MODULATING HIPPOCAMPAL PLASTICITY WITH IN-VIVO

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AFRL-RH-WP-TR-2016-0082MODULATING HIPPOCAMPAL PLASTICITY WITHIN-VIVO BRAIN STIMULATIONJoyce G. RohanOakridge Institute for Science and Education (ORISE)Kim A. Carhuatanta, Ryan JankordApplied Neuroscience Branch (RHCP)Shawn McInturf, Molly MiklasevichNaval Medical Research Unit—DaytonNovember 2016Interim ReportDISTRIBUTION STATEMENT A. Approved for public release: distribution is unlimited.STINFO COPYAIR FORCE RESEARCH LABORATORY711 HUMAN PERFORMANCE WING,AIRMAN SYSTEMS DIRECTORATE,WRIGHT-PATTERSON AIR FORCE BASE, OH 45433AIR FORCE MATERIEL COMMANDUNITED STATES AIR FORCE

NOTICE AND SIGNATURE PAGEUsing Government drawings, specifications, or other data included in this document for any purposeother than Government procurement does not in any way obligate the U.S. Government. The fact thatthe Government formulated or supplied the drawings, specifications, or other data does not license theholder or any other person or corporation; or convey any rights or permission to manufacture, use, orsell any patented invention that may relate to them.This report was cleared for public release by the 88th Air Base Wing Public Affairs Office and isavailable to the general public, including foreign nationals. Copies may be obtained from theDefense Technical Information Center (DTIC) (http://www.dtic.mil).AFRL-RH-WP-TR-2016-0082 HAS BEEN REVIEWED AND IS APPROVED FOR PUBLICATIONIN ACCORDANCE WITH ASSIGNED DISTRIBUTION STATEMENT.//signed//KRYSTAL M. THOMASWork Unit ManagerApplied Neuroscience Branch//signed//SCOTT M. GALSTERChief, Applied Neuroscience BranchWarfighter Interface Division//signed//WILLIAM E. RUSSELLChief, Warfighter Interface DivisionAirman Systems DirectorateThis report is published in the interest of scientific and technical information exchange, and its publicationdoes not constitute the Government’s approval or disapproval of its ideas or findings.

REPORT DOCUMENTATION PAGEForm ApprovedOMB No. 0704-0188The public reporting burden for this collection of information is estimated to average 1 hour per response, including the time for reviewing instructions, searching existing data sources, searching existing data sources, gathering andmaintaining the data needed, and completing and reviewing the collection of information. Send comments regarding this burden estimate or any other aspect of this collection of information, including suggestions for reducing thisburden, to Department of Defense, Washington Headquarters Services, Directorate for Information Operations and Reports (0704-0188), 1215 Jefferson Davis Highway, Suite 1204, Arlington, VA 22202-4302. Respondents should beaware that notwithstanding any other provision of law, no person shall be subject to any penalty for failing to comply with a collection of information if it does not display a currently valid OMB control number. PLEASE DO NOTRETURN YOUR FORM TO THE ABOVE ADDRESS.1. REPORT DATE (DD-MM-YY)2. REPORT TYPE17-11-163. DATES COVERED (From - To)Jan 2015 – Nov 2016Interim4. TITLE AND SUBTITLE5a. CONTRACT NUMBERIn-House5b. GRANT NUMBERModulating Hippocampal Plasticity with In-vivo Brain Stimulation5c. PROGRAM ELEMENTNUMBER6. AUTHOR(S)5d. PROJECT NUMBERJoyce G. Rohan#, Kim A. Carhuatanta*, Ryan Jankord*, Shawn McInturf , Molly Miklasevich 5e. TASK NUMBER5f. WORK UNIT NUMBERH0AE (2311RC11)7. PERFORMING ORGANIZATION NAME(S) AND ADDRESS(ES)#Oakridge Institute for Science and Ed.48110 Shaw Road, Unit 5.Patuxent River, MD, 20670-1906Bethseda, MD 20817*Applied Neuroscience Branch711th Human Performance WingAir Force Research LaboratoryWright-Patterson AFB, OH 45433 Naval Medical Research Unit-DaytonEnvironmental Health Effects DirectorateWright-Patterson AFB, OH 45333 CAMRIS--Naval Medical Research Unit-DaytonEnvironmental Health Effects DirectorateWright-Patterson AFB, OH 453339. SPONSORING/MONITORING AGENCY NAME(S) AND ADDRESS(ES)Air Force Materiel CommandAir Force Research Laboratory711th Human Performance WingAirman Systems DirectorateWarfighter Interface DivisionApplied Neuroscience BranchWright-Patterson Air Force Base, OH 454338. PERFORMINGORGANIZATIONREPORT NUMBER10. SPONSORING/MONITORINGAGENCY ACRONYM(S)711 HPW/RHCP/RHCPA11. SPONSORING/MONITORINGAGENCY REPORT NUMBER(S)AFRL-RH-WP-TR-2016-008212. DISTRIBUTION/AVAILABILITY STATEMENTDISTRIBUTION STATEMENT A. Approved for public release: distribution is unlimited.13. SUPPLEMENTARY NOTESPreviously cleared Journal Article with same title; 88ABW Cleared 06/16/2015; 88ABW-2015-3077.14.Investigations into the use of transcranial direct current stimulation (tDCS) in relieving symptoms of neurological disorders and enhancing cognitive or motor performance haveexhibited promising results. However, the mechanisms by which tDCS impacts brain function remain under scrutiny. We have demonstrated that in vivo tDCS in rats produceda lasting effect on hippocampal synaptic plasticity, as measured using extracellular recordings. Ex vivo preparations of hippocampal slices from rats that have been subjected totDCS of 0.10 mA or 0.25 mA for 30 minutes followed by 30 minutes of recovery time displayed a robust 2-fold enhancement in long term potentiation (LTP) inductionaccompanied by a 30% increase in paired pulse facilitation (PPF). The magnitude of the LTP effect was greater with 0.25 mA compared to 0.10 mA stimulations, suggesting adose-dependent relationship between tDCS intensity and its effect on synaptic plasticity. To test the persistence of these observed effects, animals were stimulated in vivo for 30min at 0.25 mA then allowed to return to their home cage for 24 hours. Observation of the enhanced LTP induction, but not the enhanced PPF, continued 24 hours followingcompletion of 0.25 mA of tDCS. Addition of the NMDA blocker AP-5 abolished LTP in both control and stimulated rats but maintained the PPF enhancement in stimulated rats.The observation of enhanced LTP and PPF following tDCS demonstrates that non-invasive electrical stimulation is capable of modifying synaptic plasticity.15. SUBJECT TERMStranscranial direct current stimulation (tDCS), hippocampal synaptic plasticity, long term potentiation (LTP) induction, paired pulse facilitation (PPF)16. SECURITY CLASSIFICATION OF:b. ABSTRACTc. THIS PAGEUnclassified UnclassifiedUnclassifieda. REPORT17. LIMITATIONOF ABSTRACT:SAR18. NUMBER OF 19a. NAME OF RESPONSIBLE PERSONPAGESKrystal Thomas3119b. TELEPHONE NUMBERStandard Form 298 (Rev. 8-98)Prescribed by ANSI Std. Z39-18

TABLE OF CONTENTSTABLE OF CONTENTS . IACKNOWLEDGEMENTS . II1.0 SUMMARY . 12.0 INTRODUCTION. 23.0 METHODS . 34.0 RESULTS . 55.0 DISCUSSION . 76.0 CONCLUSIONS . 107.0 REFERENCES . 118.0 GLOSSARY. 179.0 APPENDIX . 18i

ACKNOWLEDGEMENTSThis work was supported by the Air Force Office of Scientific Research and a postdoctoralfellowship award from the National Research Council. This research was supported in part by anappointment to the Postgraduate Research Participation Program at the Naval Medical ResearchUnit – Dayton administered by the Oak Ridge Institute for Science and Education through aninteragency agreement between the U.S. Department of Energy and NAMRU.ii

1.0SUMMARYInvestigations into the use of transcranial direct current stimulation (tDCS) in relievingsymptoms of neurological disorders and enhancing cognitive or motor performance haveexhibited promising results. However, the mechanisms by which tDCS impacts brain functionremain under scrutiny. We have demonstrated that in vivo tDCS in rats produced a lasting effecton hippocampal synaptic plasticity, as measured using extracellular recordings. Ex vivopreparations of hippocampal slices from rats that have been subjected to tDCS of 0.10 mA or0.25 mA for 30 minutes followed by 30 minutes of recovery time displayed a robust 2-foldenhancement in long term potentiation (LTP) induction accompanied by a 30% increase inpaired pulse facilitation (PPF). The magnitude of the LTP effect was greater with 0.25 mAcompared to 0.10 mA stimulations, suggesting a dose-dependent relationship between tDCSintensity and its effect on synaptic plasticity. To test the persistence of these observed effects,animals were stimulated in vivo for 30 min at 0.25 mA then allowed to return to their home cagefor 24 hours. Observation of the enhanced LTP induction, but not the enhanced PPF, continued24 hours following completion of 0.25 mA of tDCS. Addition of the NMDA blocker AP-5abolished LTP in both control and stimulated rats but maintained the PPF enhancement instimulated rats. The observation of enhanced LTP and PPF following tDCS demonstrates thatnon-invasive electrical stimulation is capable of modifying synaptic plasticity.1DISTRIBUTION STATEMENT A. Approved for public release.Cleared, 88PA, Case #2015-2442.

2.0INTRODUCTIONClinical studies have revealed the potential of transcranial direct current stimulation (tDCS) as atherapeutic tool. tDCS can partially reverse motor impairments induced by stroke (Jo et al.,2009) and Parkinson’s (Boggio et al., 2006), and can compensate cognitive deficits induced byAlzheimer’s (Ferrucci et al., 2008; Boggio et al., 2009), depression (Fregni et al., 2006; Loo etal., 2012; Brunoni et al., 2014), schizophrenia (Goder et al., 2013) and post-traumatic syndromedisorder (PTSD) (Saunders et al., 2014). In addition to these clinical benefits, tDCS use inhealthy subjects has been observed to improve declarative and working memory (Marshall et al.,2004; Fregni et al., 2005; Jeon and Han, 2012; Hoy et al., 2013), and other cognitive functions(Fiori et al., 2011; Chrysikou et al., 2013; Martin et al., 2014).There is an immense volume of work documenting the effects of various forms of electricalstimulation on neuronal activity. In 1956, it was discovered that weak current stimulation incrayfish resulted in sub-threshold changes in membrane potential inducing either neuronalhyperpolarization or depolarization thus translating to either inhibition or excitation,respectively, depending on the polarity of applied current (Terzuolo and Bullock, 1956). It wassubsequently demonstrated that polarizing current applied to the exposed cortex of ananesthetized rat for at least 5 min produced enhancement in evoked response and spontaneousactivity that persisted for at least 3 hours after cessation of polarizing current stimulation(Bindman et al., 1962). Follow up studies in humans later indicated that tDCS lasting at least 5min applied to the motor cortex induced a significant increase of approximately 150% in motorevoked potential which can be readily measured (Nitsche and Paulus, 2000) but that suchenhancement can only last up to 90 min after the end of stimulation (Nitsche and Paulus, 2001).Recent work using rats subjected to in vivo anodal tDCS corroborates human studies, revealingincreased cortical excitability and improvements in working memory, skill learning and motorcoordination as assessed using a variety of behavioral tests (Dockery et al., 2011; Binder et al.,2014; Romero Lauro et al., 2014). Also consistent with human studies, anodal tDCS has beendemonstrated to possess therapeutic potential in rat models of Alzheimer’s (Yu et al., 2014) andstroke (Jiang et al., 2012). However, the cellular mechanism by which anodal tDCS exerts itseffects remains elusive. Based on past studies on the enhancement of learning and memory inboth human and animals, there is a general consensus that anodal tDCS could enhance synapticplasticity, especially LTP. In vivo application of tDCS in healthy human subjects produced ashort-lasting plasticity in the motor cortex as measured by motor-evoked potentials (Fricke et al.,2011). Similarly, in vivo stimulation in rabbits suggested that tDCS can modify synapses at presynaptic sites that are essential for associative learning (Marquez-Ruiz et al., 2012). In vitroexposures of brain slices to anodal current stimulation enhanced synaptic plasticity in mousemotor cortex (Fritsch et al., 2010) and in CA1 neurons of rat hippocampus (Ranieri et al., 2012).Furthermore, in vitro current stimulation applied directly to rat hippocampal slices has beenshown to alter amplitude and frequency of gamma oscillations, mathematically predicted to beinduced by changes in synaptic function (Reato et al., 2014).There is limited data available on the direct effects of in vivo tDCS on cellular LTP. Here, weshow that in vivo application of anodal tDCS in rats (0.25 or 0.10 mA for 30 min) induced asignificant enhancement in LTP and PPF in the Schaffer collateral-CA1 synapse of the2DISTRIBUTION STATEMENT A. Approved for public release.Cleared, 88PA, Case #2015-2442.

hippocampus. The enhanced effect on LTP in hippocampal slices was dependent on tDCSintensity, and persisted for at least 24 hours following completion of tDCS. Additionally, weshow that the observed tDCS-enhanced LTP at the Schaffer collateral – CA1 pathway isdependent on NMDA receptors whereas tDCS-enhanced PPF is independent of NMDAreceptors.3.0METHODSAnimal handlingAll rats were maintained according to National Institute of Environmental Health Sciences andWright Patterson Air Force Base (WPAFB) Institutional Animal Care and Use Committeeguidelines. The study protocol was reviewed and approved in compliance with the AnimalWelfare Act and with all applicable Federal regulations governing the protection of animals inresearch.All animals (7 week old male Sprague Dawley rats) were purchased from Charles River andreceived a 10 day acclimation period upon arrival to WPAFB facilities prior to surgicalimplantation of an electrode. A total of 34 rats were used for this study. Rats were monitoredfor one week to assess recovery before being randomly selected for sham or tDCS treatment,tDCS stimulation and electrophysiological procedures.Surgical implantation of cranial electrodeAnimals were anesthetized with isoflurane (Shopmedvet) using 5% induction followed by 2-3%isoflurane to maintain anesthetic depth. The head was stabilized using stereotax for theprocedure. Briefly, a rostral-caudal incision was made to reveal the skull and a lateral incisionwas made at the shoulders for exit of electrode wire. A head electrode of .25 cm2 (ValuTrode,Avelgaard Manufacturing Co., 1.25 inch diameter circular electrode cut to 5mm x 5mm) wasapplied to the skull with the center of the electrode resting on the midline 2.5 mm caudal tobregma. The insulated electrode wire was tunneled subcutaneously and exited the lateralincision. A c-clamp was then placed on the skull. C&B Metabond Adhesive Luting Cement(Parkell) was then applied to bond the electrode to skull. Acrylic dental cement (Sigma) wasthen applied to fill space between electrode and clamp to secure electrode in place. Incisionswere then closed around cement and wire by suturing. A minimum of 7 days recovery waspermitted prior to tDCS treatment.tDCS TreatmentFive minutes prior to stimulation, animals were removed from homecage, weighed and broughtto the experimental room. The head electrode was inserted into experimental wires and areference electrode (8.04 cm2, ValuTrode, Axelgaard Manufacturing Co.) was placed betweenthe shoulders with Signagel electrode gel (Parker Laboratories) as the conducting medium. Theanimal was then briefly restrained manually to allow for the reference electrode to be secured viaPetflex cohesive bandage tape (Shopmedvet). Once the electrodes were in place, the animal wasplaced into a novel environment made of plexiglass, containing two novel objects for3DISTRIBUTION STATEMENT A. Approved for public release.Cleared, 88PA, Case #2015-2442.

exploration. Animals were allowed to freely move throughout stimulation and were monitoredvia Ethovision software. tDCS was then applied using a constant current stimulator (MagstimDC-stimulator, Neuroconn) for 30 minutes. The animals that received sham stimulation receivedthe same treatment; however wires were left unhooked from stimulation device. Followingstimulation, the animals were returned to their homecage until time of euthanasia and brain slicepreparation (30 minutes or 24hrs post stimulation).Brain slice preparationRats were euthanized using rapid decapitation. Brain and brain slices were kept viable bykeeping in ice cold artificial cerebrospinal fluid (ACSF) that was kept continuously oxygenated(95/5 O2/CO2). ACSF consists of (in mM): 124 NaCl, 3 KCl, 1.25 KH2PO4, 10 D-Glucose, 1MgSO4, 36 NaHCO3, and 2 CaCl2 (pH 7.4). Cerebellum and approximately 1 cm of frontalcortex were removed and the remaining brain was sectioned at 350 µm thick using a vibratome(VT1000S Leica Microsystems or OTS-4000 FHC Inc) in the transverse plane, at 20laterally off the horizontal axis. Brain slices were maintained in oxygenated ACSF and allowedto recover for at least 60 min prior to recording. A new batch of ACSF was prepared eachmorning of experimentation and continuously oxygenated with 95% O2 and 5% CO2.One hippocampal slice was placed onto the pre-coated MED64 probe, using small weights toanchor the slices down. The probe containing the brain slice was then assembled with theMED64 system, as specified in the MED64 instruction manual. A perfusion cap was used tocirculate fresh oxygenated ACSF into the probe and prevent the slices from drying. The ACSFsolution and oxygen entering the probe chamber were maintained at 32-34 C. Flow rates weremaintained at approximately 0.5 to 1.0 mL/min while ensuring a liquid-air interphase.Humidified oxygen entered the probe at about 0.3-0.5 L/min.Electrophysiology recordingAll electrophysiology recordings were blinded experiments, in which the exposure condition ofthe rat (tDCS or Sham) was not identified until the completion of recordings from all rats in thesame cohort. A cohort is one group of rats of the same age that has undergone electrodeplacement surgery on the same day.All electrophysiology data were obtained using AlphaMed’s MED64 (Automate, Berkeley, CA),an extracellular recording system containing 64 planar microelectrodes arranged in an 8x8 array.Data acquisition and stimulation protocols were performed using Mobius software (Automate,Berkeley, CA). A stimulating current of 10-100 µA was applied to the Schaffer collateralregion of the hippocampus to obtain an input/output relationship curve (Fig. A-1). Evoked fieldpotentials in the form of field excitatory post-synaptic potentials (fEPSP) and population spikeswere obtained in the CA1 region of the hippocampus (Fig. A-1) and recorded every 6 seconds.Using the input/output relationship curve, we determine the size of the stimulating current thatresulted in half of the maximal output response. Typically, a stimulating size of 30-50 µAinduced the half-maximal response and thus was used in our experiments. Baseline recordingwa

Modulating Hippocampal Plasticity with In-vivo Brain Stimulation 5a. CONTRACT NUMBER In-House 5b. GRANT NUMBER . Dayton administered by the Oak Ridge Institute for Science and Education through an . hyperpolarization or depolarization thus transla

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