LTE To 5G

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LTE to 5G:Cellular and BroadbandInnovationMobile Broadband Transformation, Rysavy Research/5G Americas, August 2017Page 1

Table of ContentsINTRODUCTION. 5BROADBAND TRANSFORMATION . 8EXPLODING DEMAND . 12Application Innovation . 12Internet of Things . 13Video Streaming . 13Cloud Computing . 145G Data Drivers . 14Global Mobile Adoption . 15ALMOST AT 5G. 19Expanding Use Cases . 191G to 5G Evolution . 214G LTE Advances . 245G Use Cases (ITU and 3GPP) . 285G Technical Objectives . 305G Concepts and Architectures . 315G New Radio (NR) . 34Expected 5G Performance . 36Release 15 Non-Standalone and Standalone Options . 365G Schedule. Error! Bookmark not defined.5G Core Network . 385G Device Availability . 38mmWave . 38Network Slicing . 40Information-Centric Networking . 413GPP Releases . 42SUPPORTING TECHNOLOGIES AND ARCHITECTURES . 45Multiple Cell Types . 45Smalls Cells and Heterogeneous Networks . 46Neutral-Host Small Cells . 49Unlicensed Spectrum Integration . 49Internet of Things and Machine-to-Machine . 53Smart Antennas and MIMO . 55Virtualization . 56Multi-Access Edge Computing . 58Multicast and Broadcast . 58Remote SIM Provisioning . 58VOLTE, RCS, WEBRTC, AND WI-FI CALLING . 60Voice Support and VoLTE . 60Rich Communications Suite . 60WebRTC . 61Wi-Fi Calling. 62PUBLIC SAFETY . 63LTE Features for Public Safety . 63Deployment Approaches . 65Mobile Broadband Transformation, Rysavy Research/5G Americas, August 2017Page 2

Device Considerations for Public Safety . 66EXPANDING CAPACITY . 68SPECTRUM DEVELOPMENTS. 72AWS-3. 74Broadcast Incentive Auction (600 MHz) . 743550 to 3700 MHz “Small-Cell” Band . 752.5 GHz Band . 765G Bands . 76Harmonization . 78Unlicensed Spectrum . 80Spectrum Sharing . 81CONCLUSION. 85APPENDIX: TECHNOLOGY DETAILS . 863GPP Releases . 86Data Throughput Comparison . 88Latency Comparison . 94Spectral Efficiency. 95Data Consumed by Streaming and Virtual Reality . 102Spectrum Bands . 1045G . 107Architecture . 107Architecture Options . 108LTE-NR Coexistence . 110Integrated Access and Backhaul . 113Performance . 114LTE and LTE-Advanced . 117LTE-Advanced Terminology . 118OFDMA and Scheduling . 119LTE Smart Antennas . 121LTE-Advanced Antenna Technologies . 125Carrier Aggregation . 129Coordinated Multi Point (CoMP) . 133Cellular V2X Communications . 135User-Plane Congestion Management (UPCON) . 136Network-Assisted Interference Cancellation and Suppression (NAICS) . 136Multi-User Superposition Transmission (MUST) . 136IPv4/IPv6 . 137TDD Harmonization . 137SMS in LTE . 138User Equipment Categories . 138LTE-Advanced Relays . 139Proximity Services (Device-to-Device) . 140LTE Throughput . 141VoLTE and RCS . 148LTE Ultra-Reliable and Low-Latency Communications . 153Evolved Packet Core (EPC). 153Heterogeneous Networks and Small Cells. 156Enhanced Intercell Interference Coordination . 160Dual Connectivity . 165Mobile Broadband Transformation, Rysavy Research/5G Americas, August 2017Page 3

Internet of Things and Machine-to-Machine . 167Cloud Radio-Access Network (RAN) and Network Virtualization . 168Unlicensed Spectrum Integration . 173Release 6 I-WLAN . 174Release 8 Dual Stack Mobile IPv6 and Proxy Mobile IPv6 . 174Release 11 S2a-based Mobility over GTP . 174Multipath TCP . 175ANDSF . 175Bidirectional Offloading Challenges . 176Other Integration Technologies (SIPTO, LIPA, IFOM, MAPCON) . 178Hotspot 2.0 . 178Self-Organizing Networks (SON) . 180IP Multimedia Subsystem (IMS) . 182Broadcast/Multicast Services . 183Backhaul. 185UMTS-HSPA . 186HSDPA . 187HSUPA . 190Evolution of HSPA (HSPA ) . 191Advanced Receivers . 191MIMO . 192Continuous Packet Connectivity . 193Higher Order Modulation. 193Multi-Carrier HSPA . 193Downlink Multiflow Transmission . 194HSPA Throughput Rates . 195UMTS TDD and TD-SCDMA . 199EDGE/EGPRS . 200ABBREVIATIONS AND ACRONYMS . 204ADDITIONAL INFORMATION . 214Copyright 2017 Rysavy Research, LLC. All rights reserved. http://www.rysavy.comMobile Broadband Transformation, Rysavy Research/5G Americas, August 2017Page 4

IntroductionMobile computing with wireless communications has already changed how people socialize andhow companies do business. Yet, we are still in the nascent stages of the transformation thatubiquitous connectivity is enabling. Early examples of this exciting future include virtual andaugmented reality, autonomous driving, smart cities, wearable computers, and connecteddevices throughout our environment. While no one can predict the full extent of innovationthat the new global broadband fabric, aided by complementary innovations such as AI, willunleash, one thing is certain: We are rushing toward an extraordinary time.The step from 3G to 4G was dramatic, and industry advances occurring now in LTE and 5G willbe even greater. Standards bodies are standardizing 5G, a process that will continue throughthe 2020 timeframe, with ongoing enhancements continuing during the next decade. Someoperators are deploying pre-standard 5G in trials this year, and initial standards-basednetworks could be deployed as early as 2019. 5G will not replace LTE; in most deployments,the two technologies will be tightly integrated and co-exist through at least the late-2020s.Many of the capabilities that will make 5G so effective are appearing in advanced forms of LTE.With carrier aggregation, for example, operators have not only harnessed the potential of theirspectrum holdings to augment capacity and performance, but the technology is also thefoundation for entirely new capabilities, such as operating LTE in unlicensed bands.The computing power of today’s handheld computers rivals that of past mainframe computers,powering intuitive operating systems and millions of applications. Coupled with affordablemobile broadband connectivity, these devices provide such unprecedented utility that billionsof people are using them.With long term growth in smartphone and other mobile device use limited by population,innovators are increasingly turning their attention to the Internet of Things (IoT), whichalready encompasses a wide array of applications. Enhancements to LTE, followed by 5G IoTcapabilities, will connect wearable computers, sensors, and other devices, leading to betterhealth, economic gains, and other advantages. 5G addresses not only IoT deployments on amassive scale but also enables applications previously not possible that depend on ultrareliable and low-latency communications, sometimes called “mission-critical applications.”Although a far more fragmented market than smartphones, the benefits will be so great thatthe realization of IoT on a massive scale is inevitable.Regulatory policies are striving to keep pace, addressing complex issues that include how bestto allocate and manage new spectrum, network neutrality, and privacy. Policy decisions willhave a major impact on the evolution of mobile broadband.These are exciting times for both people working in the industry and those who use thetechnology—which today is nearly everybody. This paper attempts to capture the scope ofwhat the industry is developing, beginning with Table 1, which summarizes some of the mostimportant advances.Mobile Broadband Transformation, Rysavy Research/5G Americas, August 2017Page 5

Table 1: Most Important Wireless Industry Developments in 2017DevelopmentSummary5G Research andDevelopmentAccelerates5G, in early stages of definition through global efforts and manyproposed technical approaches, could be deployed in nonstandalone versions as early as 2019. Deployment will continuethrough 2030. Some operators will deploy pre-standard networksfor fixed-wireless access in 2017.5G is being designed to integrate with LTE, and some 5G featuresmay be implemented as LTE-Advanced Pro extensions prior to full5G availability.5G New Radio(NR) BeingDefinedKey aspects of the 5G NR have been determined, such as radiochannel widths and use of OFDMA. The first version, specified inRelease 15, will support low-latency, beam-based channels,massive Multiple Input Multiple Output (MIMO) with large numbersof controllable antenna elements, scalable-width subchannels,carrier aggregation, Cloud Radio-Access Network (RAN) capability,and dynamic co-existence with LTE.LTE Has Becomethe Global CellularStandardA previously fragmented wireless industry has consolidated globallyon LTE.LTE is being deployed more quickly than any previous-generationwireless technology.LTE-AdvancedProvides DramaticAdvantagesLTE capabilities continue to improve with carrier aggregation, 1Gbps peak throughputs, higher-order MIMO, multiple methods forexpanding capacity in unlicensed spectrum, new IoT capabilities,vehicle-based communications, small-cell support includingEnhanced Inter-Cell Interference Coordination (eICIC), lowerlatency, Self-Organizing Network (SON) capabilities and EnhancedCoordinated Multi Point (eCoMP).Internet of ThingsPoised for MassiveAdoptionIoT, evolving from machine-to-machine (M2M) communications, isseeing rapid adoption, with tens of billions of new connecteddevices expected over the next decade.Drivers include improved LTE support, such as low-cost and lowpower modems, enhanced coverage, higher capacity, and servicelayer standardization, such as oneM2M.UnlicensedSpectrumBecomes MoreTightly Integratedwith CellularThe industry has developed increasingly sophisticated means forintegrating Wi-Fi and cellular networks, such as LTE-WLANAggregation (LWA) and LTE-WLAN Aggregation with IPSec Tunnel(LWIP), making the user experience ever more seamless.The industry has also developed and is now deploying versions ofLTE that can operate in unlicensed spectrum, such as LTEUnlicensed (LTE-U), LTE-Licensed Assisted Access (LTE-LAA), andMobile Broadband Transformation, Rysavy Research/5G Americas, August 2017Page 6

DevelopmentSummaryMulteFire. Cellular and Wi-Fi industry members are successfullycollaborating to ensure fair spectrum co-existence.Spectrum StillPreciousSpectrum in general, and in particular licensed spectrum, remains aprecious commodity for the industry.Recently added spectrum in the United States includes the 600 MHzband, auctioned in 2017, and the 3.5 GHz Citizens Broadband RadioService (CBRS) “small-cell” band, which could see initialdeployments in 2018.5G spectrum will include bands above 6 GHz, including “mmWave”(30 GHz to 100 GHz), with the potential of ten times (or more) asmuch spectrum as is currently available for cellular. Radio channelsof 200 MHz and 400 MHz, and even wider in the future, will enablemulti-Gbps peak throughput.Small Cells TakeBaby Steps,Preparing toStrideNetwork FunctionVirtualization(NFV) EmergesOperators have begun installing small cells, which now number inthe tens of thousands. Eventually, hundreds of thousands if notmillions of small cells will lead to massive increases in capacity.The industry is slowly overcoming challenges that include restrictiveregulations, site acquisition, self-organization, interferencemanagement, power, and backhaul.Network function virtualization (NFV) and software-definednetworking (SDN) tools and architectures are enabling operators toreduce network costs, simplify deployment of new services, reducedeployment time, and scale their networks.Some operators are also virtualizing the radio-access network, aswell as pursuing a related development called cloud radio-accessnetwork (cloud RAN). NFV and cloud RAN will be integralcomponents of 5G.The main part of this paper covers the transformation of broadband, exploding demand forwireless services, the path to 5G including planned and expected capabilities, new LTEinnovations, supporting technologies and architectures, voice over LTE (VoLTE), Wi-Fi Calling,LTE for public safety, options to expand capacity, and spectrum developments.The appendix delves into more technical aspects of the following topics: 3GPP Releases, DataThroughput, latency, 5G, LTE, LTE-Advanced, LTE-Advanced Pro, HetNets and small cells, IoT,cloud RANs, Unlicensed Spectrum Integration, self-organizing networks, the IP MultimediaSubsystem, broadcast/multicast services, backhaul, UMTS/WCDMA, 1 HSPA, HSPA , UMTSTDD, and EDGE/EGPRS.1 Although many use the terms “UMTS” and “WCDMA” interchangeably, in this paper “WCDMA” refers tothe radio interface technology used within UMTS, and “UMTS” refers to the complete system. HSPA is anenhancement to WCDMA.Mobile Broadband Transformation, Rysavy Research/5G Americas, August 2017Page 7

Broadband TransformationBroadband networks rely on a fiber core with various access technologies, such as fiber to thepremises, coaxial cable, digital subscriber line (DSL), or wireless connections. LTE provides abroadband experience, but capacity limitations prevent it from being the only broadbandconnection for most users. As a result, a majority of consumers in developed countries haveboth mobile broadband and fixed broadband accounts.Two developments will transform the current situation:1. Fiber Densification. Multiple companies are investing to extend the reach of fiber,decreasing the distance from the fiber network to the end node.2. 5G Standardization and Deployment. As 5G mmWave technology, includingmassive MIMO and beamforming, becomes commoditized, it will increasingly be a viablealternative to fixed-access technologies such as coaxial, DSL, and even fiberconnections. 5G commercial services will enable a new innovation cycle. The ability tocreate new applications and services with fewer limitations will take the connectedsociety to a new level.Consequently, the companies that provide broadband service may change, and eventually,fixed and mobile broadband services may converge. For a more detailed discussion of trendsin broadband, including the disruptive role of mmWave, refer to the 2017 Datacomm Researchand Rysavy Research report, Broadband Disruption: How 5G Will Reshape the CompetitiveLandscape. 2As shown in Figure 1, the emerging broadband network is one with denser fiber and competingaccess technologies in which wireless connectivity plays a larger role.2Details at bile Broadband Transformation, Rysavy Research/5G Americas, August 2017Page 8

Figure 1: Fiber Densification with Multiple Access Technologies, including mmWaveMany elements are interacting to transform mobile broadband, but the factors playing the mostimportant roles are emerging capabilities for IoT, radio advances granting access to far morespectrum, small cells, new network architectures that leverage network function virtualizationand software-defined networking, and new means to employ unlicensed spectrum. Except foraccess to high-band spectrum, a 5G objective, these advances apply to both LTE and 5G.Mobile Broadband Transformation, Rysavy Research/5G Americas, August 2017Page 9

Figure 2: Fundamental Mobile Broadband Transformational ElementsIn the past, developers used modems and networks designed for human communication formachine-type applications. But now, new modes of network operation, initially in LTE thenenhanced further in 5G, will cater to the unique needs of a wide variety of machine applications,addressing low-cost, long battery life, long communications range, and a wide variety ofthroughputs. For instance, some IoT applications need only low-throughput communications,some sending only a small number of bits per day.As for spectrum, throughout radio history, technology has climbed up a ladder to use higherfrequencies. What were called “ultra-high frequencies” when made available for television arenow considered low-band frequencies for cellular. Frequencies above 6 GHz, particularlymmWave frequencies, are the new frontier. Networks will ultimately take advantage of tentimes as much spectrum as they use now, and likely even more over time. Althoughchallenging to use because of propagation limitations and higher penetration loss, massiveMIMO, beam steering, beam tracking, dual connectivity, carrier aggregation, small-cellarchitectures with self-backhauling, and other methods will help mitigate the challenges atthese frequencies. The result: massive increases in capacity in localized areas.In addition to accessing higher bands, cellular technologies are integrating unlicensedspectrum more efficiently, using technologies such as LTE-U, LAA, MulteFire, LWA, and LWIP.This integration will immediately augment small-cell capacity, improving the business case forsmall cells.Mobile Broadband Transformation, Rysavy Research/5G Americas, August 2017Page 10

Small cells, on the roadmap for many years but held back by implementation difficulties, suchas backhaul, are on the verge of large scale deployment, leading ultimately to densities ashigh as ten small cells or more for every macro cell. Paving the way are better wirelessbackhaul solutions, neutral-host capabilities enabled by new technologies, and soon, access tommWave bands.Facilitating the capabilities listed above, networks are becoming programmable. Using adistributed, software-enabled network based on virtualization and new architecturalapproaches such as Multi-access Edge Computing (MEC) and network slicing, operators andthird parties will be able to deploy new services and applications more rapidly, and in a morescalable fashion. Centralizing RAN signal processing will also play a huge role; depending onthe deployment scenario, such centralization will increase RAN efficiency and decreasedeployment cost.This paper lists the dozens of other innovations also fueling mobile and cellular technologytransformation. Together, these transformed networks will mean that for millions, andultimately billions, of people, wireless connections will be the only connections that they need.These networks will also provide the foundation for entire new industries, ones not yet evenconceived.Mobile Broadband Transformation, Rysavy Research/5G Americas, August 2017Page 11

Exploding DemandTwo technology trajectories have created critical mass: handheld computing and fast wirelessconnections. This combined computing and communications platform inspires the innovationthat has produced millions of mobile applications.IoT is a third trajectory. LTE, and eventually 5G, will connect tens of billions of devices. Andfixed-wireless access could be a fourth. 5G, with expected network capacity a hundred timesgreater than 4G networks, will make wireless connections not only a viable substitute forwireline broadband connections for tens of millions of users over the next ten years, but makethat broadband connection the only connection that many users need.Figure 3: Exploding Demand from Critical Mass of FactorsThis section analyzes some of these demand factors.Application InnovationWhen planning 4G network technology, who could have predicted applications such as Uberand Lyft, which combine location information with mapping and online payment and arenow disrupting the taxi industry and even challenging notions of private vehicle ownership?While some applications of new technology can be predicted, many cannot.More efficient technology not only addresses escalating demand, it also provides higherperformance, thus encouraging new usage models and further increasing demand.Mobile Broadband Transformation, Rysavy Research/5G Americas, August 2017Page 12

Today’s smartphones and tablets, dominated by the iOS and Android ecosystems, incombination with sophisticated cloud-based services, provide a stable, well-definedapplication environment, allowing developers to target billions of users. Developers haverich platform-specifi

LTE for public safety, options to expand capacity, and spectrum developments. The appendix delves into more technical aspects of the following topics: 3GPP Releases, Data Throughput, latency, 5G, LTE, LTE -Advanced, LTE -Advanced Pro, HetNets and small cells , IoT,

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