Clinical Practice Guideline For The Treatment Of Intrinsic .

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S P E C I A L A RT I C L E Spii: ical Practice Guideline for the Treatment of IntrinsicCircadian Rhythm Sleep-Wake Disorders: Advanced SleepWake Phase Disorder (ASWPD), Delayed Sleep-Wake PhaseDisorder (DSWPD), Non-24-Hour Sleep-Wake Rhythm Disorder(N24SWD), and Irregular Sleep-Wake Rhythm Disorder (ISWRD).An Update for 2015An American Academy of Sleep Medicine Clinical Practice GuidelineR. Robert Auger, MD1; Helen J. Burgess, PhD2; Jonathan S. Emens, MD3; Ludmila V. Deriy, PhD4; Sherene M. Thomas, PhD4;Katherine M. Sharkey, MD, PhD5Mayo Center for Sleep Medicine, Rochester, MN; 2Rush University Medical Center, Chicago, IL; 3Portland VA Medical Center,Portland, OR; 4American Academy of Sleep Medicine, Darien, IL; 5Brown University, Providence, RI1A systematic literature review and meta-analyses (whereappropriate) were performed and the GRADE approach wasused to update the previous American Academy of SleepMedicine Practice Parameters on the treatment of intrinsiccircadian rhythm sleep-wake disorders. Available dataallowed for positive endorsement (at a second-tier degree ofconfidence) of strategically timed melatonin (for the treatmentof DSWPD, blind adults with N24SWD, and children/adolescents with ISWRD and comorbid neurological disorders),and light therapy with or without accompanying behavioralinterventions (adults with ASWPD, children/adolescents withDSWPD, and elderly with dementia). Recommendationsagainst the use of melatonin and discrete sleep-promotingmedications are provided for demented elderly patients, at aSUMMARYPurposeThe present document replaces/updates the previous American Academy of Sleep Medicine (AASM) Practice Parameterspertaining to the intrinsic CRSWDs (i.e., ASWPD, DSWPD,N24SWD, and ISWRD). The treatment of remaining CRSWDsis not addressed.MethodologyThe AASM commissioned a Task Force (TF) of 4 memberswith expertise in the field of CRSWDs, appointed a Board ofDirectors (BOD) liaison, and assigned a Science and ResearchDepartment staff member to manage the project. PICO (Patient, Population or Problem, Intervention, Comparison, andOutcomes) questions were developed by the TF and approvedby the BOD. Extensive literature searches were performed toidentify articles of interest, and relevant data were extracted by1199second- and first-tier degree of confidence, respectively. Norecommendations were provided for remaining treatments/populations, due to either insufficient or absent data. Areaswhere further research is needed are discussed.Keywords: circadian rhythms, DSWPD, ASWPD, N24SWD,ISWRDCitation: Auger RR, Burgess HJ, Emens JS, Deriy LV,Thomas SM, Sharkey KM. Clinical practice guideline for thetreatment of intrinsic circadian rhythm sleep-wake disorders:advanced sleep-wake phase disorder (ASWPD), delayedsleep-wake phase disorder (DSWPD), non-24-hour sleepwake rhythm disorder (N24SWD), and irregular sleep-wakerhythm disorder (ISWRD). An update for 2015. J Clin SleepMed 2015;11(10):1199 –1236.the TF. The TF developed consensus-based relevant outcomes,rated their relative importance, and determined clinical significance thresholds. Extracted data were pooled across studiesfor each outcome measure in accordance with PICO questions,and based upon CRSWD diagnosis, study design, patient population, outcome of interest, and method of derivation. Statistical analyses were performed using dedicated software, andmeta-analyses were completed when applicable. The GRADE(Grading of Recommendations Assessment, Development,and Evaluation) approach was used to develop recommendation statements and to determine the direction and strengths ofthese recommendations based upon a composite assessment ofevidence quality, benefits versus harms analyses, and patientvalues and preferences.FindingsAvailable data allowed for positive endorsement (at a second-tier degree of confidence) of strategically timed melatonin(for the treatment of DSWPD, blind adults with N24SWD, andJournal of Clinical Sleep Medicine, Vol. 11, No. 10, 2015

RR Auger, HJ Burgess, JS Emens et al.children/adolescents with ISWRD and comorbid neurological disorders), and light therapy with or without accompanying behavioral interventions (adults with ASWPD, children/adolescents with DSWPD, and elderly with dementia andISWRD). Recommendations against the use of melatonin anddiscrete sleep-promoting medications are provided for demented elderly patients, at a second- and first-tier degree ofconfidence, respectively. No recommendations were providedfor remaining treatments/populations, due to either insufficientor absent data.Recommendations are as Follows5.4.9.1a The TF suggests that clinicians avoid the useof combined treatments consisting of light therapy incombination with melatonin in demented, elderly patientswith ISWRD (versus no treatment). [WEAK AGAINST]ConclusionUse of the GRADE system for this updated Clinical Practice Guideline represents a major change. This update shouldprovide clinicians with heightened confidence with respect toprescribing select treatments and, equally importantly, shouldserve as a roadmap for future studies that will propel higherquality, more sophisticated therapies for the intrinsic CRSWDs.ASWPD5.1.4a The TF suggests that clinicians treat adult ASWPDpatients with evening light therapy (versus no treatment).[WEAK FOR]DSWPD5.2.6.1a The TF suggests that clinicians treat DSWPD inadults with and without depression with strategically timedmelatonin (versus no treatment). [WEAK FOR]5.2.6.2.1a The TF suggests that clinicians treat childrenand adolescents with DSWPD (and no comorbidities) withstrategically timed melatonin (versus no treatment). [WEAKFOR]5.2.6.2.2a The TF suggests that clinicians treat childrenand adolescents with DSWPD comorbid with psychiatricconditions with strategically timed melatonin (versus notreatment). [WEAK FOR]5.2.9.2a The TF suggests that clinicians treat childrenand adolescents with DSWPD with post-awakening lighttherapy in conjunction with behavioral treatments (versus notreatment). [WEAK FOR]N24SWD5.3.6.1a The TF suggests that clinicians use strategicallytimed melatonin for the treatment of N24SWD in blind adults(versus no treatment). [WEAK FOR]ISWRD5.4.4a The TF suggests that clinicians treat ISWRD inelderly patients with dementia with light therapy (versus notreatment). [WEAK FOR]5.4.5a The TF recommends that clinicians avoid the useof sleep-promoting medications to treat demented elderlypatients with ISWRD (versus no treatment). [STRONGAGAINST]5.4.6.1a The TF suggests that clinicians avoid the use ofmelatonin as a treatment for ISWRD in older people withdementia (versus no treatment). [WEAK AGAINST]Journal of Clinical Sleep Medicine, Vol. 11, No. 10, 20155.4.6.2a The TF suggests that clinicians use strategicallytimed melatonin as a treatment for ISWRD in children/adolescents with neurologic disorders (versus no treatment).[WEAK FOR]1200

Treatment of Intrinsic Circadian Rhythm Sleep-Wake Disorders1.0 INTRODUCTIONThe American Academy of Sleep Medicine (AASM) produced the first Practice Parameters (and associated reviews) forthe evaluation and treatment of circadian rhythm sleep-wakedisorders (CRSWDs) in 2007.1–3 The purpose of the presentpublication is to provide an evidence-based update of existingrecommendations for the treatment of the intrinsic CRSWDs:advanced sleep-wake phase disorder (ASWPD), delayed sleepwake phase disorder (DSWPD), non-24-hour sleep-wakerhythm disorder (N24SWD), and irregular sleep-wake rhythmdisorder (ISWRD). The extrinsic or predominantly environmentally influenced CRSWDs, namely shift work and jet lagdisorder, are not addressed in this paper.2.0 BACKGROUNDReviewed studies that included patients with an explicitlystated CRSWD predominantly utilized the International Classification of Sleep Disorders, Second Edition (ICSD-2)4 diagnosticcriteria, despite the fact that International Classification of SleepDisorders, Third Edition (ICSD-3)5 nomenclature is referencedthroughout the manuscript. Important modifications to the International Classification of Sleep Disorders include incorporation of the word “wake” (the ICSD-2 referred solely to circadianrhythm sleep disorders), which highlights the significant impairments these conditions exert on daytime functioning. Caregiverinput is also emphasized in the ICSD-3, particularly with respectto diagnostic assessments among cognitively impaired and pediatric patients. Other major changes include the recommendationthat CRSWD diagnoses are ascertained via actigraphy deriveddata when possible (with inclusion of both work/school andfree days), to provide objective longitudinal documentation ofsleep-wake patterns. Consistent with this emphasis on objectivemeasures, circadian phase assessments (e.g., dim light melatonin onset, or DLMO) are also recommended, if feasible. Otherchanges include a de-emphasis on “conventional” and “sociallyacceptable” clock times (recognizing the relative nature of theseterms, and instead highlighting patients’ subjective concerns),extensive additions to the “Pathology and Pathophysiology” and“Polysomnographic and Other Objective Findings” sections, andnew descriptions of “Developmental Issues” and “Clinical andPathophysiologic Subtypes.”5In many instances, this review incorporated trials with participants who were not recruited in strict accordance with International Classification of Sleep Disorders criteria, but whononetheless described symptoms consistent with a CRSWD(based upon Task Force consensus). Examples include pediatric/adolescent patients with “idiopathic sleep-onset insomnia,”whose symptoms were consistent with DSWPD, as well asselect populations of institutionalized elderly patients, amongwhom varied descriptions of insomnia, nighttime wakefulness,and daytime napping selectively appeared to be representativeof ISWRD, despite the fact that this condition was not namedexplicitly. A similar approach was taken for this latter group ofpatients during literature review and development of the previous Practice Parameters.1,3A brief scientific background is required. The two-processmodel for sleep regulation delineates two principle mechanismsfor the governance of sleep and wakefulness: “Process S” and“Process C.”6 The homeostatic drive to sleep (Process S) is proportional to the duration of wakefulness. In contrast, Process Ccreates a drive for wakefulness that variably opposes Process Sand is dependent upon circadian (“approximately daily”) rhythmsintrinsic to the individual. Master coordination of this sleep/wakerhythm is provided by the neurons of the suprachiasmatic nucleilocated within the hypothalamus.7–10 As this intrinsic period istypically slightly longer than 24 hours in humans11,12 synchronization to the 24-hour day (entrainment) is accomplished by various environmental inputs, the most important of which is lightand dark exposure.13 Failure to synchronize can alter the phaserelationships between internal rhythms and the light/dark cycle,which may manifest in the form of circadian rhythm sleep-wakedisorders (CRSWDs). The intrinsic CRSWDs refer to those conditions that are thought to exist predominantly due to innate phenomena, although exogenous components contribute to varyingdegrees in all of these disorders.The intrinsic CRSWDs are briefly characterized as follows.DSWPD manifests as a delay of the major sleep episode withrespect to the patient’s desired timing or the timing required toattend to social, educational, and/or occupational demands. Patients report extreme difficulty both with falling asleep at bedtimes considered typical among their peers, and with waking atthe required or desired times, but sleep quality is typically reported as normal when the individual sleeps at the delayed times.In contrast, an advance of the major sleep episode with respectto the patient’s desired or required sleep-wake times characterizes ASWPD. ASWPD patients report extreme difficulty stayingawake during evening hours and frequently note falling asleepbefore completion of pertinent work, social, or family obligations.In addition, wake time is undesirably early, and considered atypical in comparison to peers. For both conditions, symptoms mustbe present for at least 3 months and schedules need to be documented with sleep diaries and/or wrist actigraphy for a period ofat least 7 days.N24SWD is diagnosed when patients fail to entrain to the24-hour light-dark cycle and clock times. Thus, patients exhibitsleep-wake patterns that show a progressive delay (usually) oradvance, depending upon the period length (tau) of their endogenous circadian rhythms. During a symptomatic period, thetime of high sleep propensity gradually shifts, such that patientsexperience daytime hypersomnolence and nighttime insomnia.Most patients with N24SWD are totally blind, but this disorderalso occurs among sighted individuals. In contrast to the otherCRSWDs, a N24SWD diagnosis requires at least 14 days of documentation of progressively shifting sleep-wake times with sleepdiaries and/or actigraphy.Patients with ISWRD lack a clear circadian pattern of sleepwake behavior. Thus, afflicted individuals experience prolonged periods of wakefulness during the typical nocturnalsleep episode in addition to excessive sleepiness and prolongedsleep bouts during daytime hours. Sleep is fragmented andfrequently insufficient. ISWRD is observed more commonlyamong patients with neurodevelopmental or neurodegenerative disorders, and can pose particular challenges for caregivers. Documentation (sleep diaries and/or actigraphy) of multiplenon-circadian sleep-wake bouts for a period of at least 7 days isrequired for diagnosis.1201Journal of Clinical Sleep Medicine, Vol. 11, No. 10, 2015

RR Auger, HJ Burgess, JS Emens et al.Table 1—PICO question sPatients diagnosedwith intrinsicCRSWDs(ASWPD, DSWPD,N24SWD, ISWRD)1.2.3.4.5.Control group, thosetreated with placeboor, when a comparisongroup was not available,measurements performed“before” (baseline) and“after” treatmentPhysiologic circadian phasemarkers (DLMO [saliva/plasma],urinary melatonin metabolite,constant routine CBTMin )6.7.8.9.Prescribed sleep-wake schedulingTimed physical activity/exerciseStrategic avoidance of light (e.g., with the use of eyewear)Light therapySleep-promoting medications (hypnotics/sedatives/neuroleptics/other novel agents)Timed oral administration of melatonin or agonistsWakefulness-promoting medications (e.g., modafinil,traditional stimulants)Other somatic interventionsCombination treatmentsInterventions for CRSWDs can be broadly categorized as follows: (1) prescribed timing of sleep-wake and/or physical activity/exercise, (2) strategic receipt and/or avoidance of light, (3) use ofmedications and/or supplements to phase shift and/or to promotesleep or wakefulness, and (4) alternate interventions that exert effects by altering bodily functions to impact sleep/wake behaviors(i.e., somatic interventions).Light is strategically timed according to phase responsecurves (PRCs).2 In brief, light can suppress melatonin secretion14and phase shift circadian timing in humans,15 leading to the useof timed light exposure as a treatment for CRSWDs. Light timedin the evening and before the core body temperature minimum(CBTmin) leads to phase delays, and light timed after the CBTin the morning leads to phase advances.15 Larger effects areminobserved with greater intensities of light and longer durationsof light, but the increases are nonlinear.16,17 Additionally, the response to light is modified by prior exposure to light or “lighthistory,”18,19 such that a history of less light exposure leads to agreater response to light. Just as light exposure can shift circadian timing, so too can the strategic avoidance or reduction oflight.20,21 Finally, the human circadian system is most sensitiveto short wavelength blue light ( 480 nm),22,23 although at brightintensities phase shifts to white broad spectrum light and blueenriched light are similar, presumably due to a saturation ofphotoreceptors.24,25Less is known about the variables contributing to melatoninresponse.2 The melatonin PRC is approximately 180 degrees outof phase with the light PRC, such that dosing in the afternoon/evening shifts rhythms earlier and dosing in the morning shiftsrhythms later. As the CBTmin serves as the “inflection point” between delaying and advancing effects for light, the DLMO servesas the approximate inflection point for advancing and delayingeffects of melatonin. Optimal dosing of melatonin for circadianeffects remains unclear, and studies suggest that timing is moreimportant than dose (PRCs for doses above 5 mg have not beenpublished). In addition to phase shifting effects, melatonin mayalso have direct soporific effects, particularly at higher doses.3.0 METHODS3.1 Expert Task ForceIn order to develop these Clinical Practice Guidelines, theAmerican Academy of Sleep Medicine (AASM) commissionedJournal of Clinical Sleep Medicine, Vol. 11, No. 10, 20151202Total sleep time (TST)Initial sleep latency (ISL)Sleep onset time (SOT)Sleep offset time (SOffT)a Task Force (TF) of four members with expertise in the field ofCRSWDs, appointed an AASM Board of Directors (BOD) liaison, and assigned an AASM Science and Research Departmentstaff member to manage the project. Prior to appointment, thecontent experts were required to disclose all potential conflictsof interest according to AASM policy. None were declared. TheTF performed an extensive review of the scientific literatureand assessed the available evidence employing the methodology of evidence-based medicine (specifically, meta-analysisand the Grading of Recommendations Assessment, Development and Evaluation system, or GRADE) to draft recommendations. The present paper was approved by the AASM BOD andreplaces the previous Practice Parameters.1 The AASM expectsthese guidelines to have a positive impact on clinical decisionmaking and patient outcomes. These recommendations reflectthe state of knowledge at the time of publication and will berevised when the availability of new information necessitates.3.2 PICO QuestionsEight PICO (Patient, Population or Problem, Intervention,Comparison, and Outcomes) questions were developed, basedon both the inquiries raised in the previous AASM publications1,3 and an investigation of systematic reviews, meta-analyses, and guidelines published subsequently (Table 1). TheAASM BOD ultimately approved these questions. In addition,combination treatments were also reviewed for the four intrinsic CRSWDs included in this guideline.3.3 Literature SearchesLiterature search #1 was performed in PubMed using broadterms (see Appendix), in order to identify systematic reviews,meta-analyses or relevant practice guidelines published subsequent to availability of the previous AASM Practice Parameters. Examination of discovered papers (n 93) enabledelucidation of Practice Parameter recommendations requiring revisions, and also assisted with further refinement of thePICO questions. The next literature search (#2) targeted treatment trials involving intrinsic CRSWDs that addressed at leastone PICO question. This search utilized PubMed, Embase, andPsycInfo databases.At least two TF members carefully assessed the abstract ofeach retrieved article (n 2,063), to determine whether thepublication should be included for further consideration. Thefollowing list of general exclusion criteria was used:

Treatment of Intrinsic Circadian Rhythm Sleep-Wake DisordersTable 2—CRITICAL outcomes and their TF-defined clinical significance thresholds.DiagnosisASWPDDSWPDISWRDN24SWDCircadian Phase(change in minutes)303030N/ATST (change inminutes)303030N/AClinical Significance ThresholdsISL (change inSOT (change inminutes)minutes)151515151515N/AN/A1. Diagnosis or not treatment2. Not CRSWD3. Not intrinsic CRSWD (shift work or jet-lag disorder)4. Wrong publication

Clinical Practice Guideline for the Treatment of Intrinsic Circadian Rhythm Sleep-Wake Disorders: Advanced Sleep-Wake Phase Disorder (ASWPD), Delayed Sleep-Wake Phase Disorder (DSWPD), Non-24-Hour Sleep-Wake Rhythm Disorder (N

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