Community Mobilization - CADCA

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rganizing Community voice Conditional use permit Environmental strategies Groundevel information Grassroots community members Knock and talk Local conditions Onen-ones Policies Policy campaign Policy domains Power analysis Social host law Basuilding Civic engagement Community assessment Community mobilizing Communitrganizing Community voice Conditional use permit Environmental strategies Groundevel information Grassroots community members Knock and talk Local conditions Onen-ones Policies Policy campaign Policy domains Power analysis Social host law Basuilding Civic engagement Community assessment Community mobilizing Communitrganizing Community voice Conditional use permit Environmental strategies Groundevel information Grassroots community members Knock and talk Local conditions Onen-ones Policies Policy campaign Policy domains Power analysis Social host law Basuilding Civic engagement Community assessment Community mobilizing Communitrganizing Community voice Conditional use permit Environmental strategies Groundevel information Grassroots community members Knock and talk Local conditions Onen-ones Policies Policy campaign Policy domains Power analysis Social host law Basuilding Civic engagement Community assessment Community mobilizing Communitrganizing Community voice Conditional use permit Environmental strategies Groundevel information Grassroots community members Knock and talk Local conditions Onen-ones Policies Policy campaign Policy domains Power analysis Social host law Basuilding Civic engagement Community assessment Community mobilizing Communitrganizing Community voice Conditional use permit Environmental strategies Groundevel information Grassroots community members Knock and talk Local conditions Onen-ones Policies Policy campaign Policy domains Power analysis Social host lawPeople Power:Mobilizing Communities forPolicy ChangeBeyond the Basics: Topic-Specific Publications for CoalitionsCommunity Anti-Drug Coalitions of AmericaNational Community Anti-Drug Coalition Institute

About this PublicationThe CADCA National Coalition Institute’s sevenpublication Primer Series helps coalitions navigate the elements of the Substance Abuse andMental Health Services Administration (SAMHSA)’sStrategic Prevention Framework (SPF), providing asolid base from which coalitions can develop andimplement community-specific strategies to createhealthier and safer communities.The Beyond the Basics: Topic-Specific Publicationsfor Coalitions series works in conjunction with thePrimer Series to move coalitions closer to theirgoals. As is true with the primers, they work as a set;however, each also can stand alone. This publicationprovides an overview of the steps associated withengaging in community mobilizing to implementenvironmental strategies with a particular emphasison adopting alcohol, tobacco, and drug (ATD) policiesat the community level. While there are numerousschools of thought and practice on how to engagein community mobilizing, this document presentsa proven framework that incorporates the lessonsfrom many approaches and has been successfullyimplemented in communities across America.Community mobilizing may be unfamiliar to manycoalition staff and volunteers. While it is oftentalked about, it is far less frequently practiced.With this in mind, concrete steps are describedin this publication that will strengthen your community coalition, turn it into a powerful changeagent, and enable engagement in a successfulpolicy campaign. Community mobilizing will bringyour coalition into relationships with new individuals and new segments of the community. It willtake you into neighborhoods where alcohol anddrug problems occur and enable you to understandthem in deeper ways.Topics covered in this publication include:WHAT is community mobilizing and how it differsfrom community organizing?HOW does community mobilizing strengthen thecapacity of coalitions to engage the communityand build membership?HOW does community mobilizing enhance thecommunity assessment?HOW do you move people from a place of inactionto a place of action?HOW do you engage in one-on-one interviews withcommunity members to build relationships andcollaboratively work on coalition issues?HOW do you use community mobilizing to adoptATD policies?CADCA’s National Coalition InstituteThe National Community Anti-Drug Coalition Institute (Institute), a part of the Community Anti-DrugCoalitions of America (CADCA), serves as a centerfor training, technical assistance, evaluation, research and capacity building for community coalitions throughout the United States. The Institutewas created in 2002 by an Act of Congress andsupports coalition development and growth forDrug Free Communities Support Program (DFC)grantees and other community coalitions.The Institute offers an exceptional opportunity tomove the coalition field forward. Its mission andobjectives are ambitious but achievable. In short,the Institute helps grow new, stronger and smartercoalitions.Drug Free Communities Support ProgramIn 1997, Congress enacted the Drug-Free Communities Act to provide grants to community-basedcoalitions that serve as catalysts for multi-sectorparticipation to reduce local substance abuse problems. As of 2011, more than 2,000 local coalitionshave received funding to work on two main goals: Reduce substance abuse among youth and,over time, among adults by addressing thefactors in a community that increase the riskof substance abuse and promoting the factorsthat minimize the risk of substance abuse. Establish and strengthen collaboration amongcommunities, private nonprofit agencies andfederal, state, local and tribal governments tosupport the efforts of community coalitions toprevent and reduce substance abuse amongyouth.

Table of ContentsCHAPTER 1: OVERVIEW OF COMMUNITY MOBILIZING1Community Organizing vs. Community MobilizingThe Research on OrganizingCommunity Mobilizing and the Strategic Prevention Framework122CHAPTER 2: THE BENEFITS OF COMMUNITY MOBILIZING5Building the Volunteer BaseEnhancing Member ParticipationBuilding LeadershipProviding a Community Voice on ATD IssuesIncreasing Civic EngagementProviding Ground-Level Information about the CommunityBuilding Coalition Power5566677CHAPTER 3: COMMUNITY MOBILIZING TO IMPLEMENT ENVIRONMENTALSTRATEGIES8Why Focus on Modifying or Changing Policies?Moving People from Inaction to Action – Choosing Your IssuePolicy Domains – Big P and Small PPolicy Campaign StepsCHAPTER 4: ENGAGING IN COMMUNITY MOBILIZINGSteps 1 & 2 – Listening and Relationship BuildingStep 3 – The ChallengeStep 4 – ActionStep 5 – Evaluating the Community Mobilizing EffortStep 6 – ReflectionCHAPTER 5: COMMUNITY MOBILIZING, CULTURAL COMPETENCY,AND SUSTAINABILITYCultural APTER 6: LEGAL CONSIDERATIONS22CONCLUSION23COALITION EXAMPLESThe Van Buren County SAFE CoalitionThe Vallejo Fighting Back PartnershipAntidrug Community Coalition of Malconga Huánuco Department, Perú41221ENDNOTES23GLOSSARY24RESOURCES25

CHAPTER 1: OVERVIEW OF COMMUNITY MOBILIZINGWhat can communities do when faced with issues such as underage drinking, drinking and driving, misuse of prescription drugs, proliferation ofmedical marijuana dispensaries and other similarconcerns? As a result of the growing body of research demonstrating the effectiveness of population level interventions, also called environmentalstrategies, funders in the alcohol, tobacco, anddrug (ATD) field are increasingly looking to community coalitions to adopt these strategies as acentral part of their work.Generally speaking, community organizing isconsidered more of a long-term process in whichissues surface directly from the grassroots community. In this model, the “organizer” is generally issue neutral and engages in a structuredlistening process to surface and define an issue.This process focuses heavily on developing lasting personal relationships among communitymembers that yield a consensus on the issue tobe addressed. It can be described as an “insideout” process.Coalitions are the perfect vehicle for implementingcommunity-level environmental strategies specifically because their implementation requires awide range of people taking on many tasks. However, focusing on these strategies requires a newway of thinking about the role of a coalition. Traditionally, coalitions may be more familiar with offering programs by providing education and trainingfocused on individuals. With the understandingthat implementing environmental strategies requires a wide array of people carrying out manytasks simultaneously, it is reasonable to ask, “Howdoes a coalition make this happen?” The answeris by engaging in community mobilizing.Community mobilizing is often considered moreshort term in nature. Specific issues or concernsare brought to the community and action is urged.The mobilizing process is generally driven by asubject “expert” who has predefined the issue,has a solution in mind, and is trying to encouragethe people in the community to support the solution by working together for change. It can be described as an “outside-in” process.Figure 1. Community Organizing v. Community MobilizingCommunity Organizing“Inside è Out” ProcessCommunity organizing vs. communitymobilizingLong termNeutral organizerBottom up/consensusGroups working to improve community conditionsoften use the terms “community organizing” and“community mobilizing” interchangeably. Community organizing is described as:“A process that draws on the power and persuasion of diverse stakeholders to identify and definecommon problems, mobilize resources and worktogether to improve health and quality of life”1Short termSubject expert drivenPre-defined issueIt may be helpful to think of community organizingon one end of a continuum reflecting a “bottomup” process of building consensus and unified action on an issue that has been commonly defined.Community mobilizing sits at the other end of thecontinuum, being more subject-expert driven andfocused on encouraging people to “buy-in” to apredefined issue or solution.Community mobilizing is defined as:“A process through which action is stimulated bya community itself, or by others, that is planned,carried out, and evaluated by a community’s individuals, groups, and organizations on a participatory and sustained basis to improve health”2Cadca’s National Coalition InstituteCommunity Organizing“Out è Inside” Process1People Power: Mobilizing Communities For Policy Change

The research on organizing3) The work places the professional in the role offacilitator as opposed to expert – recognizing thevalue and wisdom of residents who will activelyparticipate in implementation of solutions.Much has been written about the theory and practice behind community organizing and communityaction. A unifying framework of community organization is offered by Rothman3. In this modelthere are three strategies:4) The work promotes ownership of decisionsand solutions.61) Locality development: This framework for action focuses on developing a commitment touse the group process in reaching consensus onaction. It is assumed that the community hasthe resources to address its own needs, and theexisting local power structure is considered as aresource.Today communities across the country are engaged in the ongoing process of moving peopleinto action to solve ATD issues in their own communities. And while this work is referred to inmany ways, for the purposes of this document, wewill refer to this process as community mobilizing.Community mobilizing and the strategicprevention framework2) Social planning: This is a more task-oriented approach that relies on the local power structure to setthe agenda for change and sponsor related activities.Social planning is usually a top-down approach thatmakes only limited use of community involvement.If your coalition is funded through the Drug FreeCommunities Support Program (DFC), you areprobably familiar with the elements of SAMHSA’sStrategic Prevention Framework (SPF). The framework identifies five key elements—assessment,capacity building, planning, implementation andevaluation—that help communities create theinfrastructure needed to develop a communitybased approach for effective and sustainablepopulation-level change.3) Social action: Social action relies on the development of new power centers in the community.Individuals who are usually denied access to poweror institutions are organized to challenge the powerstructure that is seen as either partly or wholly responsible for their oppression. Confrontation anddirect action are the primary mode of operation.Much of the work of Saul Alinsky4 and Pablo Freire5falls into this mode of community action.Figure 2. SAMHSA’s Strategic Prevention FrameworkThe ATD field has borrowed from the theory andpractice of community organizing and community mobilizing to construct a flexible approachwell-suited for community coalitions. Some of theearliest work blending community organizing andmobilizing was done by Wechsler, who identifiedfour key facets of community-based approachesin implementing alcohol environmental strategies:1) The work should address the social and environmental causes of the problems identified therebymoving away from individual-based solutions;2) The work is active rather than passive, relyingon people’s experience as the basis of understanding and change;CADCA’s National Coalition Institute2People Power: Mobilizing Communities For Policy Change

Engaging in community mobilizing enhances thecoalition’s ability to implement the SPF in the following ways: Planning – Community mobilizing supportsthe identification and recruitment of individuals enabling a coalition to effectively identifyproblems, root causes of these problems, andthe ways they manifest at the local level – thelocal conditions. Implementation – Community mobilizing ispart of the implementation process. Coalitionsalone can rarely move policy. Implementationof community-level strategies is best accomplished by mobilizing the broader communityto support the work. Evaluation – Part of the mobilizing process isengaging in reflection on the policy work of thecoalition and community. While this process isnot outcome oriented evaluation, it does contribute to understanding the factors that led towinning or losing the policy campaign. In thisway, it is part of the evaluation process. Assessment – At its core, community mobilizing is about listening to people tell their storyabout who they are, their relationship to issuesof substance abuse, and their willingness to dosomething about it. Conducting one-on-one conversations is a powerful way to understand whatATD issues exist in the community, their consequences, and what resources exist to addressthem. “One-on-ones” (one-to-ones) provideground-level data. They provide context to bothquantitative sources such as surveys, as well asqualitative sources, such as town hall meetingsand focus groups. Capacity – Community mobilizing builds the capacity of the coalition to implement environmental strategies by actively supporting coalition andcommunity members to engage in the civic process through training and direct participation.CADCA’s National Coalition InstituteThe SPF also incorporates two overarching elements—cultural competence and sustainability— which should be considered at every stage ofthe process (See Chapter 5 for more informationon cultural competence and sustainability).3People Power: Mobilizing Communities For Policy Change

THE VAN BUREN COUNTY SAFE COALITIONIn 2010, The Van Buren SAFE Coalition, a Drug Free Communities coalition located in Keosauqua, Iowa, responding toits local data about alcohol use at school activities, launcheda campaign to encourage the Van Buren School Board toadopt a “Good Conduct Policy.” The intent of the policy wasto strengthen student conduct guidelines for eligibility to participate in extracurricular activities at Van Buren Middle/HighSchool.The mobilization consisted of one-on-one meetings where thesubcommittee listened to the concerns of individuals about theissue and their thoughts on possible solutions. Asking for support for the policy was easier as a result of the relationshipsestablished through the one-on-one meetings and supportwas given by nearly all the individuals who the subcommitteeapproached. The subcommittee also conducted meetings withlarger groups of people, building a large base of support.The SAFE Coalition began mobilizing the school community toimplement the conduct policy. With a membership of 60, thecoalition formed a smaller school policy subcommittee with15 members to drive this campaign. The subcommittee undertook the tasks of community mobilizing, developing the policylanguage, and monitoring the policy implementation. The subcommittee included youth, who would be subject to the newconduct standards.After gaining “top-down” and “bottom-up” support, the groupturned its attention to developing the language of the policy.The subcommittee felt it was critical to build a policy thatreflected the needs, desires and ideas of the people whotook the time to meet with them. They examined policies fromother schools and developed an initial draft that reflected thepositive proactive framing that was important to the groupand community. Once completed, the policy was submittedfor review to the School Board, which included a member ofthe SAFE Coalition. Ongoing communication about the policyoccurred at coalition meetings and was disseminated in themeeting minutes to keep stakeholders current with the progress of the policy development.The subcommittee’s initial outreach included key schoolpersonnel such as the school principal, athletic director, andcoaches. The group determined that “buy-in” from these individuals was important because without their support theSchool Board would be less likely to adopt the policy. Engaging school personnel represents the “top-down” mobilizingthat is essential to a successful campaign. But the group didnot stop there; it also conducted meetings with parents andyouth groups to build a base of support. This represents the“bottom-up” base building that enabled the School Boardmembers to support the policy with confidence that the entireschool community was onboard.The SAFE subcommittee, as well as a handful of parents wishing to express their thoughts, attended the first School Boardhearing on the policy. The Principal of Van Buren Middle/High School, who supported its adoption, submitted and introduced the policy with minimal opposition. The subcommitteereworked the policy with suggestions from the Board and reintroduced it at a second hearing a month later. The policy wasfinally adopted without opposition from the School Board orthe school community.Lessons Learned: The level of support/opposition determines the extent of community mobilizing needed. In the case of the SAFE campaign, there was little opposition. The mobilizing took place in a rural county where people knew one another and the coalition accurately gauged the level of support and mobilized enough people to demonstrate support. This provided adequatejustification for the School Board members to adopt the policy. Relationships matter. The front-end one-on-ones that the group conducted resulted in strong relationships that enabledthe implementation and compliance to occur smoothly with little or no opposition from the community. Reflection is ongoing. A major part of the campaign occurred after the School Board voted. The subcommittee founditself reworking parts of the policy to make it more effective and made adjustments to the policy based on on-going conversations with the school personnel. Community mobilizing is a powerful process well suited to facilitate the implementation of environmental strategies.The process of mobilizing is central to building the membership, hence the capacity, of a community coalition. Let’s look atsome of the important benefits of using a community mobilizing approach to building and strengthening your coalition.CADCA’s National Coalition Institute4People Power: Mobilizing Communities For Policy Change

CHAPTER 2: THE BENEFITS OF COMMUNITY MOBILIZINGBuilding the volunteer basetake a second orActively recruit leadersthird meeting beforethat may not fitinviting someone totraditional leadershipparticipate in the codefinitionsand put themalition. Other times,to work!after listening to aperson, it may become clear that there is no fitand no “ask” is made. The more one-on-ones areconducted, the larger the volunteer base will grow.And, more importantly, the base will grow withpeople committed to the coalition and engaged inthe actual work.Community mobilizing builds a volunteer base intwo ways: By supporting the recruitment of people to thecoalition who both “fit” the group and are likely tostay engaged; and By broadening the reach of the mobilizer to interact with more people who may engage in thegroup, but not necessarily become a “member.”Experienced mobilizers will tell you that gettingpeople engaged is driven by listening to peopledescribe their interests, concerns, history, skills,and relationships to ATD issues in the community. These meetings are called “one-on-ones”(a discussion on how to conduct a one-on-one isincluded in chapter 4). Connecting with people atthis level requires time spent building a relationship before making any sort of “ask” or requeston behalf of the coalition. As a coalition leaderor member, how often do you meet people in thecommunity and quickly invite them to join yourgroup? Little, if any, effort is made to understandhow the person aligns with your coalition’s vision and mission or the tasks he or she couldundertake upon becoming a member. The resultof moving too quickly is that group membershipoften drops off with people quitting or becominginactive because they are unclear about their roleand/or their particular skill sets are being underutilized. Bringing new members into the groupworks best if you recruit to a specific task versussimply recruiting to the coalition as an entity. Recruiting to a task helps the person understandhow their involvement will move specific strategies forward. This approach sets the stage for ameaningful experience with the group.Enhancing member participationOne of the most challenging aspects of coalitiondevelopment is finding ways to keep the membersactively involved. Development of the coalitioninvolves recruiting, conducting a community assessment, building the logic model and workplan,carrying out strategies, planning for sustainability and conducting an evaluation. With this widerange of activities and tasks, it is essential toidentify people who are both interested in themission of the coalition as well as specific coalition activities.Fortunately, the one-on-one process provides thefoundation for linking coalition members to meaningful activities that can propel the work of thegroup forward. Mobilizing is an on-going processfor coalitions. Members may have changing lifecircumstances requiring them to take a break orleave the group. Without a consistent mobilizingeffort and conducting regular one-on-ones, membership may dwindle, tasks may be left undoneand group morale may suffer. It is a cycle that,if not broken, will lead to a significant decline ingroup functioning. A successful formula for enhancing member participation is to take the timeto know the skill sets of your existing members,recruit new members to assist with needed tasksof the group, and engage in ongoing one-on-onesto ensure a constant flow of active members.Engaging in community mobilizing also helps youidentify others in the community who could bea good fit for the coalition. A successful one-onone generally leads to the identification of otherpeople to approach and talk with about the ATDissues in the community. A one-on-one may notlead to an immediate ask to join the group. It mayCADCA’s National Coalition Institute5People Power: Mobilizing Communities For Policy Change

Building leadershipof community segments including neighborhoodmembers, youth, parents and others who maynot initially see themselves as having anythingto offer. Conducting one-on-ones facilitates theidentification of non-traditional or informal leaderswith latent leadership skills who may not yet realize their leadership abilities.Strong leadership is essential to a well-run coalition. Leadership is often thought to rest on theshoulders of the president/coalition chair and officers. Certainly, those selected to “lead” the coalition are serving in leadership roles. But leadersare also those who chair subcommittees, speakto decision-makers about coalition work, writefact sheets on coalition strategies, facilitate meetings and many other tasks associated with making the group successful.Providing a community voice on ATDissuesWho gives a voice to community residents aboutATD problems? Coalitions are a vehicle that residents can use to voice their opinions on issuesthat matter to them. Engaging in community mobilizing through conducting one-on-ones allowspeople to express their feelings about what is happening in their own lives, the lives of their families,their neighborhoods and the broader community.Understanding the views and feelings of community members informs the coalition about ATDissues, uncovers possible solutions, and builds acore membership of active participants.Drug Free Communities ProgramConsider the Drug Free Communities model of recruiting 12key sectors as your coalition core. Sectors include: Youth (18 or younger) Parent Business Media School Youth-serving organization Law enforcement Religious/Fraternal organization Civic/Volunteer groups (i.e., local organizationscommitted to volunteering, not a coalition memberdesignated as a “volunteer”) Healthcare professional State, local, or tribal governmental agency with expertise inthe field of substance abuse (including, if applicable, theState agency with primary authority for substance abuse) Other organizations involved reducing substance abuseEncouraging residents to talk is a core tenet ofcommunity mobilization. People need an outletto discuss their community concerns. Nearly everyone is touched by some ATD issue. How theyframe and understand the issue and their proposed solutions may not fit your coalition’s mission, but it is still important to know what theythink. Allowing people to tell their own story aboutliving in the community, and listening instead oftalking, enables them to relax into the conversation without having to stay on the alert for an“ask.” It is important to stay flexible in the oneon-ones and allow the conversation to go wherethe community member takes it before trying tomake the connection to the coalition work.Because coalitions are sometimes comprised ofmembers who are already considered communityleaders, it may be easy to fall into a pattern ofonly recruiting similar “formal leaders” to the coalition. Such individuals may themselves hold official roles of authority (for example, police chief,school superintendent, newspaper editor, hospitalCEO), or may have relationships with such community leaders. They are often the most soughtafter people for coalition membership. However,groups comprised primarily of these membersmay unintentionally inhibit the recruitment ofmore grassroots community residents who feartheir voices will not be heard in a group with somuch “power” sitting around the table. It is important to build a group comprised of a wide arrayCADCA’s National Coalition InstituteIncreasing civic engagementFostering civic engagement on ATD issues is oneof a coalition’s core functions. Town hall meetingsand other similar gatherings are key activities thatbring the community together to hear people’sthoughts. These meetings should also be opportunities to identify additional people for one-on-onesto assess potential contributions to the coalitionmembership or volunteer base and, at a futuretime, be mobilized into action.6People Power: Mobilizing Communities For Policy Change

But large community meetings are not the onlyvehicle for increasing civic engagement. The oneon-one process also builds, one person at a time,the community voice on ATD issues and createsfuture opportunities for community members tospeak out, giving a boost to coalition efforts toimplement environmental strategies. As the coalition becomes identified as the voice of the community’s ATD issues, the inherent power of thegroup is increased with corresponding capacity toimplement key strategies.Building coalition powerProviding ground-level information aboutthe communityCoalition power is a composite of three factors:Implementing environmental strategies requiresyour coalition to hold and exercise power. Whilehaving a broad, diverse and well-connectedmembership sets the stage for building andusing power to address community ATD issues, itdoes not guarantee it. Many a coalition has builta group composed of movers and shakers onlyto hold meeting after meeting where nothing ofsubstance is accomplished. The result is member lethargy and attrition. A broad and diverse group membership; The extent to which the coalition has establisheddeep and lasting relationships with large numbers of individuals in the community; and The coalition’s willingness to take necessary action to improve community conditions on important ATD issues.Each community member sees ATD issuesthrough his or her own eyes and circumstances.The community mobilizer attempts to understandas many of these perspectives as possible. One ofthe real benefits of conducting one-on-ones is theknowledge about the community that comes fromtalking with people and encouraging them to telltheir own story. This is particularly true when talking to residents about their neighborhood and theways in which ATD issues play out around them.There are always people who serv

Base building Civic engagement Community assessment Community mobilizing Community organizing Community voice Conditional use permit Environmental strategies Ground-level information Grassroots community members Knock and talk Local conditions One- on-ones Policies Policy campaign Policy domains Power analysis Social host law Base .

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