Issue Of Unlisted Options, Exercise Of Unlisted Options .
ASX Announcement14 October 2020Issue of Unlisted Options, Exercise of Unlisted Options and Lapse of UnlistedOptionsFurther to the Announcement on 7 September 2020, Metalicity Ltd (“the Company”) confirms that35,000,000 Unlisted Options have been issued the Lead Manager Canaccord Genuity as part of therecent 5Million Placement mandate. The Unlisted Options are being issued without disclosure.The Company confirms that 6,768,765 Unlisted Options exercisable at 0.015 on or before 4 Oct 2020have recently lapsed.The Company Confirms that 2,552,244 Unlisted Options, exercisable at 0.015 on or before 18 Oct2020, have been converted at a cost of 38,284 as detailed in the attached Appendix 2A.Yours faithfully,Nick DayCompany SecretaryThis Announcement is approved by Jason Livingstone, Managing Director & CEO of Metalicity Limited.EnquiriesInvestorsJason LivingstoneMD & CEO 61 8 6500 0202jlivingstone@metalicity.com.auMetalicity LimitedASX Code: MCTABN: 92 086 839 992www.metalicity.com.auLevel 25, 108 St Georges TerracePerth WA 6000
This appendix is not available as an online formPlease fill in and submit as a PDF announcement Rule 2.7Appendix 2AApplication for quotation of securitiesInformation or documents not available now must be given to ASX as soon as available. Informationand documents given to ASX become ASX’s property and may be made public.If you are an entity incorporated outside Australia and you are seeking quotation of a new class of securities other than CDIs, you will need to obtain and provide an International SecuritiesIdentification Number (ISIN) for that class. Further information on the requirement for the notification ofan ISIN is available from the Create Online Forms page. ASX is unable to create the new ISIN for nonAustralian issuers.*Denotes minimum information required for first lodgement of this form, with exceptions provided inspecific notes for certain questions. The balance of the information, where applicable, must beprovided as soon as reasonably practicable by the entity.Part 1 – Entity and announcement detailsQuestionnoQuestionAnswer1.1*Name of entityWe (the entity here named) apply for quotation of the following securities andagree to the matters set out inAppendix 2A of the ASX Listing Rules. 1Metalicity Limited1.2*Registration type and numberABN 92086839992Please supply your ABN, ARSN, ARBN, ACN oranother registration type and number (if you supplyanother registration type, please specify both the typeof registration and the registration number).1.3*ASX issuer codeMCT1.4*This announcement is A new announcementTick whichever is applicable. An update/amendment to a previousannouncement A cancellation of a previousannouncement1.4a*Reason for updateNAMandatory only if “Update” ticked in Q1.4 above. Areason must be provided for an update.1.4b*Date of previous announcement to thisupdateNAMandatory only if “Update” ticked in Q1.4 above.1.4c*Reason for cancellationN/AMandatory only if “Cancellation” ticked in Q1.4 above.1.4d*Date of previous announcement to thiscancellationN/AMandatory only if “Cancellation” ticked in Q1.4 above.1Appendix 2A of the Listing Rules includes a warranty that an offer of the securities for sale within 12 months after their issuewill not require disclosure under section 707(3) or 1012C(6) of the Corporations Act. If the securities to be quoted have beenissued by way of a pro rata offer, to give this warranty, you will generally need to have lodged a cleansing notice with ASXunder section 708AA(2)(f) or 1012DAA(2)(f) of the Corporations Act within 24 hours before the securities are offered (seeASIC Regulatory Guide 189 Disclosure relief for rights issues). If in doubt, please consult your legal adviser. See chapter 19 for defined terms31 January 2020Page 1
This appendix is not available as an online formPlease fill in and submit as a PDF announcement1.5*Date of this announcementAppendix 2AApplication for quotation of securities14 October 2020Part 2 – Type of issueQuestionNo.QuestionAnswer2.1*The securities to be quoted are: Being issued as part of a transaction ortransactions previously announced tothe market in an Appendix 3BSelect whichever item is applicable.If you wish to apply for quotation of different types ofissues of securities, please complete a separateAppendix 2A for each type of issue. Being issued under a dividend ordistribution plan Being issued as a result of optionsbeing exercised or other convertiblesecurities being converted Unquoted partly paid securities thathave been paid up and are now quotedfully paid securities Restricted securities where the escrowperiod has expired or is about to expire Securities previously issued under an employee incentive scheme where therestrictions on transfer have ceased orare about to cease Securities issued under an employeeincentive scheme that are not subject toa restriction on transfer or that are to bequoted notwithstanding there is arestriction on transfer Other2.2a.1*Date of Appendix 3B notifying the marketof the proposed issue of securities forwhich quotation is now being soughtN/AAnswer this question if your response to Q2.1 is “Beingissued as part of a transaction or transactionspreviously announced to the market in an Appendix3B”2.2a.2*Are there any further issues of securitiesyet to take place to complete thetransaction(s) referred to in theAppendix 3B?N/AAnswer this question if your response to Q2.1 is “Beingissued as part of a transaction or transactionspreviously announced to the market in an Appendix3B”. See chapter 19 for defined terms31 January 2020Page 2
This appendix is not available as an online formPlease fill in and submit as a PDF announcement2.2a.2.1*Please provide details of the further issuesof securities yet to take place to completethe transaction(s) referred to in theAppendix 3BAppendix 2AApplication for quotation of securitiesN/AAnswer this question if your response to Q2.1 is “Beingissued as part of a transaction or transactionspreviously announced to the market in an Appendix3B” and your response to Q2.2a.2 is “Yes”.Please provide details of the proposed dates andnumber of securities for the further issues. This maybe the case, for example, if the Appendix 3B related toan accelerated pro rata offer with an institutionalcomponent being quoted on one date and a retailcomponent being quoted on a later date.2.2b.1*Date of Appendix 3A.1 lodged with ASX inrelation to the underlying dividend ordistributionN/AAnswer this question if your response to Q2.1 is “Beingissued under a dividend or distribution plan”.2.2b.2*Does the dividend or distribution planmeet the requirement of listing rule 7.2exception 4 that it does not impose a limiton participation?N/AAnswer this question if your response to Q2.1 is “Beingissued under a dividend or distribution plan”.Note: Exception 4 only applies where security holdersare able to elect to receive all of their dividend ordistribution as securities. For example, Exception 4would not apply in the following circumstances: 1) Theentity has specified a dollar limit on the level ofparticipation e.g. security holders can only participateto a maximum value of x in respect of theirentitlement, or 2) The entity has specified a maximumnumber of securities that can participate in the plane.g. security holders can only receive securities in lieuof dividend payable for x number of securities.2.2c.1Please state the number and type ofoptions that were exercised or other convertible securities that were converted(including their ASX security code)2,552,244 Unlisted Options exercisable at 0.015 expiring 18 October 2018 (ASXCode MCTAY; Sub Code: MCTAI)Answer this question if your response to Q2.1 is “Beingissued as a result of options being exercised or otherconvertible securities being converted”.2.2c.2And the date the options were exercised orother convertible securities wereconverted13 October 2020Answer this question if your response to Q2.1 is “Beingissued as a result of options being exercised or otherconvertible securities being converted”.Note: If this occurred over a range of dates, enter thedate the last of the options was exercised orconvertible securities was converted.2.2d.1Please state the number and type of partlypaid securities (including their ASXsecurity code) that were fully paid upN/AAnswer this question if your response to Q2.1 is“Unquoted partly paid securities that have been paidup and are now quoted fully paid securities”. See chapter 19 for defined terms31 January 2020Page 3
This appendix is not available as an online formPlease fill in and submit as a PDF announcement2.2d.2And the date the securities were fully paidupAppendix 2AApplication for quotation of securitiesN/AAnswer this question if your response to Q2.1 is“Unquoted partly paid securities that have been paidup and are now quoted fully paid securities”.Note: If this occurred over a range of dates, enter thedate the last of the securities was fully paid up.2.2e.1Please state the number and type of restricted securities (including their ASXsecurity code) where the escrow period hasexpired or is about to expireN/AAnswer this question if your response to Q2.1 is“Restricted securities where the escrow period hasexpired or is about to expire”.2.2e.2And the date the escrow restrictions haveceased or will ceaseN/AAnswer this question if your response to Q2.1 is“Restricted securities where the escrow period hasexpired or is about to expire”.Note: If this occurred over a range of dates, enter thedate the last of the escrow restrictions has ceased orwill cease.2.2f.1Please state the number and type of securities (including their ASX securitycode) previously issued under the employee incentive scheme where therestrictions on transfer have ceased or areabout to ceaseN/AAnswer this question if your response to Q2.1 is“Securities previously issued under an employeeincentive scheme where the restrictions on transferhave ceased or are about to cease”.2.2f.2And the date the restrictions on transferhave ceased or will cease:N/AAnswer this question if your response to Q2.1 is“Securities previously issued under an employeeincentive scheme where the restrictions on transferhave ceased or are about to cease”.Note: If this occurred over a range of dates, enter thedate the last of the restrictions on transfer has ceasedor will cease.2.2g.1Please state the number and type of securities (including their ASX securitycode) issued under an employee incentivescheme that are not subject to a restrictionon transfer or that are to be quotednotwithstanding there is a restriction ontransferN/AAnswer this question if your response to Q2.1 is“Securities issued under an employee incentivescheme that are not subject to a restriction on transferor that are to be quoted notwithstanding there is arestriction on transfer”. See chapter 19 for defined terms31 January 2020Page 4
This appendix is not available as an online formPlease fill in and submit as a PDF announcement2.2g.2*Please attach a document or providedetails of a URL link for a document lodgedwith ASX detailing the terms of the employee incentive scheme or a summaryof the terms.Appendix 2AApplication for quotation of securitiesN/AAnswer this question if your response to Q2.1 is“Securities issued under an employee incentivescheme that are not subject to a restriction on transferor that are to be quoted notwithstanding there is arestriction on transfer”.2.2g.3*Are any of these securities being issuedto key management personnel (KMP) oran associateN/AAnswer this question if your response to Q2.1 is“Securities issued under an employee incentivescheme that are not subject to a restriction on transferor that are to be quoted notwithstanding there is arestriction on transfer”.2.2g.3.a*Provide details of the recipients and the number of securities issued to each of them.Answer this question if your response to Q2.1 is “Securities issued under an employee incentive scheme that arenot subject to a restriction on transfer or that are to be quoted notwithstanding there is a restriction on transfer”and your response to Q2.2g.3 is “Yes”. Repeat the detail in the table below for each KMP involved in the issue. Ifthe securities are being issued to the KMP, repeat the name of the KMP or insert “Same” in “Name of registeredholder”. If the securities are being issued to an associate of a KMP, insert the name of the associate in “Name ofregistered holder”.Name of KMPName of registered holderNumber of securitiesN/A2.2h.1*The purpose(s) for which the entity isissuing the securities is:Answer this question if your response to Q2.1 is“Other”.You may select one or more of the items in the list. To raise additional working capital To fund the retirement of debt To pay for the acquisition of an asset[provide details below] To pay for services rendered[provide details below] Other [provide details below]Additional details:2.2h.2*Please provide any further informationneeded to understand the circumstances inwhich you are applying to have these securities quoted on ASX, including (ifapplicable) why the issue of the securitieshas not been previously announced to themarket in an Appendix 3BN/AYou must answer this question if your response toQ2.1 is “Other”. If there is no other information toprovide, please answer “Not applicable” or “N/A”.2.2i*Are these securities being offered undera disclosure document or PDS?Entitlement Prospectus 2 September 2019(Code: MCTAI)Answer this question if your response to Q2.1 is anyoption other than “Being issued as part of a transactionor transactions previously announced to the market inan Appendix 3B”. See chapter 19 for defined terms31 January 2020Page 5
This appendix is not available as an online formPlease fill in and submit as a PDF announcement2.2i.1*Date of disclosure document or PDS?Answer this question if your response to Q2.1 is anyoption other than “Being issued as part of a transactionor transactions previously announced to the market inan Appendix 3B” and your response to Q2.2i is “Yes”.Appendix 2AApplication for quotation of securitiesEntitlement Prospectus 2 September 2019(ASX Code MCTAY; Sub Code: MCTAI)Under the Corporations Act, the entity must apply forquotation of the securities within 7 days of the date ofthe disclosure document or PDS.2.3*The securities to be quoted are:Tick whichever is applicable Additional securities in a class that isalready quoted on ASX ("existingclass") New securities in a class that is not yetquoted on ASX ("new class")Part 3A – number and type of securities to be quoted (existing class ornew class) where issue has previously been notified to ASX inan Appendix 3BAnswer the questions in this Part if your response to Q2.1 is “Being issued as part of a transaction or transactions previouslyannounced to the market in an Appendix 3B” and your response to Q2.3 is “existing class” or “new class”.QuestionNo.QuestionAnswer3A.1*ASX security code & descriptionN/A3A.2*Number of securities to be quotedN/APart 3B – number and type of securities to be quoted (existing class)where issue has not previously been notified to ASX in anAppendix 3BAnswer the questions in this Part if your response to Q2.1 is anything other than “Being issued as part of a transaction ortransactions previously announced to the market in an Appendix 3B” and your response to Q2.3 is “existing class”.QuestionNo.QuestionAnswer3B.1*ASX security code & descriptionMCT – Ordinary Fully Paid3B.2*Number of securities to be quotedFrom option conversions: 2,552,244 FullyPaid Ordinary Shares to be issued.3B.3a*Will the securities to be quoted rankequally in all respects from their issue datewith the existing issued securities in thatclass?Yes3B.3b*Is the actual date from which the securities will rank equally (non-rankingend date) known?N/AAnswer this question if your response to Q3B.3a is“No”.3B.3c*Provide the actual non-ranking end dateN/AAnswer this question if your response to Q3B.3a is“No” and your response to Q3B.3b is “Yes”.3B.3d*Provide the estimated non-ranking endperiodN/AAnswer this question if your response to Q3B.3a is“No” and your response to Q3B.3b is “No”. See chapter 19 for defined terms31 January 2020Page 6
This appendix is not available as an online formPlease fill in and submit as a PDF announcement3B.3e*Please state the extent to which the securities do not rank equally:Appendix 2AApplication for quotation of securitiesN/A in relation to the next dividend,distribution or interest payment; or for any other reasonAnswer this question if your response to Q3B.3a is“No”.For example, the securities may not rank at all, or mayrank proportionately based on the percentage of theperiod in question they have been on issue, for thenext dividend, distribution or interest payment; or theymay not be entitled to participate in some other event,such as an entitlement issue.Part 3C – number and type of securities to be quoted (new class)where issue has not previously been notified to ASX in anAppendix 3BAnswer the questions in this Part if your response to Q2.1 is anything other than “Being issued as part of a transaction ortransactions previously announced to the market in an Appendix 3B” and your response to Q2.3 is “new class”.QuestionNo.QuestionAnswer3C.1*Security descriptionN/A3C.2*Security type Ordinary fully or partly paid shares/unitsSelect one item from the list that best describes thesecurities the subject of this form. This will determinemore detailed questions to be asked about the securitylater in this section. Select “ordinary fully or partly paidshares/units” for stapled securities or CDIs. Forinterest rate securities, please select the appropriatechoice from either “Convertible debt securities” or“Non-convertible debt securities”. Select “Other” forperformance shares/units and performanceoptions/rights or if the selections available in the list donot appropriately describe the security being issued.3C.3ISIN code Options Convertible debt securities Non-convertible debt securities Redeemable preference shares/units OtherN/AAnswer this question if you are an entity incorporatedoutside Australia and you are seeking quotation of anew class of securities other than CDIs. See also thenote at the top of this form.3C.4*Number of securities to be quotedN/A3C.5a*Will all the securities issued in this classrank equally in all respects from the issuedate?N/A3C.5b*Is the actual date from which the securities will rank equally (non-rankingend date) known?N/AAnswer this question if your response to Q3C.5a is“No”.3C.5c*Provide the actual non-ranking end dateN/AAnswer this question if your response to Q3C.5a is“No” and your response to Q3C.5b is “Yes”.3C.5d*Provide the estimated non-ranking endperiodN/AAnswer this question if your response to Q3C.5a is“No” and your response to Q3C.5b is “No”. See chapter 19 for defined terms31 January 2020Page 7
This appendix is not available as an online formPlease fill in and submit as a PDF announcement3C.5e*Please state the extent to which the securities do not rank equally:Appendix 2AApplication for quotation of securitiesN/A in relation to the next dividend,distribution or interest payment; or for any other reasonAnswer this question if your response to Q3C.5a is“No”.For example, the securities may not rank at all, or mayrank proportionately based on the percentage of theperiod in question they have been on issue, for thenext dividend, distribution or interest payment; or theymay not be entitled to participate in some other event,such as an entitlement issue.3C.6Please attach a document or provide a URLlink for a document lodged with ASX settingout the material terms of the securities tobe quotedN/AYou may cross-reference a disclosure document, PDS,information memorandum, investor presentation orother announcement with this information provided ithas been released to the ASX Market AnnouncementsPlatform.3C.7*
Issue of Unlisted Options, Exercise of Unlisted Options and Lapse of Unlisted Options . Further to the Announcement on 7 September 2020, Metalicity Ltd (“the Company”) confirms that 35,000,000 Unlisted Options have been issued the Lead Manager Canaccord G
Unlisted Options Issue As previously announced (ASX 8 March 2010) the Company has agreed to issue Azure Capital 10,000,000 unlisted share options in two tranches. 5,000,000 options with an exercise price of 0.13 and 5,000,000 options with an exercise price
EXPIRY OF UNLISTED OPTIONS . OBJ Limited (ASX: OBJ) wishes to advise that the following unlisted options have now expired: Unlisted Options (OBJUOPT1) 7,500,000 Exercise Price 0.065 Expiry Dat
(1) Unlisted options No. (2) Shares Yes. (3) Lapsed options N/A 5 Issue price or consideration (1) Unlisted options Nil (2) Shares 250,000 ( 0.23 per share). (3) Lapsed options N/A 6 Purpose of the issue (If issued as consideration for the acquisition of assets, clearly ide
Unlisted options exercise price 0.01287 expiry 9/03/2019 Unlisted options exercise 5 expiry 30/11/2020 10 N/ADividend policy (in the case of a trust, distribution policy) on the increased capital (interests) Part 2 - Bonus issue or pro rata issue 11 NIs security holder approval required? /A 12 Is the
Appendix 3B – Issue of Unlisted Options . Please find attached an Appendix 3B in respect of the issue of 4,400,000unlisted options to directors of the Company following shareholder approval on 25 November 2019 and 900,000 unlisted options issued pursuant to the te
INDEX PRESENTATION 5 THE THUMB 7 MECHANICAL EXERCISES 8 SECTION 1 THUMB Exercise 1 12 Exercise 2 13 Exercise 3 - 4 14 Exercise 5 15 Estudio 1 16 SECTION 2 THUMB WITH JUMPS Exercise 6 17 Exercise 7 - 8 18 Exercise 9 19 Exercise 10 20 Exercise 11 - 12 21 Estudio 6 22 SECTION 3 GOLPE Exercise 13 23 Exercise 14 24 Exercise 15 25 Exercise 16 - 17 26 Exercise 18 27 .
vesting 12 months from date of issue 250,000 unlisted options: exercise price - 0.35 expiry – 24 November 2019 vesting 12 months from date of issue 250,000 unlisted options: . 13 Ratio in which the securities will be offered N/A . Appendix 3B N
50 80 100 150 200 250 300 350 400 450 500 550 600 . (API 624/ ISO 15848), cryogenic valves (-196 C) and valves in exotic metallurgies. Valves in other sizes and ASME classes available on demand. 4 Compliance Standards Parameter Standard Design Gate Valves API 603, ASME B16.34 Globe Valves ASME B16.34 Check Valves ASME B16.34 Ends Face-to-face/ End-to-end Dimensions ASME B16.10 End Flange .
