Composite IBC Compliance Manual - Reusablepackaging

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Composite IBCComplianceManual

TABLE OF CONTENTSIntroduction.2Definitions and Terms.3Empty IBC requirements.4IBC re Instructions.9Management Responsibilities. 10AppendicesI. Customer Agreement. 12II. Test/Inspection Record. 13III. QA Guidelines. 14IV. Management Policy. 17V. Empty IBC Certification. 22Sample Closure Instructions. 23Manufacturer Leakproofness Test Letters. 29Reusable Industrial Packaging Association150 South Street, Suite 103-BAnnapolis, Maryland 21401www.reusablepackaging.org1

INTRODUCTIONThe Reusable Industrial Packaging Association is pleased toprovide you with the “Composite IBC Compliance Manual.” TheManual was developed to help RIPA members understand andcomply with the full range of U.S. Department of Transportation(DOT) and Environmental Protection Agency (EPA) regulationsaffecting the transportation, handling and reprocessing ofcomposite intermediate bulk containers. In addition, the manualcontains several unique documents that provide plant managerswith important tools designed to help manage IBCs, improveworker safety and educate customers about IBC safety issues.While comprehensive, the Manual is not intended to be a complete regulatory reference guide or a replacement for the binding government regulations. RIPA members with questions aboutspecific DOT regulatory compliance issues should refer to 49 CFR,Parts 105–180, or call the association for assistance.2

DEFINITIONS AND TERMS – IBC REPROCESSINGNote: All regulatory references are found in 49 CFR Parts 100 to 199 unless otherwise noted.BodyThe receptacle proper (including openings and theirclosures, but not including service equipment), thathas a volumetric capacity of not more than three (3)cubic meters (3,000 liters, 793 gallons, or 106 cubic feet).(§178.700(c)(1))Competent authority (US)The Pipeline and Hazardous Materials SafetyAdministration’s Office of Hazardous Materials Safety.(§171.8)Composite IBCA rigid IBC designed for mechanical handling, comprisedof a plastic inner receptacle surrounded by a metal frame(outer receptacle) that holds the inner receptacle in place,and is affixed to a pallet. (§178.702(b))Cross-bottled IBC (non-regulatory term)A remanufactured composite IBC in which an innerreceptacle from one manufacturer is placed into an IBCframe/pallet produced by another manufacturer.(See also Remanufactured IBC).Design qualification testsPerformance tests, which apply to composite intermediatebulk containers. Test are performed in the sequencespecified. (§178.803)Emptier (non-regulatory)A company that empties filled IBCs and offers them to anIBC reprocessor (or for-hire carrier) for transport to anIBC reprocessing facility.HazMat employee trainingTraining conducted in accordance with Subpart HTraining, which includes, as applicable, general awareness,function-specific, safety, and security awareness training.(§172.700)Inner receptacleA receptacle which requires an outer packaging to performits containment function, such as an inner receptacle of acomposite IBC. (§171.8)Intermediate bulk container or IBCA rigid or flexible portable packaging, other thana cylinder or portable tank, which is designed formechanical handling. The capacity of the container rangesfrom 450 L to 3000 L. (§171.8)Re-bottled IBC (non-regulatory)A repaired composite IBC in which an inner receptaclefrom one manufacturer is replaced by an inner receptacleof the same design type from the same manufacturer. (Seealso Repaired IBC.)Remanufactured IBCA metal, rigid plastic or composite IBC produced as aUN type from a non-UN type, or converted from oneUN design type to another UN design type. An innerreceptacle produced by one manufacturer that is placedinto a frame produced by another manufacturer (orvice versa) is remanufacturing. (§180.350(a)) (See alsoAppendix VII; DOT Special Permit 16323)Repaired IBCA metal, rigid plastic or composite IBC that is restored toconform to the design type and is able to withstand thedesign type tests. The inner receptacle of a repaired IBCmay be replaced with another inner receptacle of the samedesign from the original manufacturer. The bodies of IBCsand inner receptacles of composite IBCs are not repairable.(§180.350(b))Resource Conservation & Recovery ActA law giving authority to the U.S. EnvironmentalProtection Agency (EPA) to write regulations, includingcriteria for container emptiness.Routine maintenance (IBC)A routinely maintained IBC is a metal, rigid plasticor composite IBC that is cleaned, with body closuresreinstalled or replaced in conformance with the originalmanufacturer’s specifications. Routine maintenancealso includes restoration of structural equipment notperforming a hazardous materials containment function(e.g. legs) as necessary to conform to the design type.(§180.350(c))Service equipmentThe filling and discharge, pressure relief, safety, heatingand heat-insulating devices and measuring devices on anIBC. (§178.700(c)(2))Structural equipmentThe reinforcing, fastening, handling, protective orstabilizing members of the body or stacking load bearingstructural members (such as metal cages). (§178.700(c)(3))Quality assurance guidelines (non-regulatory)The guidelines set forth in Appendix III of this document.3

EMPTY IBC REQUIREMENTS1. Empty IBC transportation requirementsa. IBCs must meet RCRA emptiness requirementsAND the IBC must be properly prepared fortransportation. (Shipper requirement – see (3).)a. Each incoming IBC should be inspected todetermine if it meets –b. All empty IBCs should be accompanied by a signedand dated “Empty IBC Certification”. (A copy ofthe certification is included, in Appendix V of thismanual.)c. the original design specification of the IBC, as wellas its capability for reprocessing.2. RCRA emptiness requirements for IBCs(40 CFR 261.7)a. All residues have been removed that can beremoved using the practices commonly employedto remove materials of that type of packaging, e.g.pouring, pumping, and aspirating, ANDb. No more than 0.3 percent by weight of the totalcapacity of the packaging remains if it is greater than119 gallon capacity in the packaging or inner liner.Example: A RCRA-empty 275-gallon capacity IBCmay retain not more than 0.82 gallons of residue.NOTE: California has adopted more stringent emptinessrequirements that include “drip dry” provision for pourableliquids. (See Appendix IV)c. For residues of EPA listed hazardous wastes (e.g.acute, “P-list chemicals”) the IBC is emptyonly if it has been “ triple-rinsed using a solventcapable of removing the product, or has beencleaned by another method shown to achieveequivalent removal.”3. DOT IBC transport requirements (§173.29)a. Closures and labels. All openings on the emptypackaging must be closed, and all markings andlabels must be in place as if the packaging were fullof its original contents.b. Truck marking and placarding. Trucks transportingempty IBCs that previously contained a regulatedmaterial should be placarded and accompanied byshipping papers. The placards and shipping papersshould be offered to the carrier by the shipper andindicate the hazard class of the residue as well as theunique 4-digit UN identification number markingfor those contents.44. Inspection proceduresb. the emptiness criteria in 40 CFR 261.7.NOTE: If the IBC does not meet the emptiness criteria, aRIPA “Rejected” sticker should be applied to the IBC and theunit should be placed in an area specific to this purpose. Theclosed IBC with its residue should be returned to the shipperas unused product as soon as possible.d. Inspection procedures for IBCs should include:i.Cage assessment, e.g., corrosion, broken welds,valve well, cross bars, etc.ii. Pallet assessment, e.g., broken legs, cornersupports, struts, capability for mechanicalhandling, etc.iii. Inner receptacle assessment, e.g., valve, top capetc.Note: For IBCs with an outer receptacle fully enclosing theinner receptacle, it may be difficult to assess the conditionof a bottle without removing the cap. This should be donecautiously, due to possible exposure to fumes.iv. Other, e.g., corner protectors, cushioningmaterials, etc.e. IBCs that are assessed as not being capableof being reused for hazardous materials afterreprocessing shall be segregated and managed in anenvironmentally sound manner.f. Residue managementRIPA members should take the following steps to helpminimize the amount of legally authorized residue inemptied IBCs.g. Advise emptiers of the RCRA-empty standardsthat apply to emptied IBCs that are transported toreconditioning facilities.h. Advise customers that every incoming load ofempty IBCs must be accompanied by an “EmptyIBC Certification.” A sample certification form isincluded with this manual.

EMPTY IBC REQUIREMENTS continuedi. Ask customers to read and sign an “AgreementBetween IBC Reprocessors and emptiers’ (copyattached as Appendix I).j. Assess every incoming IBC for emptiness. Be sureemployees are aware of procedures for dealingwith IBCs that do not meet the RCRA-emptinessrequirement.k. Set aside in a clearly marked location IBCs that donot meet the emptiness requirement.l. Apply a “Rejected” sticker to each IBC that is setaside in accordance with (e) above.m. Notify the emptier in writing (email is acceptable)that they have sent a non-empty IBC to yourcompany, and that the shipper is responsible forensuring proper pick-up and return.n. Ensure the “rejected” IBC is properly returned tothe original emptier as product, using shippingpapers provided by the emptier.o. Establish procedures for on-site management— including segregation as needed — and, whenrequired, testing of regulated residues. Proceduresfor proper disposition of residues should beestablished to ensure compliance with applicablefederal and state laws and regulations.5. Incoming inspection of new IBC innerreceptacles i.e. “new IBC bottles”RIPA recommends IBC reprocessors who purchase newIBC bottles from manufacturers visually inspect eachincoming bottle on all six sides to determine if any damagehas occurred during transportation that would render thebottle unusable.5

IBC REPROCESSING – MARKING1. General marking requirements (178.703) Stacking test load, in kilograms Maximum permissible gross mass, kilogramsEvery IBC must be marked in a durable and clearly visiblemanner. The marks must be at least 12 mm (1/2 inch) inheight. New and remanufactured composite IBCs musthave a “primary” mark and an “additional” mark, whichappear in conjunction with one another in a visiblelocation on the outer receptacle.a. Primary marks for composite IBCs UN symbol 31HA1 (liquids); 11HA1 or 21HA1 (solids)(“H” indicates plastic inner receptacle; “A”indicates steel outer packaging) Y, or Z, reflecting Packing Groups II, or III Month and last two digits of year of manufactureor remanufacture Country (USA) Name or symbol of manufactureror remanufacturerb. Additional marks for composite IBCs Rated capacity in liters of water Tare mass in kilograms Gage pressure in kPa Date of last leakproofness test (month/year) Date of last inspection (month/year)c. Inner bottle marks for composite IBCs The code designating the IBC design type(e.g. 31HA1) Name and address or symbol of the manufacturer Date of Manufacture Country authorizing the markSee below for full marking example.UN Mark Sample(units of measure required where shown)Date of Manufacture (mm yy)Performance StandardDesign Type31HA1–Design Type31–Used for LiquidsH–Plastic Inner BottleA–Steel Outer Cage1–IBC CategoryCountry of OriginManufacturer’s Symbolor M-NumberStacking Test Loadin KilogramsMaximum Gross Weightin KilogramsU N SymbolRated Capacity in LitersTare Weightin Kilograms31HA1/Y/06 19/USA/M4567/3629/19551040L/ 56kg / 100kPa / 03 20/03 20Date of Last Inspection(mm yy)Date of Last LeakproofnessTest (mm yy)Test Pressure in kPa6

IBC REPROCESSING – MARKING continuedd. For example, some reprocessors apply a markindicating that stacking in transit is authorizedup to 250 kg (see example below). Ths is intendedto allow IBCs to be double-stacked, after beingemptied, in transportation back to the reprocessor.Some manufacturers are applying marks with ahigher stack load authorization, e.g. 1650 kg. Thisis intended to allow new IBCs to be double-stackedfor transportation when filled. Customers thatdemand a higher stacking limit may request themark from the IBC supplier.2. IBC reprocessor marks (§180.350)a. Reprocessors can reprocess composite IBCs inthree different ways:i.Routine maintenanceii. Repairiii. Remanufactureb. Remanufactured IBCs include “cross-bottled”IBCs. A cross-bottled IBC has an inner receptacleproduced by a manufacturer other than the onethat produced the outer receptacle, which is oftenreferred to as the “cage.”c. Remanufactured IBC markings are the same asthose required for new IBCs. This means that eachremanufactured IBC must contain a primary markand an additional mark. See example on previous page.d. If your company is using DOT-SP 16323 to by-passleakproofness testing of newly purchased innerreceptacles, a label with the “DOT-SP” numbermust be affixed to the IBC in a visible location,near to the full IBC mark. The letters on theSP mark or label must be at least ¼ inch wide and2 inches high. Name or symbol registered with DOT ofthe reconditioner Month and year in which repair took placeRepaired IBC mark (Sample) USA/M1234/03 11f. Routinely maintained IBCs must show the originalproducer’s UN mark. If the original mark isremoved during the reconditioning process, itmust be reapplied by the reprocessor.g. The routine maintenance mark includes twoelements, and should be placed near the originalmark in a location accessible for inspection: Country Name or symbol registered with the DOTof the reconditionerRoutine maintenance (Sample) USA/M12343. What does it mean to “re-apply” or“restore” an original mark on an IBC?Sometimes the markings on a used IBC are partiallymissing or simply unreadable. DOT regulations authorizea reconditioner to restore these markings. §180.352(b)(2)(i) states: “Missing or damaged markings, or markingsdifficult to read must be restored or returned tooriginal condition.”4. IBC “stacking” mark(§§178.703(b)(7)(i) – (iv))a. DOT requires every company that manufactures,repairs or remanufactures an intermediate bulkcontainer (IBC) used for hazardous materialstransportation to mark each unit with one of twosymbols that indicate that the IBC is designed forstacking, or not designed for stacking. Thestacking symbol must identify a maximumload limit, inkilograms.e. Repaired IBCs must retain the originalmanufacturer’s mark. If the original UN mark isremoved during the reconditioning process, it mustbe reapplied by the reprocessor.i.The repair mark includes three elements andshould be placed near the original UN mark ina location accessible for inspection. Country7

IBC TESTING REQUIREMENTS1. Leak testsIBC should be restrained while internal airpressure is applied for an adequate periodof time. The method of restraint shouldnot affect the outcome of the test. The IBCshould be submerged under water until thedischarge valve is fully covered. The test mustbe conducted for a period of time sufficientto pressurize the interior of the packaging tothe desired level and determine if there is airleaking from the discharge valve.a. DOT requires IBC reprocessors to perform twoforms of “production” leak tests on IBCs, dependingon the specific reprocessing procedure employed,i.e. remanufacture, repair or routine maintenance.i.New, remanufactured or repaired IBCs forliquids must be “leakproofness” tested.ii. Routinely maintained IBCs must have the“leaktightness” of the unit verified.b. DOT provides a specific procedure for theperformance of leakproofness testing (see below)but offers no guidance on how to conduct a“leaktightness” test. RIPA offers two optionalprocedures for performance of the leak tightnesstest (see no. 3 below).2. DOT Leakproofness test (§178.813)a. Vented closures must either be replaced by nonvented closures or the vent must be sealed. Theinner receptacle of a composite IBC may be testedwithout the outer packaging provided the testresults are not affected.b. The leakproofness test must be carried out for asuitable length of time using air at a gauge pressureof not less than 20 kPa (2.9 psig). Leakproofnessmust be determined by coating the seams and jointswith a heavy oil, a soap solution and water, or othermethods suitable for the purpose of detectingleaks. Testers are looking for bubbles as evidence ofleaks. Other methods, if at least equally effective,may be used.c. Pass criteria – no leakage of air.3. Leaktightness test (§180.350)a. DOT does not specify the way a leaktightness testmust be performed. RIPA suggests two effectivemethods, or another method of equal technicalvalidity. The pass criteria for either test is “noleakage of air.”i.8Solution over discharge valve. Internal airpressure should be applied for an adequateperiod of time. The valve connection should befully coated with a soap solution. The test mustbe conducted for a period of time sufficientto pressurize the interior of the packaging tothe desired level and determine if there is airleaking from the discharge valve.ii. Water submersion of discharge valve. The4. IBC retest and inspection (§180.352)a. DOT requires that each IBC used to transportliquid hazardous materials (or discharge solidsunder pressure) be tested and inspected every 2.5years starting from the date of manufacture or thedate of a repair. The requirements are:i.Performance of a leakproofness testii. External visual inspection (bottle removed fromthe cage) to ensure:1. The IBC is marked properly. Missing ordamaged marks, or marks that are difficultto read must be restored or returned tooriginal condition.2. Service equipment is fully functional andfree from damage which may cause failure.Missing, broken, or damaged parts must berepaired or replaced.3. The IBC is capable of withstanding theapplicable design qualification tests.4. There are no cracks, warpage, corrosion orany other damage which might render the IBCunsafe for transportation. An IBC foundwith such defects must be removed fromservice or repaired.b. Every five (5) years from the date of originalmanufacture the IBC inner receptacle must beinternally inspected to ensure that the IBC isfree from damage (e.g. cracks, warpage) and toensure that the IBC is capable of withstanding theapplicable design qualification tests.NOTE: The retest and inspection process above can beperformed at any time and can be considered to restart the2.5 and 5-year inspection period.

RECORDKEEPING1. Design type test report for remanufacturedIBCs (§178.801)iii. Name and address of test and inspectionfacilities.Reprocessors that sell remanufactured (including crossbottled) IBCs should maintain a current copy of the testreport for each IBC design type sold (e.g. Schuetz cage/Mauser bottle). These reports must be retained for as longas the IBC is produced, and for at least 2.5 years afterproduction ceases. The reports must be available to DOT,upon request.iv. Name of person(s) conducting test orinspections.2. IBC ret

b. the emptiness criteria in 40 CFR 261.7. c. the original design specification of the IBC, as well as its capability for reprocessing. NOTE: If the IBC does not meet the emptiness criteria, a RIPA “Rejected” sticker should be applied to the IBC and the unit

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