Official Protocol Title: Carcinoma (KEYNOTE-240) 21

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Official Protocol Title:A Phase III Study of Pembrolizumab (MK-3475) vs. BestSupportive Care as Second-Line Therapy in Subjects withPreviously Systemically Treated Advanced HepatocellularCarcinoma (KEYNOTE-240)NCT number:Document Date:NCT0270240121-Dec-2017

Product: MK-3475Protocol/Amendment No.: 240-031THIS PROTOCOL AMENDMENT AND ALL OF THE INFORMATION RELATINGTO IT ARE CONFIDENTIAL AND PROPRIETARY PROPERTY OF MERCKSHARP & DOHME CORP., A SUBSIDIARY OF MERCK & CO., INC.,WHITEHOUSE STATION, NJ, U.S.A.SPONSOR:Merck Sharp & Dohme Corp., a subsidiary of Merck & Co., Inc.(hereafter referred to as the Sponsor or Merck)One Merck DriveP.O. Box 100Whitehouse Station, New Jersey, 08889-0100, U.S.A.Protocol-specific Sponsor Contact information can be found in the Investigator Trial FileBinder (or equivalent).TITLE:A Phase III Study of Pembrolizumab (MK-3475) vs. Best Supportive Care as Second-LineTherapy in Subjects with Previously Systemically Treated Advanced HepatocellularCarcinoma (KEYNOTE-240)IND NUMBER: 123,482EudraCT NUMBER: 2015-004567-36MK-3475-240-03 Final Protocol04TC56Confidential21-Dec-2017

Product: MK-3475Protocol/Amendment No.: 240-032TABLE OF CONTENTSSUMMARY OF CHANGES . 111.0TRIAL SUMMARY. 262.0TRIAL DESIGN. 272.1Trial Design . 272.2Trial Diagram. 293.0OBJECTIVE(S) & HYPOTHESIS(ES). 293.1Primary Objective(s) & Hypothesis(es) . 293.2Secondary Objective(s) & Hypothesis(es). 303.3Exploratory Objectives. 304.0BACKGROUND & RATIONALE. 314.1Background . 314.1.1Pharmaceutical and Therapeutic Background . 314.1.2Pre-clinical and Clinical Trials . 334.1.3Ongoing Clinical Trials. 334.1.4Information on Other Trial-related Therapy . 334.2Rationale . 344.2.1Rationale for the Trial and Selected Subject Population . 344.2.2Rationale for Dose Selection/Regimen . 344.2.3Rationale for the Use of Comparator/Placebo . 354.2.4Rationale for Endpoints . 364.2.4.1Efficacy Endpoints. 364.2.4.1.1Primary Efficacy Endpoint . 364.2.4.1.2Secondary Efficacy Endpoint . 364.2.4.1.3Exploratory Efficacy Endpoint . 364.2.4.2Immune-Related RECIST . 364.2.4.3Patient Reported Outcomes. 374.2.4.4Safety Endpoints . 384.2.4.5Biomarker Research. 394.2.4.6Future Biomedical Research . 40MK-3475-240-03 Final Protocol04TC56Confidential21-Dec-2017

Product: MK-3475Protocol/Amendment No.: 240-034.35.03Benefit/Risk . 41METHODOLOGY . 41Entry Criteria. 415.15.1.1Diagnosis/Condition for Entry into the Trial . 415.1.2Subject Inclusion Criteria. 415.1.3Subject Exclusion Criteria . 445.2Trial Treatment(s) . 465.2.1Dose Selection/Modification . 475.2.1.1Dose Selection (Preparation) . 475.2.1.2Dose Interval Modification for Non-Hepatic Drug-Related AdverseEvents. 475.2.1.3Guidance for Diagnosis and Management of Hepatic Events of ClinicalInterest (ECIs). 515.2.2Timing of Dose Administration . 565.2.3Trial Blinding. 565.3Randomization . 565.4Stratification. 575.5Concomitant Medications/Vaccinations (Allowed & Prohibited) . 575.5.1Acceptable Concomitant Medications . 575.5.2Prohibited Concomitant Medications. 585.6Rescue Medications & Supportive Care . 595.6.1Rescue Medications . 595.6.2Supportive Care Guidelines . 595.7Diet/Activity/Other Considerations. 625.7.1Diet. 625.7.2Contraception . 625.7.3Use in Pregnancy . 655.7.4Use in Nursing Women. 655.8Subject Withdrawal/Discontinuation Criteria . 655.8.1Discontinuation of Treatment . 655.8.1.1Discontinuation from Study Therapy after Complete Response . 665.8.2Withdrawal from the Trial . 665.8.3Lost to Follow Up . 67MK-3475-240-03 Final Protocol04TC56Confidential21-Dec-2017

Product: MK-3475Protocol/Amendment No.: 240-0345.9Beginning and End of the Trial . 675.10Clinical Criteria for Early Trial Termination . 676.0TRIAL FLOW CHART . 686.1Initial Treatment with Study Drug . 686.2Second Course Treatment. 747.0TRIAL PROCEDURES . 777.1Trial Procedures . 777.1.1Administrative Procedures . 777.1.1.1Informed Consent. 777.1.1.1.1General Informed Consent. 777.1.1.1.2Consent and Collection of Specimens for Future BiomedicalResearch. 787.1.1.2Inclusion/Exclusion Criteria . 787.1.1.3Subject Identification Card . 787.1.1.4Medical History . 787.1.1.5Disease Details. 787.1.1.6Prior and Concomitant Medications Review . 787.1.1.6.1Prior Medications. 787.1.1.6.1.1 Prior Treatment Details for HCC . 797.1.1.6.2Concomitant Medications . 797.1.1.7Subsequent Anti-Cancer Status. 797.1.1.8Assignment of Screening Number . 797.1.1.9Assignment of Treatment/Randomization Number . 797.1.1.10 Trial Compliance (Medication/Diet/Activity/Other) . 807.1.2 Clinical Procedures/Assessments. 807.1.2.1Adverse Event Monitoring. 807.1.2.2Physical Exam. 807.1.2.2.1Full Physical Exam . 807.1.2.2.2Directed Physical Exam . 807.1.2.3Height, Weight, and Vital Signs . 817.1.2.412-Lead Electrocardiogram . 817.1.2.5Eastern Cooperative Oncology Group Performance Status. 81MK-3475-240-03 Final Protocol04TC56Confidential21-Dec-2017

Product: MK-3475Protocol/Amendment No.: 240-0357.1.2.6Child-Pugh Score . 817.1.2.7Patient Reported Outcomes (PROs). 817.1.3Laboratory Procedures/Assessments . 827.1.3.1Laboratory Safety Evaluations (Hematology, Chemistry, andUrinalysis). 827.1.3.2Pregnancy Tests . 837.1.3.3Central Laboratory Assessments. 837.1.3.4Pharmacokinetic (PK) /Pharmacodynamic Evaluations . 837.1.3.4.1Blood Collection for PK . 837.1.3.4.2Blood Collection for Anti-pembrolizumab Antibodies . 837.1.3.5Blood Samples for RNA Analysis, and Biomarker Studies . 847.1.3.6Tumor Tissue . 847.1.3.7Planned Genetic Analysis Sample Collection. 847.1.3.8Future Biomedical Research Sample Collection . 847.1.4 Efficacy Measurements. 857.1.4.17.1.5Tumor Imaging and Assessment of Disease . 857.1.4.1.1Initial Tumor Imaging. 857.1.4.1.2Tumor Imaging During the Trial . 857.1.4.1.3End of Treatment and Follow-up Tumor Imaging. 867.1.4.1.4Second Course (Retreatment) Tumor Imaging . 867.1.4.1.5RECIST 1.1 Assessment of Disease . 877.1.4.1.6Modified RECIST (mRECIST) Assessment of Disease. 877.1.4.1.7irRECIST Assessment of Disease. 88Other Procedures. 917.1.5.1Withdrawal/Discontinuation . 917.1.5.1.1Withdrawal From Future Biomedical Research . 927.1.5.2Blinding/Unblinding . 927.1.5.3Calibration of Equipment. 937.1.6Visit Requirements. 937.1.6.1Screening. 937.1.6.2Treatment Period. 947.1.6.3Post-Treatment Visits. 957.1.6.3.1Safety Follow-up Visits . 95MK-3475-240-03 Final Protocol04TC56Confidential21-Dec-2017

Product: MK-3475Protocol/Amendment No.: 240-037.1.6.3.2Follow-up Visits . 957.1.6.3.3Survival Follow-up . 967.1.6.47.26Survival Status . 96Assessing and Recording Adverse Events . 967.2.1Definition of an Overdose for This Protocol and Reporting of Overdose tothe Sponsor. 977.2.2Reporting of Pregnancy and Lactation to the Sponsor . 977.2.3Immediate Reporting of Adverse Events to the Sponsor . 987.2.3.1Serious Adverse Events . 987.2.3.2Events of Clinical Interest. 997.2.3.3Protocol-Specific Exceptions to Serious Adverse Event Reporting . 1007.2.4Evaluating Adverse Events . 1007.2.5Sponsor Responsibility for Reporting Adverse Events . 1037.3Trial Governance and Oversight. 1037.3.1Scientific Advisory Committee. 1037.3.2Executive Oversight Committee . 1037.3.3Data Monitoring Committee . 1038.0STATISTICAL ANALYSIS PLAN . 1048.1Statistical Analysis Plan Summary . 1048.2Responsibility for Analyses/In-House Blinding . 1068.3Hypotheses/Estimation . 1068.4Analysis Endpoints . 1078.4.1Efficacy Endpoints . 1078.4.1.1Primary. 1078.4.1.2Secondary. 1078.4.28.5Safety Endpoints . 107Analysis Populations. 1078.5.1Efficacy Analysis Populations . 1078.5.2Safety Analysis Populations . 1088.6Statistical Methods. 1088.6.1Statistical Methods for Efficacy Analyses . 1088.6.1.1Progression-free Survival. 108MK-3475-240-03 Final Protocol04TC56Confidential21-Dec-2017

Product: MK-3475Protocol/Amendment No.: 240-0378.6.1.2Overall Survival . 1108.6.1.3Objective Response Rate . 1118.6.1.4Disease Control Rate. 1118.6.1.5Time to Progression . 1118.6.1.6Duration of Response. 1128.6.2Statistical Methods for Safety Analyses . 1138.6.3Summaries of Demographic and Baseline Characteristics . 1158.7Interim Analyses . 1158.7.1Efficacy Interim Analyses.

Previously Systemically Treated Advanced Hepatocellular Carcinoma (KEYNOTE-240) Product: MK3475 - 1 Protocol/Amendment No.: 240-03 MK-3475-240-03 FinalProtocol 21-Dec-2017 Confidential THIS PROTOCOL AMENDMENTAND ALL OF THE INFORMATION RELATING TO IT ARE CONFIDENTIAL AND PROPRIETARY PROPERTY OF MERCK

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