Synthesis Of Disc Brake Squeal Quieting Experience

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Transportation Research Record 983at 100 ft reached a maximum level and remained constant for approximately 6 sec.3. At a train speed of 90 mph the noise level at100 ft reached a maximum level and remained constantfor approximately 3 sec.4. The noise level behind the noise wall inMontebello was 74 dB(A) when the passenger trainspeed was 65 mph.5. Because of continuously welded rail construction of the trackage in Montebello, the noise levelis expected to increase less than 4. 5 dB (A) if thespeed is increased to 90 mph.6. The noise wall in Montebello along SycamoreStreet provides approximately 13 dB(A) attenuation.437. Other noise from sources ( such as switchingof freight cars, freight trains, and engines; passing cars; motorcycles; delivery trucks; and airplanes) ranged from 71 to 82 dB(A). The highesttrain whistle noise recorded was 99 dB(A). Theselevels were measured behind the wall at the intersection of Spruce and Sycamore streets in Montebello.Publication of this paper sponsored by Committee onTransportation-Related Noise and Vibration.Synthesis of Disc Brake Squeal Quieting ExperienceMICHAEL A. STAIANOABSTRACTDisc brake squeal produced by WashingtonMetropolitan Area Transit Authority transitcars precipitated a number of on-car andlaboratory tests. The results of these testsare summarized along with the experience ofother investigators in both the transit andautomotive fields. Experience indicates thatsome brake systems are prone to squeal whileothers are not, and that the benefit ofsystem modifications varies dramatically fordifferent disc brake systems. Modificationsthat hold the most promise for reducing thepropensity of a brake system to squeal aresufficiently damping the brake pad backplate, disc rotor, or caliper; altering discrotor stiffness, caliper mass, or caliperstiffness; reducing (if possible) the brakepad friction coefficient;and, possibly,eliminating brake pad grooves.gained in attempting to reduce the brake squeal onWMATA cars and to place this experience in the context of other work.WASHINGTON METRORAIL EXPERIENCEThe disc brake assembly used by the WMATA Metro carsis similar in configuration to automotive caliperdisc brakes with ventilated rotors (Figure 1). Thedisc is 20 in. in diameter and 3.6 in. thick andweighs 137 lb (1). The kidney-shaped brake pads areactuated by t side-by-side pistons. The brakesystem was designed by the Abex Corporation with twoassemblies fitted per axle for a total of eightassemblies per car. (Author's note: Equipment sup--The existence of brake squeal has been recognized asa problem for some time primarily because of itsoccurrence in highway vehicle drum and disc brakesystems. Rail transit cars have also exhibited brakesqueal from their tread and disc brakes. In theUnited States three transit systems use disc brakes:the San Francisco Bay Area Rapid Transit District(BART), the Chicago Transit Authority (CTA), and A). Of these, only WMATA has experienced problems due to brake squeal. The squeal propensity ofthe WMATA brake system has limited the optionsavailable for replacement friction pad materials,and at one point squeal sound levels became sosevere that a considerable public outcry ensued. Thepurpose of this paper is to document the experienceCaliper ----.;:LJ(Piston Sidel.-··-.,,.)·. . /Bracket andLink AssemblyCaliper(Piston SidelFIGURE 1 WMATA/Abex disc brake system.Truck Wheel

Transportation Research Record 98344pliers are identified in this paper for clarity ofpresentation. Their reference constitutes neitherendorsement nor criticism.)From the time WMATA initiated rail service, itsbr . e 5Y!:t.e!!'. e h! iteC ! pe eit ,7 t ::q l { }.The BART brake system with similar design parameters, on the other hand, has never exhibited squeal(.!) The squeal experienced early in the Metrorailhistory was occasional in nature and relatively lowin amplitude and frequency (Figure 2a). However,when the original asbestos-bearing Abex 45109 fric-pads, squeal became common, and its amplitude andfrequency increased considerably (Figure 2b) (]).To correct the deteriorated squeal behavior, aseries of on-car modifications were evaluated for animmeaiate solution (ii. Laboratory investigationsusing a constant-speed dynamometer were also undertaken for long-term improvements Ci,il. The on-carmodifications included a variety of replacement pads,md system modifioationo fitted to teat trains runduring nonrevenue hours. The on-car tests found onepad--the Abex l389b--to be relatively squeal-free.This pad was selected as a suitable replacement padwith acceptable squeal behavior.SQUEAL fll .ECHANISMThe mechanism of brake squeal generation confoundedinvestigators until two key observations were made(1):01020304050l. Squeal is a function of the direction of discrotation (i.e., squeal might occur for only clockwise rotation and not for counterclockwise rotation), and2. Deceleration measured during a squealing stopis somewhat higher than that measured for an essentially identical stop without squeal.(a) Judiciary Square station, January 27, 197601020304050TIME (s)(b) McPherson Square station, February 20, 1981FIGURE 2 Typical brake squeal time histories.These observations suggested that squeal is related to an asymmetry of the contact area of the padwith the disc, such that the contact area is in a"sprag position" with respect to the backplatepiston contact point. This sprag configuration, or"digging in" of the pad to the disc, results inelastic deformation of the pad, which then reducesthe binding forces and releases the pad to its original position from which the cycle can be repeated.This theory was tested by grinding a pad to an exaggerated asymmetry and varying the backplate-pistoncontact point. Squeal was observed consistent withthe theory for the con f iguration shown in Figure 3Cl) fore tan-l µ, whereµ is the pad friction coefficient. Further analysis indicated that squeal wasposs ibl e for O e tan-1 µ Rotadon.Contact PointFIGURE 3 Disc, pad, and piston in squeal configuration (7).

45Staianomodel consists of three elements (the disc, pad, andcaliper), with each possessing rotational and translational stiffness and mass. Element rotations areabout an axis parallel to the disc radius and displacements are lateral (i.e., normal to the plane ofthe disc) Disc mass and stiffnesses are effectiveor equivalent values estimated for an equivalentbeam from expected disc modal behavior during squeal.When the equations of motion and boundary conditions are applied to the disc, pad, and caliperelements, a set of equations is obtained yieldingsolutions for the displacements of disc, pad, andcaliper and the rotations of the disc and pad. Thesesolutions have the form y Y ezt, where z can beimaginaryi thus,Fundamental to the sprag-slip theory is the presence of the asymmetrical pad-disc contact area. Theasymmetry is believed to arise from nonuniform padwear, working of the backplate by the piston, orthermal distortion of the pad (1, ). A squeal-pronecondition and slight backplate dishing have beenobserved after simply heating a pad to about 250 Cand allowing it to cool. Thus heavy braking andsubsequent cooling is likely to cause such distortions, as has been observed of squeal in in-serviceconditions. At low brake pressures the contact areais quite small due to the distortioni at high brakepressures the pad is flattened-out, thereby reducingthe asymmetry. The result is less squeal at highbrake pressures. The requirement that pad asymmetryexist probably accounts for the appearance of squealin the Knorr BB1 pad in the WMATA brake system onlyafter a period of revenue service.Investigators have noted that the frictionalforce on the face of the pad is resisted by a restraining force at the pad backplate resulting in amoment tending to rotate the leading edge of the padtoward the disc and causing more rapid wear at theleading edge (l). This moment also tends to shiftthe contact patch toward the leading edge--to a spragg ing" position. This is shown in Figure 4.From translational equilibrium, all forces acting onthe pad can be estimated in terms of the brake pressure force (N) and the friction coefficient. Fromrotational equilibrium, the offset (a) of the paddisc effective contact point to the backplate-pistoneffective contact point must be a µt, where t isthe pad thickness. It is interesting to note thatthe maximum leading contact point offset (b) forsqueal is equal to a. (Note that, even for theWMATA/Abex brake system, this offset is quite small.Specifically, for a new pad, b 0.25 in. for apad whose half-length is approximately 6 in.)ezt ext eiwt ext [cos(wt) i sin(wt)]Therefore, the solutions are simple harmonic if x O, sinusoidal and damped if xis negative, and sinusoidal and diverging (i.e., unstable) if x is positive (15). Squeal is the self-excited oscillationthat occurs when the brake system parameter valuescombine to yield an unstable solution to the displacement equations (i.e., positive x). In the literature the magnitude of positive x has been definedas the squeal propensity and w/2 has been calledthe "squeal frequency. EFFECT OF BRAKE SYSTEM DESIGN ON SQUEALThe fundamental squeal mechanism is understood.Simplified experimental and analytical models provide results that agree mutually and agree reasonably with specific real brake systems. However,behavior for one brake system may not be representative of that of another. Furthermore, the best current analytical model in the literature is still aconsiderable simplification of a complex system.Industry practice (both rail transit and automotive)for solving squeal problems remains basically trialand-error modification of actual components. However, the analytical results are useful in guidingthe types of modifications that may ultimately provesuccessful.ANALYTICAL DESCRIPTION OF SQUEALThe sprag-slip theory was supported and refined by aseries of investigations ( -14). A mathematicaldescription of a complex system such as a disc brakeassembly requires a considerable number of simplifying assumptions. Expression of sprag-slip for a real(automotive) disc brake assembly, for example, consisted of a 6 degree of freedom (df) lumped-parameter model in which system damping was ignored (B).The interaction of the inner and outer pads was alsoignored, such that the model was simplified to asingle pad pressed against the disc. [Other work hasdemonstrated that the interaction of the pads doesaffect the parameter ranges that will result insqueal. However, the general trends indicated by thesingle-pad model are representative (14).] Thus thisBrake PadClearly, the brake pad plays a significant role inthe squeal mechanism. When the original Abex 45109pad was replaced by the Knorr B81 pad on the Metrorail cars, squeal worsened considerablyi when theKnorr 881 was replaced by the Abex 1389b, squeal wasvirtually eliminated (see Table 1). Interestingly,the presence of even one squeal-prone pad in aBRAKE PRESSURE FORCE, N/BRAKE PAD/µNI','//1 /;'/'FRI CT!ON FORCE, µN(1)/"aNFIGURE 4 Forces acting on brake pad.I'/""I'''DISC ROTATIO

46Transportation Research Record 983TABLE 1 Tests of WMATA On-Car ModificationsPadDiscAllAbex 45109Knorr 881Knorr 881-1Abex 1389bAllAiiNYABKnorr 881A!!AbexAllAllAllKnorrAbexNYABAllKnorr 881/881-1Knorr 881Knorr 881No. ofTestsLA maxConfigurationdi)86W ithI808984H T';.,,,., .,,,.,.fa,.,.ft"\l"\rl1f11'' t1,-,.,,rI79792All589Original asbestos padsWith various system modificationsWith various system modificationsWith various system modificationsWith various system modificationsWith various system modificationsDifferent brake assembly, including caliperWith0.01- to 0.10-in. rubber material behind backplate plus variousother modificationsWith 0. 125-in. steel plate inserted behind or welded to backplate plusAllAll5487904-slot, 8-segment pads plus various other modificationsI-slot, 2-segment pads plus various other modifications23671021778885vnrious other modificatio115Note: A test consisted of recordfogs of maximum slow-response A-weighted sound levels for at least six passbys of a two-car train fitted with agiven brake system configuration. LAmax is the average or the average maximum A-weighted sound levels for each test. Tests were performed atUnion Station-Visitors Cent er StnHon, fanuary 2 3 to April 7 1 1981 , Pads supplied by Knorr were manufactured by Jurid GmbH, Hamburg,West Germany.caliper is sufficient to induce squeal (§.,ll, Intests on the same automotive disc brake assembly,four different friction materials tended to excitesignificantly different frequencies (16).Increasing pad friction coefficie increases therange of pad contact point geometries (0 e tan- 1 µ), which are squeal prone. Thus high-frictionpad compositions tend to squeal more. Analytical results indicate that a minimum friction coefficientexists for which no squeal will be produced for anycontact point geometry, In practice, for at leastone actual system, this minimum friction coefficientwas found to be 0.25 (8), When squeal is experienced,however, its sound lev l is independent of the friction coefficient (17),Friction Material StiffnessThe 6 df model described in the previous sectionpredicted squeal instability regions within fairlywell-defined ranges of pad (Young s) modulus. However, the usefulness of pad modulus as a design parameter is limited by the pad modulus variabilitywith temperature and pad distortion that causes thepad to become less stiff and more nonlinear (8),In the WMATA laboratory tests, Battelle ColumbusLaboratories measured the compressive static stiffnesses of Knorr 881 and Abex 1389b pads (5). Theresults are given in Table 2 (il as a function ofbrake pressure, Note that in the load range representative of WMATA service, the quieter Abex padsare approximately twice as stiff at low brakingeffort (Bll and are approximately 20 percent stifferat high braking effort (BS). The Abex 1389b padshave been characterized as "soft" (i.e., fasterwearing) but less squeal prone. This behavior hasTABLE 2 Brake Pad Compressive Static Stiffness (5)Stiffness (10 3 lb/in.)BrakingModeBrake PressRange (psi)BrakeForce (lb)Knorr 881Abex 5004, 800130180300320360420430380340410420450490500Note: The data are for statk stiffness for increasing load.8Total force approximated for brake pressure acting on two 2.S-in.-diameterpbtons.also been attributed to some automobile brake systems. However, neither squeal propensity nor servicelife has been found to be simply related to padhardness.Most disc brake pads are manufactured with atleast one slot or "rain groove" (usually radial withrespect to the disc), Somewhere in disc brake loreoriginated the nostrum that additional slots wouluC!UC!f,, Off'IC! quiet squealing -,4---···-,evidence of this has been found by the author, WMATAat tempted th is approach on the Knorr 8 81 pad bycutting an additional slot to form eight segments.This modification had no significant effect on average maximum squeal levels (see Table 1), The Officeof Research and Experiments (ORE) of the EuropeanInternational Union of Railways (UIC) also triedthis approach on a European-style (UIC-type) scissors-action caliper disc brake assembly and foundthe resultant squeal was prolonged and more objectionable (17). Battelle tried a further variation onthis themP.hy cut.t i.ng several radial slots throu']h aKnorr 881 pad, including the backplate. The resultof this modification was to reduce the number ofsqueal frequencies observed at high brake pressure,but it increased the number of squeal frequencies atlower brake pressure il Battelle also tried to remove friction material from one end of a brake padto induce asymmetry and alter pad response (6), Thismodification did not alter squeal charact-;risticsfor either direction of disc rotation.A simple geometric model of sprag indicates thatprere uisite to squeal \s a pad-disc contact o set(bl with O b (t tanµ).The. width (t tanµ)was shown previous l y for t he WMATA/Abex assembly tobe relatively narrow compared with the circumferential length of the pad. Conceivably, removing thecenter poct.i.on of the friction material (:t t tan-1 µabout the center of the pad) could force the contactpoint geometry beyond the squeal range. This wasapparently tried with an automotive brake assemblyfor which the pad center was milled out to within0,75 in, of the pad ends. The result was an alteration of the observed frequencies, but apparentlysqueal was not eliminated (16).Holographic interferometry experiments to determine component vibration behavior of an automotivedisc brake assembly showed high vibration levels atthe brake pad leading edge (18). This behavior isreasonably explained by the sprag-slip mechanism.These experimenters attempted to make the padstiffer by testing the same pad type with and without a single central rain groove. Squeal frequencypeaks for the ungrooved pad were reduced at least 15dB. WMATA tested versions of the Knorr 881 with a1-

Staianosingle slot instead of the standard three slots,with no benefit (see Table 1). Apparently no testswere made of a Knorr 881 with no slots, however.Backplate StiffnessThe laser holography tests previously cited alsoshowed high levels of pad backplate vibration. Theseresults included x and modal patterns exhibited on a square backplate with a centrally located pressure point. Results for an elongated pad(more similar to the WMATA pad geometry) gave aroughly radial nodal line somewhat comparable to theresult obtained by Battelle for the Knorr 881 pad(§.). The vigorous vibration of the backplate wouldappear to suggest that some modification might alterthe system characteristics sufficiently to reducesqueal. Two approaches have been tried: stiffeningbars and plates, and damping treatments.The use of backplate inserts has been employed bythe automotive industry, reportedly with some success. WMATA has tried a variety of backplate-stiffener modifications with a 0.125-in. steel plate(including some with a silicone rubber-fiberglassfabric bonded to the plate and some with a Teflontype coating). These experiments showed no benefit(Table 1). Battelle also tried this approach with a0.375 x 1.0 x 12-in. bar with similar lack of success (J.) Reducing backplate stiffness by the previously mentioned slotted backplate was also ineffective. Insertion of thin elastomeric sheets behindthe backplate also produced no benefit (Table 1).DampingIn the Battelle compressive static stiffness measurements, both pads exhibited considerable hysteresis in compression with the "quiet Abex padexhibiting significantly greater hysteresis (consequently greater internal damping) than the noisy Knorr pad--an intuitively reasonable result (1).However, in dynamic tests on the two pads using animpedance hammer to explore the transverse bendingbehavior, the Knorr pad exhibited about 30 percentgreater damping than the Abex pad. (Specifically,the results were Knorr 881, mean of 4.6 percentcritical damping versus Abex 1389b, mean of 3.4percent critical damping.) Similarly, in tests usinga steady-state shaker excitation of suspended padsto explore the behavior of the friction material ina plane parallel to the disc and backplate, theKnorr pad exhibited about 90 percent greater dampingthan the Abex pad. (Specifically, the results wereKnorr 881, mean of 2.5 percent critical dampingversus Abex 1389b, mean of 1.3 percent criticaldamping.)ORE performed pad damping experiments on an UICtype brake assembly. In tests with an approximately0.125-in. rubber coating to either the brake pad orthe brake pad holder, no benefit was produced. In atest with about a 0.25-in.-thick epoxy resin coating on both the bearing surface of the pad and onthe dove-tail seat [such that] there was no longerany metallic conn

The existence of brake squeal has been recognized as a problem for some time primarily because of its occurrence in highway vehicle drum and disc brake systems. Rail transit cars have also exhibited brake squeal from their tread and disc brakes. In the United States three transit systems use disc brakes:

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