Imagio MP 7501/6001 Series, Aficio MP 9001/8001/7001/6001 .

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imagio MP 7501/6001 series,Aficio MP 9001/8001/7001/6001 seriesSecurity TargetAuthor :RICOH COMPANY, LTD.Date:Version :2010-08-311.00Copyright (c) 2010 RICOH COMPANY, LTD. All Rights Reserved.

Page 1 of 82Revision HistoryVersion1.00Date2010-08-31AuthorRICOH COMPANY, LTD.DetailReleased version.Copyright (c) 2010 RICOH COMPANY, LTD. All Rights Reserved.

Page 2 of 82Table of Contents1ST Introduction. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 71.1ST Reference. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 71.2TOE Reference. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 71.3TOE Overview. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 91.3.1TOE Type.91.3.2TOE Usage and Major Security Features of TOE.91.3.3Environment for TOE Usage and Non-TOE Configuration Items.101.4TOE Description. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .121.4.1Physical Boundary of TOE.121.4.2Guidance Documents.151.4.3User Roles. 171.4.3.1Responsible Manager of .4.3.4General User.181.4.3.5Customer Engineer.181.4.41.4.4.1Basic Functions.191.4.4.2Security Functions.211.4.523Logical Boundaries of TOE.18Protected Assets.251.4.5.1Document Data.251.4.5.2Print Data.25Conformance Claim . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .262.1CC Conformance Claim. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .262.2PP Claims, Package Claims. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .262.3Conformance Rationale. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .26Security Problem Definitions . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 273.1Threats. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .273.2Organisational Security Policies. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .27Copyright (c) 2010 RICOH COMPANY, LTD. All Rights Reserved.

Page 3 of 823.34Assumptions . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .28Security Objectives. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .294.1Security Objectives for TOE. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .294.2Security Objectives of Operational Environment. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .304.3Security Objectives Rationale. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .304.3.1Tracing.304.3.2Tracing Justification.315Extended Components Definition. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .346Security Requirements . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .356.17Security Functional Requirements. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .356.1.1Class FAU: Security audit.356.1.2Class FCS: Cryptographic support.406.1.3Class FDP: User data protection. 416.1.4Class FIA: Identification and authentication .446.1.5Class FMT: Security management.466.1.6Class FPT: Protection of the TSF. 536.1.7Class FTP: Trusted path/channels.536.2Security Assurance Requirements. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .556.3Security Requirements Rationale. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .566.3.1Tracing.566.3.2Justification of Traceability.576.3.3Dependency Analysis.616.3.4Security Assurance Requirements Rationale.63TOE Summary Specification. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 647.1TOE Security Function . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .647.1.1SF.AUDIT Audit Function.657.1.1.1Generation of Audit Logs.667.1.1.2Reading Audit Logs.677.1.1.3Protection of Audit Logs.677.1.1.4Time Stamps.677.1.2SF.I&A User Identification and Authentication Function.677.1.2.1User Identification and Authentication .687.1.2.2Actions in Event of Identification and Authentication Failure.68Copyright (c) 2010 RICOH COMPANY, LTD. All Rights Reserved.

Page 4 of 827.1.2.3Password Feedback Area Protection .697.1.2.4Password Registration.697.1.3SF.DOC ACC Document Data Access Control Function.707.1.3.1General User Operations on Document Data.707.1.3.2File Administrator Operations on Document Data. 717.1.4SF.SEC MNG Security Management Function.717.1.4.1Management of Document Data ACL.717.1.4.2Management of Administrator Information.727.1.4.3Management of Supervisor or Information.737.1.4.4Management of General User Information.737.1.4.5Management of Machine Control Data.747.1.5SF.CE OPE LOCK Service Mode Lock Function .757.1.6SF.CIPHER Encryption Function.757.1.6.17.1.78Encryption of Document Data.75SF.NET PROT Network Communication Data Protection Function.767.1.7.1Use of Web Service Function from Client Computer.767.1.7.2Printing and Faxing from Client Computer.767.1.7.3Sending by E-mail from TOE.767.1.7.4Delivering to Folders from TOE.777.1.8SF.FAX LINE Protection Function for Intrusion via Telephone Line.777.1.9SF.GENUINE MFP Control Software Verification Function.77Appendix . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .788.1Definitions of Terminology . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 788.2References. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .82Copyright (c) 2010 RICOH COMPANY, LTD. All Rights Reserved.

Page 5 of 82List of FiguresFigure 1: Example of TOE environment.11Figure 2: Hardware configuration of TOE.13Figure 3: Logical boundaries of TOE.19List of TablesTable 1: MFP names for each series.7Table 2: List of administrator roles .17Table 3: Correspondence between operations authorised by permissions to process document data andoperations p ossible on document data.23Table 4: Relationship between security environment and security objectives.31Table 5: List of auditable events .35Table 6: List of cryptographic key generation.40Table 7: List of cryptographic operations.41Table 8: List of subjects, objects, and operations among subjects and objects.41Table 9: Subjects, objects and security attributes.41Table 10: Rules governing access.42Table 11: Rules governing access explicitly .42Table 12: List of subjects, information and operation.43Table 13: Security attributes corresponding to subjects or information.43Table 14: List of authentication events.44Table 15: Lockout release actions.44Table 16: Rules for initial association of attributes.46Table 17: Management roles of security attributes.47Table 18: Characteristics of static attribute initialisation .48Table 19: List of TSF data management.48Table 20: List of specifications of Management Functions.50Table 21: Services requiring trusted paths.54Table 22: TOE Security assurance requirements (EAL3).55Table 23: Relationship between security objectives and functional requirements.56Table 24: Correspondence of dependencies of TOE security functional requirements.61Table 25: Relationship between TOE security functional requirements and TOE Security Functions.64Table 26: Auditable events and auditable information .66Table 27: User roles and authentication methods.68Table 28: Unlocking administrators for each user role .69Table 29: Default value for document data ACL .71Table 30: Operations on document data ACL and authorised users.71Table 31: Access to administrator information.72Table 32: Authorised operations on general user information.73Table 33: Administrators authorised to specify machine control data.74Copyright (c) 2010 RICOH COMPANY, LTD. All Rights Reserved.

Page 6 of 82Table 34: List of encryption operations on data stored on the HDD.76Table 35: Specific terms used in this ST.78Copyright (c) 2010 RICOH COMPANY, LTD. All Rights Reserved.

Page 7 of 821 ST IntroductionThis section describes the ST reference, TOE reference, TOE overview, and TOE description.1.1ST ReferenceThe following are the identification information of this ST.1.2Title: imagio MP 7501/6001 series, Aficio MP 9001/8001/7001/6001 seriesSecurity TargetVersion: 1.00Date: 2010-08-31Author: RICOH COMPANY, LTD.TOE ReferenceThis TOE is a digital multi function product (hereafter called "MFP") with an optional product, FaxController Unit (hereafter called "FCU"). The MFP is identified by the product name of the MFP (hereaftercalled "MFP name"), MFP model, and version of software/hardware, and the FCU is identified by theproduct name of the FCU (hereafter called "FCU name") and the version of FCU. The following are theidentification information for the TOE.Manufacturer : RICOH COMPANY, LTD.MFP Name:Table 1 shows the MFP names for the Japanese version "Ricoh imagio MP 7501/6001 series" and theEnglish version "Ricoh Aficio MP 9001/8001/7001/6001 series".Table 1: MFP names for each seriesName of seriesRicoh imagio MP 7501/6001 seriesMFP name-Ricoh imagio MP 6001Ricoh imagio MP 7501Copyright (c) 2010 RICOH COMPANY, LTD. All Rights Reserved.

Page 8 of 82Ricoh Aficio MP 9001/8001/7001/6001 seriesMFP Model-Ricoh Aficio MP 6001Ricoh Aficio MP 7001Ricoh Aficio MP 8001Ricoh Aficio MP 9001Savin 9060Savin 9070Savin 9080Savin 9090Lanier LD360Lanier LD370Lanier LD380Lanier LD390Lanier MP 6001Lanier MP 7001Lanier MP 8001Lanier MP 9001Gestetner MP 6001Gestetner MP 7001Gestetner MP 8001Gestetner MP 9001nashuatec MP 6001nashuatec MP 7001nashuatec MP 8001nashuatec MP 9001Rex-Rotary MP 6001Rex-Rotary MP 7001Rex-Rotary MP 8001Rex-Rotary MP 9001infotec MP 6001infotec MP 7001infotec MP 8001infotec MP 9001: SPMFP Version :SoftwareSystem/CopyNetwork SupportScannerPrinterFaxWeb Support1.158.6501.191.1502.00.001.09Copyright (c) 2010 RICOH COMPANY, LTD. All Rights Reserved.

Page 9 of 82HardwareFCU NameWeb UaplNetwork Doc Box1.051.04Ic KeyIc Ctlr110003: Japanese version imagio FAX Unit Type 18: English version Fax Option Type 9001FCU Version :GWFCU3-16(WW)02.00.00Note: If an "e" is suffixed to the print er version (described as "X.YY"), the "e" identifies the language ofthe printer version (the English version is suffixed with an "e" and the Japanese version is not suffixed withan "e"). This suffix does not affect any Security Functions. "X.YY" is used for the identification of SecurityFunctions.Keywords1.3: Digital MFP, Documents, Copy, Print, Scanner, Fax, Network, OfficeTOE OverviewThis section defines the TOE type, TOE usage and major security features of the TOE, and the environmentfor the TOE usage and non-TOE configuration items.1.3.1TOE TypeThe TOE is an MFP, which is an IT device that provides the functions of a copier, scanner, printer, and fax(optional). These functions are for digitising paper documents and managing and printing them.1.3.2TOE Usage and Major Security Features of TOEThe TOE has functions for inputting paper and electronic documents into the TOE, storing the inputdocument data, and outputting it. Paper documents are input using the MFP's scanning device, andelectronic documents are input by receiving them from a client computer via a network, USB connection, orfax. The output function includes printing, Fax Transmission, and transferring to networked servers orclient computers. The TOE incorporates some of these functions and provides a Copy Function, ScannerFunction, Printer Function, and Fax Functio

Manufacturer : RICOH COMPANY, LTD. MFP Name : Table 1 shows the MFP names for the Japanese version "Ricoh imagio MP 7501/6001 series" and the English version "Ricoh Aficio MP 9001/8001/7001/6001 series". Table 1: MFP names for each series Name of series MFP name Ricoh imagio MP 7501/6001 series - Ricoh imagio MP 6001

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