[NYSE AMEX OPTIONS FEE SCHEDULE*

97 of 138NYSE AMEX OPTIONS: FLOOR and EQUIPMENT FEESFLOOR BROKER HAND HELD 450 per device per monthFLOOR MARKET MAKER PODIA 90 per month for each floor market makerFLOOR BOOTHS 150 per month per boothTELEPHONE SERVICEToll call billed by vendor plus surcharge on Toll calls of:CELLULAR PHONESLess than 0.69: 0.16Greater or equal to 0.69: 0.26 20 per month plus cost of calling plan of users choiceBOOTH TELEPHONE SYSTEMLine charge 33.33 per phone number per monthSingle line phone jack and data jack 10.75 per monthWIRE SERVICESPass-through feesTURRETSContracted directly with vendorMARKET DATAContracted directly with vendorTELECOM MOVE/ADD/CHANGE FEEPass-through feesPORT FEES:ORDER/QUOTE ENTRY PORT*Ports 1-40: 450 per port per monthPorts 41 and greater: 150 per port per month

98 of 138NYSE Amex Options Market Maker OpenOutcry DiscountAny NYSE Amex Options Market Maker thatexecutes 50% or more of their Market Makervolume in open outcry shall receive a discount ontheir monthly port fees of 60%, not to exceed amaximum dollar discount of 10,000 per monthBackup datacenter port: no fee unless utilizedduring the relevant month, in which case, above feesshall apply* For purpose of calculating the number of order/quote entry ports, the Exchange shall aggregatethe ports of affiliatesDROP COPY PORT 500 per port per month (only one fee per dropcopy port shall apply, even if receiving drop copiesfrom multiple order/quote entry ports)Backup datacenter port: no fee shall apply ifconfigured such that it is duplicative of another dropcopy port of the same userCO-LOCATION FEES**** A user that incurs co-location fees for a particular co-location service pursuant to this Fee Schedule shall not be subject to colocation fees for the same co-location service charged pursuant to the NYSE MKT Equities Price List or by the Exchange’saffiliates New York Stock Exchange LLC and NYSE Arca, Inc.Initial Fee per CabinetDedicated Cabinet 5,0008-Rack Unit of a Partial Cabinet 2,500Monthly Fee per CabinetDedicated CabinetNumber of kWsPer kW Fee Monthly4-8 1,2009 - 20 1,05021 – 40 95041 9008-Rack Unit of a Partial CabinetNumber of kWsTotal Fee Monthly1 1,5002 2,700

99 of 138Cabinet Upgrade FeeDedicated Cabinet 9,200 ( 4,600 for a User that submits a written orderfor a Cabinet Upgrade by January 31, 2014, providedthat the Cabinet Upgrade becomes fully operationalby March 31, 2014)PNU Cabinetmonthly charge of 360 per kWallocated to PNU CabinetCage Fees2 – 14 Cabinets 5,000 initial charge plus 2,700 monthly charge 10,000 initial charge plus 4,100 monthly charge 15,000 initial charge plus 5,500 monthly charge15 – 28 Cabinets29 CabinetsType of ServiceDescriptionAmount of Charge1 GB Circuit 6,000 per connection initial chargeplus 5,000 monthly per connectionLCN Access10 GB Circuit 10,000 per connection initialcharge plus 12,000 monthly perconnection. A User that purchases 510 GB LCN Circuits will receivethe 6th 10 GB LCN Circuit withoutan additional monthly chargeLCN Access10 GB LX Circuit 15,000 per connection initialcharge plus 20,000 monthly perconnection.LCN Access40 GB Circuit 15,000 per connection initialcharge plus 20,000 monthly perconnection.LCN CSP Access10 GB CircuitLCN AccessCSP SubscriberBundled Network Access, Option 1(2 LCN connections, 2 SFTIconnections, and 2 optic1 GB Bundle 10,000 per connection initialcharge plus 5,000 monthly perconnection 950 per LCN CSP initial chargeplus 300 monthly per LCN CSP 25,000 initial charge plus 13,000monthly charge

100 of 138Type of ServiceDescriptionconnections to outside accesscenter)Bundled Network Access, Option 2(2 LCN Connections, 2 SFTIconnections, and 2 opticconnections in data center)10 GB Bundle 50,000 initial charge plus 47,000monthly charge10 GB Bundle 50,000 initial charge plus 61,500monthly charge 500 monthly charge per HostedUserHosting FeeFurnish and install 1 cross connectbetween cabinets within the datacenter.Furnish and install bundle of 6 crossconnects between cabinets withinthe data center.Data Center Fiber Cross ConnectExpedite FeeChange FeeInitial Install ServicesAmount of Charge 500 initial charge plus 500monthly charge 500 initial charge plus 1,500 monthly chargeFurnish and install bundle of 12cross connects between cabinetswithin the data center. 500 initial charge plus 2,500 monthly chargeFurnish and install bundle of 18cross connects between cabinetswithin the data center. 500 initial charge plus 3,200 monthly chargeFurnish and install bundle of 24cross connects between cabinetswithin the data center. 500 initial charge plus 3,900 monthly chargeExpedited installation/completion ofa User’s co-location serviceChange to a co-location service thathas already beeninstalled/completed for a UserDedicated Cabinet: Includes initialracking of equipment in cabinet andprovision of cables (4 hrs).(Required per cabinet)Partial Cabinet: Includes initialracking of equipment in cabinet andprovision of cables (2 hrs).Hot Hands ServiceAllows Users to use on-site datacenter personnel to maintain Userequipment, support networktroubleshooting, rack and stack,power recycling, and install anddocument cable. 4,000 per request 950 per request 800 per dedicated cabinet 400 per eight-rack unit in a partialcabinet 100 per half hour

101 of 138Type of ServiceDescriptionAmount of ChargeShipping and ReceivingReceipt of one shipment of goods atdata center from User/supplier.Includes coordination of shippingand receiving. 100 per shipmentBadge RequestRequest for provision of apermanent data center site accessbadge for a User representative. 50 per badgeExternal Cabinet Cable TrayEngineer, furnish and install Rittal5"H x 12"W cable tray on cabinet. 400 per trayCustom External Cabinet CableTrayEngineer, furnish and install 4" H x24" W custom basket cable trayabove client’s cabinet rows. 100 per linear footVisitor Security EscortNYSE employee escort, which isrequired during User visits to thedata center. (Note: all Userrepresentatives are required to havea visitor security escort during visitsto the data center, including Userrepresentatives who have apermanent data center site accessbadge.) 75 per hourNYSE AMEX OPTIONS: CONNECTIVITY CHARGESTRANSPORT CHARGES 150 per month per floor participant connection (as required)Floor broker trading permits capped at 500 per month perfloor broker firmLOGIN 215 per month per Exchange sponsored broker order entry systemNYSE AMEX OPTIONS: REPORT FEESOPTIONS REPORTSUser Activity Extracts (Batch) 0.002 per trade plus development and set-up costsOnline Data Extract 500 per month

102 of 138SPECIALIZED REPORT, PRINTINGDevelopment and production costsAND PROCESSINGNYSE AMEX OPTIONS: SERVICE FEESPost-Trade Adjustmentsthat do not affect thecontractual terms of a trade* 5.00 per trade adjusted ( 1.00 per trade adjusted for theperiod December 1, 2014 through February 28, 2015)***The Service Fee would only apply when the Exchange performs Post-Trade Adjustments on behalf of ATP Holderswhen such Post-Trade Adjustments could otherwise have been self-executed. ATP Holders may continue to makethese Post-Trade Adjustments on their own without incurring the Service Fee.**Only one 5.00 fee will apply to each trade, even if multiple Post-Trade Adjustments are made in connection witha trade.NYSE AMEX OPTIONS: TRADE-RELATED REBATES OR SUBSIDIES FORSTANDARD OPTIONSMarket Access and Connectivity (“MAC”) Subsidy – To qualify for the MAC Subsidy, an ATP Holder must mustnotify the Exchange no later than the last business day of the month in which the ATP Holder would like to beeligible for the MAC Subsidy. Notification must be made by emailing the Exchange at optionsbilling@nyx.comand the email must include the name of the ATP Holder seeking the MAC Subsidy as well as a list of uniqueconnections utlized by the ATP Holder to provide access and connectivity to the Exchange for either the ATPHolder or other ATP Holders that are using the ATP Holder’s systems to access the Exchange.Non-NYSE Amex Options Market Maker, FirmProprietary, Professional Customer and BrokerDealer Electronic Contract ADV Tiers(excludes mini options and volumes associatedwith QCC trades and CUBE Auctions)Per Contract MAC Subsidy – Retroactive ToAll Qualifying Contract Volumes UponAchieving A Higher ADV Tier (excludes minioptions and volume associated with QCC tradesand CUBE Auctions)At least .45% of Total Industry Customerequity and ETF option ADV 0.04At least .85% of Total Industry Customerequity and ETF option ADV 0.06At least 1.25% of Total Industry Customerequity and ETF ADV 0.08

103 of 138Customer Electronic Complex Order ADV Tiers – ExcludesVolume From Customer to Customer Electronic ComplexExecutionsRebate Per Contract ForCustomer ElectronicComplex Orders ExcludingCustomer to CustomerElectronic ComplexExecutions (retroactive tothe first contract tradedduring the month)35,000 to 49,999 0.0450,000 to 69,999 0.0670,000 to 109,999 0.08110,000 and greater 0.10OFP Electronic ADV Tiers17Rebate Per Contract ForCertain Electronic Equityand ETF Option Volume(excludes volume fromQCC Orders, StrategyExecutions, ComplexOrders, CUBE Auctionsand orders routed away inconnection with theOptions Order Protectionand Locked/CrossedMarket Plan referenced inRule 991NY )TIER 1A - Electronic Customer volume of at least 2.0% of TotalIndustry Customer equity and ETF option ADV – rebate paid onCustomer electronic contract volumes in excess of 200,000 ADVonly 0.06ORTIER 1 B - Electronic volume of at least .45% of Total IndustryCustomer equity and ETF option ADV where 40% of the electronicvolume consists of Non-NYSE Amex Options Market Maker, Firm,Professional Customer and/or Broker Dealer – rebate paid on allCustomer electronic contract volumes 0.06CUBE Auction Rebates – Paid to the Initiating Participant on eachCUBE Order contract that does not trade with the Contra OrderPer Contract RebateStandard OptionsCUBE Auction Rebate – Penny Pilot 0.40CUBE Auction Rebate – Non–Penny Pilot 0.80NYSE AMEX OPTIONS: GENERAL

104 of 138BILLING DISPUTESAll fee disputes concerning fees billed by the Exchange must be submitted to the Exchange in writing and must beaccompanied by supporting documentation. All fee disputes must be submitted no later than sixty (60) days afterreceipt of a billing invoice.1Base rate on rights fee will be allocated to Specialists, e-Specialists and DOMM’s based on their prorated share ofcontract volume on the Exchange in each issue. This fee is in addition to the Market Maker Fee and will be billedon a per issue basis to the ATP Firm acting as Specialist, e-Specialist, or Directed Market Maker in the issue.Average National Daily Customer Contracts Per Issue is calculated based on public customer contracts traded usinga rolling three month basis with a one month lag. Professional Customer orders will be treated as Customer ordersfor purposes of this calculation. Where the Specialist, the e-Specialist, or DOMMs transact zero volume in a month,the Exchange splits the Rights Fee equally among the Specialist and e-Specialist, such that each Specialist and eSpecialist participant is liable for 50% of the Rights Fee. In the event that there is only a Specialist or e-Specialistand there are no DOMM volumes, then that sole Specialist or e-Specialist incurs 100% of the Rights Fee applicableto the option issue. In calculating the Rights Fee, each Mini contract traded will count the same as one standardcontract that has traded.2Reserved.3Reserved.4Reserved.5Specialist, eSpecialist, and Market Maker (both Directed and non-Directed) fees will be aggregated and capped at 350,000 per month plus an incremental service fee of .01 per contract for all Specialist, eSpecialist and MarketMaker volume executed in excess of 3,500,000 contracts per month, except for the execution of an ElectronicComplex Order, in which case the incremental service fee is .10. Any fees or volume associated with a StrategyTrade (reversals and conversions, box spreads, short stock interest spreads, merger spreads, and jelly rolls) and Minioption volumes will not be counted towards either the 350,000 cap, or the volume threshold of 3,500,000 contracts.Royalty Fees will continue to be charged and do not count toward the 350,000 fee cap. Specialist, eSpecialist, andMarket Maker (both Directed and non-Directed) participants that execute 50,000 or more contracts ADV each dayduring the month, excluding Mini option volume, will be eligible for the lower per contract rate described in the feeschedule under the section on “NYSE Amex Options: Trade-Related Charges.” In calculating this threshold of50,000 or more contracts, the Exchange will exclude both Strategy Trades and QCC trades. Mini option contractsare subject to separate pricing and are not eligible for inclusion in the 350,000 per month fee cap described above.Volume and fees resulting from participation in a CUBE Auction will not count towards the 50,000 ADV threshold,the 350,000 per month cap or the 3,500,000 contract threshold described above.6Firm Proprietary manual trades are those trades executed in open outcry on behalf of an ATP holder that clear inthe firm range. The Firm Facilitation Manual rate applies to trades that are executed in open outcry, that clear in thefirm range (clearance account "F") with a customer on the contra (clearance account "C") with the same clearingfirm symbol on both sides of the trade. Fees for Firm Proprietary manual trades will be aggregated and capped at 100,000 per month for member firms plus an incremental service fee of .01 per contract for all Firm Proprietarymanual trading volume in excess of the cap, except for the execution of a QCC order, in which case there is noincremental service fee. Any fee or volume associated with a Strategy Execution (reversal and conversion, boxspread, short stock interest spread, merger spread and jelly roll) will not be counted toward the 100,000 cap.Royalty fees will continue to be charged at the rate provided herein and do not count toward the 100,000 fee cap.Firm Facilitation Manual trades will continue to be executed at the rate of 0.00 per contract regardless of whether afirm has reached the 100,000 cap or not, except for QCC volume in excess of the cap as noted above. Mini optioncontracts are subject to separate pricing and are not eligible for inclusion in the 100,000 per month fee capdescribed above. Firm Facilitation Manual trades in Mini option contracts, however, will continue to be executed atthe Firm Facilitation Manual rate of 0.00 per contract.

105 of 1387Assessed on all non-customer orders, for both Mini and standard option contracts, routed to away markets and onCustomer orders, for both Mini and standard option contracts, including Professional Customer orders, for both Miniand standard option contracts that are charged transaction fees at another exchange. If the executing exchange doesnot charge a transaction fee for the execution of the Customer order, the Routing Surcharge will be waived. TheRouting Surcharge will be made up of 0.11 per contract plus (i) any transaction fees assessed by the awayexchange(s) (calculated on an order-by-order basis since different away exchanges charge different amounts) or (ii)if the actual transaction fees assessed by the away exchange(s) cannot be determined prior to the execution, thehighest per contract charge assessed by the away exchange(s) for the relevant option class and type of marketparticipant (e.g., Customer, Firm, Broker/Dealer, Professional Customer or Market Maker). The Routing Surchargeis in addition to NYSE Amex’s customary execution fees applicable to the order.8(a) Reversals and Conversions. A “reversal” is established by combining a short security position with a short putand a long call position that shares the same strike and expiration. A “conversion” is established by combining along position in the underlying security with a long put and a short call position that shares the same strike andexpiration.(b) Box spread. A “box spread” is defined as transactions involving a long call option and a short put option at onestrike, combined with a short call option and long put at a different strike, to create synthetic long and syntheticshort stock positions, respectively.(c) Short stock interest spread. A “short stock interest spread" is defined as transactions done to achieve a shortstock interest arbitrage involving the purchase, sale and exercise of in-the–money options of the same class.(d) Merger spread. A “merger spread” is defined as transactions done to achieve a merger arbitrage involving thepurchase, sale and exercise of options of the same class and expiration date, each executed prior to the date on whichshareholders of record are required to elect their respective form of consideration, i.e., cash or stock.(e) Jelly rolls. A “jelly roll” is created by entering into two separate positions simultaneously. One position involvesbuying a put and selling a call with the same strike price and expiration. The second position involves selling a putand buying a call, with the same strike price, but with a different expiration from the first position.9Marketing charges are collected on electronic public customer orders, for both Mini and standard option contracts,from market makers who trade with that order. Broker Dealer and Professional Customer electronic orders thattrade contra to a market maker will not result in the collection of marketing charges. Executed QCC orders andCUBE Orders will not result in the collection of marketing charges.10This footnote applies only to marketing charges. The pool of monies resulting from the collection of marketingcharges on electronic non-Directed Order flow, for both Mini and standard option contracts, will be controlled bythe Specialist or the e-Specialist with superior volume performance over the previous quarter, unless otherwisedesignated, as described below, for distribution by the Exchange at the direction of such Specialist or e-Specialist toeligible payment accepting firms. In making this determination the Exchange will, on a class by class basis,evaluate Specialist and e-Specialist performance based on the number of electronic contracts executed at NYSEAmex per class. The Specialist/e-Specialist with the best volume perfor

[NYSE AMEX OPTIONS FEE SCHEDULE* *NYSE Amex Options is the options trading facility of NYSE MKT LLC Last Updated: December 1, 2014 NYSE AMEX OPTIONS GENERAL OPTIONS and TRADING PERMIT (ATP) FEES ATP TRADING PARTICIPANT RIGHTS Floor Brokers 500 per month per ATP (based on the maximum number of ATPs held by an ATP Holder during a