Optical Coupling To Nanoscale Optomechanical Cavities For .

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Optical coupling to nanoscaleoptomechanical cavities for nearquantum-limited motion transductionJustin D. Cohen,1,2,3 Seán M. Meenehan,1,2,3 and Oskar Painter1,2, 1 KavliNanoscience Institute and Thomas J. Watson, Sr. Laboratory of Applied Physics,California Institute of Technology, Pasadena, CA 91125, USA.2 Institute for Quantum Information and Matter, California Institute of Technology, Pasadena,CA 91125, USA.3 These authors contributed equally to this work. opainter@caltech.eduAbstract: A significant challenge in the development of chip-scale cavityoptomechanical devices as testbeds for quantum experiments and classicalmetrology lies in the coupling of light from nanoscale optical mode volumesto conventional optical components such as lenses and fibers. In this workwe demonstrate a high-efficiency, single-sided fiber-optic coupling platformfor optomechanical cavities. By utilizing an adiabatic waveguide taper totransform a single optical mode between a photonic crystal zipper cavityand a permanently mounted fiber, we achieve a collection efficiency forintracavity photons of 52% at the cavity resonance wavelength of λ 1538nm. An optical balanced homodyne measurement of the displacementfluctuations of the fundamental in-plane mechanical resonance at 3.3MHz reveals that the imprecision noise floor lies a factor of 2.8 above thestandard quantum limit (SQL) for continuous position measurement, witha predicted total added noise of 1.4 phonons at the optimal probe power.The combination of extremely low measurement noise and robust fiberalignment presents significant progress towards single-phonon sensitivityfor these sorts of integrated micro-optomechanical cavities. 2013 Optical Society of AmericaOCIS codes: (230.5298) Photonic crystals; (230.3120) Integrated optics devices;(120.4880) Optomechanics; (280.4788) Optical sensing and sensors; (350.4238) Nanophotonics and photonic crystals.References and links1. M. Eichenfield, J. Chan, R. M. Camacho, K. J. Vahala, and O. Painter, “Optomechanical crystals,” Nature 462,78–82 (2009).2. J. Teufel, T. Donner, D. Li, J. Harlow, M. Allman, K. Cicak, A. Siroi, J. Whittaker, K. Lehnert, and R. Simmonds,“Sideband cooling of micromechanical motion to the quantum ground state,” Nature 475, 359–363 (2011).3. J. Chan, T. Mayer-Alegre, A. H. Safavi-Naeini, J. T. Hill, A. Krause, S. Gröblacher, M. Aspelmeyer, andO. Painter, “Laser cooling of a nanomechanical oscillator into its quantum ground state,” Nature 478, 89–92(2011).4. M. Eichenfield, R. Camacho, J. Chan, K. J. Vahala, and O. J. Painter, “A picogram- and nanometre-scale photoniccrystal optomechanical cavity,” Nature 459, 550–555 (2009).5. A. A. Clerk, M. H. Devoret, S. M. Girvin, F. Marquardt, and R. J. Schoelkopf, “Introduction to quantum noise,measurement and amplification,” Rev. Mod. Phys. 82, 1155–1208 (2010).6. J. Teufel, T. Donner, M. Castellanos-Beltran, J. Harlow, and K. Lehnert, “Nanomechanical motion measured withan imprecision below that at the standard quantum limit,” Nature Nanotech. 4, 820–823 (2009).#185066 - 15.00 USD(C) 2013 OSAReceived 8 Feb 2013; revised 22 Apr 2013; accepted 22 Apr 2013; published 1 May 20136 May 2013 Vol. 21, No. 9 DOI:10.1364/OE.21.011227 OPTICS EXPRESS 11227

7. G. Anetsberger, E. Gavartin, O. Arcizet, Q. Unterreithmeier, E. Weig, M. Gorodetsky, J. Kotthaus, and T. Kippenberg, “Measuring nanomechanical motion with an imprecision below the standard quantum limit,” Phys. Rev.A 82, 061804 (2010).8. R. Rivière, S. Deléglise, S. Weis, E. Gavartin, O. Arcizet, A. Schliesser, and T. Kippenberg, “Optomechanicalsideband cooling of a micromechanical oscillator close to the quantum ground state,” Phys. Rev. A 83, 063835(2011).9. S. Gröblacher, J. B. Hertzberg, M. R. Vanner, G. D. Cole, S. Gigan, K. C. Schwab, and M. Aspelmeyer, “Demonstration of an ultracold micro-optomechanical oscillator in a cryogenic cavity,” Nature Phys. 5, 485–488 (2009).10. C. Michael, M. Borselli, T. Johnson, C. Chrystal, and O. Painter, “An optical fiber-taper probe for wafer-scalemicrophotonic device characterization,” Opt. Express 15, 4745–4752 (2007).11. S. Spillane, T. Kippenberg, O. Painter, and K. Vahala, “Ideality in a fiber-taper-coupled microresonator systemfor application to cavity quantum electrodynamics,” Phys. Rev. Lett. 91, 043902 (2003).12. O. Mitomi, K. Kasaya, and H. Miyazawa, “Design of a single-mode tapered waveguide for low-loss chip-to-fibercoupling,” IEEE J. Quantum Electron. 30, 1787–1793 (1994).13. V. R. Almeida, R. R. Panepucci, and M. Lipson, “Nanotaper for compact mode conversion,” Opt. Lett. 28, 1302–1304 (2003).14. S. J. McNab, N. Moll, and Y. A. Vlasov, “Ultra-low loss photonic integrated circuit with membrane-type photoniccrystal waveguids,” Opt. Express 11, 2927–2939 (2003).15. L. Chen, C. R. Doerr, Y.-K. Chen, and T.-Y. Liow, “Low-loss and broadband cantilever couplers between standardcleaved fibers and high-index-contrast Si3N4 or Si waveguides,” IEEE Photon. Technol. Lett. 22, 1744–1746(2010).16. COMSOL Multiphysics http://www.comsol.com/ .17. A. W. Snyder and J. D. Love, Optical Waveguide Theory (Springer, 1983).18. Lumerical Solutions Inc. http://www.lumerical.com/tcad-products/fdtd/ .19. Potentially, the use of a lensed or small-mode-field-diameter fiber could allow for a larger initial waveguidewidth, correspondingly shorter tapering region, and the ability to eliminate the support tether. However such anapproach would be less robust to slight fiber misalignments arising from fabrication variability of the V-groovesize on the order of 100 - 200 nm. These misalignments are small relative to the 10 μ m mode diameter used inthe reported device, but would cause substantial mode-mismatch in any scheme with a short waveguide taper.The optimal mode-matching of the junction would also likely be diminished, as increased mode confinement inthe waveguide tip would render the profile less circularly symmetric.20. Q. Lin, J. Rosenberg, X. Jiang, K. Vahala, and O. Painter, “Mechanical Oscillation and cooling actuated by theoptical gradient force,” Phys. Rev. Lett. 103, 10360 (2009).21. While in principle both intensity and phase noise of the laser can contribute to the heating of the mechanicalmode, for an optically resonant measurement of position in the sideband unresolved regime the phase noise doesnot contribute to backaction and only intensity noise affects the mechanics. In this regime the phase noise addsa small component to the imprecision noise floor. Measurements of the phase and intensity noise of our laserreveal no excess intensity noise and a flat frequency NPSD of Sωω 5 103 rad2 Hz in the frequency range ofinterest. Consequently, for the probe powers used in this work, the excess back-action due to technical laser noiseis negligible, and the phase noise contribution to the noise floor lies roughly 60 dB below the shot noise.22. P. Rabl, C. Genes, K. Hammerer, and M. Aspelmeyer, “Phase-noise induced limitations on cooling and coherentevolution in optomechanical systems,” Phys. Rev. A 80, 063819 (2009).23. A. H. Safavi-Naeini, J. Chan, J. T. Hill, S. Gröblacher, H. Miao, Y. Chen, M. Aspelmeyer, and O. Painter, “Lasernoise in cavity-optomechanical cooling and thermometry,” New J. Phys. 15, 035007 (2013).24. A. M. Jayich, J. C. Sankey, K. Bjorke, D. Lee, C. Yang, M. Underwood, L. Childress, A. Petrenko, S. M. Girvin,and J. G. E. Harris, “Cryogenic optomechanics with a Si3N4 membrane and classical laser noise,” New J. Phys.14, 115018 (2012).25. T. P. Purdy, R. W. Peterson, and C. A. Regal, “Observation of radiation pressure shot noise on a macroscopicobject,” Science 339, 801–804 (2013).26. C. Genes, D. Vitali, P. Tombesi, S. Gigan, and M. Aspelmeyer, “Ground-state cooling of a micromechanicaloscillator: Comparing cold damping and cavity-assisted cooling schemes,” Phys. Rev. A 77, 033804 (2008).27. K. D. and D. Bouwmeester, “Sub-kelvin optical cooling of a micromechanical resonator,” Nature 444, 75–78(2006).1.IntroductionNanoscale structures in the form of photonic and phononic crystals have recently been shownto feature significant radiation pressure interactions between localized optical cavity modesand internal nanomechanical resonances [1]. Alongside similar advances in the microwave domain [2], optomechanical crystals have recently been used to laser cool a nanomechanical os-#185066 - 15.00 USD(C) 2013 OSAReceived 8 Feb 2013; revised 22 Apr 2013; accepted 22 Apr 2013; published 1 May 20136 May 2013 Vol. 21, No. 9 DOI:10.1364/OE.21.011227 OPTICS EXPRESS 11228

cillator to its quantum ground state [3]. The ability to measure and control the quantum stateof such an object ultimately hinges on the quantum efficiency of the optical transduction ofmotion. Here we demonstrate high-efficiency optical coupling between an optomechanical zipper cavity [4] and a permanently mounted optical fiber through adiabatic mode conversion.This optical coupling technique greatly improves the collection efficiency of light from thesetypes of optomechanical cavities over existing methods, and brings the minimum total addedmeasurement noise to within a factor of 3 of the standard-quantum-limit of continuous positionmeasurement.In a weak measurement of position through a parametrically coupled optical cavity there aretwo intrinsic sources of measurement noise. Shot noise of the probe laser and excess quantumvacuum noise due to optical signal loss set the fundamental noise floor of the measurement.When converted into units of mechanical quanta this imprecision noise Nimp decreases with increasing probe power. However, higher laser probe power comes at the cost of radiation pressurebackaction driving an additional occupation noise NBA on top of the thermal mode occupationNth . For an optically resonant measurement of position, the noise terms in units of mechanicaloccupation quanta areNimp κ 2γ,64nc g2 κe ηcpl ηmeasNBA 4nc g2,κγ(1)where g is the optomechanical interaction rate, κ and γ are respectively the optical and mechanical loss rates, κe is the extrinsic cavity loss rate, ηcpl is the optical efficiency betweenthe cavity and the detection channel, and ηmeas accounts for excess technical noise and signalloss accumulated in experiment-specific optical components. As intracavity photon number ncis varied, an optimal input power Pmin is reached where the imprecision noise and back-actionnoises are equal and the total added noise is minimized to 1.Nmin Nimp NBA min 2 ηcpl ηmeas κe /κ(2)In the ideal case this point, known as the standard-quantum-limit (SQL), adds 1/2 quanta ofnoise to the measurement, equal to the zero-point fluctuations of the oscillator [5]. The SQLcan only be reached in the limit of noise-free, lossless detection (ηcpl ηmeas 1) and perfectwaveguide loading (κe κ ). Thus, Nmin is a suitable figure of merit for the ultimate quantumefficiency of an optomechanical detector of position. Although experiments in both the opticaland microwave domains have brought the imprecision noise level down to below 1/4 quanta [6,7], and recent microwave experiments have achieved total added noise within a factor of 4 ofthe SQL [2], current state-of-the-art optical devices have been limited to 14 80 times theSQL [3, 8, 9]. Such experiments are limited partly by technical noise (e.g. added noise fromamplifiers), but a substantial amount of imprecision is introduced by poor quantum efficiencyof the optical readout. Here we identify another figure of merit to allow for cross-platformcomparison of detection methods. The quantum efficiency of a general measurement apparatuswill be limited to ηCE ηcpl κe /κ , the collection efficiency of intracavity photons into thedetection channel before further signal processing.To date, most nanoscale optomechanical experiments utilize evanescent coupling betweenthe optical cavity and an adiabatically tapered optical fiber [10, 11]. While this method offerslow parasitic losses, standing wave resonators such as the optomechanical cavities consideredhere radiate symmetrically into two oppositely propagating modes of the fiber, each at a rate κe .Thus the fraction of nc routed into the detection channel κe /κ κe /(κi 2κe ) does not exceed1/2 even in the ideal case of negligible intrinsic cavity loss rate κi . To reach the overcoupledregime κe /κ 1/2, a single-sided coupling scheme is necessary.#185066 - 15.00 USD(C) 2013 OSAReceived 8 Feb 2013; revised 22 Apr 2013; accepted 22 Apr 2013; published 1 May 20136 May 2013 Vol. 21, No. 9 DOI:10.1364/OE.21.011227 OPTICS EXPRESS 11229

ab25 μm100 μmhoverlap 95 %htether 95 %chtaper 98 %d05 μm12 μmeQe 15,000hmirror 95 %fQi 75,000-0.2 0 0.2-1 0 12 μm2 μmFig. 1. Scanning electron microscope (SEM) images illustrating the optical couplingscheme and mode conversion junctions, with overlayed mode profiles simulated via FiniteElement-Method (FEM) of optical power in (c) and (d), and electric field in (e) and (f).(a) Fabricated device after fiber coupling via self-aligned v-groove placement. (b) Detailedview of the zipper cavity. (c) The optical-fiber/Si3 N4 -waveguide junction. (d) The waveguide with supporting tethers after adiabatically widening to 1.5 μ m. (e) Photonic crystaltaper section. (f) Photonic crystal defect cavity.2.Single-sided fiber couplingWe have implemented a coupling scheme which routes light from a photonic crystal zippercavity to a cleaved single-mode optical fiber tip with high efficiency in a fully single-sidedinterface. The fiber is self-aligned in a Si V-groove (Fig. 1), secured with epoxy, and buttcoupled to a mode-matched Si3 N4 waveguide, which adiabatically widens [12–15] to match thewidth of the zipper cavity nanobeam. The waveguide then end-couples to the cavity through atruncated photonic crystal mirror. The robust fiber alignment offers another key advantage overevanescent and grating-coupler techniques that call for nanometer-scale-sensitive positioningto achieve appreciable mode overlap. Nano-positioning is difficult and expensive to implementin cryogenic setups due to footprint and imaging requirements, whereas the coupler presentedhere can be installed directly into any system with a fiber port. While the reported couplingmethod is particularly useful for attaining single-sided coupling to photonic crystal cavities, itcould also be adapted to traveling wave resonators by employing a side-coupled geometry inan on-chip analogue to fiber-taper probing.We now describe the optimization of the optical efficiency. To determine the optimal widthof the Si3 N4 waveguide, we compute the guided transverse modes of both the waveguide andthe optical fiber at the target wavelength of λ 1550 nm using a finite-element-method (FEM)solver [16]. The coupling efficiency at the fiber-waveguide junction is calculated from the modeprofiles using a mode overlap integral [17]. For a 400 nm thick Si3 N4 membrane, the optimalwaveguide width is w 230 nm with a transmission efficiency of ηoverlap 95% as depictedin Fig. 1(c). Then w increases gradually to the nanobeam width of 850 nm. To obtain hightransmission efficiency in this tapered waveguide section, the rate of change of w along the#185066 - 15.00 USD(C) 2013 OSAReceived 8 Feb 2013; revised 22 Apr 2013; accepted 22 Apr 2013; published 1 May 20136 May 2013 Vol. 21, No. 9 DOI:10.1364/OE.21.011227 OPTICS EXPRESS 11230

propagation direction z must be small enough to satisfy the adiabatic condition [17] dw/dz Δneff at every point along the taper, where Δneff is the difference in effective index between thefundamental waveguide mode and any other guided or radiation mode. The actual transmissionefficiency is calculated using a finite-difference-time-domain (FDTD) simulation [18]. For a400 μ m long taper with a cubic shape between the junctions shown in Figs. 1(c,d), we obtain atransmission efficiency of ηtaper 98%.The high-stress Si3 N4 film used here, desirable for its excellent optical and mechanical quality, deforms out of plane significantly when suspended over lengths greater than 10 - 20 μ m. Forthis reason a 70 nm wide tether is placed near the fiber-waveguide junction (Fig. 1(c)) to fix thewaveguide taper in position for optimal fiber alignment [19]. The scattering loss of the tether iscomputed using FDTD and the transmission efficiency is calculated to be ηtether 95%. A second set of 150 nm wide tethers (Fig. 1(d)) is placed just before the cavity, in order to isolate theoptomechanical crystal from the low-frequency vibrational modes of the tapered waveguide.The waveguide is temporarily widened to 1.5 μ m at this point, rendering the scattering loss dueto the tethers negligible.Finally, the uniform dielectric waveguide adiabatically transitions into a one-dimensionalphotonic crystal mirror by linearly increasing the radius of the holes while keeping the latticeconstant fixed. An 8 hole photonic crystal taper (Fig. 1(e)) is sufficient to achieve an efficiencyof ηmirror 95%. The coupling rate to the cavity is controlled by varying the number of mirror periods after the taper. The photonic crystal cavity mode (Fig. 1(f)) is shared between thewaveguide beam and a near-field, flexibly supported test beam, with the optomechanical coupling arising from the sensitivity of the resonance frequency to the beam separation. In thismanner the waveguide structure serves as an optical readout of the test beam motion with anoptimal round-trip efficiency of ηrt (ηoverlap ηtaper ηtether )2 ηmirror 74%. For the purposes ofoptomechanical transduction, the relevant figure is the single-pass transmission efficiency be tween the cavity output and the fiber, which ideally is ηcpl ηrt 86%.3.Optical characterizationA broadband scan of the reflection from the fiber-coupled device is shown in Fig. 2(a). Forprobe wavelengths detuned from cavity resonances, the photonic crystal depicted in Figs. 1(d,e)functions as a near-unity reflectivity mirror. Thus a low-finesse Fabry-Perot cavity is formedin the waveguide between the photonic crystal and the cleaved fiber facet (with reflectivity2 )),R 3.5%) of Fig. 1(b). By fitting the visibility of the fringes to V ηcpl (1 R)/( R(1 ηcplthe curve in Fig. 2(a) provides a convenient calibration of optical efficiency, which is plotted inFig. 2(b) versus wavelength and reveals ηcpl 74.6% for resonant measurements of the primarymode at λ 1538 nm. The coupling depth of the mode is determined by fitting the resonancedip to a coupled-cavity model incorporating the photonic crystal and Fabry-Perot interferenceeffects, yielding κe /κ 0.7. To verify this model, we study a series of devices with varyingnumbers of mirror-type holes between the photonic crystal taper and cavity. In Fig. 2(c), thetotal optical quality factor (Qt ) is plotted in green alongside intrinsic (Qi ) and extrinsic (Qe )components as determined by the coupled cavity fit (blue and red points respectively). As themirror holes are removed, Qe decreases in good agreement with simulation (dotted line), andthe limiting component of Qt transitions from Qi to Qe . By converting quality factor into lossrate and calculating the coupling depth of the device series, a clear trend from undercouplingto overcoupling is evident in Fig. 2(d). The device under test in this work features κe /κ 0.7,bringing the fiber collection efficiency figure of merit to ηCE 52%. For comparison, systemsin which ground-state occupancy of a single mechanical mode has been achieved have featuredηCE 37 % [2] and ηCE 9 % [3].#185066 - 15.00 USD(C) 2013 OSAReceived 8 Feb 2013; revised 22 Apr 2013; accepted 22 Apr 2013; published 1 May 20136 May 2013 Vol. 21, No. 9 DOI:10.1364/OE.21.011227 OPTICS EXPRESS 11231

3.5cQuality FactorReflection (a.u.)a2.51.51061050.5b1040.90d1.00.855Perfect Overcoupling,hcpl0.80.800.60.755Critical 6054Wavelength (nm)3210Coupling Mirror Per

Optical coupling to nanoscale optomechanical cavities for near quantum-limited motion transduction Justin D. Cohen,1,2,3 Sean M. Meenehan, 1,2,3 and Oskar Painter1,2, 1Kavli Nanoscience Institute and Thomas J. Watson, Sr. Laboratory of Applied Physics, California Institute of Technology, Pasadena, CA 91125, USA.

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