Mitigation Of Harmful Algal Blooms Using Modified Clays .

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Harmful Algae 69 (2017) 48–64Contents lists available at ScienceDirectHarmful Algaejournal homepage: www.elsevier.com/locate/halMitigation of harmful algal blooms using modified clays: Theory,mechanisms, and applicationsZhiming Yua,b,c,* , Xiuxian Songa,b,c , Xihua Caoa,b , Yang Liua,cabcCAS Key Laboratory of Marine Ecology and Environmental Sciences, Institute of Oceanology, Chinese Academy of Sciences, Qingdao 266071, ChinaLaboratory of Marine Ecology and Environmental Science, Qingdao National Laboratory for Marine Science and Technology, Qingdao 266237, ChinaUniversity of Chinese Academy of Sciences, Beijing 100049, ChinaA R T I C L E I N F OArticle history:Received 21 August 2017Received in revised form 21 September 2017Accepted 21 September 2017Available online xxxKeywords:Modified claysHAB mitigationSurface modification theoryPreparation methodApplications in the fieldEcological effectsA B S T R A C TClay dispersal is one of only a few mitigation methods for harmful algal blooms (HABs) ever applied in thefield; however, low flocculation efficiency has always been the most significant drawback associated withnatural unmodified clays. This review discusses key factors affecting the flocculation efficiency, based onresults obtained in studies of the mechanisms underlying interactions between clay particles and HABorganisms. It further elaborates clay surface modification theory and methods for improving removalefficiency of HAB cells, followed by descriptions of various modified clays successfully prepared withremoval efficiencies of HAB cells that are up to hundreds of times greater than natural clays and havelower dosing requirements of 4–10 t/km2. Presently, modified clays are the most widely used method forthe mitigation of HAB in the field in China. This review also evaluates potential ecological effects ofmodified clay disposal on water quality, typical aquatic organisms, benthic environments, andecosystems. Both laboratory and field results have demonstrated that modified clays markedly canactually improve water quality after treatment and pose no negative effects on aquatic ecosystems. 2017 Elsevier B.V. All rights reserved.1. IntroductionHarmful algal blooms (HABs) are a global marine disaster andtheir prevalence is increasing worldwide with the intensification ofhuman activities. These HAB are not only capable of destroyingmarine ecosystems and impacting human health, but alsothreatening the safety of many industries using ambient seawaters(e.g. coastal nuclear power plants). Anderson (1997) proposed thatone day the disaster would be stopped. Indeed, there is need todevelop effective methods and technologies to control HAB inorder to deal with their unexpected and extensive impacts thatmay compromise the safety of marine ecosystems, human health,and nuclear power plants.Technically, many methods can be used to control HAB as longas they are capable of killing the HAB organisms and inhibitingbloom formation. These methods can be classified as chemical (Caoand Yu, 2003; Divakaran and Sivasankara Pillai, 2002; Li et al.,* Corresponding author at: Key Laboratory of Marine Ecology and EnvironmentalSciences, Institute of Oceanology, Chinese Academy of Sciences, Qingdao 266071,China.E-mail address: zyu@qdio.ac.cn (Z. 9883/ 2017 Elsevier B.V. All rights reserved.2014; Ma and Liu, 2002; Marvin, 1964; Rounsefell and Evans, 1958;Sun et al., 2004a, 2004b; Yu et al., 1993), physical (Kim, 2006;Shirota, 1989),or biological methods (Doucette, 1995; Kodamaet al., 2006; Marcoval et al., 2013; Tang et al., 2015; Wang et al.,2006; Wang and Yu, 2005; Yang et al., 2015; Zhang et al., 2008).Most methods, however, have limited application due to negativeecological impacts, high costs, or poor maneuverability in the field.As a result, very few methods can be applied on a large scale in thefield.In the late 1970s, mitigation of HAB using clays was studied andapplied to Kagoshima coastal waters, Japan (Imai et al., 2006;Shirota, 1989; Yu et al., 1993). As the basic component of soil, clayshave several advantages, they do not cause pollution, involve lowcost, and are convenient to use in the field. As such, the claydisposal method immediately garnered widespread interest(Anderson, 1997; Beaulieu et al., 2005; Kim, 2006; Park et al.,2013; Sengco and Anderson, 2004; Sengco et al., 2001; Yu et al.,1994a). Currently, it has been one of only a few HAB mitigationmethods applied in the field (Anderson et al., 2001; Kim, 2006; Yuet al., 1993; Getchis and Shumway, 2017). Nevertheless, naturalclays have low flocculating efficiency, which is the most seriousdrawback that often leads to the requirement of an exorbitant

Z. Yu et al. / Harmful Algae 69 (2017) 48–64amount of clays to achieve an effective efficiency in the field. As aresult, this leads to increased ecological impact, higher cost andgreater logistic challenges. For instance, it was reported that theclay dosage in aquaculture sites in Japan was 110–400 t/km2(Shirota, 1989), and the loess dosage used in the control ofCochlodinium polykrikoides blooms in Korea was 384 t/km2(Anderson et al., 2001). Thus, low removal efficiency, high dosage,and large deposition loads on the sediments serve as thebottleneck of the clay method when applied in the field (Sengcoet al., 2001; Yu et al., 2004; Getchis and Shumway, 2017).Numerous studies on improving the removal efficiency of clayshave been performed (Lee et al., 2008; Liu et al., 2010; Maruyamaet al., 1987; Miao et al., 2014; Sengco et al., 2001; Sun et al., 2004a,b; Yu et al., 1994c, 1999). In the 1990s, the interaction between clayparticles and HAB organisms was intensely studied by Yu and coworkers (see Yu and Zou, 1994; Yu et al., 1994a,b,c, 1995b) whodetermined the key factors controlling the flocculation efficiencyof clays. Clay surface modification theory and methods forimproving removal efficiency of HAB cells have been proposed.Various modified clays have been prepared with the removalefficiencies that are dozens to hundreds of times greater thanunmodified natural clays, and the resulting dosing requirementdecreased to 4–10 t/km2. Presently, modified clays are the mostwidely used method for the mitigation of HAB in China.49Table 1Zeta potentials of some kinds of marine phytoplankton (Sengco, 2001).ClassOrganismZeta Potential (mV)BacillariophyceaeSkeletonema costatumThalassiosira weisflogiiChaetoceros simplex 7.6 3.0 2.5ChrysophyceaeAureococcus anophagefferensPavlova lutheri 5.6 16.5ChlorophyceaeTetraselmis chuiChlamydomonas sp.Dunaliella salinaPrasinocladus marinus 7.5 13.6 11.0 24.1CoccolithophyceaeCricosphaera carterae 13.8OyptophyceaeRhodomonas lensRhodomonas salina 13.9 13.2DinophyceaeHeterocapsa triquetraProrocentrum micansProrocentrum minimumAlexandrium tamarensisKarenia brevisKarenia mikimotoi 5.3 7.7 12.4 4.5 5.8 3.62. Theory and methods of clay surface modification2.1. TheoryThe clay modification theory originated from HAB flocculationexperiments by Yu et al. (Yu and Zou 1994; Yu et al., 1994a, 1995b),who found that the HAB organism removal efficiencies of claysdepended on clay structure and type. The authors reported thatcertain types of kaolinites had better removal efficiencies, whichdid not agree with the traditionally believed notion thatmontmorillonite has the best removal efficiency. To prove thisnew experimental result theoretically, Yu et al. (1994a,b, 1995c)applied the Derjaguin-Landau-Verwey-Overbeek (DLVO) theory(Derjaguin et al., 1987) to the control of HAB using clay for the firsttime, and studied the interaction between HAB cells and clayparticles, which could be described as electrostatic repulsion (VR)and Van der Waals attraction (VA) as follows:V ¼ VR þ VAð1Þ"VR ¼ era rb ðc2a þ c2b Þ 2ca cb1 þ expð kH0 Þln4ðra þ rb Þc2a þ c2b 1 expð kH0 Þð4Þþlnð1 expð 2kH0 ÞÞ ððVA ¼ Adn1 dn2L6surface negative charges of montmorillonites are stronger thanthose of kaolinites. The surface charges of HAB cells in seawater arealso electronegative as shown in Table 1 (Sengco, 2001; Rosa et al.,2017). The repulsive forces between clay particles and HAB cellsreduce the flocculation efficiencies of natural clays, and to an evengreater extent for montmorillonites (Yu and Zou, 1994) comparedwith kaolinites. Furthermore, the analysis of VA also suggested thatflocculation efficiencies were related to factors such as particlesize, shape, and distance and kaolinites have stronger VA thanmontmorillonites (Yu et al., 1994b, 1995b).The aforementioned theory not only explained the experimental result that flocculation of kaolinites is stronger than that ofmontmorillonites, but also revealed that the surface properties ofclay particles are critical factors controlling flocculation efficiencies. Based on this theory, suppose that the surface of clay particlesis modified using the positively charged modifier MZ , the claysurface potential would be altered as follows (Yu et al., 1994c):#"ZnoX F þ Z i S OH2 f S O g þca ¼ðZ iÞ ð S OÞi MA Ci¼1ð3ÞV denotes the flocculation interaction between HAB cells and clayparticles, which can be divided into VR and VA; a and b denote theclay particles and HAB cells, respectively; ri and ci denote theradius and surface potential of particle “i”; e denotes dielectricpermittivity; k denotes the reciprocal of Debye–Hückal length; H0denotes the distance between the interacting particles; L denotesthe distance between particles; A denotes Hamaker constant; andn denotes the volume of clay particles or HAB cells.Kaolinites and montmorillonites are both layer-structured;kaolinites have two layers (-Al-Si-) while montmorillonites havethree layers (-Si-Al-Si-). Natural clay minerals are electronegativedue to surface hydration and lattice defects in seawater, and thewhere ca denotes the surface potential of the modified clayparticles, F denotes faraday constant, A denotes the total surfacearea of clay particles (m2/L), C denotes surface capacitance, {RS }denotes concentrations of surface functional groups, and Z denotesthe chemical valence of modifier M.According to Eq. (4), the surface charge of clay particles changesfrom negative to positive with increasing MZ concentration, andthe interaction (VR) gradually converts from electrostatic repulsionto electrostatic attraction (Fig. 1). This indicates, in theory, thatsurface modification of clay particles can improve flocculationbetween HAB cells and the clay particles. Further, the length of themodifier molecular chain can also affect the VA, and an appropriatechain length will reduce the distance between the clay particlesand HAB cells (i.e. bridge effect), contributing to an improvementin flocculation efficiencies according to Eq. (3). The validity of thetheory has been proved by a series of additional studies from Yuet al. (1994c) that used the polyaluminum chlorides (PACS) to

50Z. Yu et al. / Harmful Algae 69 (2017) 48–642.2. Preparation methodsAccording to the clay surface modification theory, surfacepotential and effective interaction radius of clay particles are themain factors that influence the HAB organism removal efficiency ofclay. Therefore, modification of the surface properties of clayparticles by means of physical and chemical methods usingmodifiers that could increase surface positive charge and ensureappropriate molecular chain length could further improve the HABorganism removal efficiency of clay. The modified clay preparationmethods mainly include surface adsorption and interlayer insertion (Cao and Yu, 2003; Yu et al., 1994c). Surface adsorption methodFig. 1. Theoretical analog of modifier MZ concentration (X axis) affecting claysurface potential w (left Y axis) and electrostatic interaction VR (right Y axis)between clay particles and HAB cells (Yu et al., 1994c). Clay surface potential wincreases with modifier concentration (CMZ ) and modifier positive valence Z (solidlines), which results in decreasing electrostatic repulsive interaction (VR) betweenclay particles and HAB cells (broken lines), eventually converting to electrostaticattraction (VR 0).modify the surface of clay particles. The results (Fig. 2) showed thatwith increasing PACS concentration, the clay surface graduallybecame less negatively charged and eventually converted topositive charge. The extent of increase in flocculation efficiencywas well correlated with the electropositive changes in modifiedclay surface potential (Yu et al., 1994c, 1999).Overall, increasing the surface positive charges of clay particles,and strengthening the bridging effects between clay particles andHAB cells, are the keys to improving HAB organism removalefficiencies using clays. This is the core of the clay surfacemodification theory, which provides a theoretical mechanism toincrease flocculation efficiency of natural clays and to prepare themodified clays with high removal capacity of HAB organisms.The principle of the surface adsorption method is theadsorption of positively charged modifiers, such as poly-aluminumcompounds (PAC) or appropriate long chain organics (e.g.,hexadecyltrimethylammonium) to increase the positive chargesof clay particles and effective interaction radius. The length of themodifier chain should also be appropriate. If the chains are toolong, self-aggregation among the clay particles tends to occur,resulting in lower efficiencies for clay particles to flocculate HABorganisms. The most frequently used modifiers are PAC, quaternary ammonium salts (e.g., Cao et al., 2006; Cao and Yu, 2003; Wuet al., 2006; Wu and Yu, 2007), polyacrylamide (Zhang, 2013), andaluminum chloride/aluminum sulfate (Liu et al., 2016a). Interlayer insertion methodThe interlayer insertion methods mainly substitutes cationsamong the layers of clay particles through the displacement of ionsin the clay lattice to increase the surface potential of clay particles(Yu et al., 1999), which can be expressed as follows: 3n m 2y 3þxMg2þ Si Mg Al O 3nþ2x m 2ymf SiOg nAl Sim Aln Oymx n ywhere {RSiO} denotes Si-O structure of clay layer. The

and HAB organisms was intensely studied by Yu and co-workers (see Yu and Zou, 1994; Yu et al., 1994a,b,c, 1995b) who determined the key factors controlling the flocculation efficiency of clays. Clay surface modification theory and methods for improving removal efficiency of HAB cells have been proposed. Various Alexandrium

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