Optical Coherence Tomography: Potential Clinical Applications

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Curr Cardiovasc Imaging Rep (2012) 5:206–220DOI 10.1007/s12410-012-9140-xINTRAVASCULAR IMAGING (U LANDMESSER, SECTION EDITOR)Optical Coherence Tomography: PotentialClinical ApplicationsAntonios Karanasos & Jurgen Ligthart &Karen Witberg & Gijs van Soest & Nico Bruining &Evelyn RegarPublished online: 3 May 2012# The Author(s) 2012. This article is published with open access at Springerlink.comAbstract Optical coherence tomography (OCT) is a novelintravascular imaging modality using near-infrared light. ByOCT it is possible to obtain high-resolution cross-sectionalimages of the vascular wall structure and assess the acuteand long-term effects of percutaneous coronary intervention. For the time being OCT has been mainly used inresearch providing new insights into the pathophysiologyof the atheromatic plaque and of the vascular response tostenting, however, it seems that there is potential for clinicalapplication of OCT in various fields, such as pre-interventionalevaluation of coronary arteries, procedural guidance in coronary interventions, and follow-up assessment of vascular healing after stent implantation. This review will focus on thepotential and advantages of OCT in the clinical practice of acatheterization laboratory.Keywords Optical coherence tomography . Intravascularimaging . Percutaneous coronary intervention . Stentcoverage . Restenosis . Stent thrombosis . Fractional flowreserve . Intravascular ultrasound . Procedural guidance .Coronary angiography . Stent . Plaque . AtheromatosisIntroductionSince the introduction of percutaneous coronary intervention(PCI), coronary angiography has been the tool for assessing theneed for revascularization, as well as for assessing the results ofthe interventions. The advent of intravascular ultrasoundA. Karanasos : J. Ligthart : K. Witberg : G. van Soest :N. Bruining : E. Regar (*)Department of Cardiology, Erasmus University Medical Center,Thoraxcenter, BA-585, ‘s Gravendijkwal 230,3015 CE Rotterdam, The Netherlandse-mail: e.regar@erasmusmc.nl(IVUS) has opened a new chapter in PCI guidance, enablingthe transition from assessment of the lumen to the directassessment of plaque and vessel morphology and the evaluation of the vessel wall response to stenting. Utilizing thisapproach, IVUS studies have provided useful insights intothe pathogenesis and prevention of stent failure [1–3] as wellas the dynamic nature of atherosclerosis and the impact ofmedical therapy [4–6]. Despite, however, the enormous contribution of IVUS, it is limited by low axial resolution (100–150 μm) and poor capability to discriminate different plaquecomponents that precludes assessment of specific plaque andstent characteristics. Technological advances have led to thedevelopment of new intravascular imaging methods. We willdiscuss the potential and advantages of optical coherence tomography (OCT) in the clinical practice of a catheterizationlaboratory. Table 1 summarizes some potential clinical applications of OCT.Basic Principles of OCT ImagingOCT is an intravascular imaging method capable of provingcross-sectional images of the vascular wall with a high axialresolution (5–15 μm) and a lateral resolution of approximately25 μm. This high resolution, however, comes at a cost ofreduced penetration depth caused by the rapid attenuation oflight waves in the tissue, and of the need to temporarilydisplace blood during imaging, because of the high scatteringof light caused by erythrocytes. OCT in contrast to IVUS isbased on emission of near-infrared light rather than acousticwaves for imaging. These infrared light waves reflect off thevascular wall and are then received and processed by the OCTimaging system. As the wavelength of light waves is fargreater than those of the intravascular ultrasound, OCT cannotdirectly interpret the signal, but uses instead a technique called

Curr Cardiovasc Imaging Rep (2012) 5:206–220Table 1 Potential clinical applications of optical coherence tomography (OCT)SettingApplicationLesion evaluation Assessment of culprit lesion in acute coronarysyndromes: evaluation for plaque rupture and/orthrombus in patients without angiographicallyevident culprit lesionEvaluation of lesions with angiographic haziness:differential diagnosis between thrombus,dissection, heavy calcificationDetermination about presence or absence ofplaque (e.g. in coronary spasm)Pre-proceduralassessmentLuminal measurements for selection of balloonand stent dimensionsAssessment of plaque morphology in order toguide therapeutic strategy and device selection(rotablation, cutting balloon, etc.)Evaluation of the optimal location in the vessel forimplantation of a coronary stentUse for tracking the exact guidewire position(i.e. in chronic total occlusion or in bifurcationstenting)Use in bifurcation intervention (assessment ofcarina, ostia of side-branches, stent cellgeometry)Post-proceduralassessmentAssessment of stent expansion (detection ofunder-expansion, residual stenosis, incompletestent apposition)Assessment of vascular injury: detection of edgedissections, tissue protrusion, intra-stentthrombusAssessment of intervention by adjunctivedevices: measurement of luminal enlargementafter cutting balloon angioplasty, assessment ofthe reduction of calcification after rotablationAssessment of adjunctive therapies in acutecoronary syndromes: evaluation of residualthrombus burden after thrombectomy orselective administration of IIb/IIIa antagonistsFollow-up stentassessmentMid-term and long-term assessment of stent safetyand efficacy: evaluation of stent restenosis(quantitative and qualitative), stent thrombosis,and stent coverage as a surrogate for vesselhealingMonitoring of the bioresorption and the healingresponse after implantation of bioresorbablescaffoldslow-coherence interferometry in order to process the reflectedsignal. By this technique, an interferogram is created that canbe analyzed by the imaging system in order to interpret thereflection as temporal delay or as tissue length (A-line) [7 ].Time-Domain and Fourrier-Domain OCT SystemsThere are two processing methods that are being used forintravascular OCT imaging: Time Domain OCT (TD-OCT),207and the recently introduced Fourier Domain OCT (FD-OCT),which is also known as second generation OCT, FrequencyDomain OCT, or Optical Frequency Domain Imaging (OFDI).FD-OCT systems can record A-lines at a very high speed,while improving noise-signal ratios resulting in greater penetration depth, without loss of vital detail or resolution. In thisway, imaging acquisition time and contrast used is reduced,while longer pullbacks are acquired [8].Intravascular FD-OCT Systems and Image AcquisitionTechniqueCurrently available FD-OCT systems are utilizing a shortrapid-exchange monorail catheter for mounting of the optical probe. The optical signal is transmitted by a single-modefiber, automatically mounted on the catheter, the focus ofwhich is approximately 1 mm outside the catheter. In orderto scan the vessel lengthwise, the catheter imaging tip ispulled back while rotating, inside a transparent sheath,allowing for retrieval of consecutive cross-sectional imagesfor a length of 50–70 mm from the coronary artery. Bothrotary and pullback motion are driven proximally by amotor outside the patient. For image acquisition, the FDOCT catheter is initially advanced with the aid of a conventional guidewire distally to the desired segment, while thecatheter position is indicated by radio-opaque markers. Inorder to create a blood-free environment during the acquisition, contrast warmed to 37 C is injected, either manually,or by a power injector at a rate of 3–4 mL/sec. Pullback ofthe optical fiber is being performed simultaneously with thecontrast injection.Safety and Efficacy of OCT ImagingThe first experimental and human studies of TD-OCThave shown the safety and feasibility of OCT imagingusing a proximal occlusion balloon for blood clearance[9]. An alternative technique eliminating the need forproximal occlusion has also demonstrated a favorablesafety profile [10]. In the first systematic attempt froma multicenter registry of 468 patients undergoing TDOCT imaging either with the occlusive or the nonocclusive technique, to record the safety of optical coherence tomography, use of the non-occlusive techniquewas associated with a reduction in the rate of transientcomplications during image acquisition such as chestpain and ECG changes [11 ]. The introduction of FDOCT led to a significant improvement in the rate ofimages of usable quality by simultaneously reducingacquisition time and the rate of transient chest pain andECG changes [8]. Furthermore, use of a FD-OCT systemfor guidance of intervention was associated with a favorablesafety profile [12].

208Plaque Characterization and Quantitative MeasurementsOCT is an imaging method that can accurately measurelumen and stent dimensions with high agreement with histological specimens and characterize tissue with high sensitivity and specificity. By OCT, it is possible to visualize allthree arterial layers in a normal coronary artery, in accordance with pathological specimens [13]. OCT allows differentiation of fibrous, fibrocalcific, and lipid-rich tissue byvisual assessment of the standard intensity image [14].Briefly, fibrous plaque is seen as a high-intensity, lowattenuation area, lipid as a low-intensity, high-attenuationarea with diffuse borders, while calcium as low-intensity,low-attenuation area with sharp borders (Fig. 1) [14]. OCTcan also detect thrombus with very high sensitivity andspecificity, and allows for distinction between red (erythrocyte-rich) and white (platelet-rich) thrombus [15].Several studies have validated the ability of OCT toperform quantitative measurements of the lumen and stentarea [7 , 16, 17]. Meanwhile, in vivo studies have confirmed that there is high correlation between OCT and IVUSmeasurements of vessel and stent dimensions, as well as thatFig. 1 Representative opticalcoherence tomography (OCT)cross-sectional images of anormal vessel with high-powerview demonstrating the threelayers of the vascular wall: bfibrous plaque; c lipid-richplaque; d fibrocalcific plaqueCurr Cardiovasc Imaging Rep (2012) 5:206–220there is very low intra-observer and inter-observer variability in the assessment of stent and vessel area [18]. Measurements acquired by FD-OCT systems seem to be equallyaccurate and reproducible [19]. The recent introduction ofalgorithms allowing for the automated quantitative assessment of lumen dimensions enables the acceleration of theanalysis process [20–22]. Various algorithms and softwarepackages have been suggested for this approach [20], whilethe ability of these automatic quantification programs todetect with high correlation with histology and manualinterpretation the luminal and stent borders allows for therapid online assessment of the degree of stenosis, referencesite diameter, and degree of neointimal hyperplasia [21, 22].Role of OCT in Pre-interventional Decision MakingIntermediate LesionsAccurate measurements of lumen area by OCT can be usedfor the evaluation of intermediate lesions. It has been shownin IVUS studies, that angiography often underestimates the

Curr Cardiovasc Imaging Rep (2012) 5:206–220plaque burden and the severity of stenosis [23]. Thus, evaluation of intermediate lesions has been a focus of invasiveimaging. Functional assessment of intermediate lesionsusing fractional flow reserve (FFR) in patients with stabledisease has been shown in large-scale studies to be linkedwith improved outcomes as it overcomes limitations ofangiography [24]. Despite the existence of IVUS studiesassessing quantitative indices of stenosis as a marker ofthe functional significance of a lesion, it remains questionablewhether functional measurements can be replaced by anatomic measurements by IVUS or OCT. Taking into account,however, that various parameters, such as lesion length, lesionlocation, and plaque burden are factors also affecting thefunctional significance of a lesion, it is doubtful that thephysiological significance of a lesion can be accuratelyassessed by measurement of minimal lumen area alone [25].Moreover, a recent evaluation of IVUS and OCT to assess thephysiological significance of a stenosis revealed that despiteOCT measurements of minimal lumen area having greaterdiagnostic potential than IVUS for the assessment of the physiological significance of intermediate stenosis, anatomic lesionassessment by either modality correlates poorly to physiologicmeasurements performed by FFR [26]. Consequently, the current golden standard to assess hemodynamic relevance in apatient with stable angina is functional measurement by FFR(what to treat?), while OCT is helpful in guiding the procedure(how to treat?) or identification of the culprit and thrombosedlesion in acute coronary syndromes with intermediate lesions.Angiographic HazinessA field were OCT could substantially improve preprocedural assessment is in the evaluation of hazy lesions(Fig. 2). It is known that angiographic haziness could bedue to a variety of morphological features such as thrombus,heavy calcification, extreme tortuosity, and intimal dissection. There have been several reports of utilizing OCT forFig. 2 Evaluation by OCT of apatient with acute coronarysyndrome and haziness in thecoronary angiogram. OCTrevealed the presence ofthrombus209the assessment of the nature of haziness, that have rangedfrom extreme vessel tortuosity to vessel dissection andrecanalised thrombus [27–29]. Furthermore, the use ofIVUS would be less helpful in such cases, as its diagnosticaccuracy for complicated plaque and thrombus detection islimited [30].Evaluation of Coronary SpasmOptical coherence tomography can also aid decision makingin cases of acute coronary syndromes in patients where coronary spasm appears to be the culprit. Use of OCT in this subsetof patients can exclude the presence of culprit atheromaticplaques and/or thrombus. The association of plaque morphology with coronary spasm has been evaluated by OCT, showing that the main underlying morphology is transient intimamedia thickening [31]. Multiple lumen irregularities observedduring the episode consisting of intimal bumps and intimalgathering disappear after intracoronary nitrate administration,giving place to normal vessel morphology [31].Assessment of Plaque MorphologyOne of the advantages of OCT is that it can assist in thepreprocedural evaluation of coronary lesions by providinginformation about the morphology of the lesions. A smallstudy recently evaluated the complementary use of FD-OCTwith FFR in order to assess angiographically ambiguouslesions. In this study, FFR was used in order to provideinformation about the functional significance of theselesions, while FD-OCT was used in order to assess thepresence of unstable plaques and guide decision making incases of ACS and FFR values 0.80 [32]. Moreover, theunderlying plaque type has been associated with the outcome of the intervention. The presence of lipid-rich plaquesby OCT has been associated with greater incidence of nonreflow and greater rise in biomarkers of cardiac necrosis in

210Curr Cardiovasc Imaging Rep (2012) 5:206–220several studies [33]. Additionally, patients with unstableangina compared to stable patients had greater rates of acutemalapposition and tissue protrusion post PCI, while theyhad higher rates of malapposition and incomplete coverageat 9-month follow-up, implying an association betweencomplicated plaque morphology—which was more common in the unstable angina group—with impaired vesselhealing after stenting [34].It remains to be proven whether qualitative assessment ofnon-culprit lesions can guide decision for treatment and improve patient-related outcomes. A recent intravascular ultrasound study suggested an association of the presence of a nonculprit lesion with small lumen area, large plaque burden andplaque morphology, as identified by radiofrequency ultrasoundanalysis, with subsequent re-hospitalizations and events [6].However, the prognostic value of intravascular ultrasound withradiofrequency signal analysis for vulnerable plaque identification and risk stratification still needs to be established.Preprocedural GuidanceSelection of PCI StrategyOCT can be used in order to guide decisions about treatmentbefore the procedure. As discussed above, OCT can provideprecise area measurements not only of the minimal lumen,but of proximal and distal reference sites as well, and definethe lesion length. Therefore, preprocedural measurementsby OCT can aid in the proper selection of balloon and stentdimensions. Selection of appropriate balloon size usingOCT measurements has been performed in a series ofpatients undergoing cutting balloon angioplasty for the treatment of in-stent restenosis [35]. Furthermore, OCT has alsobeen used for selection of treatment strategy on the basis oflesion morphology. Given that OCT can quantify calcifications of the target site more accurately than IVUS [36], itcould better assess the need for targeted therapies (Fig. 3). Ina recent study, pre-interventional OCT assessment of plaquemorphology guided the selection of dedicated treatmentssuch as rotablation, thrombectomy, and cutting balloon inone third of patients [37 ]. In the same study, decision todefer angioplasty was taken in 18 % of the patients usingcriteria of IVUS guidance [38], for assessing the severity ofthe lesion.One of the advantages of OCT guidance is that it can helpprecisely identify the optimal segment for stent deployment,the so-called “landing zone” (Fig. 4). It has been shown thatmultiple plaque morphologies may be present in the culpritlesion of a patient with ACS [39]. Moreover, the longitudinalanalysis of culprit lesions of ACS has demonstrated that in themajority of cases there is geographic mismatch of the minimallumen site with the rupture site [40 ], indicating the presenceFig. 3 a Angiogram of the right coronary artery of a patient withstable angina. b L-mode reconstruction of OCT images demonstratingthe longitudinal morphology of the lesion. c, d Representative OCTcross-sections showing heavily superficially calcified plaque suggesting the need for targeted therapy such as rotablation. Asterisks represent calcific depositionsof necrotic core plaques in sites remote to the site of thegreatest stenosis. Although there is not definitive evidencethat stenting should also cover lipid-rich plaques located inshoulder areas, it has been shown that presence of such areasin the edge of the stent is associated with edge dissection, as isthe presence of fibrocalcific plaques [41]. Additionally, pathologic studies have shown the association of late stent thrombosis with the presence of struts penetrating areas of necroticcore [42], while as mentioned earlier, possible stent-induceddisruption of such areas could lead to impaired vascular healing or raise in cardiac necrosis biomarkers [33, 34].Co-registration of Invasive Imaging and CoronaryAngiographyWhile invasive imaging generally offers high spatial resolution, it can be challenging to consolidate the information

Curr Cardiovasc Imaging Rep (2012) 5:206–220211Fig. 4 Registration of 3D QCA and OCT using qAngioOCT (MedisMedical Systems BV, Leiden, The Netherlands). a Fibrous cap at theminimal lumen area (red marker). Images at the right indicate proximaland distal landing zone. In the proximal landing zone there is a thin capfibroatheroma. b If a shorter stent is selected, the proximal landingzone will be at a site with stable plaque. c, d Online three-dimensionalreconstructions of the segment generated by the softwaregained by invasive imaging technologies with the angiogram, and especially, to ensure correct spatial orientation.This is true for all angiographically silent lesions, whereasthis phenomenon might be a consequence of vessel overlap,foreshortening or the inability to visualize a complex threedimensional structure correctl

Optical Coherence Tomography: Potential Clinical Applications Antonios Karanasos & Jurgen Ligthart & Karen Witberg & Gijs van Soest & Nico Bruining & Evelyn Regar Published online: 3 May 2012 # Abstract Optical coherence tomography (OCT) is a novel intravascular imaging modality using near-infrared light. By

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