Execution Only Share Dealing Service

Application FormsExecution Only ShareDealing ServiceFull Service Execution OnlyStandard Terms

Contact DetailsTO PLACE AN ORDER WITH OUR DEALERSPlease call 0345 707 8425Dealing hours are: 8am - 4.30pmTO SPEAK WITH OUR ADMINISTRATION DEPARTMENTPlease call 0116 204 5500Our office hours are: 9am - 5.30pmBank DetailsBank of ScotlandSort Code: 12-22-76Account number: 10210865GHC CM LTD Client Money Pool Deposit Account

GHC Capital MarketsExecution Only Share Dealing ServiceFees and ChargesSECURITIES COMMISSION ONCONSIDERATIONSETTLEMENT CHARGES(Stocks, shares, OEICs, units trusts andinvestment trusts) 15Stock withdrawal (certificate) per security 15First 10,0001.65%Re-printing contract notes 10Balance over 10,0000.50%Re-printing tax and CGT vouchers 30 20Re-issued bank interest certificates 30Ad-hoc valuations 10CHAPS payments 20Minimum commission per transactionDEALING COMMISSION ONCONSIDERATION(Gilts and Fixed Interest)LATE PAYMENTSFirst 10,0001.00%Balance between 10,000 and 20,0000.30%Balance over 20,0000.10%Minimum commission per transaction 20BARGAIN CHARGEEach transaction 12.50Per line of stockSubject to a minimumSettlement Date a charge of 25 will be made ifcomplete documentation not received. Thereafter acharge of 25 will be made for every 5 business daysRecorded deliveriesCost 5 15Re-issue of cheques 10Report & accountsNot availableISA FEESNote:0.75%On value of portfolio, charged at 0.375% on or around 5th April and 5thOctober)VERIFICATION FEEUK Investment (per item) 4Subject to a minimum 6Non UK Investment (per item) 4Subject to a minimumLATE DELIVERIES 5(Fees payable on or around 5th April and 5th October)Annual administrative feeAt Settlement Date send chasing letter infoming thata charge of 25 will be made if payment not receivedwithin 5 business days. Thereafter a charge of 50will be made for every 5 business daysOTHER CHARGESNOMINEE FEE1Electronic Re-Registration (per security)Stock and/or cash must be held by GHC CapitalMarkets Ltd prior to trading.These fees and charges are correct as of 1stSeptember 2019 and may be subject to changeat any time in accordance with our terms ofbusiness.All fees and charges are subject to VAT whereapplicable at the standard rate. 10Execution only share dealing service - Full service, Standard Terms

GHC Capital MarketsApplication FormsSECTION 1 – CLIENT DETAILSName of accountNumber of existing account (if applicable)Full names and addresses of all applicantsApplicant 1Applicant ty:Post code:Post code:Tel No.Tel No.Date of birth:Date of tion*:National Insurance Number:National Insurance Number:Applicant 3Applicant ty:Post code:Post code:Tel No.Tel No.Date of birth:Date of tion*:National Insurance Number:National Insurance Number:* Note that these fields are compulsory for individuals to comply with international money laundering and tax regulations.2Execution only share dealing service - Full service, Standard Terms

GHC Capital MarketsSECTION 2 – CAPACITY OF CLIENTPlease tick one of the following boxes:IndividualJoint NamesTrust†Bare TrustPension (Non SIPP)†Company†Partnership†Charity† (please state registered charity number):Pension (SIPP)Legal Entity Identifier (LEI) required (please state)†TrusteesIn the case of a Trust, if more than one Trustee is named in Section 1 of this form, GHC Capital Markets Ltd shallbe entitled to act on the instructions of one such Trustee alone without the prior consent of the other namedTrustees. Also GHC Capital Markets Ltd may provide any information or advice concerning the investments to theTrustee(s) indicated below, whereby any such information or advice shall be deemed to have been given to all theTrustees.Name of the Trustee referred to above:In the case of a Trust Account it is confirmed that the Trustees have the power and authority to enter intoarrangements as set out in the accompanying GHC Capital Markets Ltd Terms & Conditions, and that there are noinvestment or other restrictions applicable to the Trust. It is also confirmed that all trustees are disclosed and aresignatories to this form.SECTION 3 – AMOUNT TO BE INVESTEDInitial cash transfer for: Approximate value of shares to be transferred: Total value of investment: SECTION 4 – YOUR BANK DETAILSBank/Building Society nameAddressPostcodeAccount nameAccount numberSort codeSECTION 5 - ANTI MONEY LAUNDERING REQUIREMENTSTo satisfy our obligations under the Joint Money Laundering Regulations (JLMR) we may obtain verification andidentification documents from your appointed financial adviser who are entitled to share this data with us. If weare unable to obtain such documentation from your appointed financial adviser we may at our discretion approachyou directly.A certified copy of a passport or driving licence will be sufficient for proof of identity; a certified copy may beobtained from a bank, building society or Solicitor. When confirming an address, a utility bill with a date during thelast three months will be sufficient for these purposes. It is strongly recommended that you do not send originaldocumentation through the post, as GHC Capital Markets Ltd would have to return these to your last statedaddress at your own risk.3Execution only share dealing service - Full service, Standard Terms

GHC Capital MarketsSECTION 6 – NEWSLETTERS AND FINANCIAL PROMOTIONSGHC Capital Markets Ltd, from time to time, would like to send you, newsletters containing a variety of articlesregarding, for example, investment market, economic commentaries, investment products and services.Should you wish to receive communication from us please tick belowEmailYou may withdraw your consent to receiving these marketing contacts, and the associated processing of yourdata, at any time and you can do this via telephone, email or post. Please be assured that it will not affect yourrelationship with GHC Capital Markets Ltd or any services we provide you with if you do not provide permissionfor us to contact you for marketing purposes.SECTION 7 – DECLARATIONS AND SIGNATURESThis is our standard client agreement upon which we intend to rely. For your own benefit and protection youshould read our standard terms of business carefully. If you do not understand any point please ask for furtherinformation.I/we confirm having read, understood and agreed to the GHC Capital Markets Ltd Terms of Business.I/we hereby authorise GHC Capital Markets Ltd to accept investment instructions from our appointed financialadviser/Wealth Manager (if applicable) and to provide them with copy correspondence for this account.All ApplicantsAll applicants must sign unless reason is given - e.g. one Trustee authorised to sign on the other’s behalf, or ajoint applicant.Applicant 1Signature: Date:Please print name:Capacity:Applicant 2Signature: Date:Please print name:Capacity:Applicant 3Signature: Date:Please print name:Capacity:Applicant 4Signature: Date:Please print name:4Capacity:Execution only share dealing service - Full service, Standard Terms

GHC Capital MarketsPortfolio Transfer Forms (General Investment Account)SECTION 8 – TRANSFER AUTHORITY PORTFOLIO 1To be completed if you wish to transfer a portfolio from another manager.To: The Manager,AddressPost code:Account name:Account number:I hereby authorise and instruct you to transfer forthwith my/our account(s) to GHC Capital Markets Ltd, to provideall the relevant information relating to the account(s), as may be required.Signature 1:Print name 1:Signature 2:Print name 2:Date:SECTION 8 – TRANSFER AUTHORITY PORTFOLIO 2To be completed if you wish to transfer a portfolio from another manager.To: The Manager,AddressPost code:Account name:Account number:I hereby authorise and instruct you to transfer forthwith my/our account(s) to GHC Capital Markets Ltd, to provideall the relevant information relating to the account(s), as may be required.Signature 1:Print name 1:Signature 2:Print name 2:Date:SECTION 8 – TRANSFER AUTHORITY PORTFOLIO 3To be completed if you wish to transfer a portfolio from another manager.To: The Manager,AddressPost code:Account name:Account number:I hereby authorise and instruct you to transfer forthwith my/our account(s) to GHC Capital Markets Ltd, to provideall the relevant information relating to the account(s), as may be required.Signature 1:Print name 1:Signature 2:Print name 2:Date:5Execution only share dealing service - Full service, Standard Terms

GHC Capital MarketsNew ISA Application FormsSECTION 9 – STOCKS AND SHARES ISAAPPLICATION FORM (A)Full Names:Full Names:Address:Address:County:County:Post code:Post code:Date of birth:Date of birth:Nationality*:Nationality*:National Insurance Number:National Insurance Number:SECTION 10 – ISA DETAILSSECTION 10 – ISA DETAILSFirst Tax Year(i.e. 2012/2013):6SECTION 9 – STOCKS AND SHARES ISAAPPLICATION FORM (A)YYYY/YYYYFirst Tax Year(i.e. 2012/2013):YYYY/YYYYHow much do you wish to subscribe? How much do you wish to subscribe? I wish you to utilise my full ISA allowance for thisportfolio on an annual basis.I wish you to utilise my full ISA allowance for thisportfolio on an annual basis.SECTION 11 – DECLARATIONSECTION 11 – DECLARATIONI declare that all subscriptions made, and to bemade, belong to me, I am 18 years or over, I have notsubscribed and will not subscribe to another Stocksand Shares ISA in the same year that I subscribe tothis ISA. I am resident in the United Kingdom for taxpurposes or, if not so resident, either perform dutieswhich, by virtue of Section 28 of The Income Tax(Earnings & Pensions) Act 2003 (Crown employeesserving overseas), are treated as being performedin the United Kingdom, or I am married to, or in acivil partnership with, a person who performs suchduties. I will inform GHC Capital Markets Ltd if I ceaseto be so resident or to perform such duties or bemarried to, or in a civil partnership with, a person whoperforms such duties.I declare that all subscriptions made, and to bemade, belong to me, I am 18 years or over, I have notsubscribed and will not subscribe to another Stocksand Shares ISA in the same year that I subscribe tothis ISA. I am resident in the United Kingdom for taxpurposes or, if not so resident, either perform dutieswhich, by virtue of Section 28 of The Income Tax(Earnings & Pensions) Act 2003 (Crown employeesserving overseas), are treated as being performedin the United Kingdom, or I am married to, or in acivil partnership with, a person who performs suchduties. I will inform GHC Capital Markets Ltd if I ceaseto be so resident or to perform such duties or bemarried to, or in a civil partnership with, a person whoperforms such duties.SECTION 12 – AUTHORISATIONSECTION 12 – AUTHORISATIONI authorise GHC Capital Markets Ltd to hold my cashsubscription, ISA investments, interest, dividendsand any other rights or proceeds in respect of thoseinvestments and any other cash, to make on mybehalf any claims to relief from tax in respect of ISAinvestments.I authorise GHC Capital Markets Ltd to hold my cashsubscription, ISA investments, interest, dividendsand any other rights or proceeds in respect of thoseinvestments and any other cash, to make on mybehalf any claims to relief from tax in respect of ISAinvestments.I agree to the supplementary ISA agreement anddeclare that the information given on this applicationform is correct to the best of my knowledge.I agree to the supplementary ISA agreement anddeclare that the information given on this applicationform is correct to the best of my knowledge.Signature:Signature:Date:Date:Print name:Print name:Execution only share dealing service - Full service, Standard Terms