2020 SmartWay Logistics, Multimodal, And Shipper Partner .

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A. - "E P AUnited StatesEnvironmental ProtectionAgency2020 SmartWayLogistics, Multimodal, andShipper Partner Tools:Guide to Importing CarrierData Using the OutsideData Import FunctionU.S. Version 2.0.19 (Data Year 2019)EPA-420-B-20-027 I May 2020 I SmartWay Transport Partnership I epa.gov/smartway

ft. w ,,.EA UnitedStatesEnvironmental ProtectionAgency2020 SmartWay Logistics,Multimodal, and Shipper PartnerTools:Guide to Importing CarrierData Using the OutsideData Import FunctionU.S. Version 2.0.19(Data Year 2019)Transportation and Climate DivisionOffice of Transportation and Air QualityU.S. Environmental Protection AgencyEPA-420-B-20-027May 2020

Table of ContentsOVERVIEW . 1HOW THE DATA IMPORT FUNCTION WORKS. 2PREPARING YOUR CARRIER DATA TO IMPORT INTO YOUR TOOL . 4Step 1: Enter Company Level Data. 4Step 2: Create Your Carrier File. 5Step 3: Populate The File With Carrier Data From Your In-House Computer System.12Step 4: Carrier Matching (Optional).12Step 4a: Populate The File With Company-Specific Carrier Identification Information .12Step 4b: Upload Your Carrier File Into The Smartway Portal .14Step 4c: Export Your Matched Carrier File From The Smartway Portal .15Step 5: Import And Validate Your File.15Step 6: Enter Additional Data Into The Tool .19APPENDIX A: SPECIAL CASES/CONSIDERATIONS .A-1You Wish To Add More Carrier Data At A Later Date .A-1You Have Manually Entered Carrier Data Into The Tool And Then Decide To Import Outside Data .A-1APPENDIX B: GLOSSARY .B-1APPENDIX C: CARRIER FILE FIELD DESCRIPTIONS .C-1SmartWay Guide to Importing Carrier Data Using the Outside Data Import Function ǀ Table of Contents iii

OverviewThe SmartWay Logistics, Multimodal, and Shipper Tools have an Outside Data Import function. This functionreduces the need to manually enter carrier activity data by allowing you to create a data file that containsyour company’s in-house carrier data in SmartWay’s prescribed data format.In response to companies that have had difficulty matching the carrier information in their databases with thedata that carriers submit to SmartWay, a carrier matching function was added previously that enablespartners to identify which of their current carriers are SmartWay Partners. This matching function can befound in the SmartWay Portal.Note that the Data Import functionality is only available in the Shipper Tool for partners participating at theWay 3 or Way 4 level and who specify Data Import as the Input Method in Step 5 on the Home screen.THE OUTSIDE DATA IMPORT FUNCTION IS RIGHT FOR YOU IF:you use a relatively large number of carriers (both SmartWay and/or non-SmartWay) and youhave an in-house data collection system that contains carrier activity data necessary topopulate your SmartWay Tool for submission to EPA.SmartWay Guide to Importing Carrier Data Using the Outside Data Import Function ǀ Overview 1

How the Data Import Function WorksThis function allows you to import data from your in-house data tracking systems directly into your Tool.To input your company’s carrier data into the Tool, you will create an Excel (XLSX) or Comma-SeparatedValues (CSV) file that meets certain basic SmartWay specifications, and merge that file with your in-housedata to produce a complete profile of your carriers’ activity.This file will be uploaded into the Tool and will save you the time of manually entering data to calculate youremissions footprint and/or percent SmartWay (% SmartWay).In addition to your carriers’ activity data, you may add company-specific carrier identification informationand/or carrier contact information into the file described in the previous section. You may now add up to 13extra fields of carrier identification information and 3 fields of carrier contact information to your file. The newfields include:Carrier name as it appears in your company’s system/databaseUp to three Internal Carrier ID codes from your company’s database systemSCACMCNDOTNSCStreet addressCityState / Province abbreviationZIP / Postal codePhone numberContact’s email addressContact’s correspondence namePreferred language of correspondenceIn future years this information will be available as additional match criteria in the SmartWay Partner Matchfunction accessible from the SmartWay Portal. These fields must be formatted in a specific way in order towork with the SmartWay tools and database; file preparation and format is described in the next section.SmartWay Guide to Importing Carrier Data Using the Outside Data Import Function ǀ How the Data Import Function Works 2

SmartWay Guide to Importing Carrier Data Using the Outside Data Import Function ǀ How the Data Import Function Works 3

Preparing Your Carrier Data to Import into YourToolThere are six steps to preparing your XLSX or CSV file for import into the Tool.Step 1: Enter your company level dataStep 2: Open your Logistics Business Unit/Shipper Company and proceed to the Import/Exportscreens to create your FileStep 3: Populate the file with carrier data from your in-house computer systemsStep 4: Carrier matching (OPTIONAL) Step 4a: Populate the file with your company-specific carrier identification information Step 4b: Upload your Carrier file into the SmartWay Portal Step 4c. Export your matched carrier file from the SmartWay PortalStep 5: Import and validate your fileStep 6: Enter additional data into the ToolPlease note that due to the variability in Partner data systems, EPA does not have theresources to assist you in creating and importing this file. You should rely on your own inhouse IT/MIS computer staff.STEP 1: ENTER COMPANY LEVEL DATABefore you can import outside data, you must take these initial steps for completing your Tool:1.Enter your company name and contact information.2.Define your business unit(s) 1.3. Download the latest carrier data file.4,For the Shipper Tool only, select your Participation Level and Data Input Method.a.1You must select either the Way 3 or Way 4 participation level; data import is not available forpartners who select Way 2.Terminology varies with Tool: Logistics users define “business units”, and Shippers define “companies”.SmartWay Guide to Importing Carrier Data Using the Outside Data Import Function ǀ Preparing to Import your Data 4

b. You must select Data Import as the Input Method.5, When you have at least one business unit defined, you can then import carrier data for that businessunit.6.Double click on the business unit name on the Home screen.Once you have performed these five steps, you will be ready to use the Outside Data Import function.STEP 2: CREATE YOUR CARRIER FILEThere are three basic methods for creating your Carrier file:Option 1 — Export a Master File: This method can be used if you have a very large number ofSmartWay Carriers. With this approach, you generate an XLSX or CSV file complete with all currentSmartWay Carriers in the correct format (using the “Export Master File” button on the “Exportcarriers” tab). You can then open this file in Excel and delete any SmartWay Carriers you don’t use,and enter data regarding activity and other details related to how you use your carriers.Option 2 — Manually Build a Carrier File: This method is a good option if you have a smaller numberof carriers (e.g. 100 or fewer) that you can manually identify. In this approach, you manually selectcarriers in the Tool and then export an XLSX or CSV file (using the “Export Selected Carriers” buttonon the Export Carriers tab) that can then be populated with data from your in-house data system.Option 3 — Create a Carrier File from Scratch: If you have a large number of carriers (e.g., 100 ormore) you may choose to create your Carrier file from scratch using your in-house system. If youchoose this approach, the best way to ensure compatibility between your file and the Tool is toreview the example Carrier file. This will aid your IT staff in producing an XLSX or CSV file with thecorrect format.Once you have created a Carrier file, you can use the matching function to identify and match which of yourcarriers are SmartWay carriers. If this is the first reporting year you have used the matching function, you canmatch your carrier data with data SmartWay Carriers have submitted using identification fields you have inyour database, including the carrier’s address, phone number, SCAC code, MCN code, and/or DOT number.In future years you can match your carrier data with carrier data in SmartWay by including your own uniqueidentification data in the Carrier file. For example, if you have a unique Carrier ID for each of your carriers,include that in the Carrier file this year so that this information is stored in the SmartWay database. Then insubsequent years, when you include your unique identifier in the Carrier file, you can use the SmartWayPortal to find your carriers for the current reporting year. Your company-specific match data is not sharedwith other companies.The steps to use the new carrier matching function are:1.Create your Carrier XLSX or CSV fileSmartWay Guide to Importing Carrier Data Using the Outside Data Import Function ǀ Preparing to Import your Data 5

2.Import your Carrier file into the SmartWay Portal3,Export your matched carrier file from the SmartWay Portal4- Import your matched carrier file into the Tool5,Edit your carrier identification information (optional)These steps are incorporated into the complete set of steps for the import function in the “Preparing YourCarrier Data to Import into Your Tool” section below.Step by step instructions for all three data import/export methods follow.Option 1: Export A Master File1.Select the Export Carriers Tab.Data DisplayHanu.al Input Non· Smar1:Way CarriersInflnx:tio-2.Select the file type for your export (XLSX or CSV).Select the file type for your export:r.Excel file (.xlsx)r csv file (.csv)3- Select the Export Master File button., x - ., .,, , ,., .,,. ,. .IIL Ex-Ma s t ic.P::::- to, DataExoort/lmoort CodflA Save As screen will pop up.5,6.Save the document with a name of your choosing, in any folder on your computer for which you haveread/write access.File name:I e rDataMaster .csvSave as type:ICSV Files ("' . csv)----Open this file in Microsoft Excel (recommended) or other software that supports CSV files if you havesaved the file as a CSV.SmartWay Guide to Importing Carrier Data Using the Outside Data Import Function ǀ Preparing to Import your Data 6

7.Delete any SmartWay Carriers that you did not use during the reporting year.8. Note that the first 19 rows in the master file represent non-SmartWay carriers. If you used any nonSmartWay carriers you must account for their combined mileage and/or ton-mileage in theappropriate non-SmartWay designation.9Save this modified file to your designated computer folder.10.Proceed to Step 3 on page 15 (“Populate the file with Carrier Data from Your In-house ComputerSystems”).Option 2: Manually Build A File1.Navigate to the Manual Input SmartWay Carriers tab:a.In the Logistics and Multimodal Tools, select the Manual Input SmartWay Carriers tab directly.Ol:Mr Input Optionsb. In the Shipper Tool, select the Manual Input tab and then select the Manual Input SmartWayCarriers tab.Carrier Suh rrvisionActivity DataExport Carriers% SmartWayMatch My Carriers% SmartWayWeight I nManual InputMile & WeiData Import2.Select your SmartWay Carriers using the Tool’s user interface filters (e.g., the Carrier Name box, theCarrier Mode drop-down list box, the SmartWay Category drop-down list box, the SCAC, MCN, DOTand/or NSC box, and the Address/City/State/Zip boxes). An example selection screen is shownbelow for the Logistics Tool.SmartWay Guide to Importing Carrier Data Using the Outside Data Import Function ǀ Preparing to Import your Data 7

Activity D a bCl. S:martWayDab DispbyManua l Input Non-Sona . -a y Car.,.-cto identify and select voui· canie l''.S that a Sma1twav Pa1tnei-s. You may search f or .soecif'"K: oa1tnei-s u.sinQ t he data enby f '"et lds and filtei-sshown l,eluw, Seb.:l U1 HELP I.Jullo n cal LIi I.Jollom or lhe hK more t.l l.dib .lJ:5e this screenJ\dd.ress1.,,,.v., I .:.lOtyHCN.:JDOT.:.I.:.INSCStnt:cr---- r---- r----13RPrnnVP F t -ZIPI .2-1"-1n 1rTW. yCdrriot .r Mud- :cateoorvSCACHCNDOTNSCOBBLMC800026DOT2SS7SS?N/ A?'187 Regency s Box S 71168S H Stre et 7 FCOSMC833S6 1MC3 76181MC9S6386OOT2SS6828N/ASSOO 3rd Street60 Doughboy Roa3 18 W . l\d.,c r.o.Logictia:LogictkELogict:io:( P.---. rta. TR I hnTTon r n S:inar1:WayCategoryJOelet:e Selected Carriers w1,; G Ilr7Tf ffl3DOT:24237SODOT222S931nu1tr1p1P lrPmc;;)( ;ornrr Mnrlf"'XTVQIFffC.,. ::·:·: - - ·', iffl, :1 18jjM&iaMP ac e L-6As you find each of your carriers, select the ‘Add Selected Carriers to List Below’ button. When youuse this button, the carrier selected in the upper list box will be added to the list in the “SelectedSmartWay Carriers” box at the bottom of the screen.r 5clcctcd SmartWay Camcn: 1Sm.-rlW yCarncr'1odcISi Glloice Loqisttal UC31\N rtl 09S'b, tncA & Z Trucb klc,A GklbalLOg,aaaFfe"art Ccn1rlKtC.r s, trc. : Flil do,.,t:a:,,Frc-ont Ccn1rlKt Cm-crs, lrc.: V,:n C)vt:;.a,FTt: 2S 10026 Cn6:!11 LJmDOdc.1 .,l.o;)olklLoo lkllogslklLoo ll :JlEOn,C I .BL90,-,;: lQTrudeIS\,1bc,dT,ud,TRld 1\Jtlry \l;:inltjllfy ' '"RI.ClRI.Cll!SCNOOT22229i IDOT733DOT7lJOOTI00%9IISC"'"N{A1118]958:Z4- Select the Manual Input–Non SmartWay Carriers tab.Input earnersActivity Oa ta[ MtructionsEnter your non-SmartWay carrier infonnation on thl'S screen. You can reference the complete list of SmartWay carriers on the previous screen in order todetermine if particular carriers are currently Partnership members, and return to this screen as needed.IJRequired Information Regarding Your Non-SmartWay earnersTotal Number of Non-SmartWay canier.i for this Business Unit:SmartWay Guide to Importing Carrier Data Using the Outside Data Import Function ǀ Preparing to Import your Data 8

5, Enter the total number of non-SmartWay carriers used by your company in the reporting year, andspecify their modes (truck, logistics, rail, barge, air, and/or multimodal) by selecting the appropriatenon-SmartWay carrier(s) from the list and selecting the “Add Selected Carrier Types to List Below”button.Input Carrie rsActivity DataData DisplayCVo S martWayOther Input OptionsEnter yo ur no n-SmartWay carrier informatk n on t his screen. You can reference t he complete list of SmartWay caniers on the previous saeen in order todetennine if partk:ular carriers are rurrentfy Partnership members, and return to this screen as needed.Required lnfonnation Regarding Yo ur Non-SmartWay Carriers7Total Number of Non-SmartWay earners for this Business Unit :Please ched this box t o indicate that a l Non-SmartWay Carriers have been added for this business unitAVAILABLE HON-SMA RlWAY CARRIER TYPESr.2.JCarrier TypeCarrier Modenon--5martway Barge earnernon-5martwav Lot;;stics carriernon-Smartway Mutimodal Carriernon-SmartwayTn.rl Carrie' Auto c.-nernon-SmartwayTn.rlGarrier - Draynon-SmartWay Truck carrier ExPedtednon-Smartwa Truck Carrie" - Flatbed""'"".Utmodallcq5ticsJTadTadTadTadAdd Selected Carrier Types to list BelowL butt on to 5elect muttip items)SELECTED NON- SMARTWAY CARRIERScarrier Typenon-Smartwa y Ai" Gamer - Long Haunon-Stnartway Bar camernon-5martway Loc;;jstics earnernon-5martway "'11.J!timodal Carr.el'non-Smart Wa yTnx:k Carner - GeneralX Delete Selected Carrier TypesScreenDem o6.Once you have selected all of your SmartWay and non-SmartWay carriers, go to the Export Carrierstab:a.In the Logistics and Multimodal Tools, first select the Other Input Options tab and then selectExport Carriers.Input CarriersActrvity Data%SmartWayIMtructi OutRde u ImportMiitchMy me:n;b. In the Shipper Tool, first select the Data Import tab and then select Export Carriers.Mile& WEManual Input SmartWay CarriersData ImportMi le & WeightManual InputSmartWay Guide to Importing Carrier Data Using the Outside Data Import Function ǀ Preparing to Import your Data 9

Note: Steps 7 and 8 are for Shipper Tool users only.Select the Carrier Subdivision tab.7Input Carriers8.Activity DataD/o5martWayEnter any distinguishing data you wish for each carrier selected, such as inbound/outbound anddomestic/international designations on this screen. Begin by selecting a carrier in the “All SelectedCarriers” box at the top of the screen. Then highlight the carrier name in the lower box. At this timethe optional carrier descriptor cells will become active at the bottom of the screen. After entering thedesired information, select the “Apply Descriptive Data to Selected Carrier” button to save yourdata. Repeat this process for as many of your selected carriers as needed.Input CarriersActivity Data% SmartWayM & Weight ImprovementsModal Shift ImpactsThis screen alows you to add information to characterize your carriers and to subdtvide your carriers' activity by various designations. As a Way 4 Shipperyou need to complete either this section by subdividing at least one carrier or complete the Mile & Weight Improvements or Modal Shift Impact sections.Al Selected Carriers,: 3Carrier ModeA .M. Transport es, Inc.LogisticsA.M.Transport Servkes, Inc.Loo,slics2.JSCAC"""' """' HCNDOTNSCDOT221471OOT2214717MC224875MC22"1875N/AI1 --, --- ,- ·Add Row for ! N I CarrierSmartWayCategoryCarrier Rows for non-SmartWay Truck Carrier- Auto Carrie.r: 2I JDC@I InbocndKA/tbqu,dC\Jtboundnon-Smartway Truck: carrier · Auto came, Inbound/OutboundBusiness UnitInternal Shipper Segment 1.:.J.JOomestic./ International.JIInternal Shipper .§eoment 2.:.l .JX.Delete Selected Carrie.r Row-ScreenDemoPage S-29g. Select the file type for your export (XLSX or CSV).Select the file type for your export:r-Excel file (.xlsx)r csv file (.csv)SmartWay Guide to Importing Carrier Data Using the Outside Data Import Function ǀ Preparing to Import your Data 10

10. Select the Export Selected Carriers button.Export Selected Carriers 11.- - -Ex- port M a ste r Fi, 1e .,o e t a n e 11 n s t r u c tions f o r o a t a Exoort 1 1moort o 10 .,A Save As screen will pop-up.12. Save the document with a name of your choosing, in any folder on your computer for which you haveread/write access.13. Proceed to Step 3 on page Error! Bookmark not defined. below (“Populate the file with Carrier Datafrom Your In-house Computer Systems”).Option 3: Create A Carrier File from ScratchYou may also choose to create your Carrier file from scratch using your in-house data system.Provide these instructions to your technical support staff that manage your in-house system. They shouldfollow these general steps:1.Review the example Carrier file for the required format. Your Carrier file must be saved as an XLSX orCSV file.2.Carrier files generated by a SmartWay tool contain several rows of

Carrier Data to Import into Your Tool” section below. Step by step instructions for all three data import/export methods follow. Option . 1: Export A Master File . Select the . Export Carriers . Tab. Select the file type for your export (XLSX or CSV). Select the . Export Master File . button. A . Save As . screen will pop up.

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