICS as a key feature of the National Incident Management System (NIMS).Lesson 1 ObjectivesBy the end of this lesson, you should be able to: Describe the background of ICS. Describe how ICS relates to NIMS. Identify how ICS can be used by healthcare organizations. Identify three purposes of ICS.ICS for Hospitals and Healthcare SystemsICS is widely used in the emergency services community by such agencies as fire, police, and emergency medicalservices. In view of recent events and the potential threats to our infrastructure, it is important for healthcareorganizations to participate in the planning and response to crisis situations. The formal adoption of ICS byhealthcare organizations will result in many benefits, including:

Greater Efficiency - Since ICS is designed for use by trained personnel to direct and coordinate efforts ina crisis situation, healthcare organizations will be able to more efficiently manage both internal andexternal crises.Better Coordination - Healthcare organizations will be able to better coordinate with outside agencies andorganizations during a crisis if ICS is implemented.More Effective Communication - Healthcare organizations will be able to more effectively communicatewith outside agencies and organizations when they use common terminology. Using common titles forcommand and general staff positions facilitates communications with external, local responders.The Incident Command System (ICS)An incident is an occurrence, caused by either human actions or natural phenomena, that requires response actions toprevent or minimize loss of life, or damage to property and/or the environment.Examples of incidents include: Fire, both structural and wildland. Natural disasters, such as tornadoes, floods, ice storms or earthquakes. Human and animal disease outbreaks. Search and rescue missions. Hazardous materials incidents. Criminal acts and crime scene investigations. Terrorist incidents, including the use of weapons of mass destruction. National Special Security Events, such as Presidential visits or the Super Bowl. Other planned events, such as parades or demonstrations.Given the magnitude of these types of events, it’s not always possible for any one agency or organization alone tohandle the management and resource needs.Partnerships are often required among local, State, Tribal, and Federal agencies. These partners must work togetherin a smooth, coordinated effort under the same management system. The Incident Command System, or ICS, is astandardized, all-hazard incident management concept. ICS allows its users to adopt an integrated organizationalstructure to match the complexities and demands of single or multiple incidents without being hindered byjurisdictional boundaries.ICS has considerable internal flexibility. It can grow or shrink to meet different needs. This flexibility makes it avery cost effective and efficient management approach for both small and large situations.The Hospital Incident Command System (HICS) is one example of how ICS can be adapted to suit particulardisciplines.History of the Incident Command System (ICS)The Incident Command System (ICS) was developed in the 1970s following a series of catastrophic fires inCalifornia's urban interface. Property damage ran into the millions, and many people died or were injured. Thepersonnel assigned to determine the causes of this disaster studied the case histories and discovered that responseproblems could rarely be attributed to lack of resources or failure of tactics. What were the lessons learned?Surprisingly, studies found that response problems were far more likely to result from inadequate management thanfrom any other single reason.Weaknesses in incident management were often due to: Lack of accountability, including unclear chains of command and supervision.Poor communication due to both inefficient uses of available communications systems and conflictingcodes and terminology.Lack of an orderly, systematic planning process.No common, flexible, predesigned management structure that enables commanders to delegateresponsibilities and manage workloads efficiently.

No predefined methods to integrate interagency requirements into the management structure and planningprocess effectively.A poorly managed incident response can be devastating to our economy and our health and safety. With so much atstake, we must effectively manage our response efforts. The Incident Command System, or ICS, allows us to do so.ICS is a proven management system based on successful business practices. This course introduces you to basic ICSconcepts and terminology.National Incident Response System (NIMS)In response to attacks on September 11, President George W. Bush issued Homeland Security Presidential Directive5 (HSPD-5) in February 2003. HSPD-5 called for a National Incident Management System (NIMS) and identifiedsteps for improved coordination of Federal, State, local, and private industry response to incidents and described theway these agencies and organizations will prepare for such a response.The Secretary of the Department of Homeland Security announced the establishment of NIMS in March 2004. Oneof the key features of NIMS is the Incident Command System.Healthcare’s Use of ICSICS is part of the organization’s all-hazards emergency management program that includes mitigation (includingprevention), preparedness, response, and recovery activities. ICS is used to manage the response and recoveryactivities.Using ICS concepts and principles enables organizations to meet one component of NIMS compliance and promotescollaborative participation in a larger, national system. NIMS promotes a coordinated effort among all primary andsecondary response agencies to better prevent, prepare for, respond to, and recover from events and incidents.Many healthcare organizations have incorporated ICS into their emergency management programs since 2001 tocomply with the Joint Commission on Accreditation of Healthcare Organizations (JCAHO) standards.NIMS Compliance for Healthcare OrganizationsCompliance with NIMS is a condition for any healthcare organization receiving Federal assistance, including grantsand contracts from such agencies as the Human Resources Services Administration (HRSA), the Agency forHealthcare Research and Quality (AHRQ), and the Centers for Disease Control (CDC).NIMS compliance involves a series of activities aimed at improving institutional preparedness and integration with acommunity-based response system. Some of the compliance requirements include engaging in preparedness efforts,resource management, communications and information management, supporting technologies, and training andexercises.More information on NIMS and its compliance requirements can be found on the NIMS Web site:www.fema.gov/pdf/emergency/nims/imp hos.pdf.ICS and the Hospital Incident Command System (HICS)Hospital emergency preparedness efforts have been influenced for decades by a variety of Federal, State, and localregulations and non-governmental guidelines which must be addressed in a hospital's emergency managementprogram.In response to these requirements, a group of hospitals in the early 1990s developed the Hospital EmergencyIncident Command System (HEICS) as a foundation for preparing for and responding to various types of disasters.The latest version of HEICS, renamed the Hospital Incident Command System (HICS), reflects consistency with theNational Incident Management System (NIMS). Hospitals are not required to use HICS. It is only one of severalmodels that present ICS for hospitals.The Hospital Incident Command System (HICS)HICS was developed by a National Work Group of hospital subject matter experts from across the US representingall hospital types and government representatives from FEMA, the Department of Health and Human

Services/Human Resources Services Administration (HRSA), the Joint Commission on Accreditation ofHOrganizations (JCAHO), and the American Hospital Association (AHA)/AmerSociety for Healthcare Engineering.HICS provides guidance for developing a hospital Emergency Management Plan (EMP) and for adopting a flexibleincident management system, with the goal of helping hospitals of all sizes better prepare for and respond to bothemergency and non-emergency incidents.In its evolution from HEICS to HICS, the system changed to: Expand the fundamental concepts of HEICS.Clarify system components and its relationship to NIMS.Broaden its response capability to a wider array of incident type.Incorporate new hospital practices in emergency management.Establish a closer alignment with community partners through the incorporation of NIMS, released March2004, and the NIMS Implementation Activities for Hospitals and Healthcare Systems, released September2006.ICS is Built on Best PracticesICS is: A proven management system based on successful business and military practices. The result of decades of lessons learned in the organization and management of emergency incidents.ICS has been tested in more than 30 years of emergency and nonemergency applications, by all levels ofgovernment and in the private sector. It represents organizational "best practices," and as a component of NIMS hasbecome the standard for emergency management across the country.NIMS requires the use of ICS for all domestic responses. NIMS also requires that all levels of government,including Territories and tribal governments, adopt ICS as a condition for receiving Federal preparedness funding.What ICS is Designed To DoDesigners of the system recognized early that ICS must be interdisciplinary and organizationally flexible to meet thefollowing management challenges: Meet the needs of incidents of any kind or size. Allow personnel from a variety of agencies and organizations to meld rapidly into a common managementstructure. Provide logistical and administrative support to operational staff. Be cost effective by avoiding duplication of efforts.ICS consists of procedures for controlling personnel, facilities, equipment, and communications. It is a systemdesigned to be used or applied from the time an incident occurs until the requirement for management andoperations no longer exists.Remember that ICS is separate from a hospital’s day-to-day organizational structure. ICS is used during specificevents and incidents, and is not intended to replace a hospital’s existing organizational structure.Applications for the Use of ICSApplications for the use of ICS by healthcare organizations include both planned events, such as exercises, andincidents, such as bioterrorist attacks. As the organization works through the NIMS compliance process, ICS will beincorporated within the overall emergency management program. This means that ICS will become the method thatis used to manage limited response emergencies (such as a child abduction) to major ones (such as evacuations ormass casualty events).Since ICS may be used for small or large events, it can grow or shrink to meet the changing demands of an incidentor event.Additional Resources

For more information on NIMS implementation activities for hospitals and healthcare systems, consult the followingresources: The National Incident Management System (NIMS) ).HSPD-5 in its entirety 0030228-9.html).The Emergency Management (EM) Principles and Practices for Healthcare Systems(http://www1.va.gov/emshg/page.cfm?pg 122).The HICS Implementation Manual (http://www.emsa.ca.gov/hics/hics.asp).Lesson SummaryYou have completed the Welcome/ICS Overview lesson. This lesson addressed how: ICS has become a standard best practice for the management of both planned events and incidents. Designers of ICS recognized that it must be interdisciplinary and organizationally flexible. Applications of ICS have included planned events, natural disasters, and acts of terrorism. One of the key features of the National Incident Management System (NIMS) is the ICS.The next lesson will provide an overview of the features and principles of ICS.Lesson 2: ICS Features & PrinciplesLesson OverviewThe ICS Features and Principles lesson introduces you to: ICS management principles. ICS key features. Common ICS responsibilities.Lesson 2 ObjectivesBy the end of this lesson, you should be able to: Describe the basic features of ICS. Identify the principle ICS facilities. Identify facility map symbols. Describe common responsibilities for responding to an incident. List individual accountability responsibilities. Describe common mobilization and demobilization responsibilities.ICS FeaturesAs you learned in the previous lesson, ICS is based on proven management principles, which contribute to thestrength and efficiency of the overall system.ICS principles are implemented through a wide range of management features including the use of commonterminology and clear text, and a modular organizational structure.ICS emphasizes effective planning, including management by objectives and reliance on an Incident Action Plan.ICS helps ensure full utilization of all incident resources by: Maintaining a manageable span of control. Establishing predesignated incident locations and facilities. Implementing resource management practices.

Ensuring integrated communications.The ICS features related to command structure include chain of command and unity of command, as well as unifiedcommand and transfer of command. Formal transfer of command occurs whenever leadership changes.Through accountability and mobilization, ICS helps ensure that resources are on hand and ready.And, finally, ICS supports responders and decision makers by providing the data they need through effectiveinformation management.This lesson covers each of these ICS features in detail.Common Terminology and Clear TextThe ability to communicate within the ICS is absolutely critical. An essential method for ensuring the ability tocommunicate is by using common terminology and clear text.A critical part of any effective incident management system is for all communications to be in plain English. That is,use clear text. Do not use radio codes, organization-specific codes, or jargon.For example, many hospitals use color-coded standard operating procedures (SOPs) for specific types of incidents,such as code pink for a baby abduction. Such procedures do not comply with the “plain speak” guidance of ICS.ICS establishes common terminology allowing diverse incident management and support entities to work together.Common terminology helps to define: Organizational Functions: Major functions and functional units with incident managementresponsibilities are named and defined. Terminology for the organizational elements involved isstandard and consistent.Resource Descriptions: Major resources (personnel, facilities, and equipment/ supply items) are givencommon names and are "typed" or categorized by their capabilities. This helps to avoid confusion and toenhance interoperability.Incident Facilities: Common terminology is used to designate incident facilities.Position Titles: ICS management or supervisory positions are referred to by titles, such as Officer,Chief, Director, Supervisor, or Leader.Each of the above areas will be covered in more detail in this and the remaining lessons.Modular OrganizationThe ICS organizational structure develops in a top-down, modular fashion that is based on the size and complexityof the incident, as well as the specifics of the hazard environment created by the incident. As incident complexityincreases, the organization expands from the top down as functional responsibilities are delegated.The ICS organizational structure is flexible. When needed, separate functional elements can be established andsubdivided to enhance internal organizational management and external coordination. As the ICS organizationalstructure expands, the number of management positions also expands to adequately address the requirements of theincident.In ICS, only those functions or positions necessary for a particular incident will be filled.Management by ObjectivesDuring the NIMS compliance process, ICS will be incorporated in the organization’s Emergency Operations Plan(EOP) and standard operating procedures (SOPs) for priority hazards. This guidance is used in the early phases to“start” the response to an event. As part of that initial response phase, ICS is implemented through identifying aninitial Incident Commander, who identifies objectives to guide response activities. This is how the incident actionplanning process begins. The process consists of the following steps:Step 1: Understand organization policy and direction.Step 2: Assess incident situation.Step 3: Establish incident objectives.Step 4: Select appropriate strategy or strategies to achieve objectives.

Step 5: Perform tactical direction (applying tactics appropriate to the strategy,assigning the right resources, and monitoring their performance).Step 6: Provide necessary followup (changing strategy or tactics, adding orsubtracting resources, etc.).This “management by objectives” approach is used to communicate functional actions throughout the entire ICSorganization.Reliance on an Incident Action Plan (IAP)In ICS, considerable emphasis is placed on developing effective Incident Action Plans.An Incident Action Plan (IAP) can be an oral or written plan. It reflects the overall strategy for managing an incidentwithin a prescribed timeframe called an Operational Period. An IAP includes the identification of operationalresources and assignments and may include attachments that provide additional direction.At the simplest level, all Incident Action Plans must have four elements: What do we want to do and how are we going to do it? Who is responsible for doing it? How do we communicate with each other? What is the procedure if incident personnel are injured?Written Incident Action PlanAll levels of a growing organization must have a clear understanding of the tactical actions for the next operationalperiod. It is recommended that written plans be used whenever: Oral plans could result in the miscommunication of critical information. Two or more jurisdictions or disciplines are involved. Large changes of personnel occur by operational periods. Personnel are working across more than one operational period. The

The Emergency Management Institute developed IS 100, Introduction to ICS for Healthcare/Hospitals to provide fundamentals training on the Incident Command System (ICS) to healthcare and hospital professionals. IS-100 follows the National Incident Management System (NIMS) guidelines and meets the NIMS Baseline Training Requirements for IS-100. This is the first in a series of ICS courses .

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