Nonlinear Identification Of Continuous-Time Radio Frequency Power .

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Nonlinear Identification of Continuous-Time RadioFrequency Power Amplifier ModelMourad Djamai, Smail Bachir, Claude Duvanaud, Guillaume MercèreTo cite this version:Mourad Djamai, Smail Bachir, Claude Duvanaud, Guillaume Mercère. Nonlinear Identification ofContinuous-Time Radio Frequency Power Amplifier Model. European Control Conference, Jul 2007,Kos, Greece. pp.ECC. hal-00782925 HAL Id: 0782925Submitted on 30 Jan 2013HAL is a multi-disciplinary open accessarchive for the deposit and dissemination of scientific research documents, whether they are published or not. The documents may come fromteaching and research institutions in France orabroad, or from public or private research centers.L’archive ouverte pluridisciplinaire HAL, estdestinée au dépôt et à la diffusion de documentsscientifiques de niveau recherche, publiés ou non,émanant des établissements d’enseignement et derecherche français ou étrangers, des laboratoirespublics ou privés.

Nonlinear Identification of Continuous-Time Radio Frequency PowerAmplifier ModelMourad Djamai, Smail Bachir, Claude Duvanaud and Guillaume MercèreAbstract— In this paper, we present a three-step identificationprocedure for radio frequency Power Amplifier (PA) in thepresence of nonlinear distortion which affect the modulatedsignal in the Radiocommunication transmission system. Theproposed procedure uses a grey box model where PA dynamicsare modelled with a MIMO continuous filter and the nonlinearcharacteristics are described as general polynomial functions,approximated by means of Taylor series. Using the basebandinput and output data, model parameters are obtained byan iterative identification algorithm based on Output Errormethod. Initialization and excitation problems are resolvedby an association of a new technique using initial valuesextraction with a multi-level binary sequence input excitingall PA dynamics. Finally, the proposed estimation method istested and validated on experimental data.Index Terms— Parameter estimation, power amplifier, continuous time domain, identification algorithm, Output Errortechnique, initialization problem.I. I NTRODUCTIONSystem identification of High Frequency circuits is of greatinterest to design complex radiocommunication systems. Theexponential growth of the mobile and wireless applicationshas lead to the development of complex modulation techniques as well as spread spectrum system [1][2]. As aresult, non constant envelope signal are used to improvespectral efficiency. The power amplifier, used to transmit themodulated signal, becomes very important in mobile communication systems. This is due to the nonlinear distortions anddynamical effects which caused the increase of the bit errorrate and generate unwanted harmonics in the transmittedspectrum signal .Numerous approaches of modeling PA nonlinearities havebeen developed in this research area to characterize theinput to output complex envelope relationship [3][4]. Themodel forms used in identification are generally classifiedinto three methods depending on the physical knowledgeof the system : black box, grey box and white box [5][6].A black box model is a system where no physical insightand prior information available. This approach have beenwidely used in many research studies to predict the outputof the Nonlinear Power Amplifier such as neural networks[7][8], Wiener and Volterra series [9][10]. However, thismethod suffer from the high number of parameters andthe time consuming in computation for complex system.On the opposite, white box model is a system where theS. Bachir, M. Djamai, C. Duvanaud and G. Mercère are with laboratory ofAutomatic, Electronic and Electrical Engineering, University of Poitiers, 4avenue de varsovie 16021 Angoulême, France. Email: sbachir@iutang.univpoitiers.fr URL: http://laii.univ-poitiers.fr/mathematical representation, under some assumptions, isperfectly known. The main advantages of this model arethat the resulting parameters have physical significance likegain conversion, damping coefficient and cut-off frequencyin electrical systems [11][12]. For many industrial processes,there exists some, but incomplete knowledge concerningthe system. This gives a third way of making models ofengineering systems: The grey box modelling. This techniquedescribes the model using some ideas about the character ofthe process that generated the data. For these reasons, themodel considered in this paper is a grey box class describedin continuous-time domain. This structure is similar toPA discrete-time representation including nonlinear transferfunctions and multivariable continuous filter [3][13]. The firstblock is set to a memoryless complex amplitude (AM/AM)and phase (AM/PM) conversion. Conventionally, a powerseries model is used to consider these transfer functions. Todescribe PA dynamics, an nth MIMO filter is inserted. Thiselement operates on modulating input and represents a lowpass equivalent in envelope signals [14]. With this structure,the electronics engineer can interpret immediately the modelin physical terms.Model parameters are achieved using an iterative identification algorithm based on Output Error method.During last two decades, there has been a new interestin Output Error techniques [15][16][17]. An overview ofapproaches is given in [18][19][20]. Output Error (OE) methods are based on iterative minimization of an output errorquadratic criterion by a Non Linear Programming (NLP)algorithm. This technique requires much more computationand do not converge to unique optimum. But, OE methodspresent very attractive features, because the simulation of theoutput model is based only on the knowledge of the input, sothe parameter estimates are unbiased [21][22][23]. Moreover,OE methods can be used to identify non linear systems. Forthese advantages, the OE methods are more appropriate inmicrowave systems characterization [11][14]. For PA identification, the parameters initialization and input excitationare very important to ensure global convergence. Then, wepropose a new procedure for initialization search based onestimation of the nonlinear (AM/AM) and (AM/PM) functions decoupled from filter identification. A resulting valuegives a good approximation of model parameters. Associatedwith a multi-level input excitation, this technique allows afast convergence to the optimal values. Such an identificationprocedure for continuous-time domain in PA modeling doesnot seem to have been used previously.

The validation of this PA model is obtained for someexperimental digital modulation techniques. Measured andestimated output signal are compared. Results show a goodagreement and the possibility to PA characterization usingcontinuous-time representation. ¡G V in 2 The nonlinear block presented here operates on basebandquadrature I/Q time-domain waveforms. The complex lowpass equivalent (LPE) representation of the communicationsignal is used to avoid the high sampling rate required at thecarrier frequency.AM/AMQinV inV NLINLCartesianconversionQNL(3)k 0c2k 1 α2k 1 j β2k 1The nonlinear amplifier model used in this paper is anextension of the discrete time-model at continuous representation [3][13][24]. The major disadvantage of the discreterepresentation is that the used parameters have no physicalsignificance, contrary to continuous one where parameterskeep their real aspect [16][25]. This is very important whenadvanced PA applications are considered such as linearization or real time control.Complexconversion c2k 1 · V in 2kwhere c2k 1 are the complex power series coefficients suchas:II. PA M ODEL DESCRIPTIONΙ inPIout H(s) 0 0 H(s) Qout(4)The previous equations give the relationship between inputand output baseband signals :½I NL Pk 0 (α2k 1 Iin β2k 1 Qin ) · V in 2 kQNL Pk 0 (α2k 1 Qin β2k 1 Iin ) · V in 2 k(5)The output quadrature signals depend on the both inputquadrature terms and on the instantaneous input power.B. Continuous filterThe dynamical effect caused by the PA system behaviormay be expressed with a differential equation. As shown infigure (1), the input to output relationships of this nth orderfilter can be written as:( nn 1dkdkdmdt n Iout k 0 ak dt k Iout k 0 bk dt k INL(6)n 1dkdndkmdt n Qout k 0 ak dt k Qout k 0 bk dt k QNLAM/PMFig. 1.where Iout (t) and Qout (t) are the filter outputs.Radio frequency power amplifier modelAs shown in fig. 1, the two-box MIMO model includes amemoryless nonlinearity prior to an nth order Laplace filter.In this model, the first box is the AM/AM and AM/PMconversions described PA nonlinearities. The second box isthe frequency response which operates on the two basebandinputs I/Q.A. Nonlinear Static functionsTo take into account simultaneous gain and phase characteristics, amplifiers are traditionally modeled with a complexpolynomial series [9]. Then, the complex envelope of thenon linear output signal is approximated with the followingbaseband input/output relationship:¡ V NL V in · G V in 2(1)V in and V NL are respectively the complex input and outputvoltage translated in baseband and expressed according thedirect and quadrature I/Q signals as:½V in Iin j Qin(2)V NL INL j QNL¡ G V in 2 is the complex gain of the amplifier, dependentof the magnitude of the input V in . The complex gain isexpressed with a polynomial function composed by eventerm which produce harmonic distortions inside the PAbandpass:The coefficients {ak } and {bk } are real scalars that define themodel. Note that the filter structure is the same on the twoaxes I and Q, which gives a decoupled MIMO plant. Thus,the input-output relation can be expressed in Laplace-domainwith the transfer-function H(s), as so:H(s) k mk 0 bk · sn 1sn k 0ak skwhere s denotes the differential operator s (7)ddt .III. PARAMETER IDENTIFICATION OF THE PAMODELThe problem of system identification is a major fieldin control and signal processing [22]. For their simplicity,the Equation Error (EE) techniques like least squares areregarded as the most suitable methods for estimating thecoefficients in a regression model. However, there are severedrawbacks, not acceptable in PA characterization, especiallyfor the identification of physical parameters, such as theresidual error caused by the output noise and the modelingerrors [12].Output Error (OE) methods have become a wide-spread technique for non linear system identification [21][23]. Usually,for these methods, parameter estimates are found iterativelyusing optimization algorithms. The simulation of the outputmodel is based only on the knowledge of the input, so theparameter estimation is unbiased [22].

A. Identification algorithmParameter identification is based on the definition ofa model. For power amplifier, we consider the previousmathematical model (Eqs. 1-7) and we define the parametervector: Tθ a0 · · · an 1 b0 · · · bm c1 · · · c2P 1(8)where[.]Tdenotes transposition operation.Assume that we have measured K values of input vector (t), Q (t)) with t k ·(Iin (t), Qin (t)) and output vector (IoutoutTe and 1/Te is the sampling rate. The identification problemis then to estimate the values of the parameters θ . Thus, wedefine the output prediction errors:½ IˆεIk Ioutoutk (θ̂ , Iin , Qin )k(9)εQk Q outk Q̂outk (θ̂ , Iin , Qin )where predicted outputs Iˆoutk and Q̂outk are obtained bynumerical simulations of the PA model and θ̂ is an estimationof true parameter vector θ . ³Jθ′ 2 Kk 1 ε TIk · σ Ik,θ ε TQk · σ Qk,θ³ Jθ′′θ 2 Kk 1 σ Ik,θ · σ TIk,θ σ Qk,θ · σ TQk,θλ is the monitoring parameter,σ Ik,θ Iˆout θan output sensitivity on I axis, Q̂out θand σ Qk,θ B. Sensitivity functionsThe sensitivity functions σ are important elements inthe identification procedure. The positive realness of thesefunctions ensures the stability and the convergence of anunbiased identification algorithm. In comparison, sensitivityfunctions are equivalent to the regressors in the linear case[12]. Thus, it is necessary to attach a great importance to thecalculation of these functions.For nonlinear grey-box identification, consider a generalcontinuous-time state-space model structure :ẋ(t) g (x(t), θ , u(t))y(t) f (x(t), θ , u(t))OscillatorModulationIin*Iout0 0 PAWe consider a SISO non-linear system only to simplifythe equations; there is no restrictive assumption on thedimensions of u and y.90 *QoutQinIn the proposed formulation, it is necessary to distinguishtwo kinds of sensitivity functions:PA Model AM/AMIdentificationAlgorithmAs a general rule, parameter estimation with OE techniqueis based on minimization of a quadratic multivariable criterion defined as :J ε I ε TQ ε Q(10)We obtain the optimal values of θ by Non Linear Programming techniques. Practically, we use Marquardt’s algorithm[28] for off-line estimation:θ̂ i 1 θ̂ i {[Jθ′′θ λ · I ] 1 .Jθ′′ }θ̂ θ y θ σx,θ x θσx,θ : vector of output sensitivity functions (I 1)used in the NLP algorithm: matrix of state sensitivity functions (N I)such as:σ x,θ1···σ x,θi···σ x,θI The sensitivity functions σx,θi are obtained, for each parameter θi , by partial differentiation of equation (12). ThusPA identification scheme(εI 2k εQ 2k ) ε TI k 1σ y,θ AM/PMK H(s) 00H(s)Fig. 2.(12)(13)where g and f are nonlinear functions. x(t) is the state vector(dim(x) N), u(t) and y(t) are input and output signals, andt denotes time. Finally θ is the vector of unknown parameters(dim(θ ) I).Demodulation90 an output sensitivity on Q axis.i(11)Jθ′ and Jθ′′θ are respectively gradient and hessian such as: ẋ g (x, θ , u) x g (x, θ , u) σ̇ x,θi θi x θi θi(14)So, σx,θi is the solution of the nonlinear differential system:σ̇ x,θi g (x, θ , u) g (x, θ , u)σ x,θi x θi(15)Finally, we obtain the output sensitivity functions used inNon Linear Programming algorithm by partial differentiationof equation (13), we get:¶µ y f (x, θ , u) T f (x, θ , u)σy,θi σ x,θi (16) θi x θi

In the particular case of linear system described by thefollowing state space model :½ẋ A(θ ) x B(θ ) u(17)y CT (θ ) x D(θ ) uwe obtain :iihh σ̇ x,θ A(θ ) σ x,θ A(θ ) x B(θ ) u θ θiih ih i iTi σ CT (θ ) σ C(θ ) x D(θ ) uy,θix,θi θi θi(18)All discrete-time models are deduced from the continuousone by second order serie expansion of the transition matrix.C. Initialization problemsAn inherent problem of iterative search routines is thatonly convergence to a local minimum can be guaranteed.In order to converge to the global minimum, a good initialparameter estimate is important. Usually, for engineeringprocess, users have a good knowledge on physical parameters, necessary to initialize the iterative algorithm (Eq. 11).In our case, PA users have not sufficient information onparameter vector θ , especially on AM/AM and AM/PMparameters. It is then essential to define a global strategywhich makes it possible to obtain approximative values ofparameters. So we propose an optimal search method basedon Equation Error techniques to achieve initial values of nonlinear and filter parameters.1) Non linear parameters initialization:The first step consists in searching approximation of thecomplex parameters c2k 1 using the envelope magnitude andphase distorsions (Eqs. 1-3). Thus, the AM/AM and AM/PMcharacteristics are used to optimize a polynomial functionby Least Mean Square (LMS) algorithm [22]. A solution forthe coefficients is obtained by minimizing the mean-squared , Q ) and the modelederror between the measured (Ioutoutoutput (Iout , Qout ) under low frequency signal such as:θ̂ NL (φ H φ ) 1 φ H V outnon linear dynamics. The input-output curves are obtainedby measuring the output gain and phase as a function ofinput level.2) Filter parameters initialization:The second step is the determination of initial values forthe filter coefficients. They are obtained for an input signalwith low input level and large frequency bandwidth. Thesignal distorsion is then negligible, which makes it possibleto take into account only the linear filter effects. Thus, wedefine the filter parameter vector:θ f [ a0 a1 · · · an 1 b0 b1 · · · bm ]TParameter estimation is performed by iterative InstrumentalVariable based on Reinitilized Partial Moments RPM method(see also [12][14][17]). Used for continuous filter identification, this technique is included in the integral methods class.The main idea of this class is to avoid the input-output timederivatives calculation by performing integrations. In thisclass, the particularities of the RPM method1 is the use of atime-shifting window for the integration and to perform anoutput noise filtering.The main advantage of this estimation method to others isits relatively insensitivity to the initial conditions and roughsystem a priori knowledge.IV. PA SETUPThe measurement setup is shown in Fig. 3. The poweramplifier is a commercial ZHL-42 from M INI C IRCUITSmanufacturer. Input and output data are obtained fromYOKOGAWA D IGITAL O SCILLOSCOPE with a samplingperiod equal to 10 ns.DATA Acquisition(19)where :(.)H denotes transpose-conjugate transformationθ̂ NL [ c1 c3 · · · c2P 1 ]T is the vector of polynomialparameters,V out is the measured output,φ [ ϕ 1 ϕ 2 · · · ϕ K ] is the regression matrix,(20)QinQoutIinIoutPA0 0 90 90 Arbitrary fterϕ k [Vink Vink Vink 2 · · · Vink Vink 2P ]T is the regressionvector,and V ink is a kth sampled input.Noted that for these estimations, the regression vector ϕ k isnot correlated with the measured output V out .In practice, the PA characteristics is performed by a sinusoidal excitation applied on baseband inputs Iin and Qin atfixed low frequency and high input level. In these conditions,the PA filtering effects are assumed negligible according toLocal OscillatorFig. 3.PA setup1 C ONTSID M ATLAB TOOLBOX including the RPM estimation methodcan be downloaded from http://www.cran.uhp-nancy.fr/contsid/. The ivrpmfunction allows to obtain model estimation by iterative Instrumental Variable.

Filter identification algorithm needs large frequency bandwidth excitation signal to provide appropriate estimation.Indeed, modulated signals are required to excite both steadystate (low frequency) and process dynamics (medium tohigh frequency). This excitation is performed with a PseudoRandom Binary Sequence (P.R.B.S) baseband pulse as theinput modulation to the transmitter. All data processing arecarried using M ATLAB M ATH W ORKS then are downloadingto a BASEBAND WAVEFORM G ENERATOR . The quadraturemodulator AD8349 and demodulator AD8347 are inserted atthe input and output of the PA. They are standard commercialunits from Analog Devices.Modulation signals I and Q are delivered by a TTi 40 MHzArbitrary Waveform Generator connected to PC control. Thelocal oscillator frequency is 900 MHz obtained from DigitalModulation Signal Generator (A NRITSU MG 3660A).The identification procedure is performed in three steps :Initialization of nonlinear parameters, initialization of filterparameter and global identification of the PA’s model.Figure (4) allows a comparison between measured I andQ outputs waveforms and their estimations. As can be seen,even if the amplifier is driven near saturation, the LMSalgorithm converge to the optimum values with a maximumoutput estimation error less than 0.008 V.AM/AM and AM/PM characteristics are given in figure(5). Thus, we can clearly see that the non linear behavioralof the amplifier is successfully described by a traditionalthird polynomial series.Output amplitude (V)AM/AM characteristic0.2Measured 250.3Input amplitude (V)Output phase (rad)AM/PM characteristic3Measured data2EstimationA. Experimental results10Nonlinear parameters ck are extracted from the input/output transfer function. The AM/AM and AM/PM measured characteristics are obtained by sweeping the powerlevel of an input signal at a frequency located at the centerof the PA bandwidth. In our case, we used the 3th ordercomplex polynomial:¡ V NL c1 c3 · V in 2 c5 · V in 4 ·V in 1Input Amplitude (V) 2 30.050.10.15Input amplitude (V)0.2Fig. 5. Comparison between the measured and estimated AM/AM andAM/PM functionsThus, we define the estimated parameter complex vector:Fig. a0.3After running a LMS algorithm (Eq. 19), we obtained : ĉ1 1.222 0.115 jĉ 0.0918 0.0299 j 3ĉ5 0.017 10 2 0.062 10 2 jI axis0.10 0.1 0.20246810Time (µs)1214161820Fig. b0.3Measured dataEstimation0.2Magnitude (V)(21)Magnitude (V)0.2θ NL [ c1 c3 c5 ]TAmplitude (V)00.10 0.1Measured data0.2Estimation 0.20.10246810Time (µs)12141618200 0.1 0.200.050.10.150.20.25Time (ms)0.30.350.40.450.5Q axisAmplitude (V)Measured data0.2Estimation0.150.10.050 0.05 0.1 0.15 0.20Fig. 4.0.050.10.150.20.25Time (ms)0.30.350.40.450.5Comparison of time-domain measurement and estimationFig. 6. (a) Input signal. (b) Comparison of time-domain measurement andestimationThe initial values of the linear filter parameters areobtained by applying a Pseudo Random Binary Sequence(PRBS) signal with small amplitude level. The filter formis achieved using the RPM method for different plants. Aquadratic error comparison allows to obtain an appropriateorder. Then, the 3rd order filter are defined in the Laplacedomain as:H(s) b1 s b0s3 a2 s2 a1 s a0(22)

Thus, we define the estimated parameter vector:B. PA global identification :The model parameters obtained in the previous section willbe used to initialize the nonlinear identification algorithm.The unknown system in this case is the global PA modelcomposed by both: non-linear complex polynomial functions. 3rd order filter system.θ f [ a0 a1 a2 b0 b1 ]TThe RPM algorithm gives the parameters values: â0 2.01 · 1023 â1 6.11 · 1023â2 9.60 · 107 b̂ 1.51 · 1023 0b̂1 1.79 · 1015For small power, figure (6) shows that the PA dynamic canbe modeled as a 3rd order resonant system.Magnitude (V)0.10.080.060.040.020 0.02 0.04The measurements are performed by an input signal obtained from the adding of some P.R.B.Sequences at differentlevels. The aim is to drive the amplifier in its overall levelrange (linear and non linear area). Figure (9.a) shows theinput signal applied to perform global PA identification. After8 iterations, we obtain the following parameters: ĉ1 1.181 8.452 · 10 3 jĉ 0.042 0.023 jθ̂ NL 3ĉ5 0.201 · 10 2 0.316 · 10 2 j â0 2.01 · 1023 â1 6.11 · 1015â2 9.65 · 107θ̂ f b̂0 1.51 · 1023 b̂1 1.79 · 1015 0.06Fig. a 0.080.2246810Time (µs)1214161820Magnitude (V)0.15 0.100.10.050 0.05 0.1Identification residuals 0.15 0.2As observed in figure (7), the identification residuals(estimation error) are negligible and dont exceed 0, 04 V.The dynamic behavioral of the PA system can be describedby a MIMO filter. The filter characteristic is representedin figure (8) by the gain and phase curves. The resonnantfrequency of the filter is around 9.8 MHz.0246810Time (µs)12141618201820Fig. bEstimationMeasured data0.20.15Magnitude (V)Fig. 7.0.10.050 0.05 0.1 0.15 0.20246810Time (µs)121416Bode DiagramFig. 9. (a) Input signal. (b) Comparison of time-domain measurement andestimation0Magnitude (dB) 20Model simulation with the achieved parameters exhibit goodapproximation of measured data (fig. 9.b). 40 60 80C. Model validation 100360315Phase (deg)27022518013590450610Fig. 8.7108Frequency (rad/sec)10910Frequency responses of the PA gain and the phase1010In this section, we validate the PA model by comparingpredicted and measured outputs for different modulationschemes. As a test signal, we use a QPSK digitally modulated signal shaped with a raised cosine filter with a Rollofffactor of α 0.25.Figures (10.a) and (10.b) compare the simulated modeloutput (dotted line) with the measured output for an excitation signal different of the one previously used foridentification (solid line). It can be seen that the simulatedoutput follows the measured one.

Fig. aMagnitude (V)Measured data0.2Estimation0.10 0.1 0.2024681012141618201820Time (µs)Fig. bMagnitude (V)0.2EstimationMeasured data0.10 0.1 0.20246810121416Time (µs)Fig. 10. Comparison of I/Q time-domain measurement and estimation forQPSK modulation0Measured dataEstimation 10Magnitude (dB) 20 30 40 50 60 70 80 30 20Fig. 11. 100Frequency (MHz)102030Measured and estimated output spectrumTo validate the proposed model, figure (11) compares themeasured and simulated output power spectral densities atspecific frequencies.V. C ONCLUSIONA model based on continuous-time representation is described which offers a simple way to modeling PA dynamics.This model is able of accounting the magnitude and phaseamplifier nonlinearities such as the saturation effects.Test results illustrate the efficiency of this technique foruse in off-line identification. The continuous approach wasfound to be accurate in predicting the dynamical responseof the power amplifier. Estimation results show that thedescribed amplifier acts like a resonant system coupled witha polynomial series.The proposed technique is based on continuous timedomain model. The model achieved can be used to developa continuous baseband method for the compensation ofnonlinearity of the RF front-end in a wireless transmitter.R EFERENCES[1] S. C. Cripps, Advanced Techniques in RF power Amplifier Design,Artech House, Boston 2002.[2] P. B. Kennington, High-linearity RF Amplifier Design, Artech House,Boston 2000.[3] C. J. Clark, G. Chrisikos, M. S. Muha, A. A. Moulthrop and C. P.Silva, Time-domain envelope measurement technique with applicationto wideband power amplifier modeling, in IEEE Trans. MicrowaveTheory Tech. VOL. 46, NO. 12, pp. 2531-2540, Dec. 1998.[4] M. Isakson, D. Wisell and D. Ronnow, A Comparative Analysisof behavioral Models for RF Power Amplifiers, in IEEE Trans.Microwave Theory Tech., VOL. 54, No. 1, pp. 348-359, Junuary 2006.[5] L . 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continuous-time representation. II. PA MODEL DESCRIPTION The nonlinear amplifier model used in this paper is an extension of the discrete time-model at continuous represen-tation [3][13][24]. The major disadvantage of the discrete representation is that the used parameters have no physical significance, contrary to continuous one where parameters

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